THE PEOPLE, Plaintiff and Respondent, v. ARTHUR PENA, Defendant and Appellant.
No. B041907
Second Dist., Div. Seven.
July 6, 1992.
2 Cal.App.4th 1294
William E. Moore, under appointment by the Court of Appeal, for Defendant and Appellant.
Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant Attorney General, Carol Wendelin Pollack, Acting Assistant Attorney General, Keith H. Borjon and Donald J. Oeser, Deputy Attorneys General, for Plaintiff and Respondent.
WOODS (Fred), J.—Arthur Samuel Pena (appellant) appeals from a judgment of conviction, following a jury trial, for burglary, forcible rape and forcible oral copulation. We affirm the judgment.
FACTS AND PROCEEDINGS BELOW
The victim, Ms. Helen B., is a woman in her late 50‘s who is hearing impaired. She testified with the help of a sign-language interpreter. Ms. B. testified she had seen appellant twice before the rape, once at a neighbor‘s yard sale, and again a week or month before the incident when appellant drove by her home and told her, “I‘m gonna get you. I‘m gonna fuck you.”
On June 27, 1988, about 2:30 p.m. Ms. B. was unlocking the door of her home when appellant approached her from behind carrying a cup. He said something about “water” and pushed her into her home and onto a rollaway bed in her living room where he raped her. Subsequently, appellant got off of her, twisted her by the legs violently, and orally copulated her.
After the incident, Ms. B. drove to her sister‘s home and told her she had been raped. She then went to see her regular physician, Dr. Singer. Ms. B. first testified the doctor was in a hurry and she did not have a chance to tell him what happened. Later, she testified she was examined by Doctor Singer and told him she was raped. She could not remember many details about the examination.
When she returned home that day, she took a shower and douched. She told her son, an ordained minister, her neighbor, Denise Stratton, and Detective Lee of the Culver City police department she was attacked but not raped. She was too embarrassed to tell them she had been raped. Detective Lee showed Ms. B. a photographic lineup. She identified appellant immediately.
The next day, Ms. B. admitted to Ms. Stratton she was actually raped by the appellant. Ms. Stratton contacted Detective Lee, who suggested Ms. B. be seen by a doctor. Ms. B. saw Dr. Robinson that day.
Dr. Robinson examined her with a “rape kit” the day after the incident. He testified the victim had bruises and vaginal redness consistent with a rape. He found no evidence of semen during his examination, but testified none would be found if the victim showered and douched before the examination.
Detective Lee reinterviewed Ms. B. after her visit with Dr. Robinson. He also noticed several bruises on her arms and legs, and ordered photographs
Connie Faught and Denise Stratton took the stand and corroborated those aspects of Ms. B.‘s encounter in which they were involved. Ms. Stratton further testified she knew appellant for nine months prior to the incident. She witnessed the appellant drive by Ms. B.‘s home shouting “I‘m gonna fuck you.” On the morning of the rape, appellant went to Ms. Stratton‘s home seeking repayment of $20 he had loaned her. Ms. Faught added she saw bruises on Ms. B.‘s body the day after the rape.
Appellant testified on his own behalf. He claimed he had met Ms. B. a few months before the incident, through her boyfriend “Jerry.” He went to Ms. Stratton‘s home on the morning of June 27th to get $20 she owed him. Appellant went to Ms. B.‘s home later that afternoon to discuss renting a room in her home. He admitted having sex with Ms. B., but contended the act was consensual. He testified the victim became angry with him after the sexual act because he refused to move in and pay the rent she was asking. Appellant also insinuated Ms. B. was asking for money in return for the sex they just had.
The defense also offered the testimony of Dr. Singer, Ms. B.‘s regular physician. Dr. Singer testified he examined Ms. B. on the day of the incident. Ms. B. indicated she had been raped, but did not tell him when it occurred. Dr. Singer conducted a vaginal examination, and diagnosed redness and irritation. He prescribed medication for a vaginal infection. He did not use a rape kit, nor did he check Ms. B.‘s body for bruises.
On March 7, 1989, the jury returned a verdict of guilty on all three counts. The court imposed sentence of eight years for the rape count and eight years for the forcible oral copulation count, ordering the two terms to run consecutively. Appellant was also sentenced to the high base term of six years on the burglary count, to run concurrently with the sentence imposed on the sex crimes.
Appellant appeals from the judgment of conviction.
DISCUSSION
I. The Trial Court Did Not Err in Refusing Appellant‘s Request for Cocounsel Status.
On the morning of trial appellant requested cocounsel status, stating: “Your honor, I thought this over, and I feel it‘s my best interest, possibly
As long as a defendant is represented by counsel at trial, he has no absolute right to participate personally in his own defense. (People v. Mattson (1959) 51 Cal.2d 777, 789.) While the Sixth Amendment guarantees both the right to self-representation and the right to counsel, a defendant who elects representation by counsel does not have a constitutionally protected right to appear as cocounsel. (People v. Bloom (1989) 48 Cal.3d 1194, 1218; People v. Hamilton (1989) 48 Cal.3d 1142.) The court may exercise its discretion and permit a defendant to actively participate in the presentation of his case. But it grants that request on a substantial showing the cause of justice would be served and the “orderly and expeditious conduct of the court‘s business” would not be substantially hindered. (Mattson, supra, at p. 797.)
Appellant contends the trial court applied an erroneous legal standard when exercising its discretion to grant or deny his request. The argument is convoluted but it appears he is arguing the following: to properly exercise its discretion, a trial court must determine whether the defendant has made a substantial showing of the need for and effect of acting as cocounsel. By stating simply propria persona status was not a basis for cocounsel status, the court failed to make the required determination, thereby applying the wrong legal standard in its ruling.
Appellant relies on People v. Davis (1984) 161 Cal.App.3d 796, for the proposition a trial court abuses its discretion in ruling on a cocounsel request when it labors under a misunderstanding of law. In Davis, defendant made an extensive showing of his need for cocounsel status. He was an attorney with extensive experience in civil and criminal practice. He had particular expertise with respect to the case which counsel did not possess. He had a close understanding of the facts of the case and had prepared for the cross-examination of a key prosecution witness since the inception of the case. Furthermore, there was nothing in the record to indicate any disruption or delay would have occurred.
The Court of Appeal held the magistrate misunderstood his discretion to rule on the matter, and thereby erred in refusing defendant‘s request to cross-examine the witness. The magistrate in Davis was “either unaware he
Appellant‘s reliance on Davis is misplaced. In Davis the defendant had made a substantial showing the interests of justice would be served by granting him cocounsel status. Thus, Davis concerns the proper exercise of discretion where a defendant has made the required substantial showing in support of his request.
Where, as here, a defendant fails to show cocounsel status would serve the interests of justice and would not result in substantial disruption, there is no basis for the exercise of the court‘s discretion, and the motion is properly denied. (People v. Hamilton, supra, 48 Cal.3d at p. 1162.) The burden is on the defendant to make the requisite showing. A trial court is not required to inquire further into the matter where the defendant has not first offered the “substantial showing.” (See e.g., Hamilton, supra, 48 Cal.3d 1142; People v. Andrews (1989) 49 Cal.3d 200; People v. Miranda (1988) 44 Cal.3d 57; People v. Moore (1988) 47 Cal.3d 63 [denials of cocounsel requests proper where trial courts did not inquire into the reasons for defendants’ requests, and defendants failed to first make substantial showing].)
Thus, in People v. Andrews, supra, 49 Cal.3d 200, denial of cocounsel status was held proper where defendant simply made a written request to assist in pretrial motions and trial strategy, and locate and contact various defense witnesses. The court stated:
“Defendant offered no explanation of how a grant of cocounsel status would have enhanced his ability to assist in developing trial strategy and locating witnesses. Nor did he explain how increasing his access to the law library would in any way benefit his defense. He was represented by two attorneys who both participated extensively at trial, and he made no attempt to explain why they could not do the necessary legal research. Defendant has failed to make a substantial showing that granting him cocounsel status
would have been in the interest of justice and judicial efficiency. Therefore, ‘there was no basis for exercise of the court‘s decision,’ and denial of the motion was proper.” (Id. at p. 220; See also People v. Moore, supra, 47 Cal.3d 63 [defendant who claimed inadequate representation and expressed desire to control tactical decisions, failed to make the requisite “substantial showing“].)
Appellant similarly failed to show justice would be served and the trial would not be substantially disrupted by the granting of his last minute request. He did not attempt to explain how he could assist his attorney in the presentation of his case. Appellant did not contend his appointed counsel could not handle the case effectively. He stated simply: “I thought this over, and I feel it‘s my best interest, possibly Mr. Purcell‘s [defense counsel‘s], that I ask the court for co-counsel status.” While he contends on appeal he could have assisted in his defense if allowed to cross-examine the victim, he did not offer this rationale in the trial court.
Because appellant failed to offer any legally cognizable justification for his request for cocounsel status and further failed to demonstrate the cause of justice would be served, we conclude the trial court did not err in denying appellant‘s request for cocounsel status.
II. The Trial Court Erred in Refusing Appellant‘s Pretrial Request to Change Into Civilian Clothes, but the Error Does Not Warrant Reversal in the Circumstances of the Case.
Before the jury panel arrived in the courtroom for voir dire, defense counsel stated, “As the court recalls in the morning, things were a little heated in here. Mr. Pena was requesting the opportunity to go downstairs, get some clothing before trial commences.” The trial judge replied, “We have been out here for the last 15 minutes. If he just made this request now, that is denied. The jury is coming in.” Appellant contends the trial court committed constitutional error by refusing his request to wear civilian clothes. We agree.
It is a well-established principle of constitutional law a “[s]tate cannot, consistently with the Fourteenth Amendment, compel an accused to stand trial before a jury while dressed in identifiable prison clothes.” (Estelle v. Williams (1976) 425 U.S. 501, 512; People v. Taylor (1982) 31 Cal.3d 488, 494.) Such compulsion violates a defendant‘s right to due process and a fair trial, by undercutting the presumption of innocence which inures to all criminal defendants before a finding of guilt beyond a reasonable doubt.
Requiring a defendant to be tried in jail clothing also impinges on notions of equal protection because the practice “operates usually against only those who cannot post bail prior to trial.” (Estelle, supra, 425 U.S. at p. 505; see also Taylor, supra, 31 Cal.3d at p. 495) “A defendant who can afford bail appears for trial in the best array he can muster. He may be a veritable satyr clad like Hyperion himself. Imposition of jail clothing on a defendant who cannot afford bail subjects him to inferior treatment. He suffers a disadvantage as a result of his poverty. Our traditions do not brook such disadvantage.” (People v. Zapata (1963) 220 Cal.App.2d 903, 911.)
A. Appellant‘s Request to Be Tried in Civilian Clothes Was Timely and Should Not Have Been Refused.
While the right to be tried in civilian clothing is constitutionally based, it may be waived by a defendant‘s failure to timely object or otherwise bring the matter to the attention of the court. (Estelle, supra, 425 U.S. at pp. 512-513; Taylor, supra, 31 Cal.3d at p. 495.) First, a defendant must express his or her objection to wearing prison garb. Courts may not presume a defendant wants to wear civilian clothes, in the absence of an objection, because defense counsel may choose as a matter of trial tactics to have the defendant tried in prison clothing. Secondly, the request for civilian clothes must be timely. The “timeliness” requirement exists to allow a “court to remedy the situation before any prejudice accrues.” (Taylor, supra, 31 Cal.3d at p. 496.)
Respondent argues appellant waived his right to wear civilian clothing because his request was not made at the beginning of the day‘s proceedings but just before prospective jurors were brought into the courtroom, and was therefore untimely.
No court has yet identified a specific demarcation point between timely and untimely requests for civilian clothes. All courts addressing the “timeliness” issue have approached it pragmatically—requiring the request to be made before any real prejudice can flow from the defendant‘s appearance. (See Taylor, supra, 31 Cal.3d at p. 496; Hetrick, supra, 125 Cal.App.3d at p. 856 [“Very good reasons exist for requiring counsel affirmatively to object to
Thus, under this utilitarian view, a “timely” request is one made before the defendant is seen by the jury in prison clothes. (See Taylor, supra, 31 Cal.3d at p. 491 [defendant‘s request in chambers made before he was seen by the jury in prison clothes was considered timely.]; Hetrick, supra, 125 Cal.App.3d at p. 852 [defendant‘s request made one hour before jury voir dire began was considered timely.]) For it is only when the jury members see the defendant stripped of his “cloak of innocence” that prejudice can flow from his appearance.
Accordingly, the court in People v. Du Bose (1970) 10 Cal.App.3d 544, stated: “Manifestly, if the application is to serve any useful purpose, it should have been made before the trial begins. If, in fact, appellant believed he would be prejudiced before the jury because of his jail clothing, he should have requested the court‘s aid before the jury had seen him dressed in it.” (Id. at p. 549; accord People v. Hernandez (1980) 100 Cal.App.3d 637, 646.) Likewise, in Taylor, the court noted “granting the request on the second day of trial would have been of questionable value to defendant because his earlier request had been denied and the jury had already seen him in jail clothes.” (Taylor, supra, 31 Cal.3d at p. 498.)
Under this pragmatic approach, it appears appellant exercised his right to wear civilian clothes in a timely fashion. He requested his civilian clothes just before the jury entered the courtroom for voir dire. Appellant therefore objected to his appearance before the jury could have drawn negative inferences from his prison attire. Furthermore, the record reflects appellant‘s clothes were in the court building. Thus, the request would likely have caused only a slight delay of trial. (See Taylor, supra, 31 Cal.3d at pp. 496-497.)
We conclude the trial court committed constitutional error by denying appellant‘s timely request to be tried in civilian clothes.
B. The Trial Court‘s Error in Refusing Appellant‘s Request for Civilian Clothes Was Harmless Beyond a Reasonable Doubt.
Before a federal constitutional error can be held harmless, the court must be able to declare it was harmless beyond a reasonable doubt. (Chapman v. California (1967) 386 U.S. 18.) This standard has been held to apply to a trial court‘s error
Appellant contends the trial court‘s error was not harmless beyond a reasonable doubt because his conviction turned on the credibility of witnesses, and because he was twice identified by witnesses by his blue prison uniform.
Appellant cites People v. Taylor, supra, in support of this analysis of error. In Taylor, the court held forcing the defendant to wear prison garb was reversible error. In finding the error prejudicial, the court relied heavily on the fact defendant‘s conviction turned on witness credibility. The court noted: “[t]he highly contested facts of the underlying homicide demonstrate that the jury was squarely confronted with the problem of credibility of witnesses.” (Taylor, supra, 31 Cal.3d at p. 500.) The court also found it relevant defendant was identified in court specifically by his jail clothing. Two prosecution witnesses emphasized defendant‘s in-custody status by identifying the defendant as “wearing blue county clothes,” and a “blue jail suit.”
In Taylor resolution of the defendant‘s guilt or innocence hinged on the contradictory testimony of two key witnesses. Taylor involved a prosecution for murder. An argument broke out between Taylor, Blanco, and the victim, Motto, during a gathering in which several men were smoking “PCP.” Motto apparently threatened Blanco with a gun he had in his waistband. According to Blanco, the chief prosecution witness, he walked away when Motto threatened him, only to turn around to see Taylor rush Motto with a knife. Motto blocked the knife with his arms, but Taylor ultimately stabbed Motto. A physician who performed the autopsy testified there were nonfatal wounds on the victim‘s arms consistent with someone trying to protect himself.
The defendant testified he grabbed Motto‘s wrists to prevent him from shooting Blanco when Blanco‘s hand came over his shoulder and stabbed Motto. Defendant‘s version was not inconsistent with the testimony of the medical examiner relating to the nature of the stab wounds. Cox testified he saw defendant slam the victim against the stove, but that defendant‘s hands were empty. Both Taylor and Blanco testified Motto pointed to Blanco before he died and said “why did you do me wrong?”
In the case at bar, the evidence is not so evenly balanced. It is true appellant‘s version of the facts directly contradicts that of the victim. If the evidence consisted solely of the oral testimony of Ms. B. and the accused, the facts would indeed be “highly contested.” In such a case where the
But that was not the state of the evidence before the jury in this case. Ms. B.‘s account of the event was corroborated both by the testimony of others and by the physical evidence. While no person actually witnessed the rape, various witnesses testified to Ms. B.‘s actions following the incident. On the day of the incident, Ms. B. rushed to her sister‘s home, visibly upset, and told her she was raped. Still upset, she then went to Dr. Singer‘s office, told him she was raped, and submitted to a physical examination. When she returned home, she allowed her son to contact the police. It is true on that day Ms. B. told her son, the police and Ms. Stratton she was only “attacked.” However, it is not inconsistent with the occurrence of rape that a victim is too embarrassed and humiliated to admit the forcible sexual contact.
On the following day, Ms. B. admitted she was actually raped. At the direction of Officer Lee, Ms. B. submitted to another physical examination. She permitted both Dr. Robinson and the police to photograph her body to memorialize the evidence of bruises.
The evidence of bruises those photographs ultimately revealed, as well as the evidence of vaginal redness, is consistent with a forced, and not consensual, sexual encounter.
Appellant‘s testimony, on the other hand, was both farfetched and almost entirely uncorroborated. Ms. Stratton testified appellant had indeed visited her home on the morning of the incident, seeking repayment of $20. However, no witnesses came forward on appellant‘s behalf to verify appellant had known Ms. B. for a few months prior to the incident as he claimed.
Of equal importance is the fact appellant failed to explain away the physical evidence of Ms. B.‘s bruises during the course of his testimony. He did not claim the allegedly consensual sexual encounter was also consensually “rough sex.” Appellant testified there was no biting or scratching during the encounter, and he never had to push her on the bed. Neither did he claim to have seen preexisting bruises during the sexual encounter, which he presumably could have seen if, as he testified, the two were having consensual sex for ten minutes. Appellant expressly testified he did not notice bruises while the two were having sex. Thus, he provided no testimony, much less compelling testimony, to explain away the victim‘s bruises.
Most importantly, appellant cannot successfully claim his attire played a decisive role in damaging his credibility in front of the jury. Appellant
Moreover, appellant here was not identified by his “jail suit” or his “county clothes.” He was identified once as the man in “blue,” and again as the man in a “blue jumpsuit.” Thus, unlike the case in Taylor, the witnesses here did not emphasize appellant‘s in-custody status by mentioning “prison” “county,” or “jail” when identifying appellant by his clothes. They simply described the color and style of his clothes.
In light of the strong testimonial and physical evidence of appellant‘s guilt, and appellant‘s own disruptive behavior in the courtroom, we conclude any effect appellant‘s appearance had upon the jury was harmless beyond a reasonable doubt.
III. The Trial Court Did Not Abuse Its Discretion in Excluding Appellant From the Courtroom.
During closing argument, the prosecutor stated sarcastically, “reward [the appellant] for picking the victim, a woman who cannot hear, who cannot communicate properly, who cannot come in here and tell you what she really feels. . . . Reward him for picking a victim who‘s too embarrassed and humiliated to say something in front of her son, which has been ordained a . . . a man of the cloth.” Appellant then interrupted the prosecutor‘s argument stating “That man was not ordained.” The court stated “Mr. Pena.” Appellant continued his outburst stating, among other things, “No, I won‘t shut up anymore. This is bullshit.” The trial judge then ordered appellant removed from the courtroom. The judge allowed appellant to return to hear the verdict on the condition he remain quiet for the remainder of the proceedings.
A. Appellant‘s Outbursts Were Not Justified Even If Made in Response to the Prosecutor‘s Allegedly Improper Closing Argument.
Appellant argues, as a preliminary matter, his outbursts were somehow justified because they were made in response to the prosecutor‘s improper argument. We need not decide whether the argument was indeed improper. Where a prosecutor argues improperly, defense counsel must object on
Appellant‘s counsel did not take the appropriate measures in response to the alleged improper comment. Accordingly, there is no claim of prosecutorial error on appeal. Appellant nevertheless seems to argue the prosecutorial comment justified his own disruptive conduct, and that the court below abused its discretion in ejecting him from the courtroom. In response, it is enough to say while an improper argument may understandably inflame a criminal defendant, this does not excuse a defendant‘s disruptive behavior. This is true even if, as appellant contends, the prosecutor‘s argument was so improper as to constitute misconduct incurable by objection and admonition. While irreparable conduct could in certain circumstances constitute reversible error under a theory of prosecutorial misconduct, (See Garden Grove School Dist. v. Hendler (1965) 63 Cal.2d 141), it cannot serve to justify appellant‘s behavior, or to characterize his ejection from the courtroom as an abuse of the court‘s discretion.
B. The Trial Court Repeatedly Warned Appellant About His Disruptive Conduct and Properly Exercised Its Discretion to Exclude Him From the Courtroom.
In the alternative, appellant contends the trial court abused its discretion by failing to warn him or employ means less drastic before removing him from the courtroom. We disagree with these contentions as well.
A criminal defendant‘s right to be in the courtroom throughout trial is basic to the guarantees of both the state and federal Constitutions. (See
A trial court is well within its discretion to order a defendant‘s removal where, as here, the court repeatedly warns the defendant about his disruptive conduct, and specifically warns he may be removed from the court. Appellant began his disruptive behavior at the outset of the trial. He apparently made his first outburst during jury voir dire. The record reflects the trial
The trial judge also specifically admonished appellant not to disrupt the closing arguments. “You may not like what the rules of evidence are, but there are rules of evidence that must be abided by. I‘m not going to expect any outbursts during argument. Again, I will expect that certain things be abided by in my court. . . . I don‘t want any further outbursts. If it happens again, Mr. Pena, I will have to have you gagged. Do you understand that?”
We do not agree with appellant‘s contention a trial judge is required to employ a series of increasingly severe steps to deal with a disruptive defendant before ejecting him or her from the courtroom. Nevertheless, in this case at hand, it is clear the trial judge did employ means less drastic before ejecting appellant from the courtroom. The judge warned appellant twice during the proceedings to maintain courtroom decorum or risk being ejected or gagged. The trial judge also admonished appellant just before ejecting him. Additionally, the court gave appellant the specific option of leaving the courtroom or remaining under “gag.” Appellant chose the former, presumably under a belief ejection was less drastic.
Even assuming the court‘s actions amounted to error, appellant can claim no prejudice from his exclusion. He was outside the courtroom for only the remainder of closing arguments and the reading of the jury instructions. Because appellant was in the courtroom during the presentation of all the evidence, his constitutional right to “confront” witnesses was not impinged upon by his removal. The trial judge also specifically admonished the jurors not to consider appellant‘s outbursts in making their determination of his guilt or innocence. The trial judge stated: “The court admonishes the jury the defendant‘s conduct in this courtroom just a few moments ago is not relevant evidence to prove or disprove the charges alleged. His demeanor in this court cannot be considered by you at all in determining his guilt of innocence of the charges alleged.”
In sum, we conclude the trial court did not abuse its discretion by excluding appellant from the courtroom.1
The jury ultimately found appellant guilty of all three counts—burglary, forcible rape, and forcible oral copulation. The trial judge imposed the high term of six years for the burglary and ordered it to run concurrently to the rape sentence, acknowledging: “Because of the 654 problem in this matter, . . . the court is ordering that count I run concurrent with count II in this case.”
Appellant contends the trial judge should have stayed the burglary sentence rather than ordering it to run concurrently with the rape sentence. He contends the sentencing scheme imposed by the court amounts to “double punishment” for multiple acts committed to further one criminal objective which is prohibited by
A. Appellant Unlawfully Entered the Victim‘s Home for the Sole Criminal Purpose of Committing Sexual Assault.
In facts very similar to the case at bar, the California Supreme Court held in McGrew a defendant had one criminal objective in the commission of burglary and sexual offenses. The defendant in McGrew came to the victim‘s home and rang her doorbell. When she opened the door, he asked her whether “Janet” lived there. When the victim answered no, the defendant forced his way in, threatened her with a weapon, and forced her to remove her clothing. He then stated he was going to “have her in every possible way,” and proceeded to rape and sodomize the victim. The court held, under these facts, “in the absence of any other evidence . . . going to the intent and objective of [defendant] in forcing his way into her home, the only reasonable conclusion is that [he] was motivated by one objective, the commission of the sex offenses he later accomplished.” (McGrew, supra, 66 Cal.2d at p. 688.)
Here, the victim‘s own testimony indicates appellant had but one criminal objective when he entered her home on June 27, 1988—sexual assault. Ms. B. testified appellant approached her requesting water. He pushed her into her home and onto a rollaway bed where he immediately raped and orally copulated her. She did not claim appellant attempted to steal anything from her home, or to perpetrate any other crime while he was there. Nor did she testify any items were missing from her home after the incident. Thus, nothing indicates appellant had any objective to commit theft or any other crime other than rape and forcible oral copulation.
B. The Court Should Have Stayed the Burglary Sentence.
When confronted with offenses within the purview of
Accordingly, we conclude the trial court erred in ordering the burglary sentence to run concurrently to the rape sentence. We order modification of the abstract of judgment to stay punishment on the burglary.
V. The Trial Court Did Not Err in Imposing Full Consecutive Sentences for the Forcible Rape and Forcible Oral Copulation Counts Pursuant to Section 667.6
At the time of sentencing, the court imposed full term consecutive sentences for the forcible rape and forcible oral copulation, pursuant to California Rules of Court, rule 421 and
“The court finds . . . these to be violent sex crimes, within the meaning of Penal Code Section 667.6, and now intends to sentence for those convictions using the provisions set forth in section 667.6 (c) and (d) in lieu of the terms provided in sections 1170.1. . . . The court has considered the criteria [a]ffecting the imposition of concurrent or consecutive sentences and finds per Rule 425 that the crimes involved separate acts of violence.”
The trial court went on to find the rape and oral copulation were committed on two separate occasions. The court specifically found, based on evidence elicited during trial, “the defendant had a reasonable opportunity to reflect upon his actions and nevertheless resumed . . . sexually assaultive behavior.”
Because the trial court imposed consecutive sentences pursuant to both subdivisions (c) and (d) of
A. The Trial Court Erred in Imposing Consecutive Sentences Under Section 667.6, Subdivision (d).
Appellant contends the trial court erred in imposing consecutive sentences under
Appellant relies on People v. Craft (1986) 41 Cal.3d 554, in support of his contention. In Craft the California Supreme Court pronounced “[
However, this interpretation of “separate occasions” was specifically overruled in the 1986 amendment to
“In determining whether crimes against a single victim were committed on separate occasions under this subdivision, the court shall consider whether, between the commission of one sex crime and another, the defendant had a reasonable opportunity to reflect upon his or her actions and nevertheless resumed sexually assaultive behavior. Neither the duration of time between crimes, nor whether or not the defendant lost or abandoned his or her opportunity to attack, shall be, in and of itself, determinative on the issue of whether the crimes in question occurred on separate occasions.”
Respondent contends the trial court correctly found appellant had a “reasonable opportunity to reflect” between the acts of rape and oral copulation. The People argue appellant had that opportunity when he got off the victim and twisted her body violently before committing the second sexual act.
We must first acknowledge once the trial judge resolves the issue of “separate occasions,” an appellate court is “not at liberty to overturn the result unless no reasonable trier of fact could decide that there was a reasonable opportunity for reflection.” (People v. Corona (1988) 206 Cal.App.3d 13
Little authority exists on the issue of “separate occasions,” which applies the amended definition of the phrase. It appears only one case, People v. Corona, supra, 206 Cal.App.3d 13, squarely addressed this issue as it pertains to consecutive sentencing under
The court held mandatory consecutive sentences for the two rapes which occurred five minutes apart were proper. It held improper consecutive sentences for sexual acts occurring before the first rape. The court found specifically there was no evidence of “any interval ‘between’ these sex crimes affording a reasonable opportunity for reflection; there was no cessation of sexually assaultive behavior hence defendant did not ‘resume sexually assaultive behavior.‘” (206 Cal.App.3d at p. 18.)
Another case relevant to the determination of this issue is People v. Hammon (1987) 191 Cal.App.3d 1084. The issue in Hammon concerned what constitutes separate sexual acts separately punishable under
Applying its own standard to that case, the court first held the defendant could not be separately punished, under
Most importantly, however, the court held two separate counts of fellatio could not be upheld where the two relevant photographs depicted the act of fellatio in two separate positions. “The photographs reflect that defendant momentarily disengaged moved slightly and then resumed. Since these counts do not meet the test for separate offenses, defendant could only be convicted of one offense for this conduct.” (People v. Hammon, supra, 191 Cal.App.3d at pp. 1100-1101.) The same was true for two counts of oral copulation, which were distinguishable only by a change in position.
While there is admittedly little authority upon which to decide this issue, the cases discussed above strongly suggest appellant did not have a “reasonable opportunity to reflect” between his acts of rape and forcible oral copulation. As was the case in People v. Corona, nothing in the record before this court indicates any appreciable interval “between” the rape and oral copulation. After the rape, appellant simply flipped the victim over and orally copulated her. The assault here was also continuous. Appellant simply did not cease his sexually assaultive behavior, and, therefore, could not have “resumed” sexually assaultive behavior.
Thus, the case at bar is strongly analogous to Corona, in which separate sexual acts occurring one after the other were held to be committed on one “occasion.” This conclusion is unaffected by the fact the oral copulation and digital penetration in Corona occurred before the rape, and here the oral copulation occurred afterwards.
Neither does our conclusion change when we consider appellant had to change positions in order to orally copulate Ms. B. The holding in Hammon strongly suggests a change in positions, alone, is insufficient to provide a perpetrator with a reasonable opportunity to reflect upon his actions, especially where the change is accomplished within a matter of seconds.
We conclude the trial court erred in imposing full term consecutive sentences for forcible rape and forcible oral copulation under the mandatory sentencing scheme of
B. The Consecutive Sentencing Was Proper Under Subdivision (c) of Section 667.6.
As earlier discussed, the trial court expressed the intent to impose consecutive sentences pursuant to subdivision (c) of
What a trial court must do in order to properly impose consecutive sentences pursuant to
“A decision to sentence under section 667.6, subdivision (c) is an additional sentence choice which requires a statement of reasons separate from those justifying the decision merely to sentence consecutively. [¶] This does not mean that the reasons justifying full term consecutive sentencing under section 667.6, subdivision (c) must necessarily be different than those used to justify the imposition of consecutive sentences under section 1170.1. The criteria listed in [California Rules of Court,] rule 425—which, as noted, incorporate those of [California Rules of Court,] rules 421 and 423—apply to both decisions and cover all degrees and nuances of depravity. What is required is an identification of the criteria which justify use of the drastically harsher provisions of section 667.6, subdivision (c). The crucial factor, in our view, is that the record reflect recognition on the part of the trial court that it is making a separate and additional choice in sentencing under section 667.6, subdivision (c).” (Italics added.)
The trial court satisfied all the Belmontes requirements. The “crucial factor” of having the record reflect awareness of its separate
As to identifying the criteria used to justify
The record justifies
DISPOSITION
The abstract of judgment is ordered modified to stay the burglary sentence. As modified, the judgment is affirmed.
Lillie, P. J., concurred.
JOHNSON, J., Concurring and Dissenting.—I concur with those portions of the majority opinion which affirm the judgment of conviction. I do not agree, however, with the majority‘s conclusion imposition of full, separate and consecutive sentences under
The statement of reasons given by the trial court, and considered sufficient by the majority, suffers from the same deficiencies identified by our Supreme Court as unacceptable in People v. Belmontes (1983) 34 Cal.3d 335. The majority opinion nevertheless holds it is sufficient if the record demonstrates the trial court was aware it had a sentencing choice between
The court determined the factors enumerated in California Rules of Court, rule 425 listing criteria affecting the decision to impose consecutive rather than concurrent sentences were equally relevant to a decision to impose consecutive sentences under
The Supreme Court then explained its holding. “This does not mean that the reasons justifying full term consecutive sentencing under section 667.6, subdivision (c) must necessarily be different than those used to justify the imposition of consecutive sentences under section 1170.1. The criteria listed
The court then outlined the proper procedures for trial courts to follow in sentencing under
Based on this standard the Supreme Court found the comprehensive statement of reasons given by the trial court (see fn. 2, ante, at p. 1319) inadequate to justify imposition of consecutive sentences under the harsher provisions of
In choosing the high base term on the burglary count the court cited the following aggravating factors: the defendant‘s prior convictions as an adult were numerous or of increasing seriousness and he was on probation when he committed the crime. In sentencing defendant to the high terms for the rape and oral copulation convictions the court identified additional aggravating factors: that the victim was particularly vulnerable, elderly and handicapped and that the manner in which the crime was carried out indicated premeditation.
As the majority opinion itself explains at section V, A, ante, the sexually assaultive acts in this case were not separate acts of violence nor were they committed on separate occasions. Thus, the only reason offered to justify consecutive sentences under either provision was invalid. It consequently appears the court‘s statement of reasons may have been inadequate to even impose consecutive sentences under
The decision in People v. Wilson (1983) 135 Cal.App.3d 343, cited with approval in Belmontes, bears several similarities to the case at bar. The defendant in Wilson was convicted of rape in concert, sodomy in concert and oral copulation. The trial court sentenced him to the high base term on the sodomy conviction and to full, separate and consecutive terms on the rape and oral copulation convictions under
The Court of Appeal affirmed the judgment but remanded the matter to the trial court for resentencing. The court held the trial court was required to state reasons for imposing consecutive sentences and, furthermore, was required to separately state reasons for sentencing the defendant under the harsher provisions of
The court contrasted the situation in Wilson with the circumstances in People v. Karsai (1982) 131 Cal.App.3d 224, in which full, separate and consecutive sentences under
As many courts have recognized, the Legislature intended full, separate and consecutive terms under
Consequently, there are several reasons why I cannot join my colleagues in overlooking the deficient justification for consecutive sentences in this case. First, as previously stated, the high court‘s decision in Belmontes precludes such a course as a matter of stare decisis. Second, condoning, overlooking or excusing a deficient statement of reasons for a sentencing choice would encourage lax or sloppy treatment of significant sentencing issues affecting a person‘s liberty interests. Third, requiring a trial court to state its reasons for exercising sentencing discretion promotes uniformity
For these reasons I would find the trial court‘s statement of reasons inadequate to impose full term consecutive sentences under
Appellant‘s petition for review by the Supreme Court was denied September 24, 1992. Mosk, J., was of the opinion that the petition should be granted.
Notes
“‘The Jury found beyond a reasonable doubt that the Defendant had committed the offenses with which he was charged and the Court, of course, heard the evidence and notes that the crime itself involved violence. It involved cruelty, total lack of consideration by the Defendant for a fellow human being. [¶] The Defendant did have available to him a knife. Threatening remarks were made by the Defendant to the victim. [¶] The victim was a female and was vulnerable to the whims and wishes of the Defendant. [¶] She was reduced to fear. She was not capable of adequately defending herself or protecting herself. [¶] Additionally, such conduct as to conjure up a false story to lure her away from her home and safety, reflects obvious deliberation and premeditation. [¶] Because of the Defendant‘s acquaintanceship with the victim, and the brother, his brother‘s acquaintanceship with the victim, it would appear that there was a certain amount of trust and confidence on the part of the victim, which was reposed in the Defendant. [¶] He violated that trust and confidence that was really his. [¶] Now the Defendant himself has demonstrated that he does not perform well on parole or under supervision; that he has been brought back by the Board of Prison Terms, given additional time, additional supervision. I don‘t really see that his offenses have increased in severity, save and except for the present offense, which is heinous. . . .‘” (34 Cal.3d at p. 342, fn. 2.)