People v. PellotPeople v. Pellot
Lead Opinion
OPINION OF THE COURT
At issue here is the current status of the merger doctrine as it relates to the crime of kidnapping in the first degree as defined in subdivision 3 of section 135.25 of the Penal Law. More specifically, we must determine whether the merger doctrine precludes such a kidnapping conviction based upon an abduction which lasted less than two minutes but resulted in the victim’s death. We conclude that the legislative history and internal structure of article 135 of the Penal Law, together with the
Evidence adduced at the trial proved beyond a reasonable doubt that on the evening of January 6, 1979, defendant and an accomplice — armed with a shotgun and a handgun — accosted Luis Marrero and Eduardo Vega on a public street around the block from Marrero’s home. Pointing the weapons at Marrero and Vega, they demanded information concerning the whereabouts of “Chino”. Vega professed ignorance but Marrero indicated that he knew where Chino was to be found. Defendant and his accomplice then compelled Marrero to accompany them at gunpoint in the direction of his home, leaving Vega behind. Approximately a minute later, Marrero ran back down the street towards Vega, two shots were heard, and Marrero fell against a spiked fence. Marrero’s death was caused by multiple penetrating wounds in the chest and thigh which turned out to be too deep to have been caused by the spiked fence. He sustained no gunshot wounds.
Defendant was subsequently indicted for the crimes of kidnapping in the first degree, murder in the second degree (two counts), criminal use of a firearm in the second degree (two counts) and criminal possession of a weapon in the second degree (two counts). Following a jury trial, he was convicted of kidnapping in the first degree, manslaughter in the first degree and criminal possession of a weapon in the second degree. He was sentenced to a term of 25 years to life on the kidnapping conviction, 8Va to 25 years for the manslaughter and 5 to 15 years for the weapons conviction, with all terms to be served concurrently.
The defendant’s prime attack is upon his kidnapping conviction, which — he contends — should be set aside and the corresponding count of the indictment dismissed. Although defendant’s conduct clearly falls within the language of the statute defining the crime of kidnapping in the first degree (Penal Law, § 135.25, subd 3), he argues that the acts that comprised the purported kidnapping were incidental to and therefore merged with the crime of murder of which he was also charged, or the crime of manslaughter, of which he was convicted. The essence of his argument is that the period of detainment was so brief and the asportation so limited, that no true kidnapping took place. Defendant thus bases his claim upon the kidnap merger doctrine first enunciated by the Court of Appeals in People v Levy (
I.
It has long been the law of this State that “the detention inevitably occurring during the immediate act of commission of such a crime as rape or robbery [does] not form a basis for a separate crime of kidnapping” (People v Florio,
The kidnapping merger doctrine has since been applied to bar kidnapping prosecutions in a broad range of factual patterns, despite the fact that the underlying actions did fall literally
The doctrine was further refined and to some extent limited in People v Miles (
The court’s refusal to apply the merger doctrine in Miles (supra) is not entirely free of ambiguity, but it does appear that the decision was premised upon at least three distinct grounds. Initially, the court noted that the complicated nature of the asportation distinguished Miles from the prior cases. More importantly, the court declared that to the extent the kidnapping could be viewed as a kidnapping with intent to accomplish a murder, the merger doctrine was simply unavailable because it was not “intended to exclude from ‘traditional’ or ‘conventional’ kidnapping abductions designed to effect extortions or accomplish murder” (People v Miles,
II.
The decisions in Levy, Lombardi and Miles (supra) all involved convictions under section 1250 of the Penal Law of 1909, since repealed (see L 1965, ch 1030). The relevant portion of that statute provided that:
“A person who wilfully:
“1. Seizes, confines, inveigles, or kidnaps another, with intent to cause him, without authority of law, to be secretly confined or imprisoned within this state, or to be sent out of the state, or to*227 be sold as a slave, or in any way held to service or kept or detained, against his will; or
“2. Leads, takes, entices away, or detains a child under the age of sixteen years, with intent to keep or conceal it from its parents, guardian, or other person having the lawful care or control thereof, or to extort or obtain money or reward for the return or disposition of the child, or with intent to steal any article about or on the person of the child; or
“3. Abducts, entices, or by force or fraud unlawfully takes, or carries away another, at or from a place without the state, or procures, advises, aids or abets such an abduction, enticing, taking, or carrying away, and afterwards sends, brings, has or keeps such person, or causes him to be kept or secreted within this state,
“Is guilty of kidnapping”.
The minimum penalty for kidnapping, unless the defendant was a parent of the victim, was 20 years to life, and, prior to 1965, if the victim was not “released and returned alive” the death sentence could be imposed (see L 1909, ch 246, as amd by L 1911, ch 625, as amd by L 1933, ch 773, § 1, as amd by L 1963, ch 994, § 3, as amd by L 1965, ch 321, § 3). Literally applied, the broad language of section 1250 would have led to the imposition of these harsh sanctions to a wide range of criminal actions despite enormous differences in the circumstances, culpability and seriousness of the conduct involved (see Proposed New York Penal Law, NY Comm on Revision of Penal Law and Crim Code, Commission Staff Notes, former art 140 [1964]). To a great degree, the perceived injustice of such results led the courts to create the kidnap merger doctrine. Thus, it was that in People v Levy (
In 1967, however, a substantially revised Penal Law took effect (L 1965, ch 1030). The new law abandoned the broadly worded, all-inclusive definition of a single crime of kidnapping by devising an entirely different statutory scheme. Article 135 of the Penal Law divides what had once been a single crime into several distinct crimes of varying degrees of seriousness.
Kidnapping in the first degree, by contrast, requires restraint, abduction and one of several specified aggravating factors sufficient to elevate the crime beyond kidnapping in the second degree. Kidnapping in the first degree is defined in relevant part as follows (Penal Law, § 135.25):
“A person is guilty of kidnapping in the first degree when he abducts another person and when:
“1. His intent is to compel a third person to pay or deliver money or property as ransom, or to engage in other particular conduct, or to refrain from engaging in particular conduct; or
“2. He restrains the person abducted for a period of more than twelve hours with intent to:
“(a) Inflict physical injury upon him or violate or abuse him sexually; or
“(b) Accomplish or advance the commission of a felony; or
“(c) Terrorize him or a third person; or
“(d) Interfere with the performance of a governmental or political function; or
“3. The person abducted dies during the abduction or before he is able to return or to be returned to safety.”
III.
Initially, it must be noted that the merger rule is a judicially created one (see People v Cassidy,
IV.
The continued vitality of the merger doctrine with respect to kidnapping in the second degree and its more recent application to the lesser offenses of unlawful imprisonment (compare People v Geaslen,
Although in People v Cassidy (supra, p 766) the Court of Appeals declared that “application of the merger doctrine [is] unnecessary with respect to prosecution on charges of kidnapping in the first degree” (accord People v Smith,
Apart from these admittedly ambiguous remarks, there are strong reasons for not applying the merger doctrine to subdivision 3. In enacting the present statutes, the Legislature was fully cognizant of the problems caused by the broad language of the single crime provision of the former kidnapping statute (see Proposed New York Penal Law, NY Comm on Revision of Penal Law and Crim Code, Commission Staff Notes, former art 140 [1964]) and intended to alleviate the uncertainties inherent in application of the judicially created merger doctrine by establishing a precise definition of the crime of kidnapping in the first degree (see People v Lombardi, supra, p 271). Unlike kidnapping in the second degree, “[kjidnapping in the first degree is, of course, reserved for the most reprehensible kinds of abduction” (Fourth Interim Report of NY Comm on Revision of Penal Law and Crim Code, Staff Comment, art 135, p 32 [1965]). Each subdivision of section 135.25 deals with a different type of aggravating factor sufficient to justify conviction for the crime of kidnapping in the first degree. Subdivision 2 to some extent codifies the merger doctrine by premising liability upon a combination of duration and evil purpose. The other two subdivisions
So viewed, application of the merger doctrine to either subdivision 1 or subdivision 3 is patently inappropriate. This is so because the element which distinguishes these crimes quite simply has nothing to do with either the complexity of the asportation or the duration of the confinement, whereas the merger doctrine turns upon those very considerations (see People v Cassidy,
We also believe that the ameliorative purpose of the merger doctrine is not served when it is employed in the context of the conduct described in subdivisions 1 and 3 of section 135.25. The evil which the merger doctrine was intended to curtail is the problem of “over-charging”. It would be abhorrent to our rule of justice to in effect penalize a defendant twice for what is essentially a lesser crime (see People v Miles,
Finally, it is significant that the merger doctrine was developed in the context of criminal enterprises which in essence amounted merely to a lesser crime. Thus, in creating and applying the doctrine, the Court of Appeals has repeatedly referred to it only in the context of underlying crimes such as rape, robbery and assault (see People v Levy,
We are, of course, familiar with the decisions in People v Koslow (
Since defendant’s other claims also lack merit and to apply the kidnap merger doctrine to the crime of kidnapping in the first degree would be to thwart the clear intent of the Legislature without furthering the ameliorative purpose of the merger doctrine, there should be an affirmance.
Concurrence Opinion
(concurring in the result). I am not prepared to join my colleagues in the majority in sounding the death knell for the merger doctrine in all first degree kidnapping prosecutions in which the victim dies (Penal Law, § 135.25, subd 3). The merger rule (People v Levy,
I would not, however, apply the merger doctrine here since this is not a case in which the kidnapping prosecution is based “on acts which are so much the part of another substantive crime that the substantive crime could not have been committed without such acts and that independent criminal responsibility may not fairly be attributed to them” (People v Cassidy, supra, p 767; People v Smith,
Accordingly, I conclude that under the circumstances at bar the defendant was properly convicted of kidnapping in the first degree. I agree that defendant’s other contentions are without merit.
Boyers and Eiber, JJ., concur with Lazer, J. P.; Brown, J., concurs in the result, with an opinion.
Judgment of the Supreme Court, Kings County, rendered January 5, 1982, affirmed.
Notes
While kidnapping in the first degree is classified as a class A-I felony (Penal Law, § 135.25) all homicide offenses, with the exception of murder in the first and second degrees (Penal Law, §§ 125.27, 125.25), are classified as lesser offenses (e.g., Penal Law, §§ 125.20, 125.15, 125.10).