Lead Opinion
Opinion
This сase raises the questions (1) whether a defendant may be convicted of both statutory sodomy and lewd conduct for the commission of a single act of sodomy and (2) whether the use of both such convictions
Defendant committed an act of sodomy on each of two children. For each act he was convicted of two offenses: sodomy with a child under 14 (Pen. Code, § 286, subd. (c))
I
Defendant contends the court erred in convicting him of two distinct offenses—statutory sodomy and lewd conduct—for each act of sodomy he committed. His position is that we must reverse one of the two convictions associated with each act.
Section 954 sets forth the general rule that defendants may be charged with and convicted of multiple offenses based on a single act or an indivisible course of conduct. It provides in relevant part: “An accusatory pleading may charge two or more different offenses connected together in their commission, or different statements of the same offense .... The prosecution is not required to elect between the different offenses or counts set forth in the accusatory pleading, but the defendant may be convicted of any number of the offenses charged, . . .” (Italics added.)
It is undisputed that defendant was properly charged with statutory sodomy and lewd conduct for each act; such charges clearly constitute “different statements of the same offense” and thus are authorized under section 954. It also appears the court was authorized to convict defendant of both offenses for each act; the statute clearly provides that the defendant may be convicted of “any number of the offenses charged.” Moreover, this court has often affirmed multiple convictions for a single act or indivisible course of conduct. (See, e.g., People v. Miller (1977)
1. Multiple Convictions for Necessarily Included Offenses
For two alternative reasons, defendant maintains that multiple conviction is improper in this case. The first is in two steps: he contends (1)
The first step in defendant’s argument is apparently correct. Although the reason for the rule is unclear, this court has long held that multiple convictiоns may not be based on necessarily included offenses. (See, e.g., People v. Moran (1970)
Assuming arguendo that defendant correctly states the rule prohibiting multiple convictions based on necessarily included offenses, his contention must still fail because its second step is unsupported. “The test in this state of a necessarily included offense is simply that where an offense cannot be committed without necessarily committing another offense, the latter is a necessarily included offense.” (People v. Greer, supra,
The lewd conduct statute (§ 288, subd. (a)) provides in relevant рart: “Any person who shall willfully and lewdly commit any lewd or lascivious act . . . upon or with the body, or any part or member thereof, of a child under the age of 14 years, with the intent of arousing, appealing to, or gratifying the lust or passions or sexual desires of such person or of such child, shall be guilty of a felony . . . .” (Italics added.) This provision can be violated only when a lewd act is committed with the required specific intent. In contrast, statutory sodomy is a general intent crime: the sodomy provision (§ 286, subd. (c)) makes punishable “[a]ny person who participates in an act of sodomy with another person who is under 14 years of age and more than 10 years younger than he or she,” and section 286, subdivision
Defendant argues that “it is inconceivable that a person can engage in sodomy on a child without at the same time committing a lewd and lascivious act on that child.” Although this may be accurate in a moral sense, it is not true that every such act is committed with the speсific intent required in section 288. For example, an act of sodomy can be committed for wholly sadistic purposes, or by an individual who lacks the capacity to form the required specific intent.
Defendant relies on People v. Memro (1985)
2. Multiple Convictions for Specifically Included Offenses
Defendant’s second contention is in some ways the inversе of the first. If we refuse to set aside his lewd conduct convictions on the theory that the offense of lewd conduct is “necessarily included” in statutory sodomy,
In Greer this court first considered the defendant’s claim of double jeopardy. He had previously been convicted of contributing to the delinquency of a minor (former Welf. & Inst. Code, § 702) in a separate trial. (Id. at p. 595.) In the Greer case itself he was charged with statutory rape (former § 261, subd. (1)) and lewd сonduct (former § 288), but he claimed the charges were based on the same act that served as the basis for his conviction in the earlier trial. (Ibid.) The trial court, however, refused his offer to prove those facts. The defendant argued that the refusal to allow him to offer evidence of double jeopardy was reversible error, and this court agreed (id. at p. 601).
Realizing that on remand the defendant might not be able to prove that his rape and lewd conduct charges were based on the same act as his earlier conviction, and thus that he might nоt obtain a dismissal of those charges, the court addressed a final issue: whether the defendant could be convicted of rape and lewd conduct if both charges were based on the same act. The defendant claimed he could not be so convicted, and we concluded he was correct. (Id. at pp. 601-604.) While recognizing that statutory rape and lewd conduct were not necessarily included offenses, this court apparently believed they were analogous because the wording of the lewd conduct statute (former § 288) specifically included the offense of statutory rape as a type of lewd conduct; this statute prohibited “any lewd or lascivious act including any of the acts constituting other crimes provided for in part one of [the Penal] code . . . .” (Italics added.) Because statutory rape was provided for in part one of the Penal Code, and thus was specifically included in the offense of lewd conduct, the court decided that it was enough like a necessarily included offense to be treated similarly. (Id. at p. 604.) Thus, Greer created the rule that “specifically included offenses,” like “necessarily included offenses,” could not give rise to multiple convictions.
Greer does lend some comfort to this defendant. The present lewd conduct statute (§ 288) is identical in relevant part to the statute considered in Greer. Moreover, today’s statutory sodomy provision is “specifically included” in section 288 in the same manner that the statutory rape provision was included in former section 288. Further, the Court of Appeal in People v. Osuna (1984)
Upon reflection, however, we do not find that Greer's rule regarding “specifically included” offenses is controlling. To begin with, strict ap
We therefore do not feel compelled to reverse defendant’s convictions of statutory sodomy on the ground that sodomy is a “specifically included offense” within lewd conduct.
II
Having determined that defendant was properly convicted of both statutory sodomy and lewd conduct for each of his two acts, we consider his request that we prohibit the use of more than one conviction based on each of his criminal acts for the purpose of enhancing any subsequent sentences he may receive. Although it appears to be premature—i.e., it assumes the possibility that defendant may commit future crimes—we reach the issue because it was fully briefed and argued.
Defendant was convicted of two counts of statutory sodomy (§ 286, subd. (c)) and two counts of lewd conduct (§ 288, subd. (a)), a total of four convictions. Although these convictions are based on only two acts, the wording of certain recently enаcted enhancement statutes suggests that defendant could be subjected to four sentence enhancements of five years each because of his prior commission of these two criminal acts. (See, e.g., § 667, subd. (a); § 667.51; § 667.6.) Section 667.51, for example, mandates a five-year enhancement for each prior conviction of various offenses, including sections 286 and 288. Defendant contends the possibility that he may in the future be subjected to multiple enhancements based on all his present convictions, i.e., resulting in two five-year enhancements for each
Section 654 provides in relevant part: “An act or omission which is made punishable in different ways by different provisions of [the Penal] code may be punished under either of such provisions, but in no case can it be punished under more than one;...” (Italics added.) This section has been interpreted to apply not only to individual criminal acts, but also to courses of conduct that are motivated by a single intent or objective. (People v. Beamon, supra,
This court has long struggled with the problem of permitting multiple convictions while protecting the defendant from multiple punishment. Some of our earlier decisions held that the imposition of concurrent sentences sufficiently protected the defendant from multiple punishment because he would be serving each of his sentences simultaneously. (See, e.g., People v. Kynette (1940)
Our later cases, however, reaffirmed that section 654 bars multiple punishment, not multiple conviction. (People v. Tideman (1962)
In People v. Niles (1964)
Soon after Niles, this court decided In re Wright (1967)
“Erroneous concurrent sentences for petty theft, with a maximum term of six months in jail [citation], and issuing a check not exceeding $100 without sufficient funds, with a maximum term of one year in jail [citation], would be detrimental to a defendant who suffered a subsequent conviction because hе would be subject to the increased minimum punishments provided by Penal Code section 666 for one who has been previously convicted of petty theft and ‘served a term therefor in any penal institution.’” (Id. at p. 654, fn. 2, italics added.)
In Wright we therefore balanced the potential windfall to the defendant of reversing multiple convictions against the prejudice to him of allowing sentencing for such convictions. We then determined that the procedure of staying execution of sentence for multiple convictions instead of reversing such convictions “reasonably reсonciles the policies involved in applying section 654 to protect the rights of both the state and the defendant,” and follows logically from the section 654 prohibition against punishing the defendant under more than one provision based on a single criminal act. (Id. at pp. 655-656, fn. 4.)
Our conclusion is based first on Wright itself. In Wright we disapproved of the process of sentencing defendants to concurrent terms based on the same act precisely because of the danger that such defendants would be disadvantaged under recidivist provisions that were similar to the enhancement provisions discussed here. In approving the procedure used in Niles, we necessarily assumed the defendant would thereby be protected from such disadvаntages.
There is also ample precedent from the Court of Appeal holding that section 654 prohibits the use of a conviction for any punitive purpose if the sentence on that conviction is stayed. In People v. Avila (1982)
In People v. Duarte (1984)
Finally, in People v. Osuna, supra,
The foregoing precedents were properly concerned with the potential or actual application of enhancement statutes to stayed сonvictions. Although
We are not unmindful of section 1170.1, subdivision (i), which provides that for forcible sex offenses “the number of enhancements which may be imposed shall not be limited, regardless of whether such enhancements are pursuant to this or some other section of law.” This provision does not apply here, however, because defendant was not convicted of forcible sex offenses. Moreover, even if this sectiоn applied, its language does not manifest a clear legislative intent to enhance sentences more than once for a single criminal act. (See People v. Tassell (1984)
The judgment is affirmed.
Bird, C. J., Broussard, J., Reynoso, J., Grodin, J., and Panelli, J., concurred.
Notes
Unless otherwise indicated, all statutory references hereafter are to the Penal Code.
Section 1159 provides that a defendant may be found,guilty of “any offense, the commission of which is necessarily included in that with which he is charged . . . .” We are aware that the meaning of the phrase “necessarily included” offense as used in section 1159 has been еxpanded beyond the definition set forth for such offenses in Greer. The expanded definition has been described as follows: “Where a defendant is charged with one or more offenses and from the language of the pleading the commission of one charged offense necessarily includes the commission of another, the latter is a ‘necessarily included offense,’ even though its elements are not within the legal elements of the greater offense as defined by statute.” (People v. Nicholson (1979)
Welfare and Institutions Code section 1731.5, provides that a person under 21 years of age who is convicted of a public offense is eligible fоr commitment to and treatment in the CYA unless, inter alia, he has been “sentenced to . . . imprisonment for life.” One of the crimes the defendant had been convicted of was kidnapping for the purpose of robbery (§ 209, subd. (b)), which is punishable by life imprisonment. Although his sentence for violating section 209 was stayed, the CYA took the position that his conviction of that crime disqualified him for commitment.
To avoid any misconception by trial judges in future cases involving multiple convictions that have been stayed, we recommend that the stayed convictions be formally dismissed on completion of the defendant’s sentence and parole on the conviction for which he is to be punished.
Concurrence Opinion
I concur in the judgment. Defendant was properly convicted of both statutory sodomy (two counts) and lewd conduct (two counts) for the commission of sodomy on two young children. As the majority observes, the trial court stayed sentence on the sodomy convictions so that defendant would not be punished twice for the same act. (Pen. Code, § 654.)
I would simply affirm the judgment.
Respondent’s petition for a rehearing was denied October 2, 1986. Lucas, J., was of the opinion that the petition should be granted.
