PEOPLE v PEALS
Docket No. 128376
Supreme Court of Michigan
Decided July 31, 2006
476 MICH 636
Argued January 10, 2006 (Calendar No. 2).
In an opinion by Justice CORRIGAN, joined by Chief Justice TAYLOR and Justices YOUNG and MARKMAN, the Supreme Court held:
The text of the statutory definition of a “firearm” in
Justice WEAVER, concurring, agreed with the result of the majority opinion, but wrote separately to express concern that the majority‘s interpretation of the word “may” to exclude consideration of a weapon‘s operability and require only consideration of a weapon‘s design is both overinclusive and underinclusive. The phrase “may be propelled” does not require that the weapon be currently capable of propelling a dangerous projectile, only that a projectile potentially may be propelled from it at some time. The weapon found in the defendant‘s possession could have been
Affirmed.
Justice KELLY, dissenting, stated that the definition of “firearm” in
Justice CAVANAGH concurred only in the result proposed by Justice KELLY.
CRIMINAL LAW - WORDS AND PHRASES - FIREARM.
For purposes of the offenses of felon in possession of a firearm and possession of a firearm during the commission of a felony, a weapon fits within the definition of a “firearm” if it is the type of weapon that was designed or intended to propel a dangerous projectile by an explosive, gas, or air; there is no operability requirement for the weapon; the design and construction of the weapon, rather than its state of operability, are relevant in determining whether it is a firearm (
Michael A. Cox, Attorney General, Thomas L. Casey, Solicitor General, Kym L. Worthy, Prosecuting Attorney, Timothy A. Baughman, Chief of Research, Training and Appeals, and Jon P. Wojtala, Assistant Prosecuting Attorney, for the people.
Robert Tomak for the defendant.
It is not disputed that the weapon in this case is the type of weapon that propels dangerous projectiles. It thus qualifies as a firearm under the statutory definition. We therefore affirm the judgment of the Court of Appeals and affirm defendant‘s convictions of felon in possession of a firearm and felony-firearm.
I. FACTUAL BACKGROUND AND PROCEDURAL POSTURE
A jury found defendant guilty of felon in possession of a firearm and felony-firearm. Testimony at trial explored the condition of the gun found in defendant‘s possession. Defendant testified that he found the gun lying in two pieces in the grass and that he picked up the pieces and put them in his pocket. Upon examining them later, he saw that there was damage and thought that the gun was inoperable.
The police officer who examined the gun when it was received into evidence testified that “the weapon did
When asked whether, despite the broken slide, a round could be fired from the gun if the missing springs as well as the firing pin were replaced, the officer responded:
To the best of my knowledge the way this slide sits right now with the broken piece I don‘t even know that it would properly chamber around [sic]. The fact of the tension of the springs if it had all of the springs would probably not allow this slide to close completely anyway to actually fire it. If it had the proper stop but this portion here of the slide was broken you‘d get one round off. But with the function of the weapon and the slide going to the rear and nothing to stop it that slide is going to come off....
On further examination, the officer testified, “If this weapon fired a round with the springs and without having the ejector stop, you would loose [sic] the slide. It would eject completely to the rear and you wouldn‘t be able to get a second shot off.”
Without objection, the trial court provided the following instruction to the jury regarding the operability of the gun:
A handgun need not be currently operable in order to qualify as a firearm for purposes of the offenses of felon in possession of a firearm and possession of a firearm at the time of the commission or attempted commission of a felony.
When the jury requested further clarification of what constitutes a firearm, the court stated:
A firearm includes any weapon from which a dangerous weapon [sic] can be shot or propelled by the use of explosive gas or air. A handgun need not be currently operable in order to be qualified as a firearm for the purposes of felon in possession of a firearm and possession of a firearm at the time of a commission or attempted commission of a felony.
Defendant did not object to this instruction.
The jury returned a verdict of guilty on both counts of felon in possession of a firearm and felony-firearm. The Court of Appeals affirmed defendant‘s convictions.1
II. STANDARD OF REVIEW
This case requires us to interpret the definition of “firearm” contained in
III. ANALYSIS
Initially, we note that both offenses of which defendant stands convicted, felon in possession of a firearm and felony-firearm, require proof that the defendant possessed a “firearm.” The Legislature has defined that term in
“Firearm” means a weapon from which a dangerous projectile may be propelled by an explosive, or by gas or air. Firearm does not include a smooth bore rifle or handgun designed and manufactured exclusively for propelling by a spring, or by gas or air, BB‘s not exceeding .177 caliber. [Emphasis added.]
On appeal, the sole challenge to defendant‘s convictions is that the weapon found in his possession was in such
It is readily apparent that the key question in construing
1. (used to express possibility) ... 2. (used to express opportunity or permission) ... 3. (used to express contingency, esp. in clauses indicating condition, concession, purpose, result, etc.) ... 4. (used to express wish or prayer) ... 5. (used to express ability or power.) ....
Reviewing these definitions in the context of the statute, it seems that the third and fourth definitions are more compatible with the understanding that a weapon is a firearm if it was designed or intended to propel a dangerous projectile. The words “purpose,” “wish,” and “prayer” connote intention, aim, or planning. In other words, these definitions are consonant with the idea that a weapon is a firearm if that was the intent or design of its creator.
The first, second, and fifth definitions, meanwhile, seem more compatible with the understanding that a weapon is a firearm if it possesses the ability to propel a dangerous projectile. The words “opportunity,” “possibility,” “ability,” and “power” connote capability or capacity. In other words, these definitions are consonant with the idea that a weapon is a firearm if it has the ability or power to fire a projectile.
Because both of these meanings are plausible given the use of “may” in the statute, we are required to make a determination as to which meaning is most representative of the Legislature‘s intent. As will be discussed below, we conclude that the offenses of which defendant was convicted do not require proof that the firearm was “operable” or “reasonably or readily operable.” Rather, the statute requires only that the weapon be of a type that is designed or intended to propel a dangerous projectile.2
We reach this conclusion on the basis of several considerations. Initially, to the extent that the “may” clause serves as a restrictive clause, narrowing the class of “weapons” that are included within
Moreover, a definition of “may” that is focused on operability would produce results that we believe are unlikely to have been within the contemplation of the
Next, the “operability” definition of “may” would enable a felon to possibly avoid prosecution by the simple expedients of separating his firearm into separate parts, hiding a critical part of the firearm, or discarding the firearm immediately after being seen possessing it so that its level of operability could not be determined. Given the manifest purpose of the instant statute as reflected in its text, this would impede firearms prosecutions for reasons that seem altogether arbitrary and irrational.
It is also noteworthy that in several instances, the Legislature has defined “dangerous weapon” to include a “loaded or unloaded firearm, whether operable or inoperable.” See, e.g.,
Although the defendant relies on People v Hill, 433 Mich 464, 472-473; 446 NW2d 140 (1989), the holding in Hill, according to the Hill Court itself, does not apply to the offenses in this case. In Hill, two defendants were charged with possession of the same short-barreled shotgun,
The narrow reach of Hill is further clarified by a long line of Court of Appeals decisions holding that the felony-firearm statute does not require proof of operability. Indeed, the Hill Court itself cited and discussed
[C]ourts have held that it is unnecessary to prove the operability of a weapon as an element of a prosecution of possession of a firearm during the commission of a felony because this would be ” ‘inconsistent with the legislative intent of discouraging the practice of carrying guns in circumstances where harm is apt to occur.’ ” People v Jackson, 108 Mich App 346, 350; 310 NW2d 238 (1981), citing with approval People v Gibson, 94 Mich App 172, 177; 288 NW2d 366 (1979), rev‘d on other grounds 411 Mich 993 (1981). [Hill, 433 Mich at 475.]
The Hill Court further stated:
Other panels holding that the operability of a firearm is not necessary for the prosecution of a felony-firearm charge include: People v Garrett, 161 Mich App 649; 411 NW2d 812 (1987), lv den 430 Mich 856 (1988); People v Poindexter, 138 Mich App 322; 361 NW2d 346 (1984); People v Brooks, 135 Mich App 193; 353 NW2d 118 (1984); People v Broach, 126 Mich App 711; 337 NW2d 642 (1983). [Hill, 433 Mich at 475 n 9.]
In short, it is telling that (1) the Hill Court cited and discussed a long line of Court of Appeals case law holding that operability is not a requirement of a felony-firearm prosecution, (2) the Hill Court did not express any disapproval of the Court of Appeals decisions, and (3) the Hill Court expressly stated that it was not purporting to interpret the concealed weapons statute or the felony-firearm statute. Hill by its own terms does not support its expansion to the offenses of felony-firearm and felon in possession of a firearm. Hill thus provides no basis to reject the Court of Appeals longstanding view that proof of operability is not required.
Moreover, after the Hill decision, the Court of Appeals has continued to hold that proof of operability is
In addition, the Court of Appeals has held, after Hill, that proof of operability is not required to establish the offense of felon in possession of a firearm. In People v Brown, 249 Mich App 382; 642 NW2d 382 (2002), the Court of Appeals noted that various meanings had been accorded to the term “firearm,” depending on the offense with which the defendant had been charged. In the context of the concealed weapons statute,
To support its conclusion, the Brown Court took note of
The statutory language is broad and is clearly intended to keep any and all handguns out of the hands of convicted felons. In our opinion, a handgun need not be currently operable in order to qualify as a “firearm” for purposes of the felon in possession statute. If that were the case, then convicted felons could legitimately purchase, sell, receive, and distribute handguns on a regular basis, as long as the firing pins had been temporarily removed from those handguns. We cannot conclude that the Legislature intended such a result when it drafted the felon in possession statute. [Id.]
The Brown Court further rejected the defendant‘s argument that this Court‘s decision in Hill mandated a holding that an inoperable handgun was not a “firearm” for purposes of the felon in possession statute:
We conclude that our holding in the instant case is consistent with the Hill decision, in which the Court noted the “legislative intent to distinguish the firearm from other
potentially dangerous weapons,” and cited appellate decisions which “found the operability of a gun to be irrelevant for a conviction [because] a contrary result would thwart the deterrent purpose” of the laws concerning the use and possession of firearms. [Hill, 433 Mich at 476], quoting People v Boswell, 95 Mich App 405, 408-409; 291 NW2d 57 (1980). [Brown, 249 Mich App at 387.]
In short, the Brown Court explained why its holding was consistent with Hill. We find no basis in Hill to question the Brown Court‘s analysis or the Court of Appeals longstanding interpretation of “firearm.”
Of the long line of cases left undisturbed by Hill, a case that offers particularly useful analysis is Boswell, supra. In that case, the defendant pleaded guilty of armed robbery,
The Boswell Court explained its interpretation of the statutory definition:
We believe the statute demonstrates a legislative intent to distinguish the firearm from other potentially dangerous weapons by describing its general construction and manner of use. The gun used in the instant case clearly falls within the above definition. Furthermore, this Court found the operability of a gun to be irrelevant for a conviction under
MCL 750.227 ; MSA 28.424, carrying a concealed weapon,in People v Clark, 24 Mich App 440; 180 NW2d 342 (1970), and People v Jiminez, 27 Mich App 633; 183 NW2d 853 (1970). The same reasoning is equally apt here, and a contrary result would thwart the deterrent purpose of the felony-firearm statute. [Boswell, 95 Mich App at 409 (emphasis added).]
The Boswell analysis is useful in analyzing the text of the provision at issue here,
We decline to insert an operability requirement into the statute. We can find no basis to conclude that the phrase “may be propelled” somehow requires that the weapon be reasonably and readily operable. The statute simply does not contain any language supporting such a rule. In short, the statutory definition of “firearm” is descriptive. It describes the type of weapon that constitutes a “firearm,” so as to distinguish it from other types of weapons. It does not require the current operability of the weapon.
This conclusion is supported by definitions of other terms contained in
Our conclusion is further supported by a key difference between the language used to define “firearm” in
Therefore, because we can find no textual support for an operability requirement, we must adhere to the Legislature‘s judgment not to adopt such a rule.7
Moreover, were we to extend Hill‘s operability requirement to the crimes of felon in possession and felony-firearm, it could well encourage defendants to discard or secrete their weapons in order to impede the prosecution from being able to prove that the weapon could reasonably and readily be made to fire, or to separate their weapons into multiple parts for the same
Indeed, our Court of Appeals made this very point in Pierce, 119 Mich App at 782-783:
If the prosecution must prove operability, a defendant could not be convicted of felony-firearm if the gun is never recovered even if the victim testifies that he saw the gun. A prime concern behind the felony-firearm statute is to protect the victim. The victim is no less frightened if the gun (most likely unknown to him) just happens to be inoperable. The state clearly intends to protect such a victim. [Citation omitted.]
An extratextual operability requirement would also undermine the legislative intent to deter the possession of firearms by convicted felons and by persons committing felonies. That a gun is inoperable does not alleviate the extreme danger posed by its possession in these circumstances.
In short, expanding an operability requirement to the offenses of felony-firearm and felon in possession of a firearm would defeat the fundamental legislative interest in deterring the possession of firearms.9
Whether operable or not, firearms pose a grave danger to members of the public when they are possessed by convicted felons or persons committing felonies.
IV. RESPONSE TO THE DISSENT
In her dissent, Justice KELLY articulates her preferred interpretation of the statutory definition of “firearm” as containing an operability requirement. Justice KELLY then asserts that because the majority does not adopt her interpretation, we have somehow abandoned our judicial philosophy of applying the plain meaning of a statutory text. Post at 669. She further contends that we have violated our ” ‘plain text philosophy,’ ” post at 671, because, unlike Justice KELLY, we have not focused our analysis on a federal statute that has no application to this case.
It should go without saying that our judicial philosophy does not require every member of this Court to agree with Justice KELLY‘s interpretation of a text. It is therefore unfortunate that Justice KELLY has resorted to the classic logical fallacy of a false choice: she seems to contend that we must either (1) agree with her interpretation of the text or (2) abandon our entire philosophy. We decline to dignify this argumentative sleight of hand by further responding to it, other than to emphasize that we have endeavored to apply the text as written and that we stand by our interpretative analysis as set forth above.
As discussed, we believe the statutory definition of “firearm” is clear.
Amazingly, Justice KELLY relies for her fair warning argument on Hill, in which this Court (1) addressed an offense, possession of a short-barreled shotgun, that is not at issue in this case, (2) expressly declined to extend its holding to felony-firearm, and (3) acknowledged the Court of Appeals longstanding interpretation of the felony-firearm statute as not containing an inoperability defense. Justice KELLY‘s fair warning argument thus collapses of its own weight in light of her reliance on Hill.
V. CONCLUSION
The presence of the word “may” in
TAYLOR, C.J., and YOUNG and MARKMAN, JJ., concurred with CORRIGAN, J.
WEAVER, J. (concurring). I concur in the result of the majority opinion that affirms defendant‘s convictions of felon in possession of a firearm,
Both convictions in this case involve the statutory definition of “firearm,”
I write separately because the majority‘s interpretation of the word “may” to exclude consideration of a weapon‘s operability and require only consideration of a weapon‘s design is both overinclusive and underinclusive.
A fair reading of the phrase “may be propelled” does not require that the weapon be currently capable of propelling a dangerous projectile. It only requires that a projectile could be propelled from the weapon at some time. Thus, contrary to the majority‘s suggestion, ante at 643, a “simple pipe” could qualify as a firearm under the plain terms of the statute. A simple pipe can in fact be made to propel a dangerous projectile with, for example, air. That does not mean that any felon caught carrying a simple pipe should be charged with felony-firearm. But if the felon is carrying the components of a functional blow gun or pipe gun, the simple pipe might be capable of propelling a dangerous projectile. I would not summarily exclude such weapons from the definition of “firearm.”
I would hold that a weapon from which a dangerous projectile may be propelled by an explosive, or by gas or air, and which is not permanently inoperable, qualifies as a firearm under
The testimony presented suggested that the weapon found in defendant‘s possession could have been repaired to allow it to fire one round. The officer who examined the gun when it was received in evidence testified, “If it had the proper stop but this portion here of the slide was broken you‘d get one round off.” While there was extensive testimony regarding the weapon‘s state of disrepair, there was no testimony at trial to contradict the potential that replacing some pieces may have allowed the weapon to fire.
Thus, the evidence presented at trial qualifies the weapon found in defendant‘s possession as a “firearm”
KELLY, J. (dissenting). This case calls on us to determine the meaning of “firearm” as defined in
RELEVANT FACTUAL BACKGROUND
Defendant spotted pieces of metal lying in the grass. On closer inspection, he noted that they were parts of a handgun. He pieced them together but testified that the mechanism could not be made to operate as a firearm. He stated that he decided to keep it in hopes of selling it later as scrap metal, which he collected and sold occasionally for extra money. Defendant testified that he would not have picked up a real gun.
Twenty minutes after defendant picked up the handgun parts, police officers stopped the car in which defendant was a passenger for a traffic violation. When asked, defendant informed an officer that he had the scrap-metal gun in his pocket. He told the officer that it did not work. After arresting him, the officer inspected the gun. She noticed that it had sustained significant damage and had no ammunition clip. She described its slide as “raggedy.” When the officer again examined the gun at the precinct, she removed the safety, and the gun fell apart in her hands. She and her partner laughed at its poor condition.
The officer in charge of the case forwarded the gun to the firearm identification and explosive disposal unit for testing. Tests determined that the gun would not fire in the condition that it was in. The firing-pin assembly was entirely missing. The magazine was missing. And the top portion of the slide was cracked and missing.
Despite these facts, the prosecution charged defendant with being a felon in possession of a firearm (felon in possession)1 and carrying or possessing a firearm when committing or attempting to commit a felony (felony-firearm).2 At trial, attention focused on the operability of the scrap-metal gun.
A police officer reiterated that many pieces were missing from the gun, including the firing-pin assembly, the magazine, some springs, and part of the slide. He also noted that what remained of the slide was cracked. He concluded that the gun would not function as it was designed to function. When specifically asked whether, if the missing firing-pin assembly and springs were replaced, the gun could be made to fire, the officer equivocated. Because of the broken slide, he stated that he did not know if the gun could ever chamber a round and that the slide likely could never close properly. The officer stated that, if someone could get a round off, the gun certainly could not fire a second shot.
At the close of trial, the judge instructed the jury that a handgun need not be currently operable in order to qualify as a firearm. When asked for clarification on this point, the judge reiterated that a handgun need not be currently operable to be qualified as a firearm for purposes of felon in possession and felony-firearm. The jury returned a guilty verdict on both counts.
Defendant appealed to the Court of Appeals, which decided the case without oral argument. It stated that current inoperability of a firearm is not a defense to felon in possession or felony-firearm. And it concluded that, on the basis of its reading of the facts, the evidence did not show that the gun was unusable as a firearm. The Court of Appeals affirmed both convictions. People v Peals, unpublished memorandum opinion of the Court of Appeals, issued February 15, 2005 (Docket No. 251406). We granted leave to appeal. 474 Mich 886 (2005).
PEOPLE V HILL3
Neither the felon-in-possession statute nor the felony-firearm statute defines the term “firearm,” but it is defined elsewhere in the Michigan Penal Code.
The two defendants in Hill faced the charge of possession of a short-barreled shotgun.
The word “firearm,” except as otherwise specifically defined in the statutes, shall be construed to include any weapon from which a dangerous projectile may be propelled by using explosives, gas or air as a means of propulsion, except any smooth bore rifle or handgun designed and manufactured exclusively for propelling BB‘s not exceeding .177 caliber by means of spring, gas or air.
The Court stated that the words of a statute should be read in the way that best harmonizes with the ends the Legislature sought to achieve. Hill, 433 Mich 474 n 8. The following purpose was noted for the firearm laws:
“Statutes making it unlawful to have or carry weapons are designed to suppress the act or practice of going armed and being ready for offense or defense in case of conflict with another, and to outlaw instruments ordinarily used for criminal and improper purposes. . . . The statutes should receive a reasonable construction in accord with the purpose of the legislature and in the light of the evil to be remedied, and they should be construed with the thought in mind that they are aimed at persons of criminal instincts and for the prevention of crime. . . .
* * *
“A deadly weapon does not cease to be such by becoming temporarily inefficient, nor is its essential character changed by dismemberment if the parts, with reasonable preparation, may be easily assembled so as to be effective.” [Id. at 473, quoting 94 CJS, Weapons, § 2, pp 479-480, and § 6, p 489 (emphasis added).]
Hill reasoned that, to effectuate this intent, the statute should not be limited to the narrowest of circumstances. Therefore, the Court concluded that a temporarily inoperable shotgun remains within the meaning of the term “firearm.” This is because the temporarily inoperable shotgun maintains its “man-killing” status.
The majority claims that Hill is “not instructive” because the Hill Court did not purport to interpret the concealed weapons and felony-firearm statutes. Ante at 645. I disagree. Whereas it is true that Hill is not controlling in this case, it is certainly instructive.
This Court should grant Hill its appropriate value as strongly influential precedent and reach the same conclusion as Hill did. That is, a weapon qualifies as a firearm only if it can be made operable within a reasonable time. This is true because the general intent behind the felon-in-possession statute and the felony-firearm statute is the same as the intent for the statute concerning possession of a short-barreled shotgun. Hill noted as much. “Statutes making it unlawful to have or carry weapons are designed to suppress the act or practice of going armed and being ready for offense or defense in case of conflict with another. . . .” Hill, 433 Mich 473 (emphasis added; citation omitted).
A person carrying a gun that cannot be reasonably and readily repaired is not “ready for offense or defense in case of conflict.” Instead, that person is similarly situated to someone carrying a stick, a club, or a piece of metal. A person carrying a piece of iron rebar could not be convicted of felon in possession or felony-firearm, regardless of his or her intended use for that rebar. There is no reason to treat a person carrying a hunk of scrap metal that formerly functioned as a firearm any differently. Neither can be used to shoot someone, which is the man-killing status intrinsic in a firearm and which is what the Legislature intended to regulate.5
The majority claims that, unless it reads a “design” requirement into the statute, a piece of pipe could constitute a firearm. Ante at 643. But, under the majority‘s interpretation of
In addition to adding a “design” requirement to the language of
But in fabricating its “redesign” defense, the majority has reverted to a defense based on operability, albeit one available only in special circumstances. Consider the cannon in the park. The sole “redesign” that has occurred and that is relevant is that which has rendered the cannon incapable of firing a projectile. The majority offers no explanation or support from the text of the statute for reading into the statute this redesign/limited operability defense. By contrast, Hill offers ample support for allowing all defendants to raise an inoperability defense when appropriate.
The majority‘s discussion of the cannon in the park implies that a firearm can be “redesigned” to no longer constitute a firearm. But the majority fails to indicate at what point a “redesigning” occurs. And it fails to explain why a “redesigning” did not occur when the gun in this case was extensively damaged. At the very least, under the majority‘s ruling, the question of whether the scrap-metal gun was sufficiently “redesigned” should be a question of fact for the jury. The majority should explain what has justified it to take this question from the jury. Why has the case not been remanded for a new trial?
Today‘s interpretation of
There is strong evidence that defendant, when arrested, carried no more than pieces of scrap metal that were once parts of a firearm. If this is true, they do not meet the definition of “firearm” in
Whether a gun is more than temporarily inoperable and therefore not a firearm is a question of fact that should be left to the jury. People v Gardner, 194 Mich App 652, 655; 487 NW2d 515 (1992); see also Hill, 433 Mich 480. In this case, the trial court instructed the jury that a handgun need not be currently operable to qualify as a firearm. This instruction was insufficient to meet the requirements of
Defendant did not object to the trial court‘s instruction and did not ask for an instruction on inoperability.7
In this case, it is clear and obvious that the trial court failed to give an instruction on the defense of inoperability of the firearm. This adversely affected defendant‘s substantial right to a properly instructed jury and his substantial right to present a defense. Instructions to a jury must include material issues, defenses, or theories as long as there is evidence to support them. People v Reed, 393 Mich 342, 349-350; 224 NW2d 867 (1975). In this case, the operability of the firearm was crucial. Whether defendant possessed an actual firearm or a hunk of scrap metal was the central question. Because an instruction on this important issue was omitted, the jury instructions were inadequate to protect defendant‘s substantial right to a properly instructed jury. Id.
It is basic law that a defendant must be allowed to confront the charges against him or her and defend against them. “The right of an accused in a criminal trial to due process is, in essence, the right to a fair opportunity to defend against the State‘s accusations.” Chambers v Mississippi, 410 US 284, 294; 93 S Ct 1038; 35 L Ed 2d 297 (1973). In not instructing the jury on the inoperability of a firearm here, the court robbed defen-
This plain error requires reversal. It meets both of the possible reasons for reversal articulated in Carines. First, because there was significant evidence that defendant possessed mere scrap metal, there is a legitimate chance that defendant is actually innocent. Second, failure to instruct the jury on the issue that was central to the case robbed defendant of his defense. Because this raises due process concerns, the error affects the fairness and the public reputation of the proceedings. Under such circumstances, defendant is entitled to a remand for a new trial. Carines, 460 Mich 763.
THE MEANING THE MAJORITY READS INTO MCL 750.222(d) IS NOT SUPPORTED BY ITS TEXT
As indicated before,
None of the common definitions of “may” supports such a reading. The Random House Webster‘s College Dictionary (2001) defines “may” as an auxiliary verb:8
1. (used to express possibility): It may rain. You may have been right. 2. (used to express opportunity or permission): You may enter. 3. (used to express contingency, esp. in clauses indicating condition concession, purpose, results, etc.): strange as it may seem; Let us concur so that we may live in peace. 4. (used to express wish or prayer): Long may you live! 5. Archaic. (used to express ability or power) — Idiom. 6. be that as it may, whether or not that is true. [Emphasis in original.]
The word “design” or “designed” is never used in these definitions. Nor can “designed” be read into them. It is simply not there.
The majority contends that the third and fourth definitions of “may” are consistent with a “design” requirement. Even a casual reading of these definitions will show the reader that this is untrue. Moreover, it should be noted that the majority did not include the sentences offered by the dictionary as typical examples of usage of the word. An attempt to place “designed” into the dictionary‘s sentences will show that “design” cannot replace “may.” The examples from the third definition would read: ”strange as it [designed] seem; Let us concur so that we [designed] live in peace.” The example from the fourth definition would read: ”Long [designed] you live!”
This demonstrates how untenable and extraordinary the majority‘s claims regarding the meaning of “may” are. I have not selected sentences that illustrate usages of “may” that are particularly inapplicable. If sentences using all possible dictionary usages were included here, it would become apparent that none fits the majority‘s reading of “may.” The sensible conclusion must be that the majority‘s reading of “may” to mean “designed” is not plausible.
The majority has frequently claimed that it does no more than read the text of a statute in order to interpret
The majority claims that no language in the statute supports an operability requirement. But, in fact, the very first definition of “may” supports an inoperability defense. “May” is used to express possibility. Random House Webster‘s College Dictionary (2001). Using this definition of “may” in
It is only by ignoring the text of the statute and through a tortured definition of the word “may” that the majority reaches its result. In reality, the majority is interpreting the law to read like what it wishes the Legislature had written. Yet it is well settled that, when construing a statute, a reviewing court is supposed to assume that the words chosen by the Legislature are intentional. We should not speculate that the Legislature inadvertently used one word or phrase when it intended another. Detroit v Redford Twp, 253 Mich 453, 456; 235 NW 217 (1931).
The Legislature certainly could have written the language “designed to be propelled” into
The term “firearm” means (A) any weapon (including a starter gun) which will or is designed to or may readily be converted to expel a projectile by the action of an explosive;
(B) the frame or receiver of any such weapon; (C) any firearm muffler or firearm silencer; or (D) any destructive device. Such term does not include an antique firearm. [Emphasis added.]
The majority reads
Moreover, the Michigan Legislature has fully demonstrated its familiarity with
We have recognized that “[c]ourts cannot assume that the Legislature inadvertently omitted from one statute the language that it placed in another statute, and then, on the basis of that assumption, apply what is not there.” Farrington v Total Petroleum, Inc, 442 Mich 201, 210; 510 NW2d 76 (1993). But the majority does just that, today. In
The majority characterizes
I would respect the difference between
Instead of focusing on the Legislature‘s choice of words in
“Dangerous weapon” means 1 or more of the following:
(i) A loaded or unloaded firearm, whether operable or inoperable.
(ii) A knife, stabbing instrument, brass knuckles, blackjack, club, or other object specifically designed or customarily carried or possessed for use as a weapon.
(iii) An object that is likely to cause death or bodily injury when used as a weapon and that is used as a weapon or carried or possessed for use as a weapon.
(iv) An object or device that is used or fashioned in a manner to lead a person to believe the object or device is an object or device described in subparagraphs (i) to (iii). [Emphasis added.]
See also
In the home invasion statute, the Legislature obviously wished to classify as dangerous more than just firearms. It wanted to prohibit someone from perpetrating a home invasion using any weapon that could threaten harm to the occupants. Hence, it included both operable firearms and inoperable firearms. Although an inoperable firearm cannot fire a shot, it can be used to threaten and intimidate a person during a home invasion. Therefore, the inclusion of inoperable firearms in
By contrast, the majority‘s definition of the word “firearm” is inconsistent with
The use of “inoperable” in
The majority all but concedes that its interpretation of “firearm” renders part of
The majority also contends that the Hill definition of “firearm” would not include an unloaded gun. This is simply not the case. Hill stated: “[T]emporarily inoperable firearms which can be made operable within a reasonable time fall within the purview of the statutes that govern the use and possession of firearms.” Hill, 433 Mich 477. An unloaded firearm can be made operable within a reasonable time simply by loading it with bullets. Accordingly, an unloaded firearm falls under both the definition of “firearm” created by the majority in this case and the definition created by the Legislature and recognized in Hill.
Inexplicably, also, the majority contends that the use of the phrase “designed and manufactured” in the second sentence of
I agree with the majority that
This contention is strained.
Far from supporting the majority‘s interpretation, the difference between
THE RULE OF LENITY
The majority claims that its interpretation is the correct reading of
Courts have long held that any ambiguity regarding the scope of criminal statutes must be resolved in favor of lenity. Huddleston v United States, 415 US 814, 830-831; 94 S Ct 1262; 39 L Ed 2d 782 (1974), quoting Rewis v United States, 401 US 808, 812; 91 S Ct 1056; 28 L Ed 2d 493 (1971). That is, if a criminal statute is open to more than one legitimate interpretation, it should be construed strictly. This means that the statute should be construed in favor of the defendant. United States v Wiltberger, 18 US (5 Wheat) 76, 95; 5 L Ed 37 (1820). The rule of lenity is important in criminal cases because it provides constitutional fair warning. It does this by making clear what the law intends to do if someone crosses a certain line and where that line is drawn. United States v Lanier, 520 US 259, 265; 117 S Ct 1219; 137 L Ed 2d 432 (1997).
I do not believe that the majority has put forth a legitimate interpretation of
The majority concedes in its opinion that it finds two possible ways to read the statute.14 It states: “[B]oth of these meanings are plausible given the use of ‘may’ in the statute . . . .” Ante at 642. Because the majority recognizes that it is choosing between two reasonable interpretations of the statute, it must realize that the constitution requires it to follow the rule of lenity. Wiltberger, 18 US (5 Wheat) 95. But it does not do so.
The majority states that it “believe[s] that the words of the statute as a whole indicate an intent to include a broad definition . . . .” Ante at 642 n 2. But this is a policy choice. The statement that a broader rather than a narrower interpretation of the statute was intended violates the rule of lenity, as articulated by the United States Supreme Court.
[W]hen choice has to be made between two readings of what conduct Congress has made a crime, it is appropriate, before we choose the harsher alternative, to require that Congress should have spoken in language that is clear and definite. We should not derive criminal outlawry from some ambiguous implication. [United States v Universal CIT Credit Corp, 344 US 218, 221-222; 73 S Ct 227; 97 L Ed 260 (1952).]
In this case, there is not even an “ambiguous implication” on which the majority can rest its decision. As such, the choice it makes between the two plausible meanings it recognizes does not survive the constitutional protections afforded by the rule of lenity.
The rules of lenity and fair warning are especially important in this case in light of Hill. Hill offered the only interpretation from this Court of the language “may be propelled.” It should have influenced defendant‘s understanding of what constitutes a firearm. Arguably, Hill set the line that divides innocent behavior from criminal behavior. In this case, defendant could not have known that holding a piece of scrap metal
Because the rules of lenity and fair warning favor an inoperability defense, such a defense is constitutionally required. Accordingly, this case should be remanded for a new trial. At trial, the court should allow defendant to argue to the jury that the weapon was not operable and could not reasonably and readily be repaired within a reasonable time. Any other outcome raises serious constitutional concerns.
CONCLUSION
Contrary to the majority‘s contention, this Court‘s decision in Hill provides significant guidance on how to properly interpret
Ignoring Hill, the majority creates a new “design” requirement for
Defendant was entitled to an inoperability defense. The trial court‘s instructions denied him that defense, and they failed to properly inform the jury of the central issue in the case. This amounted to plain error requiring reversal. Therefore, I would remand the case for a new trial.
CAVANAGH, J. I concur only in the result proposed by Justice KELLY.
Notes
See also Williams v State, 61 Ga 417, 418 (1878):
The majority contends that allowing an inoperability defense will encourage suspects to discard or secrete their weapons. A desire to hide a weapon exists in every case. Rare indeed is a felon who would gladly turn his or her weapon over to the police after having used it to commit a crime. If the majority is implying that a felon is encouraged to disable his or her weapon by my interpretation, I would state that there is no suggestion in the case before us that defendant disabled a firearm. I note that any proof that a defendant disabled a weapon would indicate that it was reasonably and readily repairable at the time of the crime.An object once a pistol does not cease to be by becoming temporarily inefficient. Its order and condition may vary from time to time, without changing its essential nature or character. Its machinery may be more or less perfect; at one time it may be loaded, at another empty; it may be capped or uncapped; it may be easy to discharge or difficult to discharge, or not capable, for the time, of being discharged at all; still, while it retains the general characteristics and appearance of a pistol, it is a pistol, and so in common speech would it be denominated.
When identical words in the law, lying within a similar statutory context, mean something altogether different, we do believe that there is a “practical workability” problem, not in the sense that a court of law cannot render some decision—no opinion of this Court is “unworkable” in that sense—but in the sense that the law is made a mockery, meaning one thing in one paragraph and something else in the next. [Id., 510-511.]
It is unclear to me why the majority felt so strongly about this point in Paige but not in this case.
It is not I who commits this fallacy here. I do not argue simply that the majority errs because it disagrees with my interpretation. I argue that the majority is not true to its “plain language” philosophy; it ignores the words of the statute and adds a “design” requirement that the Legislature chose not to add. Ironically, it is the majority that commits the fallacy of the false choice. It argues that one must agree with its reading of the statute or commit a logical fallacy. Perhaps it does this only “to reframe an argument on the user‘s terms.” Id. This seems the true “argumentative sleight of hand. . . .” Ante at 654.
