THE PEOPLE OF THE STATE OF NEW YORK, Rеspondent, v KENNETH H. PAYNE, Appellant.
Court of Appeals of the State of New York
October 19, 2004
3 N.Y.3d 266 | 819 N.E.2d 634 | 786 N.Y.S.2d 116
Argued September 9, 2004
Legal Aid Society of Suffolk, Inc., Appeals Bureau, Riverhead (Robert B. Kenney and Robert C. Mitchell of counsel), for appellant. I. It was reversible error for the trial court to have submitted the count of depraved indifference murder to the jury, where no reasonable view of the evidence can support the theory that the shooting of the victim at point-blank range with a shotgun was reckless. (People v Wall, 34 AD2d 215, 29 NY2d 863; People v Gonzalez, 302 AD2d 870, 99 NY2d 659; People v Roe, 74 NY2d 20; People v Register, 60 NY2d 270; People v Sanchez, 98 NY2d 373; People v Hafeez, 100 NY2d 253.) II. Since
Kenneth H. Payne, appellant pro se. I. (A) The People‘s evidence failed, as a matter of law, to establish a prima facie case of depraved indifference murder. (B) The People‘s evidence failed, as a matter of law, to establish Kenneth Payne‘s guilt beyond a reasonable doubt. (People v Sanchez, 98 NY2d 373; People v Russell, 91 NY2d 280; People v Fenner, 61 NY2d 971; People v Register, 60 NY2d 270; People v Poplis, 30 NY2d 85; People v Reed, 40 NY2d 204; People v Santos, 38 NY2d 173.) II. The trial court‘s refusal to charge the defense of justification to the jury deprived Kenneth Payne of his right to a fair trial. (People v McManus, 67 NY2d 541; People v Padgett, 60 NY2d 142; People v Steele, 26 NY2d 526; People v Asan, 22 NY2d 526; People v Wag-man, 99 AD2d 519; People v Miller, 39 NY2d 543; Matter of Y.K., 87 NY2d 430; People v Goetz, 68 NY2d 96; Davis v Strack, 270 F3d 111.) III. The prosecutor committed reversible error in his summation by characterizing Kenneth Payne as a liar, stating the defense was a fabrication and by vouching for his own case. (People v Shanis, 36 NY2d 697; People v Whalen, 59 NY2d 273; People v Conyers, 52 NY2d 454; People v Spinelli, 214 AD2d 135; People v Wagman, 99 AD2d 519; People v Rosa, 108 AD2d 531; People v Jackson, 143 AD2d 363; People v Negron, 161 AD2d 537; People v Walters, 251 AD2d 433; People v Pelchat, 62 NY2d 97.) IV. Statements Kenneth Payne made to the police, while in custody, were elicited in violation of his rights under
Thomas J. Spota, District Attorney, Riverhead (Steven A. Hovani and Anne E. Oh of counsel), for respondent. I. Defendant‘s conviction of depraved indifference murder is proper in all respects. The jury‘s unanimous guilty verdict should, therefore, remain undisturbed. (People v Gray, 86 NY2d 10; People v Hines, 97 NY2d 56; People v Finger, 95 NY2d 894; People v Norman, 85 NY2d 609; People v Hines, 97 NY2d 56; Jackson v Virginia, 443 US 307; People v Rossey, 89 NY2d 970; People v Contes, 60 NY2d 620; People v Ford, 66 NY2d 428; People v Bleakley, 69 NY2d 490.) II. The trial court‘s refusal to charge the defense of justification was proper. (People v Butts, 72 NY2d 746; People v Watts, 57 NY2d 299; People v Steele, 26 NY2d 526; People v Reynoso, 73 NY2d 816; People v Collice, 41 NY2d 906; People v Adams, 259 AD2d 299.) III. The prosecution‘s summation was fair comment on the trial evidence and defense counsel‘s closing argument. (People v Utley, 45 NY2d 908; People v Cicchetti, 44 NY2d 803; People v Galloway, 54 NY2d 396; People v Morgan, 66 NY2d 255; Williams v Brooklyn El. R.R. Co., 126 NY 96; People v Montez, 203 AD2d 216; People v Ortiz, 2 AD3d 125; People v Walters, 251 AD2d 433; People v Smart, 96 NY2d 793; People v Guzman, 76 NY2d 1.) IV. Evidence of defendant‘s oral, written and videotaped statements, as well as the gun seized at the scene, were properly admitted at trial. (People v Leonti, 18 NY2d 384; People v Winchell, 64 NY2d 826; People v Yukl, 25 NY2d 585; People v Prochilo, 41 NY2d 759; People v Miguel, 53 NY2d 920; People v Friola, 11 NY2d 157; People v Brown, 96 NY2d 80; Horton v California, 496 US 128; People v Burr, 70 NY2d 354; People v Herring, 179 AD2d 549.)
OPINION OF THE COURT
ROSENBLATT, J.
We once again address the crime of depraved indifference murder and where it fits within the Penal Law‘s statutory framework. In the appeal before us, defendant, armed with a 12-gauge shotgun, went to the deceased‘s home and shot him at point-blank range. Having acquitted defendant of intеntional murder—the first count in a two-count indictment—the court convicted defendant of depraved indifference murder after the court improperly allowed the jury to consider that charge.
The Appellate Division affirmed, and a Judge of this Court granted leave to appeal. We reverse. Defendant did not commit depraved indifference murder.
I.
Defendant and the deceased, Curtis Cook, had been friends for nearly 20 years, but their relationship began to sour in 1998. In March of that year, Cook was arrested and accused of sexually abusing an eight-year-old girl, a plаymate of defendant‘s daughter. Although defendant knew the girl and her father, he remained friendly with Cook.
On April 27, 1998, defendant drank large amounts of alcohol at a local bar, while Cook drank at home. When defendant‘s girlfriend arrived at the tavern to take him home, she told defendant that Cook telephoned her to complain about defendant‘s dog. This infuriated defendant, because Cook had been belligerent toward the girlfriend and defendant had warned him never to communicate with her.
Following a telephone conversation with Cook, defendant went to his closet and toоk out a 12-gauge shotgun. He referred to the weapon as an “elephant gun.” With the loaded weapon in hand, defendant walked next door to confront Cook. After the two exchanged words, defendant shot Cook at point-blank range, killing him. The wound was below the heart and just above the navel. Defendant admitted the shooting and presented a justification defense, which by its verdict the jury rejected.1
II.
This Court‘s recent holdings in People v Gonzalez (1 NY3d 464 [2004]), People v Hafeez (100 NY2d 253 [2003]) and People v Sanchez (98 NY2d 373 [2002]) have made it clear that depraved indifference murder may not be properly charged in the overwhelming majority of homicides that are prosecuted in New York. While wе have identified instances in which a killing could qualify as depraved indifference murder, a point-blank shooting is ordinarily not one of them.
Pursuant to
The prosecution seeks to distinguish Gonzalez, asserting that here defendant‘s conduct was not “overtly intentional” in that he did not plan or contrive the shooting, and that the jury could have concluded that the homicide was merely instinctive—the result of a reckless act in arming himself before confronting Cook. This theory is flawed and rеveals a fundamental misunderstanding of the concepts underlying depraved indifference murder.
To begin with, intentional murder does not require planning or contrivance. The premeditation element was eliminated in the 1967 Penal Law (see People v Patterson, 39 NY2d 288, 298 [1976]). Secondly, by the prosecution‘s theory, homicides could be routinely categorized and sustained as depraved indifference murder whenever the defendant brought a weapon to a contentious confrontation. Inasmuch as it is “reckless” to arm oneself under those circumstances or to wield a weapon carelessly (the argument goes) any homicide that results could qualify as depraved indifference murder. That is not the law. If it were, every homicide, particularly intentional ones, would be converted into depraved indifference murder.
The use of a weapon can never result in depraved indifference murder when, as here, there is a manifest intent to kill. In arguing that a point-blank shooting may constitute depraved indifference murder, the prosecution relies on People v Sanchez (98 NY2d 373 [2002]). In People v Hafeez (100 NY2d 253, 259 [2003]), however, the Court rejected the argument the prosecution makes here. The Court emphasized that Sanchez “involved the sudden shooting of a victim by a defendant who reached around from behind a door and fired into an area where children were playing, presenting a heightened risk of unintended injury.” (Id.)
This Court thus differentiated cases like the one before us (and Gonzalez) from homicides in which a defendant lacking the intent to kill (but oblivious to the consequences and with depraved indifference to human life) shoots into a crowd or otherwise endangers innocent bystanders. People v Jernatowski (238 NY 188 [1924]) is a prominent example of this genre. There, the defendant fired shots into a house, killing the wife of a man with whom he had a confrontation. Similarly, in People v Fenner (61 NY2d 971 [1984]), defendant fired into a fleeing crowd. In People v Russell (91 NY2d 280 [1998]), defendant shot and killed an innocent bystаnder during a gun battle and in People v Gomez (65 NY2d 9 [1985]), defendant struck a child with a car, accelerated, and killed another child while speeding on crowded sidewalks. The case before us involves a crime directed at a single individual and, moreover, an intentional killing—as opposed to the generalized depraved indifference exemplified in the above cases.
We have recognized another species of depraved indifference murder in which the acts of the defendant are directed against a particular victim but are marked by uncommon brutality—coupled not with аn intent to kill, as in Gonzalez and the case before us, but with depraved indifference to the victim‘s plight.
As the drafters of the Penal Law put it, depraved indifference murder is “extremely dangerous and fatal conduct performed without specific homicidal intent but with a depraved kind of wantonness: for example, shooting into a crowd, placing a time bomb in a public place, or opening the door of the lions’ cage in the zoo” (Denzer and McQuillan, Practice Commentary, McKinney‘s Cons Laws of NY, Book 39, Penal Law § 125.25, at 235 [1967]).
Thus, if a defendant fatally shoots the intended victim once, it could be murder, manslaughter in the first or second degree or criminal negligence (or self-defense), but not depraved indifference murder. Moreover, it should be obvious that the more the defendant shoots (or stabs or bludgeons) the victim, the more clearly intentional is the homicide. Firing more rounds or inflicting more wounds does not make the act more depravedly indifferent, but more intentional. Absent the type of circumstances in, for example, Sanchez (where others were endangered), a one-on-one shooting or knifing (or similar killing) can almost never qualify as depraved indifference murder.2
Defendant did not commit depraved indifference murder within the meaning of the statute. Therefore, the order of the Appellate Division should be reversed and the indictment dismissed.
R.S. SMITH, J. (concurring). I join the Court‘s opinion, though I appreciate the force of the dissent‘s argument that it is difficult to distinguish People v Hines (97 NY2d 56 [2001]). In joining the mаjority, I am influenced to some degree by my doubt that the rule of Hines is a wise one. I think the majority is correct in giving Hines a restrictive reading.
READ, J. (dissenting). Defendant plainly failed to preserve the claim that his conviction of depraved mind murder is not supported by legally sufficient evidence. At the close of the People‘s case, defendant moved for a trial order of dismissal of the depraved mind murder count of the indictment (see
Preservation is not simply a “formality” (majority op at 273). Under the State Constitution, this Court, with limited exceptions not applicable here, can consider only “questions of law” (
The defendant in Hines moved for a trial order of dismissal following the close of the People‘s case. The trial court denied the motion, and the defendant proceeded to present evidence. Following a jury verdict of conviction, the trial court revisited the previously denied motion to dismiss in the guise of addressing a motion to set aside the verdict under
The trial court in Hines “promptly denied defendant‘s
Several
If a defendant does not present a case, the оnly evidence adduced at trial is the People‘s proof. When a defendant presents a case, however, the equation changes, and the trial court is not “authorized to consider” only the sufficiency of the People‘s evidence. Rather, a motion to dismiss must be predicated on “the evidence at trial in its entirety” (People v Hines, 97 NY2d at 61). As we recognized in Hines, “[c]onsistent with the overall truth-seeking function of a jury trial, the rationale underlying this rule is that a reviewing court should not disturb a guilty verdict by reversing a judgment based on insufficient evidence without taking into account all of the evidence the jury considered in reaсhing that verdict, including proof adduced by the defense” (id.).3
The directive in
Further, if a dеfendant presents a case, “the time... when the court had an opportunity of effectively” (
“[A] party who without success has either expressly or impliedly sought or requested a particular ruling or instruction, is deemed to have thereby protested the court‘s ultimate disposition of the matter or failure to rule or instruct accordingly sufficiently to raise a question of law with respect to such disposition or failure regardless of whether any actual protest thereto was registered” (
While Kirkpatrick did not “involve preservation” (majority op at 273 n 3), it nonetheless set the tone for what the trial court here could review, and, concomitantly, what defendant had to do to preserve his claim. As was the case in Kirkpatrick, the trial court was no longer “authorized to consider” (
At the close of the People‘s case, defendant articulated a reason to support his motion for dismissing the intentional murder count by referring to a statement that he made in a videotape interview conducted by the assistant district attorney. Specifically, when asked by the assistant district attorney “point-blank” whether he intended to kill the victim, defendant responded that this was “a tough question, he really didn‘t know.” With rеspect to the depraved mind murder count, however, defendant argued only “that one shot from a shotgun is not depraved indifferent action as... contemplated by the legislature and enunciated by the courts in their decisions throughout the years.” He neglected to say why a single shot is not depraved mind murder. He never specified the element of depraved mind murder for which sufficient proof was lacking.5 For all the trial court knew, defendant might have been arguing that the circumstances were not depraved because he fired a single, rather than multiple, gunshots (cf. Gonzalez, 1 NY3d at 468). Whatevеr the defendant may have meant, there is no reason to believe that his general objection adequately alerted the trial court to the claim that he now raises, informed by our subsequent decisions in Sanchez and especially Hafeez and
Indeed, defendant‘s testimony (unmentioned by the majority) contradicts what he now argues. At trial, defendant protested that he had not acted intentionally. He told the jury that he grabbed his weapon for reasons of self-defense and to protect his girlfriend and young daughter. Defendant asserted that the victim had threatened him and his family, was drunk and had a gun. According to defendant, he fired his gun at thе victim almost instinctively, perhaps carelessly, and certainly not intentionally.
At the charge conference, defendant‘s attorney asked the trial judge to instruct the jury on justification. When asked if the defense had any other requests with respect to the charge, defendant‘s attorney mentioned the voluntariness of defendant‘s statements. He also observed that he
“would also state for the record at this time that I am not—the defendant is not asking for any down charges, we‘re not asking for any lesser included offenses to be charged. And I‘d like [defendant], if possible, to acknowledge that on the record in your presence, your Honor, that he has specifically asked me not to ask for any lesser included defenses [sic], manslaughter, criminally negligent homicide—”
The defendant then jumped in, stating “That‘s true. Let the charges, please, stand on the top charges that I was arrested on and no other charges.” Even after the trial judge refused to charge justification, defendant steadfastly rejected requesting the court to charge the jury on lesser included offenses. When the trial judge asked defendant one final time if it was his “wish [that] only the two counts chargеd in the indictment [be] given to the jury for their deliberations,” defendant responded “Yes, sir, it is.”
Nothing in defendant‘s testimony or this discussion at the charge conference would have motivated the trial judge to revisit the motion on the depraved mind charge of his own accord. If defendant had moved for a trial order of dismissal at the conclusion of his proof or had objected to the trial court‘s submission
Defendant admittedly killed the victim. As the record discloses, he ultimately gambled on gaining acquittal by restricting the jury‘s choices to intentional and deprаved mind murder, and lost. Now he seeks to reverse his conviction by resurrecting an ill-defined objection that he abandoned as the trial progressed. Because defendant did not move for a trial order of dismissal following the close of his case—or ask at that time to renew his earlier motion or object to the trial judge‘s submission or even ask the judge to rule on the reserved motion after the jury returned a guilty verdict—he has not preserved any claim that the evidence adduced during trial was legally insufficient to support his conviction for depraved mind murder (see People v Hines, 97 NY2d at 61-62). Accordingly, defendant has not presented us with a reviewable question of law (see id. at 62). However strongly some of our colleagues may feel that “depraved indifference murder may not be properly charged in the overwhelming majority of homicides that are prosecuted in New York” (majority op at 270), the Court does not properly reach the merits on this appeal.
Chief Judge KAYE and Judges G.B. SMITH, CIPARICK and R.S. SMITH concur with Judge ROSENBLATT; Judge R.S. SMITH concurs in a separate concurring opinion; Judge READ dissents in another opinion in which Judge GRAFFEO concurs.
Order reversed, etc.
