*1 Mich v. PAYNE PEOPLE op the Court Law—Sentence—Resentencing—Harsher 1. Criminal Sentence. upon Identifiable resentencing conduct the defendant which a imposing sentence, relies a harsher after the defend- ant has his appeal overturned conviction on and has been re- convicted, must sentencing. have occurred the first Law—Sentence—Resentencing—Harsher 2. Criminal Sentence Law. —Constitutional Imposition of a harsher following reconviction de- appeal fendant’s successful constitutionally impermissible because the record of the second did not disclose objective concerning information identifiable conduct on the part of occurring the defendant after the time sentencing proceeding.
Concurring Opinion
Williams, J. See headnote 1.
Opinion Dissenting in Part
T. E. Brennan, Law—Sentence—Dependant’s Subsequent 3. Criminal Conduct— Constitutional Law. empowered Courts are to mete out sentences the conduct for convicted; which the stands that conduct and of only defendant conduct, factually has been established in the man- required by ner process any other, constitutional due sub- sequent, duly conduct with which the has not been defendant charged, duly which he had not been convicted accord- Reference for Points in Headnotes 2d, Am Jur Criminal Law seq. [1-8] et 569§ the state and the nation ing and laws the Constitution depriving person simply be made basis cannot IS, 1). liberty (US Const, Am § *2 — — — Vindic- Increased Sentence Law Sentence 4. Criminal tiveness. upheld imposed a new trial should be where
Sentence guilty judge previously pled had a different before defendant charge as the and received a shorter sentence to the same judge imposed sentence, the last the who candid statement of resentencing, time was made on the record the of free of any vindictiveness. taint of Opinion for Affirmance J. Sentence. 5. Criminal Law—Sentence—Increased years’ imprisonment to 25 sentence to 50 con- Defendant’s pre- murder, with intent to commit when viction assault of viously pled judge guilty had a before different defendant charge and sentence which was the same received a shorter granted, proper, the trial set aside and a new trial was where judge crime, and heard the was able to observe details of sentence, judge as a and increased his not the defendant against appealing, be- punitive but measure defendant for impression and the cohort’s cause the nature of of offense by defendant, no claim and where there is defendant of judge that the trial was vindictive. Sentence—Appeal and 6. Criminal Law—Sentence—Increased Error. improvident appeal was and where bootless
Defendant’s left plea guilty aside, set a new trial was sentence were jury granted, subsequently a the same he was convicted greater imposed, and a was then with credit crime sentencing earned, because the allowed time served and the statement on the second conviction affidavit filed Michigan Supreme showed: judge trial with the greater jxidge opportunity than to observe had defendant judge imposed sentence, de- did the who defendant first mind, depravity liberately crime, he showed committed repeatedly lied judge in the the trial defendant trial, the increased sentence under oath at a new trial. because obtained defendant Mich Law-—Sentencing—Judges—Discretion. 7. Criminal Michigan Supreme right usurp Court has no honorable statutorily judges exclusive discretion trial court confided in the convicted felons. Law—Sentencing. Criminal 8. constitutionally precluded, imposing A trial is not sentence, greater new whether less than or sen- tence, light subsequent in the to the events first may light upon life, health, have thrown new the defendant’s habits, conduct, propensities. and mental and moral
Separate Opinion
Adams, J. See headnote 5.
Appeal Appeals, from Court of Division 3, Quinn, affirming J.,P. Holbrook Burns, JJ., and T. M. Byrns, Berrien, Chester November J. Submitted *3 (No. 23, 1970. No. October Term Docket (No. 52,618-1/2). May Resubmitted 1971. April 1971.) Term Decided November 1971. App
18 Mich 42 reversed. Leroy Payne years’ was sentenced 19 to to imprisonment plea charge guilty a his Upon assault with new intent to commit murder. again trial, offense defendant was convicted of the imprisonment years’ and sentenced to 25 to 50 appealed already credit for time served. Defendant ap- Appeals. to the Court of Affirmed. Defendant peals. resentencing. Reversed and remanded for R,obert Kelley, Attorney
Frank A. J. General, Derengoski, Taylor, General, Solicitor Ronald J. Prosecuting Attorney, As- Smietanka, A. and John Prosecuting Attorney, people. sistant for the Philip Brown, A. for defendant. Opinion op the Court Defendant-appellant C. Le- T. M. J. Kavanagh, County
roy Payne Cir- convicted in the Berrien plea, by guilty assault with intent Court, cuit March he 8, 1963, was sentenced murder.1 On Philip A. Hadsell to a minimum Honorable years prison. years in maximum of 40 of 19 and a subsequently hearing At conclusion of ordered Appeals, Payne’s guilty plea and a prior in- were determined to have been confession voluntary va- his conviction sentence were and change granted for a of venue was cated. Motion County. Payne of assault Kent was reconvicted County by jury Cir- to murder Kent with intent County, Upon remand to Berrien cuit Court. Byrns, County cir- Berrien Honorable Chester presided judge, Payne’s Kent who had over cuit prison County a term of him to sentenced trial, “good years served 25 to with credit for time time” earned. ap- excerpt transcript of' following from the pertinent Payne’s
pellant to his second im- discussed, hereinafter claim, posed was excessive: * ** Payne, presiding "The Court: you day your I trial, want to tell over three jury’s agreed any I with the reservation,
without testimony your guilty. own I heard verdict your had and of course cross-examination, I heard your hearing crime ample opportunity about an was sense- It of extreme violence. was one which less frankly, it reflected I think ; cruel, it was *4 grace depravity for the but not heart and physical Yost, good condition of Victor God, and the twice, but not once, he He was shot not survived. still suf- suffered and is Mr. Yost has times. three you fering inflicted. fatal wounds that from the near MOT,A (Stat 28.278). Ann 1962 The crime is Rev 750.83 § § years. any or number of imprisonment life punishable op the Court testimony You were there when doctor’s reflected spent surgery that it took four some three to hours trying to save man’s a this life. Mr. Yost is hrave complimented and able officer and is to be for the excellent and manner fair in which he testified at your police may trial. a officer, And whether he popular symbol not someone or is nevertheless a authority police whoever a and shoots officer in duty only only officer; line of assaults not not society man, but he assaults all of because law and order cannot exist unless our officers have respect they protection and the are which entitled precious rights citizenship to. These are you recognize
and I
and which would
if
not exist
it were not for
like Victor
who are
officers
Yost
willing
only
preserve
but
work,
even
die to
rights.
these
especially
“Assault with intent to murder,
when
gun is used,
a
ais most
crime when
serious
police
duty.
victim is a
officerin
I have
line
felt
judge
since I have been
that crimes of violence are
weapons
and I
worst,
have felt that the use of
a
shows willfullness and a
of which we
hatred
society today.
have too
much of
our
you appeal,
you wipe
“When
and win a new trial,
previous
clean the
conviction and sentence. You
presumption
have then a
of innocence which I think
the record will bear out and of which I maintain I
protected
your
throughout
your
trial and which
attorney
insuring.
was most zealous in
This
longer
no
bound
earlier
I cite
sentence.
authority,
Reporter,
an
Poole,
versus
Michigan, Appellate
[sic].
P-O-O-L-E, your
you might
acquitted
“In
trial,
have been
you
larger
set
also risked a
sentence with
free
judge
judge
this
is a
be-
different
different
your
ago
years
tween
and
of five
one-half
today;
judge
who had more
account
detailed
you
during
what
did
trial than the
new
you
plea
guilty
who sentenced
on a
and did not
*5
op
the Court
impressions
opportunity
nor
to
the same
have
form
colleague
distinguished
my
all
the details
hear
did
of
particular
in
trial.
this
it came out
.
larger
I
setting
what
sentence than
a
“I
not
am
appealed
you
or
because
mimites
set in
will
few
expense
any
or
new trial.
work
added
because
of
of
every
you,
has
American citizen
and
I assure
This
right
appeal
As
an
and to redress.
to
an absolute
protection
they
and
are
use the
citizens,
entitled to
gives
like
rights
them
I would
to
to
law
and
that the
I
more careful than
no
will be
think
man
we
no
because he
he
because
this which
reward
insure
punish
guilty
pleads
pleads
man
and we
no
larger
sentence which
im-
The
innocent.
pose
the crime and
on the nature
here is based
you
impressions
and
I
which
on the
formed
days
what
and
three
the crime
for
your
your
honestly
char-
crime showed
believe
I
a man-
I had considered
Now,
acter and attitude.
datory
maximum
term
sentence because
life
any
years up
imprisonment
could
term
reason that
here
only
imprisonment.
I
am
life
past
your
looking
doing
into
I
is that
am
not
history
this
searching thought
given
I
and
have
very
up
right
very
You
last
have
to the
moment.
.background
you
poor family
are
reports
good
Payne.
were
school
blame, Mr.
Your
years
you
approximately
in the
three
served
discharge
Army
you
while
earned an honorable
although
a court-
there was
believe
service
Payne?
martial—wasn’t
there,
just
Respondent:
matter.
a minor
“The
It2
you would call a court-martial—
It wasn’t what
punish-
Administrative—company
“The Court:
ment?
Respondent:
“The
sir.
Yes,
you
an honorable
“The
did receive
Court: But
discharge?
or
defendant.—Reporter.
Defendant
785.1, require
called
respondent
parties
an action he
transcript.
designated as
GOB
1963, 201.1
plaintiff
ality
imposing
a harsher sentence after a defend-
appeal
ant has overturned his conviction on
long
been reconvicted have
divided American
Alstyne,
courts. Annotation, 12
Van
978;
ALR3d
In Gideon’s Wake: Harsher
“Suc-
Penalties and the
Appellant,
(1965);
Criminal
L 606
74 Yale
J
cessful”
(1968).
28
L
64
Md
This
Comment,
Rev
Court re-
cently
People
problem
Olary
considered the
v.
(1969),
pen-
upholding
[Simpson
Further
the Court
Olary’s
second
and resen
noted that
conviction
having
tencing
by his
were not occasioned
demon
superior
tribunal
strated
but
constitutional error
conviction was tainted with
*7
right
by
a
novo
trial de
his decision to assert his
to
**4
in the
court.*
circuit
Assuming
supra,
properly
Pearce,
was
distin
supra,
present
guished Olary,
the
do not think
in
we
Olary
distinguishable
this
is
because
case
unlike
way
by
felony
reversal
a
conviction,
case involves a
appeal
error, and dis
of constitutional
of
because
imposed by judges
parate
same
sentences,
provided
whom were
with
both of
court,
level and
reports.5
statutory presentencing
therefore,
*8We,
the
plication,
instruct
when
ambiguous portion
all
by the United States
stitutions
trial
cause
ment,
substantial
should,
difficulty,
myself
but not without some
find
agreement
with the result reached
the Court. How-
ever,
Maryland
today,
the Court
in Benton v.
[(1969),
Clause of the Amendment upon bar a more severe sentence an absolute But further held the Court reconviction. Amendment Due Process Clause of the Fourteenth against requires a defendant that vindictiveness having successfully conviction attacked first part play receives; he no in second sentence must apprehension of the freed and the defendant must be part retaliatory of the motivation on the of such judge. consti- of the Federal Resolution requires question appellant raised tutional following interpretation application lan- guage supra: Pearce, from precluded constitutionally “A trial is not * * # imposing whether sentence, froin a new greater in the sentence, or less than the light may subsequent first trial to the events light the defendant’s new
have thrown moral health, and mental ‘life, habits, conduct, propensities.’ [1949], v. New York Williams 1337]. [69 L93 Ed Such S US Ct may judge’s from attention information to the come from itself, evidence adduced the second presentence investigation, defendant’s new prison possibly or from other sources.
record, sentencing judge the de- to consider freedom of a subsequent conviction the first conduct fendant’s con- imposing than more in new sentence no approved fully principle, Williams sonant with the in Pearce holdings eight sat Justices who Thus the six of the Since three firmly present case. support position we take Pearce sign Mr. Stewart’s Justice the Justices who declined to im- absolutely forbids opinion Constitution think the United States present position upon reconviction, a harsher Court. hardly can United States be said to “outrun” the infra, p 111. opinion, See Justice Black’s *9 Opinion op the Court supra, may adopt v. York, New that State ‘prevalent philosophy penology modern that the punishment merely should fit the offender and not (At 723.) p Id., the crime.’ at 247.” 4Í. w *(cid:127)& w “In order to assure of such a the absence motiva- [i.e., tion vindictiveness], we have concluded that judge imposes whenever a a more severe sentence upon a defendant after a new trial, the reasons for doing affirmatively appear. his so must Those rea- upon objective sons must be based cerning information con- part identifiable conduct on the of the occurring defendant after the time sentencing proceeding. upon And the factual data which part macy increased sentence is based must be made legiti- record, so that the constitutional may fully of the increased sentence re- (At appeal.” p 726.) on viewed language ques- following The above raises the imposes May tion: who sen- harsher upon rely tence reconviction on information not possessed by judge regarding the first defendant’s prior sentencing? conduct to the time his first imposed by Judge Byrns If not, the sentence was appears only knowledge excessive because it Payne’s his conduct first “good prison he had earned time” had while advantage taking prison been educational and supra, Judge Byrns rehabilitation facilities. stated, impose he his sen- based stiffer decision impressions Payne tence on formed crime during the trial. question primarily am- arises because of
biguous language following in the supra, quoted Pearce, earlier: penalty] [for imposing a “Those reasons harsher concerning objective must information be based op the Court part conduct tbe identifiable defendant original sentencing occurring time of the after the 726.) (At proceeding.” p *10 * # original “occurring Does sen tencing” “identifiable refer to defendant’s conduct” acquisition “objective regard or to information” original sentencing? ing before or after his conduct split Pearce lower courts Since have decided, interpretation language. of the Some over opinions above only conduct of the defendant
hold occurring may original sentencing relied after his be upon by judge imposes sentencing who harsher penalty. e.g., (1969), Barnes v. United See, States 753) (dissenting opinion); App (419 171 136 DC F2d Henry (EDNC, 1969), Supp F 725; Torrance v. 304 (MD 1970), Supp F 711; v. Neil 311 Tenn, Pinkard (1970), 193 Walsh v. 358 Mass Commonwealth (260 (dictum 916). 911) hold or NE2d Others regardless of indicate that when the defendant’s first occurred, “identifiable conduct” if it comes judge’s sentencing time of attention after the support sentencing may first it be relied e.g., penalty. States a harsher United v. See, (CA 1969), 557; Kienlen F2d United States 10, (CA 1969), States 1205; Gross 416 F2d United v. v. Barash
(CA 1970), 428 F2d 328. interpretations conflicting Pearce re- of the quirements were not resolved accompanying Supreme its the United States Mary- in Moon dismissal of a writ of certiorari (90 (1970) L 2d 26 Ed land US S Ct 262). granted to consider Certiorari had been applied supra, retroac- Pearce, should whether tively. improvidently dismissing In the writ as granted the Court said: respondent appendix has brief, “As an to its presided at the
filed an affidavit of the who op the Court setting in detail the reasons he out trial, second 20-year imposed prison sentence. Those reasons ‘objective concerning clearly information include part of the on the defendant conduct identifiable sentencing occurring- after the time (At p 320.) proceeding.’” copy of referenced trial have obtained a We Unfortunately, purposes, judge’s for our affidavit. Maryland judge Mr. Moon resentenced who the first occurred after considered conduct which sentencing. Moon tell us whether Therefore, doesn’t though there Pearce allows harsher sentence even occurring (known) conduct of the defendant no support a would after the first *****7 sentence.1 stiffer requirements by Pending clarification of Pearce’s persuaded *11 Court, we are the United States interpreted have those courts are correct which that require Pearce to that the “identifiable conduct” upon resentencing judge relies the defendant imposing a must have occurred in stiffer sentence sentencing.8 the That the Pearce first after by is Justice intended this result evidenced op- opinion advocating one sentence White’s posite result: tion of here.
misleading Odom from Justice Dethmers’ v. the writ of reach Mr. Odom’s motion to tion. The improvidently great pains to referred to at on the sentencing proceeding, Similarly, Justice Black’s the Pearce issue. part of Pearce’s greater for two reasons. opinion gives as the reason for resentencing.” distinguish granted Pearce severity requirements petitioner per assertion, United and that set aside his second sentence “makes that curiam of the second sentence Second, contrary handling States, supra, the order of the district occurring First, (Odom, infra, was opinion accompanying the new since Justice clearly the two Olary, p 106, supra, information does not dicta and not at Olary the time dismissing p 112.) subsequent was Dethmers no Pearce dissenters did not based answer our Justice dissented was of the court dismissal of interpreta- on conduct controlling specifically first Olary original denying it clear writ as ques took Opinion op the Court join opinion except “I the Court’s my that in view procedures [standards governing Part II-C upon reconviction] harsher sentence should author- ize an any increased sentence on retrial based on objective, identifiable factual data not known to the original sentencing at the time of the proceeding.” (Pearce, supra, p 751.) at interpretation Furthermore, our inis accord with grammar ambiguous language. of the Pearce “Information” does not it “occur,” is obtained. “Conduct” “occurs.” imposition
We conclude, and hold, that the of a upon harsher following appel- reconviction Payne’s appeal lant constitutionally successful was impermissible because the record of the second “objective does not disclose information concerning part identifiable conduct on the occurring’ defendant after the time of the sentencing proceeding.” (Pearce, supra, p 726.) disposition
Our of the above discussed issue ren- unnecessary appellant ders Payne’s consideration of possibility contention that of a harsher sentence unduly reconviction chills the exercise of the right appeal granted by one’s conviction Michigan § Constitution of art 20.9 We carefully appellant Payne’s have examined other allegations of error and find them to be without merit.
Since written, the case has been *12 supplemented by reheard and the records additional by judge. Nothing statements dis- new, the trial position-wise, has been added. result remains the same. See dissenting App T. M. 18 Mich Burns’ below.
42, 46. Mich Opinion Williams, J. remanded to Berrien
The case is reversed and resentencing County for Circuit Court in accordance opinion. with and JJ.,
T. G. Kavanagh, Swainson, Williams, concurred T. M. C. J. Kavanagh, (concurring). I with the J. concur Williams, analysis and it Justice’s of Pearce the fact Chief controlling. Personally, I however, think Justice opinion makes better sense. White’s (dissenting part). agree T. I E. Brennan, analysis of Pearce with the Chief Justice’s decision. however, the United States believe, that very, very wrong—dangerously, illiberally wrong—in concluding a harsher imposed
penalty for a defendant could * # * # “ * * * * * occurring after conduct * * # original sentencing .” empowered for Courts mete out sentences are convicted. the conduct which the defendant stands only estab- conduct, That has been conduct, required factually constitu- lished the manner process. tional due subsequent,
Any de- with which the conduct other, charged, duly fendant has not been according duly had not he been convicted the nation Constitution and laws of state and depriving per- simply made basis for cannot be liberty. son of his per- point makes
The Thirteenth Amendment fectly abundantly clear. involuntary slavery nor “Section 1. Neither punishment except whereof crime
servitude, the party duly exist been shall shall convicted, have *13 Payne by Black, J. States, any place subject United or to within the Am 1. jurisdiction.” Const, their US § the case stands for the extent that Pearce the To a harsher on sentence, imposed that re- proposition or a for, to, deterrent the punishment trial as it is sound right appeal, good, exercise law. constitutional the com- ignores plain
To the extent that Pearce Amendment, it is horrible mand of the Thirteenth and one and Federal every state mistake, of conscience to gift ought endowed judge, constitutional to the attention our forcibly call United States Court. on the superiors I am Payne, As this case of satisfied made judge, statement the circuit candid of any free resentencing at time of record should the sentence vindictiveness, taint be upheld. Payne’s affirmance). appeal, Mr. J. (for as- (383 760),
granted January Kavanagh M. Associate T. to then Justice signed 16, 1970 December year. submitted last and duly then manned submitted assignee Justice re- reversal and opinion calling of six an That opin- its tenor. accordance with in our appear will withdrawn, since ion, reports. decision, the Court prompt to attain
In effort submitted, been had appeal before whom opinion drafted an other work and dropped writer was deliv- for affirmance. That standing It 1970. December Justices ered other beginning reports, in our will appear infra then and my adequately 106. communicates It p eminently Judge Byrns’ of Circuit view present Mich Opinion by Black, permissible perfectly constitutional action when, upon full-fledged jury of Mr. before a county county of another than the of indictment (ordered upon Payne’s motion for venue *14 change), Payne again Mr. was convicted of assault (August with intent to murder and sentenced 30, 1967) years imprisonment to 25 to 50 with credit distinguished time allowed for “earned”; served and by Judge from his Hadsell, sentence in 1963, imprisonment. years to 19 to 20 report. There is more to December 30, Jus- appeal, Kavanagh tice T. M. “held” decision automatically eliminating thus Justice Dethmebs participation, being the latter’s term then due for end in less than 48 hours. Next came a mem- newly orandum from elected Chief Justice January Kavanagh dated 22. it he submitted With standing opinion, to us a for substituted likewise resentencing. reversal for con- The memorandum : cluded split apparently
“Since case, we 3-to-2 on this are we should to the entire consider resubmission present hopes obtaining a sounder Bench of precedent. anticipate inconvenience would little litigants since resubmission, to the in the event of originally the case on briefs.” was submitted next of submission internal event was that present of a Justices, to the other writer, 1. It reads: memorandum dated March repeats the resolution “What is introduced below orally is in writ- offered on December 30. This one supplemental ing, forthcoming for reference in a Mary- opinion. Counting procedurally v. on Moon [398 262] v. Odom land L 2d 319; 26 Ed US 122] [— I wish United L Ed 2d —; States US to have the Court resolve: Payne v. by Black, by- through request clerk submission we “That supplying, ‘in detail’ as Byrns affidavit an 8, 1970), Maryland (June Judge Pugh in Moon v. did August imposition 30, may reasons Payne, de so this Court Mr. allegedly Stewart’s within Justice whether, termine ‘ambiguous’ Pearce, North Carolina ‘there a retalia 656, was L Ed 2d 395 US sentencing judge.’ part tory motivation will note that members the Court “The new nearly years two Pearce was decided June second time, sentenced the since, objection has twice over Justice USSC Douglas, say is retroactive refused that Pearce in effect.” adoption by the resolution came to
That ordered— March 2. On same date the Court *15 sponte—a rehearing Payne’s appeal. of Mr. sua provision rehearing order for concluded with The [be] forthwith, without that “the cause submitted argument.” additional briefs or April 19 our to direction on clerk Pursuant Byrns Judge wrote as follows: you to has refer North “The Court asked me to (23 L 1969 Ed Pearce, 23, Carolina v. decided June 656); Maryland, 8, 2d 1970 Moon v. decided June (26 262) L States, 2d v. United de- Ed and Odom (27 122), L Ed 2d cided November the ty 1970 you presided Payne’s Mr. Kent coun- fact that August in and were the second judge. question on rehear- for review “The in this Court considering ing 2 is ordered March whether Payne’s Judge by in 1962 and the Hadsell sentence August imposed by you greater somewhat sentence county second following trial, the 30, 1967 the Kent You Pearce. rule of ‘harsh’ within the sentence was by will how and has perceive why question arisen Pearce, examination of Moon Odom.
“Your (prior reasons down of given handing the 3 cited for the cases) imposed August appear in 30, 1967, transcript of sentence filed in court on your 8, 1967. The September Court wishes now that prepare submit an affi- you davit, procedurally was submitted to the Supreme Court the Moon Case, in by Pugh order Court determine whether there may was or vindictiveness the Supreme Court addressed itself in Pearce.
“In order that you may ascertain how precisely this was handled in Moon you are furnished here- a copy of Judge sworn Pugh’s affidavit, to by him October 1969.”
10May Judge Byrns responded letter to the clerk, an affidavit attested him. enclosing is much affidavit the same as that which United Supreme States and acted accepted upon, grant of certiorari for review of v. Mary- Moon land (1970) 26 L Ed (90 US S Ct 2d 262). It reads:
“In accordance with direction of Court of Michigan cause, I, the above Chester J. Byrns, sworn, first that: being duly say “1. I am and 1,1967, have been since one January judges the Second Judicial of Mich- Cicuit igan (Berrien County).
“2. Leroy Payne, defendant-appellant in the above cause, pled guilty December before the 14, 1962, Honorable A. now Philip Hadsell, Judge, Circuit retired, to the to murder, crime of assault with intent *16 and was sentenced to 19-20 years.
“3. On June 15, suppressed confession of Mr. his Payne, set aside and guilty plea granted him a new trial based on his claim that improper means were used fession which he police his con- to secure
claimed involuntary. Payne Opinion by August granted Payne’s “4. 4, 1967,1 On Mr. mo- change tion for of venue and transferred and jury Rapids (Kent County), trial in Grand heard Michigan, guilty which resulted ain verdict of with assault intent to commit murder. During opportunity, “5. said trial I had the
Judge Hadsell not, did to observe defendant for days important, many three far and, more to hear Payne’s of the more details of the and Mr. crime participation Judge. in it than Hadsell as who, arraignment transcript only inquired shows, had defendant whether the defendant committed the as- against gun sault Yost Officer with intent to Payne kill only murder, and to which Mr. answered ‘yes.’ Judge Payne “6. Unlike Hadsell who Mr. had at the time be- only plea fore him for a few minutes again opportunity sentence, at I had the to ob- Payne serve and hear Mr. who took the witness stand and who was examined and cross-examined extensively. Payne’s story Mr. and claim in trial being of not at all involved in the crime was in direct Judge conflict with what he told Hadsell both at arraignment plea guilty where he not only expresed admitted his crime but sorrow and re- gret it thereby and showed a remorse for his crime. At time of Hadsell said he Payne’s regret. believed Mr. claim of At the time sentencing by August given me on 30, 1967, when opportunity anything to state he wished me to Payne replied, ‘Nothing.’ consider, jury “7. At repeat- me Mr. before edly only denied shooting under oath Officer Victor but Yost, claimed under oath he was home with for waiting his wife and had while earlier at church Sunday gotten gun children at School shooting security used in the Yost for a $3.00- stranger gun loan to an unknown Payne’s allegedly night car were stolen *17 by J. Black, shooting. a tissue court believes was This jury. so did lies and Frankly, then am now of I was and
“8. repeatedly Payne lied oath under at the Mr. sentencing judge receiv- aWhile trial before me. ing regret plea expression guilty from and an a might find resolution to remorse and a a defendant rehabilitate from limit the might which defendant, such a in Mr. I so find this sentence, could not charged judgment Payne. termining of de- was with long confined, how an individual should be judgment depends my of his char- in turn for rehabilitation accord- acter and his real desire ing impression I receive. to the facts People v Bradford “9. At the trial Lionel (Berrien Michigan Supreme No. X-768, circuit Payne, 51072), a with who No. codefendant guilty by jury assault intent found was (who along with murder Plummer shot Charles was country at the Officer Yost but who was out (Bradford Payne) Plummer testified trial Mr. trial 180) transcript pp he 49, while 50, ground, (Plummer) lying on the wounded and was Payne left fender came back and stood deliberately right him. fired at the car and (February Payne “10. testified Bradford’s 1963) Payne were driv- that Lionel Bradford ing Pontiac on Novem- a 1955 blue and white 2-door early having morning After hours. 5,1962 ber Bend, Indiana, broken into restaurant in South Michigan, clothing Harbor, near Benton and a store stopped Payne were testified that he and Bradford police M-139. told vehicle on Bradford had stopped, they Payne he As ‘would not taken.’ Payne jumped vehicle and Bradford and their began firing hitting of them. both officers, at the two “Payne going back of the offi- remembered to one exactly happened. couldn’t recall cers but what then subsequently jumped car and men into their Both gun Payne giving ravine fled, to Bradford Payne Opinion by (Bradford transcript returning home where he subsequently 45-60) pp arrested. September nearly years three “On by Judge years Hadsell two his sentence before and about *18 granted Leroy I him a trial, new supporting appeal signed an affidavit an of Bradford gave testimony’ claiming he ‘false at the Bradford only the trial. He said that that trial never admitted ford had denied shot. reason he testified at police, was to of that Bradford due fear the committing Brad- and that crimes, being present when the officerswere Payne had swore in his affidavit he Further, hardly prior being arrested, known Bradford to that he had been the with Bradford on either day shooting date of the or the before. Payne greater
“11. far me, At the before present plea detail than would been of have guilty, beyond it was established me before reason- Payne participated able doubt that Mr. had in the upon wounding deliberate, cold-blooded attack three times of OfficerYost under that Mr. conditions properly Yost could not himself, defend which I depravity felt then and do of mind. now showed “12. I had the of save OfficerYost’s life nature details of the wounds fight and the medical to surgeon, Reagan,
Mr. Yost and from his Dr. Robert damage continuing well as the residual plea guilty Yost, which Hadsell on a would not have had. many
“13. I had as a result of the trial and facts brought by only out therein conclusion di- providence Payne vine and not because of Mr. was the life of Officer Yost saved. sentencing, my
“14. As stated at the in- time years crease in sentence to 25-50 not because was got (which the defendant for and asked a new trial granted) change (which I granted), or a I venue but because of the conditions and facts stated Payne me to Mr. at the time of as well Black,
Opinion by J. I do not above matters believe were as the Judge Hadsell. all known deponent says not.” “15. Further etc.] [Subscribed, sworn, appellate was de- series The next event livery Justice-, Justices, other Chief opinion for That done under his third reversal. Presuming writing September at this date of 21. opinion of review is due to be the that this third plus ensuing foregoing respond Court, day presents this 14th October. my separating appropriate lines
Between outset, at the mentioned affirmance, inserted here. appeal Defendant demands plea compare
that we *19 County, guilty sentence with his second Berrien County upon by jury after conviction a in Kent change by the doubtful venue, of and that we find (1969), faird 4-2-1-1North Carolina v. Pearce of 656) (89 L 2d US S 23 Ed Ct unconstitutionally more second sentence was “harsh” than the first.1 corresponding Pearce in
In considered vein we People 6, 1969), (October Olary 565- v. from no dissented 568,wherein member of the Court posed handling for of the issue Justice Dethmers’ us blooded bullet Payne to were automobile; gun years later. major By later apprehended crippled car plea shooting get surgery by to a the officer into action. jury verdict, guilt Yost’s stop. to save later. Yost was police to the gun Not one of officer a scout ear him. Payne arm; charge Payne’s Yost as the latter He and his hence of assault with Payne’s critically managed having previously crime consisted he was companion drove three shots wounded to survive unable to approached intent missed. signaled the of the to away but subjected draw murder, Payne’s testify cold- One his Opinion by Olary onr unenthusiastic view In rather Pearce. up 566): (p was summed of Pearce requirement amazing seems to rather “Then imposed greater express a sentence that, if is be sentencing judge conviction, the second after placed in the record his reasons to be must cause doing, of the defendant based on conduct for so occurring least, on or, first after the coming subsequent after to the information the first sentence.” Olary question: I
Proceeding today’s am from majority Court, seated to find that a unable (if Pearce, committed determination beyond any affirm- was commitment indeed there prece- dependable constituting ance) anything paragraphic except context, in full which, dent (p 726): written Mr. Stewart Justice of such motiva- assure the absence “In order to judge im- whenever a concluded that tion, we have upon poses a defendant a more severe sentence after doing so must affirm- new the reasons for trial, upon atively appear. must be based Those reasons objective concerning con- identifiable information occurring part the defendant duct on the sentencing proceeding. And the time of the which the increased the factual data part so that record, made based must be legitimacy increased sen- the constitutional may fully appeal.” tence reviewed on writing reverse for re- M. Justice T. Kavanagh, plucked sentencing, Pearce’s has middle foregoing paragraph *20 thereof. the second sentence upon allegation judgment that the sen- and Then, “ambiguous”, grammatically our Brother tence is must conduct” finds defendant’s “identifiable that the satisfy way, in that order “bad,” recorded Mich Opinion by requirements quoted the constitutional of Pearce’s paragraph. object following legally
Now I cannot the deci- superior, Supreme sions of our United States may Court, whatever we think of such its deci- may processes sions criminal as dictate the of the right protest gratuitous I states. But do of in- hy short-of-majority opinion sertion, released Supreme qualifying Court, of an additional word opinion words or endorsers of that chose wedge attemptedly not to in. And is when that done hy way a subordinate Court bent on a or that way “interpretation” opinion of an of the only except. object interpret I Court, not but Let us apply they all of are, Justice Stewart’s as words might not as we wish he had written them. presently (had) I shall return to this “identifiable opinion. conduct” view of Justice Stewart’s For the question, merits the constitutional however, (18 App 42) expresses of Division 3 Mich Judge Byrns’ best view take of assiduous care Payne’s right hy Pearce, him claimed under Judge’s judicial duty and of the fulfillment of such regard. 46): following adopted (pp The opportunity
“A trial affords more hear all de- judge tails, to observe and defendant than does plea hy summary proceeding, a fact noted Byrns. right judge every The trial noted citi- appellate zen to seek relief fact and the that obtain- ing subsequent way such relief in no should affect a judge sentence. trial The then stated the sen- impose tence he was about to because de- appealed fendant had but of the nature reason impressions crime formed of defendant during days of trial. noted the statute under which defendant was convicted years, any authorized a life sentence or term of *21 109 v. by Black, J. history (poor family past except for defendant’s prison good background, rec- school, service imposed.”2 ords), have been life sentence would Judge Byrns’ the sentence ordered for “reasons”, (25 jury years to 50 with allowed time”), “good earned served and credit for time compared years before sentence meted out with the guilt (19 years), Payne’s plea of to 40 need on Mr. expatiation. context, Read in continuant no something portrays Judge’s due more than discourse of Williams with rule in effort to conform care (69 (1949), 245 Ct York S 337 US v. New expounded 1337) in Pearce which, later, was 93 L Ed at 723-726. Federal to the three
From that conclusion turn opinions (not appellate or District Court decisions dicta) ad- M. which T. conceded Justice Kavanagh per opposed application he, to the are mits “ambiguous” quoted sen- would make of above, (CA Kienlen are United States v. tence. The three (CA8, 10,1969), 557; States Gross 415 United F2d 1969), v. Barash 416 1205 F2d and United States (CA2, 1970), F2d 428 328. opin- up
Pick Kienlen. The unanimous first, provides plain why 11 ion Federal reason there speed Pearce. far loath to ahead of circuits are thus step- sentencing judge’s reasons Read first the 560) (pp ping up from 12 Kienlen’s sentence Judge years years, array 18 those Doing Payne. Byrns upon of Mr. declared upon judicial striking emphasis con- so, note the by gained actual sideration of information compared in each trial of with that which the facts, Judge Stewart’s opinion, Byrns complete ante did pp text or did not quoted, et of that which is seq. appears supply necessary record, Justice to determine required T. M. Kavanaoh’s whether Justice Opinion by provided plea. Finally, instance tbe earlier consider Chief Murrah’s conclusion Eien- (p 560) len—for the Court : colloquy, sentencing judge] [the “After he brief clearly further ‘I noted, want it understood that what *22 respect increasing I have said with or, rather, to the sentence imposing a more severe than anyone punish- had to before, is be taken not as rights ment for the exercise of constitutional this defendant.’ judgment, “In our meets Pearce standard. Naturally, that statement the trial was not
penalizing
tutional
exercising
defendant
consti
right
appeal
not
conclusive. But it is
of
indicative
climate. The decision
Finding
was clear and rational.
this sentence alto
compatible
gether
the
Maryland,
we need
Pearce,
not consider
possible retroactivity
of
Moon
Pearce. See
v.
granted
cert.
395
975,
2135,
U.S.
89 Ct.
S.
(1969)
Ranking surely with Chief Justice Marshall’s mighty phrase, admonishing that “We must never forget, expounding.” that it is constitution we are (McCulloch Maryland [4 17 US [1819], 579]), L Ed Justice written has for us an Adams equally enduring warning. Appearing deterrent Apportionment Legislature (1964), In Re *23 Mich 418, 473, it is that he did “conceive not it to proper duty be the or function of this Court to attempt Supreme to outrun the Court the United Having crescently penetrating States.” admired my thought regard, omniscience of in Brother’s such respect paid due has since been thereto. Muske- See gon Prosecuting Attorney, Schaub, ex rel. v. Klev- ering (1966), People Mallory 377 Mich 666, 672; v. (1967), 378Mich 538, 584,3 Lee Charlie (1969), Woods 382 Mich 129. On the last cited Court, occasion the entire M. Justices T. Kavanagh joined deserving* acco- included, in the Adams lade. arising Payne’s from Mr. The issue 1967 sentence may by calling summarized be best attention to the than sayer’s judgment “It My risk is footnote better, indictment in say what Mallory I, and conviction ultimately concluded: subordinate does not come to for having predicted court risk direct pass”. a sooth- reversal by Black, alleg- over these Supreme duel most recent Court’s imprisonment. sentences to edly “harsh” second Maryland appears Moon v. in 5-1-1-1 duel That (90 26 L 1970), Ed (June S Ct 398 US granted Moon 262) writ theretofore where 2d granted”. improvidently Five dismissed “as was dispositive “the declared that members petitioner has development for the that counsel is case claim this is no clear that there now made process was vio- of Pearce standard that the due strength upon reached was That conclusion lated.” renouncing any claim statement of Moon-counsel’s Judge Pugh was vindictive”. “that development” “dispositive he If such present it noted that let then bar, cases as appear Payne does there of Mr. nowhere the brief Byrns slightest suggestion or hint that received case was that this “vindictive”; also Again, argument is it waived. oral on briefs with state should this Court not in order that rights the Bill of attempt manufacture more regard Bights, in that it should attend and that Supreme leadership Court? of the United States requires posed question dis- for review other No cussion. I to affirm. vote saying rehearing needs is no more that there
On than this: having granted Mr. Court,
First: The accepted petition and acted certiorari, Moon’s affirmatively Judge Pugh’s October copy of which affidavit, affidavit. That 1, *24 appendix out- concerned as so that an have attached may compare con- it instate counsel as well as state Judge Byrns’ veniently state- both with Court-requested 87) affidavit, (ante p at ment Payne Supreme persuaded Judge Pugh the Court that there- “objective concerning had set forth information part on identifiable conduct of the defendant occurring original sentencing time proceeding”, granted and that of certiorari the writ improvi- Mr. Moon therefore should be dismissed as (Moon 321). dent 320, at (November Odom
Second: In v. United States 1970), (91 122), 23US S Ct 27 L Ed 2d employ sentencing Court determined to Judge July McRae’s order of 1,1970, order hav- ing greater severity made “it clear that the of the part second sentence was on based conduct on the petitioner occurring of the time after the origiiial sentencing proceeding, and that the new specifically information was at referred to resentenc- (Odom ing.” 23). Again, at writ was dismissed improvidently granted. as question
My Why professedly is: is this USSC- unwilling accept devoted of a Court state sen- tencing Byrns’ Judge convincing even more state- (ante p 87), ment equally at sentence at and convincing (which affidavit last itself requested), persuasive equally or as more that something quite “retaliatory aside from motivation” Payne’s led to somewhat more severe sentence August 1967? pointed it
Is not true here, that out (ante p 106), writer his 1970 there at slightest suggestion is not “the brief or hint” in the Payne Byrns of Mr. “that ”? was ‘vindictive’ Michigan judges Clear it is are in court discipline go easy they “vindictive” if do professionals Leroy vicious like Lionel stopped deliberately Bradford. Both shoot grievously wounded, the officers, one of whom was *25 Mich Opinion by Black, J.
wholly helpless, prone pavement. on the And all possibly these could been known to facts not have Judge Byrns Payne sentencing until Bradford (For appellate separately had been tried. review of People Bradford’s see v. conviction, Bradford appeal App [1968], 696; 10 Mich leave to denied September 778.) 1968; 381 To conclude: projected retroactivity is issue of of Pearce present Payne, than
no more in this it now, case of inwas Moon and Odom when each was decided. thought attempted usurpation Without prerogative, suggest I Court’s exclusive accept may provisionally we the ultra-liberal hope quoted (ante 93) portion p that the Pearce day yet properly will some retroactive, held Judge Byrns’ find under Moon sen- and Odom that subsequent tencing like affidavit, statement and appeal Pugh Payne’s Moon, has left improvident. I conclude as the both bootless and Supreme Court did in Odom: apparent not now case does “Since that this it is present retroactivity North Caro- issue of supra, im- Pearce, lina v. dismissed the writ is providently granted.” right
Believing that this has no honorable usurp statutorily confided exclusive discre judges con in the tion victed trial court premise of Pearce’s first felons, adhere to the (Williams [1949], York immediate father v. New 1337]), [69 L distilled US S Ct 93 Ed 723: North v. Pearce at as it was Carolina precluded, constitutionally “A imposing whether sentence, a new other words, greater in the sentence, or less than the by may- subsequent first trial that to the light events light ‘life, the defendant’s thrown new
have pro- mental and moral conduct, and habits, health, pensities.’ ” affirm. I vote to before, As
APPENDIX Pugh’s by Judge mentioned affidavit, (Copy of Maryland [June 8, 1970], in Moon 264].) 2d 26 L Ed [90 262, 319 S Ct 398 US 47 “A” EXHIBIT EESPONDENT’S Montgomery County, Md. Circuit Court In The 7639 and 7640 Nos. Maryland of
State vs. Moon Mullene Dennis Mary- Attorney request General of of the At the day September, of to me on the 30th made land, following hereby statement: I make do presided I over 7th, June 6th On was convicted jury Mullene Moon who of Dennis 7640) (No. with No. 7639 indictments, under two murder kill and with intent of assault crimes deadly robbery Criminals) a (No. with Criminals). (No. larceny weapon grand Mich request attorney, At defendant’s imposed after the return of the was quest no verdict, re presentence investigation
for a
was made be
attorney.
such was
cause
not desired
defendant’s
At the
I was informed that another
of this Court had sentenced the defendant to twelve
penal
years in the
institution after his conviction of
robbery
deadly weapon.
the crime
There
charging
no trial
No.
under Criminals
as
sault with
kill
intent to
and murder, at the
trial.
first
was also aware
the fact that the defendant was
given a retrial
result
the decision of the
Maryland
Appeals
Court of
in the
case
Schow
gurow
State,
vs.
1. The defendant the victim with a pipe rendering long period her unconscious for a of causing hospitalized days. time, to be her four for complete memory a She had of loss of the events Opinion by attending the crime. The testified of physician eye had head and that she was rather injuries, she disoriented, suffering headaches, confused, her over deep eyebrow had lacerations left that she hemorrhage contusions eye, marked around knee, abrasions of left right ear, behind was concussion, cerebral that she under concussion, period forty- care until July 6, doctor’s suffering from the affects nine that she still days her when she broke on the date trial injuries on the stand. in tears witness down from the 2. stole the sum of $400.00 The defendant victim, knew, attempt whom he means his her. prevent kill his identification her, to of an- and convicted 3. The defendant was tried crime assault with trial, offense his other ten years to kill intent which sentence murder, remain on good on condition that he suspended the sentence behavior when he is under released twenty years. The convictions of previous
4. defendant had for was sen- which he housebreaking larceny Kansas, Leavenworth, tenced to one in Ft. year a conviction Act in Carson Dyer under was sentenced to City, Nevada, in 1961 for which he 13, 1961, under three a conviction on years; April Nevada, Title Sec. 2312 Las Vegas, given (3) he was three years.
5. oath took the stand and under defendant he struck the defendant. When denied that had he attention that lawyer called to the defendant’s admitted took the stand in the previous he did victim, the defendant said hitting the *28 the victim he remember that hit testifying I was con- trial, believe, first which I did not sentenc- at this perjured vinced he himself had misconduct which I as identifiable ing, considered Opinion by Adams, J. part occurring his the time of sentence. sign
6. That on June refused to an 8,1966,1 order Mary-, to have the defendant transferred Penitentiary land to the Patuxent for Institution evaluation as to whether or not he awas defective delinquent under Article 31B, 5 of Section the Code Maryland stating Laws that “The. defendant twenty years has been sentenced to in the Peniten- plus tiary pended year two ten sentences which sus- were opinion
and the Court is of the years twenty plus year sentence of suspended two ten adequate sentences is no and therefore proceedings should he under filed defective delinquency statute.”
7. transcript I had not read the first preside and did not at the first therefore did trial, not know what facts and circumstances the Trial first took into consideration in de- years. fendant twelve
Respectfully submitted, H.
Jambs Pugh, Judge of the Circuit Court Montgomery County, Maryland day Subscribed and sworn to me before this 1st of October, 1969. A.D.,
Betty Ruth Belcher, Notary Maryland Public, (Seal) (for affirmance).
Adams, I concur with that portion desig- of Justice Black’s which he opinion. nates as his 1970
