People v. ParnellPeople v. Parnell
Opinion
Defendant, Jeramian Preston Parnell, was convicted by jury of felony murder and attempted robbery and sentenced to life imprisonment without possibility of parole. His appeal challenges his convictions *866 and the restitution order made part of his sentence. We affirm the convictions and remand the matter to the trial court for a redetermination as to restitution.
Facts and Proceedings Below
Defendant entered a restaurant, sat at the counter and ordered a cup of coffee. After being served defendant got up and went over to the cashier, Glenn Willis. One of the waitresses saw defendant open his jacket, pull a gun from his waist and point it at Mr. Willis’s stomach. She heard defendant say to Mr. Willis, “I am going to shoot you. Give me the money and put it in the bag.” Another waitress heard defendant say, “Give me the money and get a bag.” While Mr. Willis was kneeling down behind the counter where the bags for food to go were kept defendant shot him in the chest. Defendant then walked from the dining area of the restaurant into the bar. He ran to the front door where he hesitated, turned around and pointed a gun toward the bar. After standing there a few seconds he fled out the door.
Several witnesses commented that defendant appeared to be under the influence of drugs. His eyes were red, glassy and wide open. His movements would alternate between slow, quick and jerky. One witness described defendant as appearing dazed, confused and disoriented. Another testified defendant stumbled several times going from the dining area to the door in the bar and that he bumped into the arch of the door.
A month later, police officers on patrol noticed defendant commit a couple of minor traffic violations. They decided to pull defendant over and issue a citation. When the officers activated their overhead lights they observed the passenger in defendant’s car throw a gun out the car window. Defendant and the passenger were arrested and the gun retrieved.
Defendant was subsequently charged with attempted robbery and the murder of Mr. Willis. The gun thrown from the window of defendant’s car was determined to be the murder weapon and was introduced into evidence over defendant’s objection it was unlawfully seized.
The defense virtually conceded defendant was the person who shоt Mr. Willis. But the defense vigorously argued defendant was not attempting to rob Willis of the restaurant’s receipts. Rather, defendant was having a “flashback” to his war experiences in Vietnam and, under the influence of this hallucination, believed Mr. Willis was a Viet Cong soldier cutting off his route to safety. Under this mistaken belief, defendant shot Mr. Willis in self-defense.
*867 A psychotherapist, Roger Melton, testified for the defense on the flashback theory. Melton was an expert on posttraumatic stress disorder (PTSD). According to Melton, PTSD can be brought on by a psychologically distressing event outside the range of usual human experience. Vietnam veterans are known to suffer from this disorder. Melton testified one of the symptoms of PTSD is a re-experiencing of the traumatic event—a “flashback.” The most common kind of flashback is an anxiety reaction which produces a flight response. If flight is not an option the individual experiencing the flashback will fight whoever is threatening him.
Melton reviewed defendant’s military, criminal and mental health records and interviewed defendant on three occasions for about three hours. He also viewed nine videotapes of statements defendant made to another therapist while under hypnosis. Following a ruling by the trial court that Melton could not express an opinion as to defendant’s mental state if the opinion was based on statements made under hypnosis, Melton told the jury that, in his opinion, defendant suffers from PTSD but that he could not form an opinion as to whether or not defendant was suffering from a hallucinating flashback at the time of the crimes.
In rebuttal to Melton’s testimony, the prosecution introduced the testimony of Dr. Spencer Eth, a psychiatrist who also worked with veterans suffering frоm PTSD. Dr. Eth had neither interviewed defendant nor examined all the materials Melton examined. Nevertheless, based on the documents he did examine and after reading Melton’s reports, Dr. Eth concluded there was insufficient support for a diagnosis of PTSD in defendant’s case. Dr. Eth also testified that while it is true a person suffering from PTSD may have flashbacks, only about 15 percent of combat veterans suffer from PTSD and less than a quarter of these ever experience flashbacks. Rarer still are disassociated flashbacks in which the individual loses touch with current reality as the defense contends happened in the present case.
The jury found defendant guilty of attempted second degree robbery and murder. The jury also found as a special circumstance the murder was committed while the defendant was engaged in the attempted robbery. (
*868 Discussion
I. The Trial Court Properly Excluded the Opinion of a Psychotherapist as to Defendant’s Mental State at the Time of the Crimes Where the Opinion Was Based in Significant Part on Statements Defendant Made While Under Hypnosis.
Defendant proposed to introduce the testimony of Roger Melton, holder of a master’s degree in clinical psychology and an expert in the field of PTSD. Melton would offer two opinions as to defendant’s mental state: (1) that defendant suffers from PTSD and (2) that at the time of the crimes, defendant was suffering from hallucinations induced by PTSD. Defense counsel intended to use these opinions together with other evidence to suggest that while defendant was in the restaurant something triggered a flashback to his Vietnam experience causing defendant to believe he was in Vietnam and the victim was actually a Viet Cong soldier.
Defense counsel advised the court Melton’s opinions were based in significant part on videotapes Melton had seen of statements made by defendant to another psychotherapist while defendant was under hypnosis. The court conducted a hearing under Evidence Code section 402 to determine the admissibility of this evidence. After hearing testimony from Melton and argument from counsel, the court ruled Melton could testify about PTSD and its effects but could not express any opinion about defendant’s mental state based on defendant’s hypnotized statements. The court also ruled defendant could testify about his Vietnam experiences and his dreams about those experiences regardless of whether they were included in his statements under hypnosis and, in expressing an opinion about defendant’s mental state, Melton cоuld rely on the testimony given by defendant at trial.
Defendant took the stand and testified about an incident that occurred in Vietnam which continued to trouble him and about dreams he had related to that incident. Melton testified about PTSD and its effects. He testified that in his opinion defendant suffered from PTSD but he could not form an opinion as to whether defendant was suffering from a hallucinating flashback in the restaurant at the time of the crimes.
On appeal, defendant claims the trial court erred in refusing to allow Melton to express his opinion as to defendant’s mental statе at the time of the crimes based on statements defendant had made under hypnosis. For the reasons explained below, the trial court ruled correctly.
Under Evidence Code section 801, the opinion testimony of an expert may be based on matter personally perceived by or known to the
*869
expert and matter “made known” to the expert. “Matter,” as used in Evidence Code section 801 encompasses facts, data and intangibles such as the expert’s knowledge and experience. An expert’s opinion may be based on matter that is nоt admissible as evidence. (
The determination whether matter is of the kind that reasonably may be relied upon by an expert depends on the facts of the case including the matter’s reliability.
(In re Mark C.
(1992)
The issue in this case is whether a patient’s statements made while under hypnosis reasonably may be relied upon by a psychotherapist in forming an opinion about the patient’s past mental state.
1
We find
People
v.
Busch
(1961)
In the present case no showing was made that statements by a patient under hypnosis have been used by Melton or other experts in the field of PTSD to determine the patient’s mental state at the time the patient committed a crime. Nor was there any showing Melton was familiar with hypnosis and its use in psychotherapy. On the contrary, Melton admitted he was totally unfamiliar with the subject of hypnosis. 2 We conclude, therefore, the court properly excluded from evidence an opinion by Melton as to whether defendant was suffering a PTSD-induced flashback at the time of the crime because such opinion was based in significant part on statements made by defendant while under hypnosis.
Defendant contends
Busch
is not controlling because the Supreme Court has subsequently accepted hypnosis as a reliable basis for expert opinion on a defendant’s past mental state. He relies on
People
v.
Modesto
(1963)
In
People
v.
Modesto, supra,
the trial court allowed a defense psychiatrist to give an opinion of the defendant’s mental state at the time of the crimes based on examinatiоns of defendant that included hypnosis. The trial court refused, however, to allow the expert to give the jury an explanation of hypnotic techniques as they are used in a psychiatric examination as a basis for her expert opinion. The Supreme Court held, “It was error ... to exclude Dr. Zonnis’ proffered explanation of hypnotic techniques as they are used in a psychiatric examination as a basis for expert opinion. The evidence
*871
was clearly admissible for that purpose.” (
In
People
v.
Blair, supra,
the court upheld the trial court’s ruling excluding a tape recording of statements made by a defense witness while hypnotized. The court cited
Modesto
for the proposition “such statements . . . may be used to establish a basis for expert opinion [but] they are not admissible to prove the truth of the matter therein contained.” (
People
v.
Shirley
is, of course, the leading California case on the use of evidence derived from hypnosis. After a detailed examination of the scientific evidence on the reliability of hypnosis to produce truthful and accurate recollections of events the court concluded hypnosis is not generally accepted as reliable in the relevant scientific community and therefore the testimony of a witness is inadmissible as to all matters that have been the subject of a hypnotic session to restore or improve the witness’s memory of the events in question. (
Defendant points out that
Shirley
itself distinguished between statements made under hypnosis introduced to prove the truth of the matter assеrted and those “used to establish a basis for expert opinion . . . .” (
We do not read
Modesto, Blair
or
Shirley
as holding hypnosis has been established as a reliable technique for determining the mental state of the
*872
defendant at the time of committing the crimes.
Modesto
was the only one of the three cases in which hypnosis was used to determine the defendant’s mental state; the comments in
Blair
and
Shirley
are mere obiter dicta. The issue in
Modesto
was
not
whether an opinion about the defendant’s mental state could be based on the defendant’s statements while under hypnosis. The trial court had permitted the defendant to introduce the opinion of an expert as to his mental state when the crimes were сommitted based, in part, on statements the defendant made while under hypnosis. (
In
People
v.
Kelly
(1976)
It is worth noting at this point we have found no published appellate decision from
any
jurisdiction holding an expert may reasonably rely on the defendant’s statements under hypnosis in determining the defendant’s mental state at the time of the crimes. Instead, the reported decisions are unanimously to the contrary.
(People
v.
Diaz
(Colo.Ct.App. 1982)
Modesto
is also distinguishable from the present case because the expert witness in
Modesto
was an expert in hypnosis and had personally conducted the hypnotic sessions with the defendant. (59 Cal.2d at pp. 732-733.) Here, Melton admitted he knew nothing about hypnosis and was relying solely on the videotapes of hypnotic sessions conducted by another. Thus, even if an expert could base an opinion as to the defendant’s mental state on information gained through hypnosis, Melton did not qualify as such an expert.
(People
v.
Busch, supra,
*873 Finally, defendant’s attempt to distinguish People v. Shirley on the ground it involved verbal as opposed to nonverbal statements is not persuasive. The court in Shirley made no such distinction in analyzing the reliability of hypnosis as a scientific technique. Even if it had made such a distinction, defendant would still have had the burden of еstablishing hypnosis can reasonably be relied upon in forming an opinion about a defendant’s mental state at the time of a crime. Furthermore, it is unclear from the record just what aspect of defendant’s hypnotic sessions Melton was relying on. At one point, as defendant asserts, Melton appears to be relying on ‘the emotionality that [defendant] presented when he was talking during the videos, when he was describing the events.” At another point, it appears Melton is relying on the defendant’s verbal as well as nonverbal statements in forming his opinion. At still another рoint during the Evidence Code section 402 hearing Melton appears to have withdrawn altogether his opinion defendant was suffering from PTSD at the time of the crimes because he decided he could not rely on the hypnotic sessions as supplying reliable information on which to form an opinion.
II. The Trial Court Correctly Instructed the Jury as to First And Second Degree Murder. Any Error in Failing to Instruct on Voluntary and Involuntary Manslaughter Was Harmless.
The trial court instructed the jury as to first degree murder under the felony-murder rule, special circumstance felony-murder and second degree murder. The court refused to instruct the jury on voluntary or involuntary manslaughter. Following these instructions, in a “comment on the evidence,” the court suggested to the jurors they should decide the robbery charge first. The court told the jury if it found defendant not guilty of attempted robbery then it could not find him guilty of first degree murder and would have to decide if he was guilty of second degree murder or not guilty at all. On the other hand, “If you find the defendant guilty of [attempted robbery] and if you find that he killed Mr. Willis during the commission of an attempt to commit a robbery . . . then the subject of post-traumatic stress and resulting flashbаck should play no part in deciding [the murder charge].”
Defendant asserts the trial court erred in instructing the jury, in effect, if it found defendant was able to form the intent necessary to commit the crime of attempted robbery then it could ignore his “flashback” defense as to the murder charge. The error, according to defendant, is that defendant might have suffered the “flashback” in the course of the attempted robbery. In other words, defendant might have formed the intent to commit the robbery and then, when Mr. Willis bent below the counter, gone into a “flashback” and shot Willis believing him to bе a Viet Cong hiding in the bushes.
*874
There is a noticeable lack of any evidence to support defendant’s hypothetical example. But even if events were exactly as posited by defendant, he would still be guilty of felony murder. Under the felony-murder rule, defendant is strictly liable for his killing of Mr. Willis committed in the attempt to perpetrate a robbery and this is true whether the killing was unintentional, accidental or wholly unforeseeable. (
Defendant also posits numerous scenarios in which the jury could have fоund him not guilty of attempted robbery but guilty of something less than second degree murder, i.e., voluntary or involuntary manslaughter. The difficulty with this argument is the jury
did
find defendant guilty of attempted robbery and
did
find defendant killed Mr. Willis in the perpetration of attempted robbery. Thus, even if the trial court erred in failing to instruct as to voluntary and involuntary manslaughter, the error was harmless because “the evidence that would support a finding that only the lesser offense was committed has been rejected by the jury.”
(People
v.
Sedeno
(1974)
III. The Police Properly Seized the Gun Thrown From Defendant’s Vehicle.
Defendant claims the trial court should have granted his motion to supprеss evidence of the gun thrown from his car because the traffic stop was merely a pretext to search for evidence of other crimes. The facts do not support defendant’s claim.
As was noted in
People
v.
Franklin
(1985)
Defendant’s argument is based on the fact the officers were not on traffic detail but were part of a gang surveillance unit. He infers from this the officers had some hidden agenda in stopping his car. It is true the trial court commented it did not believe the traffic violations were the “only” reason the officers stopped defendant’s car. However, if the officers had a “hidden agenda” it does not appear from the evidence. There was no evidence, for example, the officers suspected defendant of any crime (other than traffic violations) or that they suspected defendant was involved in any gang activity. Perhaps the officers believed in stopping defendant for the traffic violations they might “get lucky” and uncover evidence of a crime. However, numerous courts have held a traffic stop “which is reasonable based on the objective facts is not made unreasonable by the officer’s subjectivе hope the stop might yield evidence of other crimes.”
(People
v.
Uribe
(1993)
The case relied on by defendant,
People
v.
Aguilar
(1991)
IV. The Court Erred in Failing to Conduct a Hearing on the Amount of Restitution to Be Paid to the Victim’s Widow and in Ordering Restitution to Be Paid Pursuant to Penal Code Sections 6227 and 6228.
At the time of sentencing, the trial court ordered defendant to make restitution to the victim’s widow “to the extent permitted by law” for her out-of-pocket expenses relating to the victim’s medical treatment and funeral. The court further ordered this restitution be paid “pursuant to [sections] 6227 and 6228 of the Penal Code.”
Defendant contends, and the People agree, the trial court erred in failing to determine the amount of restitution after a hearing. (
Furthermore, Penal Code sections 6227 and 6228 relating to placement in restitution centers are not applicable to this defendant because he was sentenced to life imprisonment without possibility of parole.
For these reasons we must remand the matter to the trial court for a proper determination as to restitution to Mr. Willis’s widow.
Disposition
We reverse that portion of the judgment which orders payment of restitution to the victim’s widow and remand the matter to the trial court for further
*877
proceedings in accordance with Government Code
Lillie, P. J., and Woods (Fred), J., concurred.
A petition for a rehearing was denied July 19, 1993, and appellant’s petition for review by the Supreme Court was denied September 23, 1993.
Notes
We include in our use of the word “statement" nonverbal conduct intended by a person as a substitute for oral or written verbal expression. (
Defendant offered to produce testimony from the forensic hypnotist who questioned defendant about his experiences in Vietnam and his dreams while defendant was under hypnosis. This offer was properly rejected because it would have proved, at most, defendant was under hypnosis when he made certain statements. It would not have laid the foundation for Melton’s opinion under the requirements set out in
Busch, supra,