Lead Opinion
delivered the opinion of the court:
Defendant, P.H., a minor, was arrested and charged with two counts of attempted first degree murder, two counts of aggravated battery, two counts of aggravated battery with a firearm and one count of armed violence. (Ill. Rev. Stat. 1989, ch. 38, pars. 8—4(a), 12—4(b)(1), 12—4.2(a), 33A—2.) Pursuant to the “gang-transfer” provision (Ill. Rev. Stat. 1989, ch. 37, par. 805—4(3.1)) of the Juvenile Court Act of 1987 (the Act) (Ill. Rev. Stat. 1989, ch. 37, par. 801—1 et seq.), the State filed a motion to permit prosecution of defendant under the criminal laws.
The circuit court of Cook County denied the State’s motion and, finding that the “gang-transfer” provision contradicted the “discretionary-transfer” provision of the Act (Ill. Rev. Stat. 1989, ch. 37, pars. 805—4(3)(a), (3)(b)), held the provision unconstitutional as violative of separation of powers. The State moved to stay the court’s order (134 Ill. 2d R. 609(c)), pending this direct appeal to this court (134 Ill. 2d R. 603). The State Appellate Defender and the Illinois Attorneys for Criminal Justice filed an amicus curiae brief on behalf of defendant. 134 Ill. 2d R. 345(a).
The singular issue presented for review is whether the trial court erred in finding the “gang-transfer” provision unconstitutional. We answer , the inquiry in the affirmative and, therefore, we reverse.
Section 5 — 4(3.1), the “gang-transfer” provision of the Juvenile Court Act, provides:
“If a petition alleges commission by a minor 15 years of age or older of an act which constitutes a forcible felony under the laws of this State, and if a motion by the State’s Attorney to prosecute such minor under the criminal laws of Illinois for such alleged forcible felony alleges that: a) such minor has previously been adjudicated delinquent for commission of an act which constitutes a felony under the laws of this State or any other state; and b) the act which constitutes the offense was committed in furtherance of criminal activity by an organized gang, the Juvenile Judge, designated to hear and determine such motions shall, upon determining that both allegations are true, enter an order permitting prosecution under the criminal laws of Illinois.” (Ill. Rev. Stat. 1989, ch. 37, par. 805-4(3.1).)
Defendant asserts that the “gang-transfer” provision is unconstitutional as violative of the separation of powers clause of the Illinois Constitution (Ill. Const. 1970, art. II, §1), and the double jeopardy, due process and equal protection clauses of the Illinois and Federal Constitutions (Ill. Const. 1970, art. I, §§10, 2; U.S. Const., amends. V, XIV). As an additional challenge, amici urge that the definition of “organized gang,” as provided in the statute, is unconstitutionally vague and, further, that the “gang-transfer” provision is violative of procedural due process. Ill. Const. 1970, art. I, §2; U.S. Const., amend. XIV.
RIPENESS
The State asserts that this court’s review should be limited to whether the statute violates separation of powers. It maintains that since there has been no transfer, no trial and no sentence imposed, our consideration of defendant’s other alleged constitutional infirmities is premature. We disagree.
A controversy is ripe when it has reached the point where the facts permit an intelligent and useful decision to be made. (People v. Ziltz (1983),
On direct appeal to this court, the State argued that the challenge to the statute was premature and that damages were too speculative to adjudicate at that time. We noted there that the defendant had been arrested and charged with an offense; the facts had been presented to this court; and there was no need to speculate as to the harm the defendant would suffer if convicted. We therefore concluded that the case was ripe for judicial determination. Likewise, we conclude that the issues raised by defendant here are ripe for our determination.
STANDING
Intertwined with the State’s ripeness argument is the issue of whether defendant has standing to raise issues of double jeopardy, equal protection and due process. The State correctly asserts, relying on People v. Rogers (1989),
A party may question the constitutional validity of a statutory provision if he or she has sustained or is in immediate danger of sustaining some direct injury as a’ result of enforcement of the statute. (People v. Esposito (1988),
Finally, the State points out that the trial court did not rule that the statute was violative of the double jeopardy clause, equal protection or due process. Therefore, it maintains that those issues are not properly before us. Again, we must disagree.
The reasons assigned by the trial court for its judgment are immaterial if the decision is correct. Therefore, although the scope of review for an appellant is limited by his assignment of errors, an appellee is not so restricted. An appellee may raise any argument or basis supported by the record to show the correctness of the judgment, even though he had not previously advanced such an argument. In re Estate of Leichtenberg (1956),
STANDARD OF REVIEW
There is a basic presumption that all statutes are constitutional (People v. Bales (1985),
JUVENILE COURT JURISDICTION
The State argues, at length, that the legislature has the power to determine the age limit for juvenile court jurisdiction (People v. M.A. (1988),
SEPARATION OF POWERS
Defendant first contends that the statute violates the separation of powers provision because it is an infringement on the court’s power to “adjudge, determine and render a judgment.” (Agran v. Checker Taxi Co. (1952),
Preliminarily, we note that the Illinois Constitution provides that all circuit courts have original jurisdiction over all justiciable matters except where the supreme court is specified to have original and exclusive jurisdiction. (Ill. Const. 1970, art. VI, §9.) We have previously held that the juvenile court is merely a division of a single unified circuit court. (People v. DeJesus (1989),
Whether a person is tried in juvenile or criminal court is a matter of procedure rather than jurisdiction. (DeJesus,
Having determined that the provision does not present jurisdictional problems, we must next consider whether it creates an undue infringement on the powers of the judiciary. The Illinois Constitution provides that the legislative, executive and judicial branches of government are separate and that “[n]o branch shall exercise powers properly belonging to another.” (Ill. Const. 1970, art. II, §1.) Though judicial power is vested in the courts (Ill. Const. 1970, art. VI, §1), the separation of powers provision does not create rigid boundaries prohibiting every exercise of functions by one branch of government which ordinarily are exercised by another (City of Waukegan v. Pollution Control Board (1974),
We do not believe that the “gang-transfer” provision is an infringement upon the inherent powers of the judiciary. In so concluding, we are mindful that juveniles have neither a common law nor a constitutional right to adjudication under the Juvenile Court Act. (People v. M.A. (1988),
Contrary to defendant’s contention, the “gang-transfer” provision does not abrogate the court’s duty to adjudicate the case before it. Instead, it requires the court to determine whether the protections of the Act shall apply. The circuit court, albeit a different division, retains the power to adjudicate, apply the law and render a final determination. By enacting the provision, the legislature has merely redefined the parameters for applicability of the Act. See People v. J.S. (1984),
Our conclusion that there is no infringement is bolstered by this court’s decision in Strukoff v. Strukoff (1979),
Likewise, the procedures under the Juvenile Court Act are purely statutory in origin. The “gang-transfer” provision was designed by the legislature to further define that procedure.
DOUBLE JEOPARDY
Defendant next contends that the “gang-transfer” provision violates the double jeopardy provisions of the United States and Illinois Constitutions. He maintains that since the transfer hearing is concerned with the truth of the “charges,” it is similar to an adjudicatory hearing. He concludes, with reliance on Breed v. Jones (1975),
We begin our analysis with a statement of established principles regarding double jeopardy. Criminal defendants are protected against being twice put in jeopardy of life or limb for the same offense. (U.S. Const., amend. V; Ill. Const. 1970, art. I, §10.) “[Protections against double jeopardy are triggered only after an individual has been subjected to the hazards of trial and possible conviction.” (People v. Shields (1979),
The linchpin of defendant’s argument is that the “gang-transfer” hearing is tantamount to an adjudicatory hearing. Defendant first points out that the juvenile court in Breed found that the allegations in the delinquency petition were true and that the standard of proof to sustain the allegations was beyond a reasonable doubt. Therefore, defendant reasons that since the “gang-transfer” provision requires that the juvenile court judge determine that the allegations in the motion are “true,” the standard of proof for transfer is also beyond a reasonable doubt.
We find no authority to support such a conclusion and reject the assertion as being supported by Breed. The reasonable doubt standard in Breed applied to proof of the allegations of delinquency in the petition, not to the decision for transfer.
As further support for his reasonable doubt theory, defendant maintains that since the Act expressly allows the use of hearsay evidence at “discretionary transfer” and dispositional hearings, but is silent as to the caliber of evidence admissible at “gang-transfer” hearings, only “trial-admissible” evidence may be used.
We are not persuaded that the standard of proof at this stage of the proceedings is reasonable doubt. The legislature has not yet spoken on what standard of proof is required for transfer under the “gang-transfer” provision. However, contrary to defendant’s belief, we do not interpret the absence of an express standard of proof as requiring a reasonable doubt standard. We believe it to be a more reasonable inference that the standard of proof required by the “gang-transfer” provision parallel that in other transfer proceedings.
Even accepting that the standard is reasonable doubt, such proof of the requirements for transfer under the “gang-transfer” provision does not convert the proceeding into an adjudication. The purpose of an adjudicatory proceeding is to determine whether a minor has committed acts which violate criminal law. As defined by the Act, the proceeding is a hearing to determine whether the allegations of a petition that a minor is a delinquent are proved beyond a reasonable doubt. (Ill. Rev. Stat. 1989, ch. 37, par. 801—3(1).) Under the “gang-transfer” provision, unlike an adjudicatory hearing, there is no requirement that the State present evidence of the minor’s delinquency.
Moreover, even if by necessity the “gang-transfer” provision requires some quantum of proof that the minor charged committed the offense, protections against double jeopardy are not necessarily triggered. In so concluding, we take cognizance of the fact that the Supreme Court, in Breed, stated that by its holding the States were not precluded from requiring, as a prerequisite to the transfer of a juvenile, substantial evidence that the minor committed the offense charged, so long as the showing required is not made in an adjudicatory proceeding. Breed,
Defendant next erroneously concludes that since gang transfer “involves proof beyond a reasonable doubt of all the facts necessary for a finding of delinquency,” it is more like an adjudicatory than a dispositional hearing.'
Initially we note that defendant misstates the requirements of the “gang-transfer” provision. There is no requirement of proof of facts necessary for a finding of delinquency. The Act defines a delinquent minor as one who “prior to his 17th birthday has violated or attempted to violate, *** any federal or state law or municipal ordinance.” (Ill. Rev. Stat. 1989, ch. 37, par. 805—3.) Proof of violation of the law requires proof of the elements of the charged offense. Contrarily, proof that a minor qualifies for transfer pursuant to the “gang-transfer” provision merely requires establishment of the two noninculpatory statutory factors.
As further support for his contention defendant invites our attention to People v. Taylor (1979),
In its analysis the Taylor court stated that the greater the evidence of guilt required to be submitted by the State, the greater the likelihood of double jeopardy problems with the subsequent trial. (Taylor,
Defendant’s apparent reliance on this language in Taylor is misplaced. In reaching its holding the court in Taylor also stated that the “salient feature of the transfer hearing [was] that it [was] not adjudicatory.” (Taylor,
Finally, based on the premise that the “gang-transfer” hearing is adjudicatory, defendant argues that the transfer provision violates double jeopardy under Breed. In Breed, the minor was adjudicated a delinquent for having committed acts, which if committed by an adult, would constitute the crime of robbery. Upon a subsequent finding that the minor was unfit for treatment as a juvenile, the juvenile court ordered that he be prosecuted for the same conduct under the criminal laws. The Supreme Court concluded that the minor was put in jeopardy at the adjudicatory hearing. The holding of Breed, distilled to its simplest form, is that transfer hearings must be held prior to an adjudication of delinquency.
In Breed, the minor was first adjudicated delinquent, then transferred for purposes of criminal prosecution. Here, the transfer proceedings precede adjudication. Our conclusion that the “gang-transfer” hearing is not an adjudication of guilt or innocence renders Breed inapposite.
We agree with the State that the transfer hearing most resembles a preliminary hearing. The scope and purpose of preliminary proceedings are in general to ascertain whether a crime charged has been committed and, if so, whether there is probable cause to believe that the crime was committed by the' accused. (People v. Bonner (1967),
In sum, we conclude that the “gang-transfer” provision is not an adjudicatory hearing. Pursuant to the “gang-transfer” provision, the juvenile court judge must determine the truth of two allegations: (1) whether the minor has had prior delinquency adjudications, and (2) whether the charged offense was committed in furtherance of criminal gang activity. A finding as to the truthfulness of these allegations is not dispositive of the minor’s innocence or guilt of the charged offense.
Contrary to the State’s burden at adjudication or trial, at the transfer hearing, the State is not required to prove culpability and the court is not required to enter judgment. The transfer provision seeks only a determination of the appropriate law to be applied. Since the transfer proceeding does not seek to adjudicate guilt or innocence for the charged offense, there is no threat to defendant of being twice placed in jeopardy.
EQUAL PROTECTION
Determination of whether a legislative classification is violative of equal protection requires that we employ a two-step analysis. (People v. Esposito (1988),
The rational basis standard requires only that the classification reasonably further a legitimate governmental interest. Under that standard, a challenged classification may be invalidated only if it is arbitrary or bears no reasonable relationship to the pursuit of a legitimate State goal. Harris,
Defendant advances a singular argument to support his claim that the “gang-transfer” provision violates the equal protection guarantee. He asserts that the provision arbitrarily and capriciously punishes some more harshly than others who are guilty of the same or more serious offense. Specifically, defendant argues that when a minor is excluded from the juvenile court under the “automatic exclusion” provisions (Ill. Rev. Stat. 1989, ch. 37, pars. 805—4(6)(a), (7)(a)), but is later convicted only of an offense not covered by the exclusion provision, the court must proceed with disposition under the Juvenile Court Act (Ill. Rev. Stat. 1989, ch. 37, pars. 805—4(6)(c), (7)(c)). However, the “gang-transfer” provision contains no similar “transfer back” provision.
A minor transferred pursuant to the “gang-transfer” provision, if convicted of a lesser offense, is nevertheless sentenced under the criminal code. As a result, when two minors of the same age, with the same criminal background, are convicted of the same forcible felony “in furtherance of criminal activity by an organized gang,” one “must” receive disposition under the Act while the other “must” be sentenced in criminal court. Defendant, citing People v. DeJesus (1989),
Defendant’s argument is fatally flawed. Initially, we note that the DeJesus opinion does not contain facts that the defendant had a prior delinquency conviction or that she had gang affiliations. Thus, we fail to see the relevance of DeJesus to defendant’s argument. Even assuming that defendant here is privy to facts about the defendant DeJesus which place DeJesus squarely within the facts of the present case, DeJesus is nevertheless unavailing.
The defendant DeJesus was charged pursuant to the Act as it existed in 1987. The “gang-transfer” provision, which became effective January 1, 1990 (Pub. Act 86—863, eff. Jan. 1, 1990 (amending Ill. Rev. Stat. 1989, ch. 37, par. 805—4)), was obviously not available to prosecutors at that time.
Further, the “gang-transfer” provision applies to minors with a prior adjudication of delinquency for the commission of a felony and who are subsequently charged with the commission of a felony which was committed in furtherance of gang activity. Contrarily, the “automatic-transfer” section makes no provision for repeat offenders with gang affiliations. The two provisions provide different procedures for qualitatively different types of offenders. Equal protection is not offended when dissimilar groups are treated differently. Esposito,
However, even broadly concluding that the two groups of offenders, because of their tender age, are alike, we find no equal protection violation. As we have stated, equal protection does not preclude different treatment for like persons where there is a rational basis for so doing. (People v. Tosch (1986),
It is not, nor could it reasonably be, contended that the State does not have a legitimate interest in curtailing crime and in promoting the safety and welfare of its citizenry. One need only to pick up a local daily newspaper or tune into the televised news broadcasts to learn of the appalling increase in the rate of violent crime in our society. All too often, at the root of tragedy and victimization is the minor gang member. The “gang-transfer” provision is the legislature’s response to this growing epidemic. Clearly, the provision, by increasing the likelihood of criminal prosecution and sentencing, is aimed at decreasing the level of gang violence in our society. Thus we find that the provision is reasonably related to a legitimate governmental interest.
Having so determined, we note further that uneven effects upon a particular group within the class are ordinarily of no constitutional concern. Thus, even though, unlike minors subject to the “gang-transfer” provision, some minors who are tried pursuant to the criminal laws may ultimately receive dispositions under the Act, there is no equal protection violation. “[A] classification which has some reasonable basis is not unconstitutional because it is not made with mathematical nicety or because in practice it results in some inequality.” City of Chicago v. Voices (1963),
Additionally, we point out that the minor defendant, upon transfer pursuant to the provision in question, who is found culpable for a lesser offense has already had a prior felony adjudication, and quite possibly already has once been afforded disposition under the Act. The legislature might well have determined that repeat felony offenders who commit crimes in furtherance of gang activity are not further amenable to the rehabilitative opportunities afforded under the Act. It may then also reasonably have concluded that to have disposition applied to this minor pursuant to procedures set forth in the Act would not serve the purposes of the Act. We find no violation of equal protection.
SUBSTANTIVE DUE PROCESS
Defendant next contends that the “gang-transfer” provision violates substantive due process. He summarily concludes that the provision is not reasonably designed to deal with the problem of gang-related criminal activity by juveniles.
“Under substantive due process [citations], a statute is unconstitutional if it impermissibly restricts a person’s life, liberty or property interest.” (People v. R.G. (1989),
Under the State’s police power, the legislature has discretion to prescribe penalties for defined offenses. (People v. Bradley (1980),
Defendant advances no arguments in support of his due process contention; thus he has failed to meet his burden. That notwithstanding, we believe that the provision is reasonably designed to curtail gang activity. The legislature apparently determined that by removing prior-convicted youthful felons with gang affiliations from the shelter of the juvenile court system, it could deter the commission of gang-related felonies. Whether it is the most effective means is not relevant; the provision appears to us to have validity and we decline any invitation to second-guess the legislature.
VAGUENESS
Amici assert that the definition of “organized gang,” as it relates to the “gang-transfer” provision (Ill. Rev. Stat. 1989, ch. 37, par. 805—4(3.2)), is unconstitutionally vague.
We note that neither the State, nor defendant, whose position amici support, has raised this issue. An amicus curiae is not a party to the action but is, instead, a “friend” of the court. As such, the sole function of an amicus is to advise or to make suggestions to the court. Zurich Insurance Co. v. Raymark Industries, Inc. (1987),
An amicus takes the case as he finds it, with the issues framed by the parties. (3A C.J.S. Amicus Curiae §7; Dunkelbarger Construction Co. v. Watts (Ind. App. 1986),
PROCEDURAL DUE PROCESS
Finally, amici argue that the “gang-transfer” provision is violative of procedural due process. They maintain that since the provision here requires no consideration of any of the factors as set out in Kent v. United States (1966),
Neither of the parties makes this contention and we, therefore, need not address it. However, given the trial court’s determination that the “gang-transfer” provision contradicted the “discretionary-transfer” provision and its recitation of the factors to be considered under the discretionary provision, we perceive a question concerning procedural due process. Thus, we will consider it.
Procedural due process concerns the specific procedures employed in the statute. (Kelley v. Johnson (1976),
In Kent, the Supreme Court determined that since the District of Columbia juvenile court transfer statute failed to set out specific standards to govern the juvenile court’s determination to transfer a minor to the criminal court, there could be a variety of factors which might be considered, and disparity in the weight accorded those factors. As a result, there could likely be a disparity of treatment of minors. Therefore, the Court concluded, procedural due process would require that a juvenile be accorded a hearing before waiver could be determined. (Kent,
The apparent concern in Kent was potential disparity of treatment due to an absence of criteria to guide the court in the exercise of its discretion. Here, the potential for disparate treatment under the “gang-transfer” provision is absent. The criteria for transfer are expressly stated and allow a minor defendant the opportunity to be heard. Once the statutory criteria are satisfied, the juvenile court is without discretion; it must transfer the minor. All 15-year-olds who fall within the purview of the “gang-transfer” provision are to be prosecuted under the criminal laws. We conclude, therefore, that Kent is not dispositive. See People v. J.S. (1984),
Further, we do not believe that the “gang-transfer” provision creates any conflict with the “discretionary-transfer” provision. The “gang-transfer” provision is merely another basis upon which a youthful offender can be excluded from the protections afforded under the juvenile court system. We perceive no risk of an erroneous deprivation of defendant’s interest in avoiding prosecution as an adult through the use of this procedure. (Mathews,
CONCLUSION
The Juvenile Court Act seeks to protect the minor offender from the negative spiraling-down effects of criminal conduct, thereby benefiting the child and society. It was not designed to protect the minor who, secure in the knowledge of possible avoidance of criminal prosecution, contents himself to engage in a lifestyle of deviant behavior. Rather, the Act was intended to protect that child, who without thought of consequence for his conduct, violates the law. Those goals are not compromised by enactment of the “gang-transfer” provision.
For the reasons stated, we conclude that defendant has failed to satisfy his burden of establishing the invalidity of the “gang-transfer” provision. Accordingly, the judgment of the circuit court of Cook County is reversed, and the cause remanded for proceedings consistent with this opinion.
Reversed and remanded.
Concurrence Opinion
specially concurring:
I concur in the result reached by the court in this appeal, but write separately because the majority opinion leaves open the question of what standard of proof applies in transfer determinations under the “gang-transfer” statute. Unlike the majority, I would decide the question at this time and determine that probable cause is the correct standard.
The question should be decided now for two reasons. First, as the majority notes (
The majority opinion does not clearly indicate what standard of proof applies in “gang-transfer” proceedings. Nevertheless, the majority properly rejects the defendant’s assertion that a reasonable doubt standard applies. (
In People v. Taylor (1979),
Two other reasons support my conclusion that probable cause is the proper standard. First, one of the criteria for transfer under the discretionary transfer statute is “whether there is sufficient evidence upon which a grand jury may be expected to return an indictment.” (Ill. Rev. Stat. 1989, ch. 37, par. 805—4(3)(b)(l).) Because the standard of proof in grand jury proceedings is probable cause (see Phillips v. Graham (1981),
In order to clarify the procedures to be used in “gang-transfer” proceedings, I believe that we should decide here that probable cause is the applicable standard of proof in these proceedings. The majority opinion is not inconsistent with this conclusion.
JUSTICE CUNNINGHAM joins in this special concurrence.
