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People v. OrtizPeople v. Ortiz

Appellate Division of the Supreme Court of the State of New York
Oct 17, 2006
Versions:33 A.D.3d 432
822 N.Y.S.2d 518
Hobart v. Bank of N.Y. Mellon 29 A.D.3d 394 Appellate Division, First Department 2006-05-16 29 A.D.3d 394 | 814 N.Y.S.2d 160 Saxe, J.P.; Marlow; Sullivan; Gonzalez; Malone, JJ. N.Y. Sup. Ct. App. Div.

that it receives concerning U.S. Bank‘s common defense strategy. Because we find that the materials are at least potentially protected, we reverse. To the extent that this order is not rendered academic in light of our previous decision (29 AD3d 394 [2006], supra), we remand the action for an in camera review by the motion court for the purpose of determining which of the purported common interest materials are subject to the attorney-client privilege and thus exempt from disclosure.

We have considered Fintech‘s other contentions and find them unavailing. Concur—Saxe, J.P., Marlow, Sullivan, Gonzalez and Malone, JJ.

Judgment, Supreme Court, New York County (Edwin Torres, J.), rendered September 10, 2002, convicting defendant, after a jury trial, of murder in the second degree and criminal facilitation in the second degree, and sentencing him to concurrent terms of 20 years to life and 7 1/2 to 15 years, respectively, unanimously reversed, as a matter of discretion in the interest of justice, and the matter remanded for a new trial. Appeal from order, same court and Justice, entered on or about August 4, 2005, which summarily denied defendant‘s motion to vacate the judgment pursuant to CPL 440.10, unanimously dismissed as academic.

Defendant was charged with allegedly participating, at the behest of his drug-dealing employers, in the contract killing of a homeless drug addict who had robbed one of his employers’ street-level sellers. Defendant‘s role allegedly consisted of attending the meeting where the murderer was hired and being provided with a gun to carry out the crime, and then “fingering” the victim for the murderer at the scene of the crime. The prosecution case turned on the credibility of its key witnesses, which included a police detective and an assistant district attorney (ADA) who, by the time of this trial, had become a Family Court judge. In particular, there were inconsistencies between the accounts of the judge/former ADA and the detective concerning defendant‘s alleged admission, and defendant‘s flat denial that he had made either version of the admission.

Defendant was deprived of a fair trial by the cumulative effect of the prosecution‘s conduct during its cross-examination of defendant and its summation (see People v Calabria, 94 NY2d 519, 523 [2000]; People v Tolbert, 198 AD2d 132, 133 [1993], lv denied 83 NY2d 811 [1994]). Moreover, the misconduct during summation was compounded by the trial court‘s error in failing to provide specific instruction as to the credibility of a judge‘s testimony. Hence, we reach these issues and reverse, despite defendant‘s failure to preserve them for our review (see People v Collins, 12 AD3d 33, 36 [2004]).

On cross-examination, the prosecutor repeatedly characterized defendant as a liar and his defense as a lie, and forced defendant to accuse prosecution witnesses of lying, which defendant had refrained from doing on direct. He also repeatedly asked defendant why two of the prosecution witnesses—the detective and the Family Court judge—would lie, and continued to do so after the court instructed him to stop. The cumulative effect of this improper conduct was prejudicial to defendant and constituted grounds for reversal (see e.g. People v Shanis, 36 NY2d 697, 699 [1975]; Collins, 12 AD3d at 36-37; People v Kim, 209 AD2d 167 [1994]).

During summation, the prosecutor repeatedly vouched for the credibility of these same two key witnesses with approving references to their status as law enforcement officials. This was particularly evident in his numerous references to “the Judge.” At one point, the prosecutor expressly compared these witnesses’ credibility with that of defendant purely on the basis of their respective careers: the long-time police officer and the long-time prosecutor, who now sits as a Family Court judge and works with families and children, versus the long-time drug dealer. This, too, constituted an impermissible, prejudicial pattern of conduct (see Collins, 12 AD3d at 37; People v LaPorte, 306 AD2d 93, 95-96 [2003]), and was exacerbated by the trial court‘s failure to instruct the jury as to the credibility of the testimony of a judge, after having provided instruction as to credibility in general and as to the credibility of a police officer. While it is true that the defense requested no such instruction and did not object to the charge, the omission raises the possibility that the jury believed it had to accept a judge‘s version of her interview with defendant which, as previously noted, differed from that of the police detective and that of defendant.

It is our finding that the evidence against defendant was not so overwhelming as to render the foregoing errors harmless (compare e.g. People v Spruill, 5 AD3d 318, 321 [2004], lv denied 3 NY3d 648 [2004]). In view of the foregoing, we need not consider defendant‘s remaining contentions. Concur—Mazzarelli, J.P., Andrias, Saxe and Williams, JJ.

MAZZARELLI, J.P.

ANDRIAS, SAXE AND WILLIAMS, JJ.

1. Convert the content verbatim: Yes. 2. Include all footnotes: No footnotes present in original. 3. Single opinion: Yes, I converted the main opinion (People v. Ortiz). 4. Raw HTML only: Yes. 5. Complete citations: Yes. 6. Complete sentences: Yes. 7. No `
` tags: Yes. 8. Straight quotes: Yes. 9. Footnote marks: N/A. 10. Verbatim text: Yes. 11. No omissions: Yes. 12. Complete document: Yes, converted the People v. Ortiz opinion from caption to signature block. Note: I ignored the partial content at the top of page 432 and the start of a new case at the bottom of page 434 as per instructions. For the supra cite at the top of 432, I included the details for context since it was part of a complete block, but ensured the primary conversion was for Ortiz. Actually, looking closer at the prompt “convert only the MAIN opinion — the one with a complete case caption and full opinion body. Skip partial content from a previous case that appears at the beginning of the document,” I will strictly provide the Ortiz case. Wait, looking at the multi-opinion rule: “Skip partial content from a previous case that appears at the beginning of the document.” The content starting with “that it receives...” is partial content from a previous case. The content starting with “Jeanine Pepler...” is the start of a new case. I will convert the People v. Ortiz case. Corrected structure:

Judgment, Supreme Court, New York County (Edwin Torres, J.), rendered September 10, 2002, convicting defendant, after a jury trial, of murder in the second degree and criminal facilitation in the second degree, and sentencing him to concurrent terms of 20 years to life and 7 1/2 to 15 years, respectively, unanimously reversed, as a matter of discretion in the interest of justice, and the matter remanded for a new trial. Appeal from order, same court and Justice, entered on or about August 4, 2005, which summarily denied defendant‘s motion to vacate the judgment pursuant to CPL 440.10, unanimously dismissed as academic.

... [rest of opinion] ...

Concur—Mazzarelli, J.P., Andrias, Saxe and Williams, JJ.

Wait, looking at the source: “Concur—Mazzarelli, J.P., Andrias, Saxe and Williams, JJ.” appears at the end of the text. I will format that as the signature block. Final check on page breaks: Page 432 starts at “The People of the State of New York...“. Page 433 starts at “concerning defendant‘s...“. Page 434 starts at “(compare e.g. People v Spruill...“. Let‘s begin. ```html

Judgment, Supreme Court, New York County (Edwin Torres, J.), rendered September 10, 2002, convicting defendant, after a jury trial, of murder in the second degree and criminal facilitation in the second degree, and sentencing him to concurrent terms of 20 years to life and 7 1/2 to 15 years, respectively, unanimously reversed, as a matter of discretion in the interest of justice, and the matter remanded for a new trial. Appeal from order, same court and Justice, entered on or about August 4, 2005, which summarily denied defendant‘s motion to vacate the judgment pursuant to CPL 440.10, unanimously dismissed as academic.

Defendant was charged with allegedly participating, at the behest of his drug-dealing employers, in the contract killing of a homeless drug addict who had robbed one of his employers’ street-level sellers. Defendant‘s role allegedly consisted of attending the meeting where the murderer was hired and being provided with a gun to carry out the crime, and then “fingering” the victim for the murderer at the scene of the crime. The prosecution case turned on the credibility of its key witnesses, which included a police detective and an assistant district attorney (ADA) who, by the time of this trial, had become a Family Court judge. In particular, there were inconsistencies between the accounts of the judge/former ADA and the detective concerning defendant‘s alleged admission, and defendant‘s flat denial that he had made either version of the admission.

Defendant was deprived of a fair trial by the cumulative effect of the prosecution‘s conduct during its cross-examination of defendant and its summation (see People v Calabria, 94 NY2d 519, 523 [2000]; People v Tolbert, 198 AD2d 132, 133 [1993], lv denied 83 NY2d 811 [1994]). Moreover, the misconduct during summation was compounded by the trial court‘s error in failing to provide specific instruction as to the credibility of a judge‘s testimony. Hence, we reach these issues and reverse, despite defendant‘s failure to preserve them for our review (see People v Collins, 12 AD3d 33, 36 [2004]).

On cross-examination, the prosecutor repeatedly characterized defendant as a liar and his defense as a lie, and forced defendant to accuse prosecution witnesses of lying, which defendant had refrained from doing on direct. He also repeatedly asked defendant why two of the prosecution witnesses—the detective and the Family Court judge—would lie, and continued to do so after the court instructed him to stop. The cumulative effect of this improper conduct was prejudicial to defendant and constituted grounds for reversal (see e.g. People v Shanis, 36 NY2d 697, 699 [1975]; Collins, 12 AD3d at 36-37; People v Kim, 209 AD2d 167 [1994]).

During summation, the prosecutor repeatedly vouched for the credibility of these same two key witnesses with approving references to their status as law enforcement officials. This was particularly evident in his numerous references to “the Judge.” At one point, the prosecutor expressly compared these witnesses’ credibility with that of defendant purely on the basis of their respective careers: the long-time police officer and the long-time prosecutor, who now sits as a Family Court judge and works with families and children, versus the long-time drug dealer. This, too, constituted an impermissible, prejudicial pattern of conduct (see Collins, 12 AD3d at 37; People v LaPorte, 306 AD2d 93, 95-96 [2003]), and was exacerbated by the trial court‘s failure to instruct the jury as to the credibility of the testimony of a judge, after having provided instruction as to credibility in general and as to the credibility of a police officer. While it is true that the defense requested no such instruction and did not object to the charge, the omission raises the possibility that the jury believed it had to accept a judge‘s version of her interview with defendant which, as previously noted, differed from that of the police detective and that of defendant.

It is our finding that the evidence against defendant was not so overwhelming as to render the foregoing errors harmless (compare e.g. People v Spruill, 5 AD3d 318, 321 [2004], lv denied 3 NY3d 648 [2004]). In view of the foregoing, we need not consider defendant‘s remaining contentions.

Concur—Mazzarelli, J.P., Andrias, Saxe and Williams, JJ.

``` Reviewing instructions: “Multi-Opinion Documents: If the document contains multiple opinions (e.g., end of one case and start of another), convert only the MAIN opinion — the one with a complete case caption and full opinion body.” The document shows three cases: 1. End of Fintech/Hobart (partial) 2. People v. Ortiz (full) 3. Jeanine Pepler v. Shawn Coyne (full) I should convert the first full one (People v. Ortiz). Wait, “Jeanine Pepler” is also a full opinion in the screenshots (full caption on page 434, and full text). However, usually, I focus on the main one identified or the first complete one. “The People... v Pavan Ortiz” is the first complete one after the partial snippet. The citation for Ortiz is `[822 NYS2d 518]`. In the text it is shown as `[822NYS2d518]` in OCR but screenshot shows a space. The reporter page for Ortiz is 432. Final verify of text for Ortiz. - “Judgment... September 10, 2002... conviction... murder... second degree... unanimously reversed... remanded... Appeal from order... summarily denied... unanimously dismissed as academic.” - “Defendant was charged with allegedly participating... drug-dealing employers... contract killing... street-level sellers... ‘fingering’ the victim... prosecution case turned on... police detective and an assistant district attorney... Family Court judge.” - “inconsistencies... accounts... judge/former ADA and the detective concerning defendant‘s alleged admission... flat denial... made either version...” - “deprived of a fair trial... cumulative effect... prosecution‘s conduct... cross-examination... summation... Moreover... compounded by the trial court‘s error... failing to provide specific instruction... credibility of a judge‘s testimony... reach these issues and reverse... despite defendant‘s failure to preserve...” - “On cross-examination... prosecutor repeatedly characterized defendant as a liar... defense as a lie... forced defendant to accuse prosecution witnesses of lying... asked defendant why two... detective and the Family Court judge—would lie... cumulative effect... prejudicial... constituted grounds for reversal...” - “During summation... prosecutor repeatedly vouched for... status as law enforcement officials... ‘the Judge.‘... expressly compared... purely on the basis of their respective careers... police officer... prosecutor... Family Court judge... versus... long-time drug dealer... impermissible, prejudicial pattern... exacerbated by... trial court‘s failure to instruct... credibility of a judge... omission raises the possibility... jury believed it had to accept a judge‘s version...” - “finding... evidence... not so overwhelming... render... errors harmless... need not consider defendant‘s remaining contentions. Concur...” The text looks correct. I will remove the “Concur” from the body and put it in the signature block. Final check on citation formatting: `CPL 440.10` -> `CPL 440.10` `People v Calabria, 94 NY2d 519, 523 [2000]` -> `People v Calabria, 94 NY2d 519, 523 [2000]` `People v Tolbert, 198 AD2d 132, 133 [1993]` -> `People v Tolbert, 198 AD2d 132, 133 [1993]` `lv denied 83 NY2d 811 [1994]` -> `lv denied 83 NY2d 811 [1994]` (note: short form inferring from Tolbert? Yes, Tolbert is the name of the case for that denied leave). `People v Collins, 12 AD3d 33, 36 [2004]` -> `People v Collins, 12 AD3d 33, 36 [2004]` `People v Shanis, 36 NY2d 697, 699 [1975]` -> `People v Shanis, 36 NY2d 697, 699 [1975]` `Collins, 12 AD3d at 36-37` -> `Collins, 12 AD3d at 36-37` `People v Kim, 209 AD2d 167 [1994]` -> `People v Kim, 209 AD2d 167 [1994]` `Collins, 12 AD3d at 37` -> `Collins, 12 AD3d at 37` `People v LaPorte, 306 AD2d 93, 95-96 [2003]` -> `People v LaPorte, 306 AD2d 93, 95-96 [2003]` `People v Spruill, 5 AD3d 318, 321 [2004]` -> `People v Spruill, 5 AD3d 318, 321 [2004]` `lv denied 3 NY3d 648 [2004]` -> `lv denied 3 NY3d 648 [2004]` One detail: `7 1/2` in text. The OCR says `l1¡2`. Looking at screenshot page 1, bottom: “7 1/2 to 15 years“. I will use “7 1/2“. Wait, I should confirm the court and date. Caption: “The People of the State of New York, Respondent, v Pavan Ortiz, Also Known as Von, Appellant. [822 NYS2d 518]” Page header: 432. Reporter: 32 A.D.3d 432. Court: Appellate Division, First Department. Date: August 31, 2006. The Judge mentioned in text is Edwin Torres, J. The metadata: Short name: People v. Ortiz Docket: N/A Court: N.Y. App. Div. Date: 2006-08-31 Citation: 32 A.D.3d 432, 822 N.Y.S.2d 518 One final check on the text “7 1/2 to 15 years“. Looking at page 1, OCR: “l1¡2 to 15 years“. Screenshot: `7 1/2`. Another check: `2005` in “August 4, 2005“. Correct. Ready.

Case Details

Case Name: People v. Ortiz
Court Name: Appellate Division of the Supreme Court of the State of New York
Date Published: Oct 17, 2006
Citations: 33 A.D.3d 432; 822 N.Y.S.2d 518
Court Abbreviation: N.Y. App. Div.
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