THE PEOPLE, Plaintiff and Respondent, v. EDWARD EINAR OLSEN, Defendant and Appellant.
Crim. No. 23510
Supreme Court of California
Aug. 23, 1984.
36 Cal.3d 638
Gregory H. Saldivar, under appointment by the Supreme Court, for Defendant and Appellant.
George Deukmejian and John K. Van de Kamp, Attorneys General, Robert H. Philibosian, Chief Assistant Attorney General, William D. Stein, Assistant Attorney General, Kristofer Jorstad, Gloria F. DeHart and Mary A. Roth, Deputy Attorneys General, for Plaintiff and Respondent.
Christopher G. Money, District Attorney (San Luis Obispo), and Robert Rabe, Deputy District Attorney, as Amici Curiae on behalf of Plaintiff and Respondent.
OPINION
BIRD, C. J.-Is a reasonable mistake as to the victim‘s age a defense to a charge of lewd or lascivious conduct with a child under the age of 14 years (
I.
In early June 1981, Shawn M. was 13 years and 10 months old. At thаt time, her parents were entertaining out-of-town guests. Since one of the visitors was using Shawn‘s bedroom, Shawn suggested that she sleep in her family‘s camper trailer which was parked in the driveway in front of the house. Shawn‘s parents agreed to this arrangement on the condition that she keep the windows shut and the door locked.
On the night of June 3rd, Shawn‘s father, who is partially blind, was awakened by the barking of the family‘s three dogs. He went out the front door and heard male voices coming from the trailer. Mr. M. opened the door of the trailer and heard somebody remark about his presence. He then heard a male voice say, “Let‘s get the hell out of here.”
Mr. M. could see three persons оn the bed. One of the males, appellant Edward Olsen, jumped off the bed and tried to get out the door. Mr. M. wrestled with him and held him around the throat. Appellant called for help. The other male, James Garcia, stabbed Mr. M. in the right shoulder. Both appellant and Garcia then ran away.
At trial, Shawn testified to the following events. On her third night in the trailer, she locked the door as instructed by her parents. She then fell asleep, but was awakened by appellant Olsen who was knocking on the window and asking to be let in. Shawn said nothing and appellant left. Approximately a half-hour later, Garcia came up to the window and asked if he could enter. Shawn did not respond so he left. Shortly thereafter, appellant returned and again asked to be allowed in. Shawn did not answer. After both appellant and Garcia left, Shawn went to sleep.
Garcia told Shawn to let appellant “make love” to her, or he-Garcia-would stab her. Garcia gave the knife to appellant who held it to Shawn‘s neck and then gave it back to Garcia. Shawn asked Garcia to put the knife away and he complied.
Appellant and Garcia then removed Shawn‘s nightgown and underpаnts. Garcia told her again to let appellant “make love” to her. Shawn refused. Garcia then took out his knife. Appellant proceeded to have sexual intercourse with Shawn for about 15 minutes. During this time, Garcia knelt on the bed and said nothing. While appellant was still having intercourse with Shawn, her father entered the trailer. Mr. M. grabbed appellant as he was trying to leave, and Garcia stabbed Mr. M. in order to free appellant.
Shawn testified that she knew Garcia “pretty well” and had known him for approximately one year. She had last seen him about four days before the incident. She also testified that she was very good friends “off and on” with appellant and that during one threе-month period she spent almost every day at appellant‘s house. At the time of the incident, however, Shawn considered Garcia her boyfriend.3
Finally, Shawn admitted that she told both Garcia and appellant that she was over 16 years old. She also conceded that she looked as if she were over 16.4
Garcia testified to quite a different set of events. He first met Shawn in the summer of 1980 when she introduced herself to him. On the afternoon of June 2, 1981-the day before the offense-Shawn invited him to spend the night in the trailer with her so that they could have sex. He and Shawn engaged in sexual intercourse about four times that evening. Shawn invited Garcia to come back the following night at midnight.
The next night, after two unsuccessful attempts to enter the trailer, Garcia and appellant were told by Shawn to return at midnight. Garcia knocked on
At the conclusion of the trial, the court found6 Garcia and appellant guilty of violating
Appellant‘s sole contention on appeal is that a good faith, reasonable mistake of age is a defense to a
II.
The language of
Twenty years ago, this court in People v. Hernandez (1964) 61 Cal.2d 529 [39 Cal.Rptr. 361, 393 P.2d 673, 8 A.L.R.3d 1092], overruled estab-
In Hernandez, the accused was charged with statutory rape11 of a girl who was 17 years and 9 months old, and who had voluntarily engaged in an act of sexual intercourse. The trial court refused to allow the accused to present evidence of his good faith, reasonable belief that the prosecutrix was 18 or over. (61 Cal.2d at p. 530.) On appeal, this court held it reversible error to exclude such evidence. (Id., at pp. 535-536.)
The Hernandez court acknowledged that an accused possesses criminal intent when he acts without a belief that his victim is 18 or over. However, the court determined that if one engages in sexual intercourse with a female and reasonably believes she is 18 or over, then the essеntial element of criminal intent is missing. (Id., at pp. 534-536.)
Relying on
The Hernandez court, however, cautioned that its holding was not “indicative of a withdrawal from the sound policy that it is in the public interest to protect the sexually naive female from exploitation. No responsible person would hesitate to condemn as untenable a claimed good faith belief in the age of consent of an ‘infant’ female whose obviously tender years preclude the existence of reasonable grounds for that belief.” (Ibid.) The cоurt then concluded that there was nothing to indicate that “the purposes of the law [could] be better served by foreclosing the defense of a lack of intent.” (Ibid.)
One Court of Appeal has declined to apply Hernandez in an analogous context. In People v. Lopez (1969) 271 Cal.App.2d 754, 760-762 [77 Cal.Rptr. 59], certiorari denied, 396 U.S. 935 [24 L.Ed.2d 234, 90 S.Ct. 278], the court refused to recognize a reasonable mistake of age defense to a charge of offering or furnishing marijuana to a minor (former
In deciding whether to apply the philosophy of Hernandez to the offense of lewd or lascivious conduct with a child under the age of 14, this court is guided by decisions of the Courts of Appeal. The three post-Hernandez Court of Appeal decisions which have considered the issue have refused to
In Tober, supra, 241 Cal.App.2d 66, 67, the accused was convicted of lewd or lascivious acts on the body of a 10-year-old child. On appeal, the court rejected the premise that lewd or lascivious acts on a 10-year-old child “may be indulged in under a claimed good faith belief that the child is either an adult or has reached the age of 14 years.” (Id., at p. 73.) The Court of Appeal explained that “[t]he very refusal to distinguish between a child of tender years and an adult may be said to be characteristic of some of those who engage in the sort of conduct of which defendant has been convicted.” (Ibid.) The court refused to apply Hernandez to
People v. Toliver, supra, 270 Cal.App.2d 492, also rejected the Hernandez rule in the
As Toliver explained, Hernandez “in effect considered that section 288 is for protection of infants or children as to whоm persons commit lewd and lascivious acts at their peril.” (270 Cal.App.2d at p. 496.) Hernandez points out that consent can be an element of statutory rape, since a male may reasonably believe that a female is older than 18 and, therefore, can consent to an act of intercourse. (Ibid.) “On the other hand, [a] violation of section 288 does not involve consent of any sort, thereby placing the public policies underlying it and statutory rape on different footings.” (Ibid.) The court also found it significant that the Legislature provided harsher penalties for violating section 288 than for statutory rape. (Ibid.)
The Toliver court noted that “[u]nder the Roman and common laws, childhood was considered to exist until puberty, whiсh was determined to be at age 14. . . .” (270 Cal.App.2d at p. 496, citation omitted.) While
Another justification for its conclusion was found in a draft of the Penal Code Revision Project. (Ibid.) That project had proposed that a reasonable belief that a child is 14 or older is no defense to sex offenses where the crime involves a victim younger than 14. (Joint Legis. Com. for Revision of Pen. Code (Pen. Code Revision Proj. Ten. Draft No. 1, Sept. 1967) § 1600, subd. (4),16 p. 61.)
Finally, there is People v. Gutierrez, supra, 80 Cal.App.3d 829, the most recent California decision rejecting the reasonable mistаke of age defense to a charge of lewd or lascivious conduct. The Gutierrez court relied heavily on the principles articulated in Toliver and Tober. “[T]he public policy considerations relied upon in [those cases] have not ceased to exist and their rationale is still sound . . . .” (Gutierrez, supra, 80 Cal.App.3d at p. 835.)
The reasoning of the Tober, Toliver and Gutierrez courts is persuasive. There exists a strong public policy to protect children of tender years. As Gutierrez indicates,
Moreover, other language in Hernandez strongly suggests that a reasonable mistake as to age would not be a defense to a
This conclusion is supported by the Legislature‘s enactment of
Other legislative provisions also support the holding that a reasonable mistake of age is not a defense to a
The Legislature has also determined that persons who commit sexual offenses on children under the age of 14 should be punished more severely than those who commit such offenses on children under the age of 18. For example, sodomy or oral copulation with a person under 18 is punishable by a maximum of one year in county jail or three years in state prison. (
Other provisions of the Penal Code also demonstrate this public policy. For example,
It is significant that a violation of
In recent years, the Legislature has increased the state prison sentence for violations of
It is true that at common law “““an honest and reasonable belief in the existence of circumstances, which, if true, would make the act for which the person is indicted an innocent act, has always been held to be a good defense.““” (Hernandez, supra, 61 Cal.2d at pp. 535-536, citation omitted.) However, it is evident that the public policy considerations in protecting children under the age of 14 from lewd or lascivious conduct are substantial-far more so than those associated with unlawful sexual intercourse. These strong public policies are reflected in several Penal Code statutes, and they compel a different rule as to
The legislative purpose of
III.
The trial court properly rejected appellant‘s claim that his good faith, reasonable mistake as to the victim‘s age was a defense to a lewd or lascivious conduct charge with a child under 14 years of age. Accordingly, the judgment of conviction is affirmed.
Mosk, J., Kaus, J., Broussard, J., Reynoso, J., and Lucas, J., concurred.
GRODIN, J., Concurring and Dissenting.--I agree that the enactment of
I fully accept that “fault” even for purposes of the criminal law, may at times be predicated upon conduct, short of “intentional,” which exposes others to substantial and unjustified risks.4 I recognize also that our legal system includes certain “strict liability” crimes, but generally these are confined to the so-called “regulatory” or “public welfare” offenses, which “do not fit neatly into any of such accepted classifications of common-law offenses, such as those against the state, the person, property, or public morals. . . . Many violations of such regulations result in no direct or immediate injury to person or property but merely create the danger or probability of it which the law seeks to minimize.” (Morissette v. United States (1952) 342 U.S. 246, 255-256 [96 L.Ed. 288, 296, 72 S.Ct. 240].) Moreover, with respect to such crimes, “The accused, if he does not will the violation, usually is in a position to prevent it with no more care than society might reasonably expect . . . from оne who assumed his responsibilities. Also, penalties commonly are relatively small, and conviction does no grave damage to an offender‘s reputation.” (Id., at p. 256 [96 L.Ed.2d at p. 297], italics added.)
Even in the regulatory context, “judicial and academic acceptance of li-
Commentators have suggestеd that this normative principle has a home in constitutional law (e.g., Dubin, Mens Rea Reconsidered: A Plea for a Due Process Concept of Criminal Responsibility (1966) 18 Stan.L.Rev. 322; Hippard, The Unconstitutionality of Criminal Liability Without Fault: An Argument for a Constitutional Doctrine of Mens Rea (1973) 10 Houston L.Rev. 1039; Packer, The Aims of the Criminal Law Revisited: A Plea For a New Look at “Substantive Due Process” (1971) 44 So.Cal.L.Rev. 490), and decisions of both the United States Supreme Court and this court lend some support to that premise. For example, in Robinson v. California (1962) 370 U.S. 660, 666-667 [8 L.Ed.2d 758, 763, 82 S.Ct. 1417], a California statute making it a misdemeanor punishable by imprisonment for a person to “be addicted to the use of narcotics” even though he had never touchеd any narcotic drug within the state or been guilty of any irregular behavior there, was held to inflict cruel and unusual punishment in violation of the Fourteenth Amendment. (Cf. Powell v. Texas (1968) 392 U.S. 514, 533 [20 L.Ed.2d 1254, 1268, 88 S.Ct. 2145].)
In Burg v. Municipal Court (1983) 35 Cal.3d 257 [198 Cal.Rptr. 145, 673 P.2d 732], this court unanimously upheld, against due process constitutional attack, a statute which makes it an offense for “any person who has 0.10 percent or more, by weight, of alcohol in his or her blood to drive a vehicle.” (
While upholding the statute‘s validity, we nevertheless recognized the possibility of constitutional problems arising out of its application in particular cases. Observing that Burg involved a facial attack on the statute following overruling of demurrer, we stated: “We therefore need not consider to what extent in particular cases fundamental notions of due process would permit a defendant to show, for example, that he did not knowingly or voluntarily drive or consume alcohol.” (35 Cal.3d at p. 266, fn. 10, italics added; see also State v. Guest (Alaska 1978) 583 P.2d 836, 838 [“it would be a deprivation of liberty without due process of law to convict a person of a serious crime without the requirement of criminal intent“]; but cf. Com. v. Miller (1982) 385 Mass. 521 [432 N.E.2d 463, 466].)
The Legislature has itself determined, in
At that point, it seems to me, the imposition of criminal sanctions, particularly imprisonment, simply cannot be tolerated in a civilized society.
In this case we cannot ascertain from the record on appeal whether the trial court found some merit in defendant‘s claim that he honestly and reasonably believed the victim to be over 14 years of age. Since the court apparently considered defendant eligible for probation it is possible that the claim was given credence. If so, and defendant‘s conduct was in other respects that which we would expect of a reasonable, careful, and law-abiding citizen, I would conclude that imposition of a sentence of imprisonment on defendant is impermissible. Inasmuch as the record is inadequate to resolve either question, however, I would remand for a new probation and sentence hearing at which the court, if probation is again denied, should make express findings as to whether defendant honestly and reasonably believed the victim to be over 14 years of age and, if so, whether his conduct with her
