55 Cal. 2d 761 | Cal. | 1961
Lead Opinion
— Defendant appeals from judgments of conviction of lewd and lascivious conduct with one Roger De Vries, a 2-year-old child (Pen. Code, § 288), and kidnaping said child (Pen. Code, § 207), following jury verdicts finding him guilty of both offenses.
On November 13, 1958, about 3:30 p. m. Roger’s mother sent him to play in an alley behind their home. About that time a parking lot attendant found defendant sitting in a car on the lot and ordered him to leave. The attendant testified that defendant was “obviously drunk.” At about 4 p. m. the attendant saw defendant walking down the alley leading Roger by the hand. About 5 p. m. a lady living in the area heard a baby crying and upon investigation found defendant and Roger sitting behind a 5-foot fence. Defendant had a bottle of liquor in his hand and was seated and leaning over Roger and talking to him. So far as she could observe both appeared to be fully clothed. Defendant’s voice was “thick” and “unintelligent” and it appeared to her that defendant “was trying to soothe the baby.” She immediately called the police.
Two officers arrived about 15 minutes later. They looked over the fence and saw Roger and defendant lying beside each other on the ground. Both were undressed from the waist down and the baby was crying. The officers observed that defendant had an erection and he was stroking the baby’s right leg with his right hand. Defendant saw the officers and started to run, pulling up his trousers as he ran. The officers subdued him after a struggle. The defendant told the officers that he did not remember where he got the baby, it was “somewhere down the street.” Defendant also said that “we were just up here playing with each other. He’d play with me, and then I’d play with him . . . but he guessed the baby didn’t
The conviction of the charge of kidnaping presents a more serious question. The trial court instructed the jury: “To constitute the crime of kidnaping . . . there must be a carrying, or otherwise forcible moving, for some distance of the person who, against his will, is stolen or taken into the custody or control of another person. . . .
“This form of kidnaping does not involve as an essential element any specific intent or purpose, as distinguished from ordinary criminal intent, and hence proof of the intent or purpose of the defendant, beyond criminal intent as defined in my instructions, or that he had any certain purpose, is not necessary to support a conviction.”
The jury was elsewhere instructed:
So far as any evidence shows, the baby went willingly with defendant. The parking lot attendant at 4 p. m. saw defendant walking down the alley leading the baby by the hand. Defendant and Roger were next seen by a witness about 5 p. m. behind the fence where the officers also found them 15 minutes later. It is true that the baby was too young- to give his legal consent to being taken by the defendant. (State v. Hoyle, 114 Wash. 290 [194 P. 976, 977]; John v. State, 6 Wyo.
Similar instances as readily suggest themselves in which the intent with which an adult person, who by reason of extreme intoxication, delirium or unconsciousness from injury or illness is unable to give his consent, is forcibly carried by another, should determine whether such forcible carrying is or is not kidnaping within the legislative purpose. If I
The rule governing the forcible carrying of conscious persons capable of giving consent, which makes a person who forcibly carries such a person and transports him against his will guilty of kidnaping, however good or innocent his motive or intent may otherwise be, can only lead to obvious injustice and a perversion of the legislative purpose if blindly and literally applied where the person who is forcibly transported, because of infancy or mental condition, is incapable of giving his consent. The courts are not powerless to read exceptions into the law when confronted by a criminal statute which literally interpreted would lead to the conviction of crime in cases to which it is obvious that the Legislature cannot have intended the statute to apply.
The governing rule of construction in cases of this character was stated by this court in Ex parte Lorenzen, 128 Cal. 431, at pages 438-440 [61 P. 68, 79 Am.St.Rep. 47, 5 L.R.A. 55] : “ [I]t is to be remembered that the letter of a penal statute is not of controlling force, and that the courts, in construing such statutes, from very ancient times have sought for the essence and spirit of the law and decided in accordance with thorn, even against express language; and in so doing they have not found it necessary to overthrow the law, but have made it applicable to the class of persons or the kind of acts clearly contemplated within its scope. The rule was thus early expressed in Bacon’s Abridgment: ‘A statute ought sometimes to have such an equitable construction as is contrary to the letter. ’ The oft-cited instance of the Bologna law, which enacted that whoever drew blood in the streets should be punished with the utmost severity, was wisely held not to apply to the barber who opened the veins of a sick man to aid in his cure. The statute of Edward II, declaring guilty of a felony any person who broke prison, was held upon considerations of the most ordinary common sense not to apply to one who did so to escape from a burning jail. The law
The judgment of violation of Penal Code, section 288, is affirmed. The judgment of kidnaping is reversed.
Gibson, C. J., Traynor, J., Peters, J., and White, J., concurred.
Government Code, section 27706, provides that "The public defender shall perform the following duties: (a) . . . [H]e . . . shall prosecute all appeals to a higher court or courts of any person who has been convicted, where, in Ms opinion, the appeal will or might reasonably bo expected to result in the reversal or modification of the judgment of conviction. ’ ’
Concurrence in Part
Concurring and Dissenting. — I agree that the conviction of violation of section 288 of the Penal Code should be affirmed but I must dissent from the reasoning and conclusion concerning the conviction of violation of section 207.
Defendant was represented in the trial court by a deputy public defender. That officer, presumably, was of the opinion
Defendant filed with the District Court of Appeal in proprio persona briefs in which he complained, among other things, that he had not received a transcript of the instructions. Because of defendant’s probable unfamiliarity with legal procedure he may not have known of the requirement of rule 33(b) that he request any desired “additional” record when he filed notice of appeal, or of the requirement that in subsequently seeking augmentation of the record (rule 12(a)) he should show generally what he expected the additional record to contain and how he expected to make use of it on appeal. (See People v. Parkinson (1956), 139 Cal.App.2d 500 [293 P.2d 801].) And because of his apparently limited understanding of substantive law he probably could not have complied with the latter requirement if he had known of it.
Since the record reveals that inherently substantial factual issues as to the existence of the intent necessary to constitute the crimes charged and the effect thereon, if any, of defendant’s intoxication were presented to the jury, it was important that the instructions on those subjects be correct. This was especially so because of the heinousness of- defendant’s conduct and the unappealing nature of the only defense colorably
We granted a hearing and appointed counsel for defendant. Counsel did not claim error in the instructions or seek augmentation of the record. This court of its own motion, however, ordered augmentation of the record and now bases a reversal on asserted prejudicial error in the instructions as to the intent necessary to constitute “simple kidnaping.” Of course I do not suggest that an appellate court should hesitate to reverse for prejudicial error merely because it was not pointed out by counsel, but I think that the error as to the intent necessary to constitute “simple kidnaping” appears,
We are not confronted with a situation in which there is evidence that defendant led a child too young to be capable of consent away from danger or to its home for proper motives, and the majority’s importation into its discussion of hypothetical examples of persons who do such acts for commendable purposes confuses the issue. Defendant does not suggest that in leading the baby about he had any proper purpose or even that he acted out of drunken but innocent fondness for children. His own testimony (not set out by the majority but summarized here in the footnote) ,
In appraising this claim we must remember that the jury, properly instructed on the subject, impliedly found that at about 5 -.15 p. m. defendant was not so intoxicated as to be unable to form the specific intent required to support a conviction of violation of section 288 of the Penal Code. (Majority opinion, ante, p. 764.) The majority do not suggest, and I cannot conceive, that on the record in this case and in view of the just mentioned implied finding, the jury, had they been differently instructed, might have further found that at about 4 p.m., when defendant (not accompanied by his "casual acquaintance") was seen leading the child down an alley, he was so intoxicated that he did not have the intent to lead the boy.
Even if the jury did find that defendant had not yet formed the intent to violate section 288 at the time he led the child down the alley (see majority opinion, ante, p. 768), in my opinion they properly convicted him of kidnaping under instructions which adequately covered any reasonable interpretation of the evidence. I think that a defendant who knowingly takes a child, too young to consent to this guidance of his direction, from the place where defendant found him, for a purpose unknown to defendant (certainly such a taking is not to benefit the child), is guilty of kidnaping
Under the circumstances shown in evidence the jury were correctly instructed that “any specific intent or purpose, as distinguished from ordinary criminal intent,” was not an essential element of the kidnaping. Penal Code, section 22, provides that “whenever the actual existence of any particular purpose, motive, or intent is a necessary element to constitute any particular species or degree of crime, the jury may take into consideration the fact that the accused was intoxicated at the time, in determining the purpose, motive, or intent with which he committed the act,” but it also specifies that “No act committed by a person while in a state of voluntary intoxication is less criminal by reason of his having been in such condition.” The jurors here were told that “The intent to do the forbidden thing constitutes the criminal intent.” The “forbidden thing” was the removal of the child against his will for no proper purpose; defendant had that intent, and a nefarious purpose apart from the simple intention to take the child was not required. By the very language of section 22 the simple kidnaping of this little boy was no less criminal by reason of defendant’s intoxication.
In some of the hypothetical cases suggested by the majority it might be proper to give instructions which point out that removal of a person against his will for a proper purpose is not kidnaping, but this case is not a suitable vehicle for developing the law in that regard.
I am impelled to conclude that this is a ease which should not, and would not normally, result in a reversal of the judgment on either the 288 or the kidnaping count. I do not wish to discuss the psychology of justice but in analyzing a declared conclusion which is not substantially supported by the arguments or facts recited, the potentialities of some unrecognized influence on the decisional process cannot be ignored. In this connection the strongly asserted convictions of some of the justices as shown in the following quotations may be relevant:
1. From People v. Hyde (1958), supra, 51 Cal.2d 152, 153-154 [331 P.2d 42] : “The public defender represented defend
“The [supreme] court ordered a hearing on its own motion in this case to consider the question of the appointment of counsel on appeal for an indigent defendant who has been convicted of a crime.
“It is our opinion that appellate courts, upon application of an indigent defendant who has been convicted of a crime, should either (1) appoint an attorney to represent him on appeal or (2) make an independent investigation of the record and determine whether it would be of advantage to the defendant or helpful to the appellate court to have counsel appointed. This investigation should be made solely by the justices of the appellate courts. After such investigation, appellate courts should appoint counsel if in their opinion it would be helpful to the defendant or the court, and should deny the appointment of counsel only if in their judgment such appointment would be of no value to either the defendant or the court.”
2. The above quoted holding apparently settled the law governing the practice by the District Court of Appeal insofar as any aspect of that practice could conceivably constitute a procedure subject to the jurisdiction of this court. However, only a little more than two years later, in People v. Brown (1960), ante, pp. 64, 69-70 [9 Cal.Rptr. 836, 357 P.2d 1072], it appears that three justices of this court joined in the following concurring opinion: “I concur in the judgment. It is my oninion, however, that the holding in People v. Hyde . . . should he expanded to require the appointment of counsel on apueal for all indigent defendants convicted of felonies.
“The question calls for resolution even though we appointed
3. See also the second concurring opinion in the Brown case, beginning on page 75, ante; the dissent in People v. Gulliclt (1961), ante, p. 544 [11 Cal.Rptr. 566, 360 P.2d 62]; and People v. Vigil (1961), 189 Cal.App.2d --- [11 Cal. Rptr. 319].
If there is a “countervailing practice of this court to . . . grant a hearing, even on its own motion, whenever there has been no appointment of counsel” in the District Court of Appeal, then indeed there should be an end to such “wasteful procedure”; and in no event should the disposition of a cause here on the merits be affected by disaffection of any justice for the intra curiam procedures, as such, of the appellate courts. We are, of course, concerned that there be no denial of due process or of equal protection of the law, and that no remediable miscarriage of justice be countenanced. But our interest is in the cause on its merits; and the mere fact that the appellate court did not appoint and pay counsel to prosecute an appeal for an indigent who has been accorded every legal right that the record supports, should not actuate a transfer to this court, much less, reversal of a judgment.
For the reasons above stated, I would affirm both judgments.
McComb, J., concurred.
I recognize that on appeal the defendant is no longer presumed to be innocent. To the contrary, his guilt has been established and every presumption is in favor of the regularity of the proceedings in the trial court. I think, too, that those able justices of the District Court of Appeal who voluntarily undertake the added burden of independently researching the record for possible flaws in the judicial process as it has been applied to indigents, are to be commended for their devotion to the public interest. This devotion is so broad in scope that these justices give the skill and acumen of their seasoned experience to protecting the rights of the indigents, and at the same time to making unnecessary the expenditure of public funds which would ensue from the appointment of counsel, in eases wherein a paid attorney could accomplish nothing which would benefit the defendant, the state or the cause of justice. Those members of the Bar who (literally as amici curiae) likewise unselfishly aid the district courts in this work, are similarly to be commended.
It bears emphasis that the duty assumed by the justices and the volunteer lawyers, is an exacting and onerous one. Under the majority decision in People v. Hyde (1958), 51 Oal.Sd 152, 154 [1] [331 P.2d 42], it is, as I understand the opinion, the unspelled out but implied duty of the reviewing court (in cases wherein an indigent requests and is refused counsel) to examine the entire record (augmenting it if appropriate) to the end of reaching and manifesting a fully informed and confident conclusion that there has been neither a denial of due process nor error which is prejudicial within the compass of People v. Watson (1956), 46 Cal.2d 818, 835-836 [12] [299 P.2d 243]. Only when the record shows such exacting care is it immediately apparent to subsequently petitioned reviewing courts that the quality of justice on appeal for the indigent is of the same standard as for the opulent.
Defendant testified as follows: On the day of the crimes he was hired to distribute handbills. Between about 6 a. m. and 12:30 p. m., while ho covered his route on foot, he drank two large cans of beer (“I believe they are quarts”) and a bottle of ‘‘Thunderbird port.” Prom 12:30 until 1:45 p. m. defendant rode in his employer’s truck which went about picking up the handbill distributors; during this ride he drank another bottle of wine.
Prom 1:45 until about 3:45 he drank beer at a tavern not far from the scene of the subsequent offenses. He went to another tavern. There “I drank a few bottles of beer and I figured I was getting too drunk, and I decided I would take a walk. ... I went out the door and I met a fellow that had a child by his hand.” Defendant said that he did not know the name of this man but was casually acquainted with him; that the man “said he was baby sitting for his aunt or his sister — I don’t know quite exactly which.” (It is to be noted that the baby’s mother testified that she let the child out to play; there is no suggestion that she entrusted him to any baby sitter.) The man told defendant that “he didn’t have any money. ... I said, ‘I can buy a drink.’ I figured it would be a good investment, because there may be sometimes when he would buy me a drink.” Defendant purchased a fifth of Tokay.
“Then he [defendant’s asserted acquaintance] wanted to drink on the street. ... I told him I didn’t want to drink there because I didn’t want to go to jail. ” (The defendant was not that drunk.) Taking the child they went into a pedestrian tunnel but there were too many passersby to permit peaceful drinking. The acquaintance
“The child sat down, and he [the acquaintance] sat down, and I sit next to the gentleman, and we started passing the bottle around. . . . [The] last thing I remember was drinking. The next thing I remember was waking up in the Central Jail. ’ ’
Section 207 of the Penal Code provides in material part that "Every person who forcibly . . . takes . . . any person in this state, and carries him . . . into another part of the same county ... is guilty of kidnaping. ’ ’