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People v. Nicolaus
423 P.2d 787
Cal.
1967
Check Treatment

*1 866 inherently is not an

slaying family, of the members of illogical explanation tragedy. appellate an reweigh It court to is not the function support there when is substantial evidence (People Hillery (1965) v. of the trier of fact. conclusion Cal.Rptr. 30, 382]; 401 P.2d 692, 702-703 Cal.2d (1960) 167, 358 P.2d Robillard Cal.2d 1086].) Neither case a bizarre nor 83 A.L.R.2d what paradoxical justifies appear departure may result some be fundamental Reliance from rule. should not this Wolff emotionally parricide unstable employed to absolve from be supports where evidence guilt murder of first sanity accept issue, “to judgment. we said As Wolff judi creating by thesis be tantamount would guilty by plea of ‘not reason schizo cial a new fiat defense ” arguendo (assuming that it do so were within phrenia. To apparently law and power) would be bad still worse our p. 815.) (61 medicine.” entirety. its I affirm would concurred. McComb,J., 23, 1967.] In Bank. No. 8313. Feb.

[Crim Respondent, PEOPLE, Plaintiff THE ROBERT Appellant. Defendant and NICOLAUS, HENRY *3 Quentin Kopp and Alvin Goldstein, L. H. Jr., ap- under pointment by Supreme Court, Kopp Skinner, & Goldstein, Eisenberg Kopp & Skinner Gilbert Defendant Appellant. Lynch, Attorney General, Maier, Thomas C. Doris H. As- Attorney General, Haws, and Edsel Deputy sistant W. Attor- ney General, Respondent. for Plaintiff Henry BURKE, J. Robert Nicolaus was convicted jury on counts in a of first murder three trifurcated guilt, sanity penalty. the issues of He had killed *4 by shooting times in head. his each several three children of jury The found defendant sane at the time the offenses and imposed'the penalty. a new trial and to death Motions for appeal denied. His

reduce of offenses were (b), us is automatic under section before subdivision Penal Code. daughter had Autopsies gunshot Heidi four revealed had and Donald each three. Heidi wounds; Roberta wife, defendant and his Roberta and Donald daughter Lisa; marriage former common children law to Jean were Lara. May approximately 24, 1964, at A nurse testified brought emergency room of a.m. defendant Hospital at Lake Tahoe for treatment. De- Bart Memorial her, my “I a confession I said to to make. killed fendant bought toys them make He said he three children.” ride, a happy, them for had them climb into the them taken key lost, for a he he had trunk of.the car to look told them toys evidence and other were found and shot them. day a field in Rio Linda about 180 feet homicides roadway. made The statements the nurse were off the by her; any questioning police no officers voluntarily, without made. present the statements were were when September 1960, children, and In defendant’s Roberta Lara, de- living their and Donald, with Jean mother sought legal Defendant former common law wife. fendant’s custody their and then counsel testified advice to secure him felt that Jean ivas trial that defendant advised he im- being raised and that the children were immoral him that proper Counsel informed he would environment. proper a into life and establish home improve his own have to the children could be received. which wife, de- Nicolaus, testified that she met Lisa together during 1961; they six months went about fendant they pick up Roberta and Donald on weekends which would someplace; very fond and take defendant ivas them children; generous was most concerned about with his he subjecting them; mother them he their Jean believed all psychological physical abuse, of which mistreatment considerably; and Lisa decided a upset defendant they married, improve themselves, Lisa would plan; get would money; get job, high school, would save defendant finish custody someday upright obtain they lives would lead September Donald; and Lisa married defendant Roberta years in accordance lived 7, 1961, and for about three drink- Heidi; had been child, plan; had a their steady got job, but, thereafter he heavily ing before *5 part-time did quit also, penuri- he drinking; work but lived spending nothing except ously Lisa, with necessities; for bare eventually they debt and out of were able to save some however, testified, money; she she became dissatisfied with frugal thought they such a existence and should be able to money arguments spend themselves; some on occurred fre- quently May 22, and day over this issue before homicides, going she told defendant was she to leave him. began When left for pack personal defendant work she to her help with her effects, mother, putting them in the car; again mother’s defendant came home about noon, asked leave, expressed to and living her not concern about her with her mother whom he considered immoral and unfit to be closely child, Heidi; in contact with their there was conversa- gun; packed tion defendant’s she had gun about with her placed belongings and her car; mother’s defendant gun found the there and threw it in the trunk car; his own he her her apartment; followed to new told he her he wanted verify going was she to live with her he mother; returned later and and took her Heidi to a restaurant for dinner; he told her savings he had withdrawn his from the and bank, going to enroll at College Sacramento State public and take a speaking someday course because he felt “sway he would bling the crowds and the masses would be trem- morning at feet;” picked his the next he her and Heidi up and went to the Jean and picked up home of Lara Roberta and Donald. pictures He said he wanted to have their taken. He took them for breakfast, to restaurant returned Lisa to her apartment, and then left with the children. p.m. parked Other witnesses testified that at defendant open apartment

car field near some houses left it there. Woodworth, sister, Laurie Lisa’s testified: On the after- May apartment

noon went saying defendant to her he looking Lisa; talked; for he and she drank beer unusual, rambling incoherent; demeanor was always custody he had he said wanted to obtain said, “Well, but this be; children now could never she . . . you may get your children, you not ever two older Heidi;” said, “No, Lisa and I don’t have Heidi ’ ’ anymore. His wife testified that he later the afternoon found her apartment; at her told he had the children her left with happy babysit who was see them and to him mother they Stateline; Lisa and her mother to went while he took friendly during ride defendant Stateline always mother, whereas he been hostile toward Lisa’s her together all previously; he said he wanted them to “work and asked questions; childrenhe cried unusual he save the heaven; going die, and felt he was asked about said he sing hymns; occasionally and her mother to asked Lisa arriving appeared paralyzed; to become Stateline out; sick; and went defendant said he changed they felt clothes lay in where he went to the motel bed returned sleep” following morn- night; “half for the rest of the *6 weak and could ing, May move; defendant felt Lisa hospital a and defendant was taken to called an ambulance registered he made before-related confession the where to nurse. guilt phase gravamen the trial on the was the issue Accordingly, first premeditation and deliberation. prosecution, defendant, defense, a matter of and then the as respect testimony psychiatrists rebuttal, with in introduced capacity reflect and Each of the to defendant’s deliberate. trial had examined defend- psychiatrists who testified cooperative fully and that he was communica- ant and stated they history included a case which tive. Their composite and in indicated: from defendant elicited religious upbringing. young had a strict When Defendant smoke, go girls. joined the drink or out with He air he did not junior finishing year college. At one this time after force his he and Marxism and changed; embraced atheism attitudes experience began and chase women. One homosexual to drink receiving discharge an undesirable ultimately in his resulted got air he returned When he out of the force from service. Nazism, Hitler, college, interested admired became speeches him, like and collected books himself considered wear armbands wife and children him. He wanted his about could talk about how he on them. He would swastikas with people. and feed thousands of bread walk on water break psychiatric of the Sacramento in the unit hospitalized He was wife commonlaw County Hospital in 1956 at behest trying baby. kill reportedly him of had accused who gradu- yelled He that he was Frankenstein. had Defendant receiving College State ated from Sacramento into a He entered and social sciences. psychology bearing Lara, Roberta relationship with Jean common law relationship kept mother terminated and Donald. The the children. Defendant was concerned about this because he unfit gone considered mother to raise She had them. to live had an ex-convict molested of her with who two children, and happen might he feared that it to his own children and that they grow up to delinquents; would be his former common frustrating law wife was forever his desires to visit and be the children. with When to leave him plan Lisa decided defendant felt his

securing thought had failed; his children he he would never able to save his children from be their environments which he intolerable; all his considered earlier efforts wasted. He began drinking—this May was on drank 22—and so much morning that he became ill—he was still ill the of the homi- bring He decided would cides. he the children ato state of happiness and kill extreme them. At the time of killings, he asked the children climb into the trunk of his car and key had find a that he told them he there. lost He decided he kill in the order in wanted to them which were born, so according trunk he them climb into the to their ages, and strength them, emptying his last bit of he shot gun expression and as a second time to make sure last of his ulti- pain just He said felt no limp. mate love. went parked open Then he drove home. He the car field dripping because he noticed blood from trunk. He noticed changed them. on his clothes blood respective expressed psychiatrists In summary, the conflict- ing opinions capacity premedi- on the issue *7 killing the tate of his children: George O’Brien, psychiatrist by defense, Dr. called the opinion suffering that in his defendant

testified was from a paranoic schizophrenic type prevented of reaction the which premeditating him from when he killed the children that in (cid:127) opinion anyone his was psychotic; who followed Hitler that intentionally anyone shoots his children in who the head provocation legally necessarily insane and without unable premeditate deliberate; and that the defendant’s “affect” inappropriate—he happy and was and cheerful denied was wrong in having anything killing the children. done Dr. opinion the defendant was delusional and ’Brien was of the persecution killings had ideas and at the time had auditory and hallucinations. visual psychiatrist, Galioni, Dr. the second defense testified Elmer impairment opinion had a that his defendant mental ability although destroy did not his to deliberate or that it ability plan his his the actions terms of interfere with impair . . objectives he reach did . which wanted to “[i]t impact ability upon these to evaluate the actions ... his . . . . . . not objects his was able to the actions [H]e [i.e., killing impact that this the would assess the children] upon upon children, of the children and mothers that at time fully himself.” Galioni believed upon Doctor an shooting the felt that “this was extreme defendant anger, . . act of and that he felt . rather than an act of love saving children from the his environment that he would be ’’ fighting his he all own life. that has been psychiatrist, Mitchell, third defense testified Dr. John appeared an “to have committed that act which defendant impulsive unplanned in the act. While depression was more nature impaired insane, his legally his mind was point hangover his to the where and intoxication point he saw impaired. At no other alternative solu- tion, acted the conviction that the children were and he their ... living than mothers. better dead I believe off mentally impaired emotionally disturbed or to the he was impairment point it acted as severe his think- ing.” prosecution rebuttal, Rapaport, Dr. called testified premeditated opinion killing

that in his before thought going do, he over children in that what he was cons,” pros and how he “the should do He was it. doing. aware of what he was He emo- conscious and mentally tionally ill did not unstable but not have hallu- (apparently killings). the time of the cinations or delusions killings laboring “he under the When he committed pressure fact had now all that he lost of his children their . . . feared their environment with mother e[h] ’' might up like grow would become he prostitutes; [her] “just completely lost, gone, that his dreams were felt just And plans gone. he felt that this was the end.” His were feeling plan leaving him and his that his life had wife’s cause decision kill the failed of his children but impair ability rationally did to make that decision carry it further after out. doctor testified deliberation and that was that defendant loved his children it planned finally “thinking that what to do was the best recognized . . . e the evilness of the act for itself, children. [H] felt that the fact was best for them ’ ’ overcamethe evil. *8 by that Peschau, People, also called testified John Dr. premeditated opinion killing before the chil- excessively; fact, he he considered what dren. In deliberated thing was, believed, what as a for the children he the best right killings had a to do. At the time parent, he thinking “clouded,” and he “wasn’t func- was topnoteh quality” because he been drunk tioning at further that night Dr. Peschau testified defendant was before. did suffering problems, from emotional that he not consider personality was not defendant’s abnormal and whether or was directed towards consideration his “examination if psychotic, psychotic, not he was whether or insane. personality And consider whether not his I did not or major mildly way.” in a abnormal or abnormal Like Dr. Rapaport, Doctor Peschau concluded defendant “had doing come to conclusion that what he was was the best thing children, to save them from what for the he described as And with hell life. that conclusion he was comforted and compulsion go able under the influence carry out so that he wouldn’t have think any about it And more. ’’ so he did. prosecution produced

The made a motion that the evidence guilt on the sanity phase. issue of be admitted unopposed granted. motion was addition, In Doctors Peschau Mitchell, psychiatrists called People, testified that defendant was aware of the quality nature and of his acts and knew the difference right and wrong between he when killed the children. lay Three witnesses called the defense testified that in opinion their They defendant was insane. based their conclu- sions on his behavior which considered irrational. He frequently made he statements; irrational would say he was perform like God; that he could miracles and control the

world; devoutly he believed way Nazism a life, as some- abnormally times he reacted violently commonplace everyone occurrences; against believed him; he felt his trying mother-in-law was up to break his marriage and made May violent threats to her. On and 23 unusually he remote; calm and he talked about conquering the world; money. was lavish with his trip On the cried, Stateline he begged forgiveness, asked wife and sing mother-in-law to religious hymns. He could he was eat; clammy, cold and perspiring. that: contends Defendant *9 verdicts of murder to sustain is insufficient 1. The evidence second, degree. than the first, the rather in prejudicial error its instructions court committed 2. The M’Naughton rule. upon the based expert psychiatric prosecution’s foundation 3. The prejudicial inadequate its admission was and evidence error. by Do- Rapaport was barred testimony of Dr. 4. The Cal.Rptr. Dorado, 169, 338 62 Cal.2d v. (People [42 rado rule excluded, by sponte, sua have been and should 361]) 398 P.2d the court. the murdered photographs of prejudicial of effect 5. The reception probative value their outweighed their children error. into evidence was expressing prejudicial error prosecutor 6. The committed during argument. opinions personal prosecutor to cross- prejudicial error for the 7. It expert the witness’ belief psychiatric defendant’s examine argu- during improperly comment thereon" in God ment. prejudicial error bar cross-examination 8. of Dr. It was sanity. Rapaport on issue of prospective jurors deprived voir dire examination 9. The jurors impartial trial, fair and because a ‘ ’’ ‘death-qualified. expressed “doubt,” having the issue of 10. The court pursuant present sanity tried should been Penal section 1368. Code aid of

11. was denied the effective counsel. Defendant record discloses that defendant was A of the entire review trial, impartial no substan- a fair and there was accorded by plea guilty reason of error on the issue tial supports adequately insanity, and that the evidence sanity. jury’s as to verdict However, contention, the defendant’s first that the evi

1. first, murder insufficient sustain verdicts of dence is presents second, degree, problem. a difficult than the rather recognize every presump relevant and tenable We indulged sustaining judgment in favor of tion is to be People Wolf, as in the v. court; case 271, 959], 795, Cal.Rptr. 819 394 P.2d “when a 61 Cal.2d [40 (Pen. appears Code, 1181, 6) subd. we do not proper case § modify to murder of the second hesitate to

877 affirm it as modified.” Defendant’s defense was ‘‘ responsibility,” accurately desig diminished more that of (see People capacity” Anderson, “diminished nated as Cal.Rptr. 351, 763, 406 P.2d 43]), in that Cal.2d impairment prevented him acting mental from with delibera premeditation. support In tion and produced expert of this defense he nonexpert testimony. respect With in People Henderson, court this defense the stated pages 490-491 677]: longer “It can no be doubted defense of mental amounting legal illness insanity is ‘significant issue’ any case which it raised substantial evidence. Its purpose and effect are to ameliorate the law governing crimi- prescribed nal responsibility M’Naughton (See rule. McIntyre, Mentally Lindman & Disabled the Law (1961) 355-356.) Under that rule a defendant is not insane in *10 eyes if of the law at the time of the crime knew what doing wrong. he was and that it was Under the Wells-Gorshen rule [capacity] though of diminished even a defendant be legally according M’Naughton sane to the test, if he was suffering prevented from a mental acting illness that his with aforethought premeditation malice or and deliberation, degree. he cannot be convicted of murder of the first This policy firmly (Peo- is now established in the law of California ple Gorshen, 51 492]; People v. 716 Cal.2d P.2d v. [336 550, Baker, Sanchez, ; People 42 Cal.2d 569-571 . P.2d . . v. [268 705] 522, People 35 ; Cal.2d 526-529 . P.2d . . v. 9] Wells, ; 330 Harris, 33 Cal.2d v. 53] Cal. 678, 683-684). ...” said premeditation What was with reference to People Wolff, supra, v. pertinent is here: “Certainly in the case now bench the defendant had

ample any person time normal maturely appreci- to and atively upon contemplated Ms reflect act and to arrive at a cold, premeditated and deliberated conclusion. He did this in apparently a capable. to full sense—and extent of which he was this defendant was indisputably record, But, on the fully mentally mature, and not a normal or person. well right He and wrong; knew the difference between he knew wrong act intended and nevertheless carried it it understanding, upon But the extent of his out. reflection consequences, enormity its with realization of the of the evil, materially—as appears apprais- been relevant to depravity—vague turpitude moral ing quantum of his analysis [People Holt think that our We and detached. 21)] minimum essential (153 P.2d Holt, 25 Cal.2d respect especially in degree murder, first elements of quantum reflection, turpitude comprehension, and Legis- by the precisely that the use offender, this case: fits conjunc- premeditated’ in deliberate, and ‘wilful, lature of element of require as an essential intent indicates its tion substantially more (of category) first reflection; murder comprehension of the understanding and i.e., more thought neces- mere amount of than the character the act ’’ kill. sary to form the intention again all of the evi necessary to set forth It is not and at mind before bearing upon defendant’s state of dence Although found to be killing his children. time of the legally sane, testimony estab nonexpert expert both the person a normal was not conclusively that defendant lished emotionally. mentally or either opinion defendant expressed Rapaport Doctor case notably from the However, absent mentally ill. opinion was are upon based by him which history related and abnormal previous bizarre defendant’s any references to upon by the relied histories given in detail conduct court-appointed. of whom were psychiatrists, two defense only is not actions abnormal testimony as to these Their by the evi- is substantiated in the record but uncontradicted witnesses. of other dence psychiatrists prosecution were of the view that Both premeditate did deliberate and kill- could expressed opinion as to the extent of ings, neither maturely meaningfully ability reflect contemplated People Wolff, act. In gravity quite 795, 818, it clear that the defend- supra, 61 Cal.2d ability kill a limited extent the intent to and to ant had the *11 concluding that court, in the This premeditate. degree murder, first to second stressed reduced from should be degree depends controlling as not alone on issue that the killing quantum on the the but also the character personal turpitude of the actor. in ease and the law as stated Upon facts of the instant the supra, 795, satisfied that the Wolff, 61 we are

People Cal.2d v. finding support that the murders were of fails to evidence amply conviction of second sustains it the first degree murder.

879 2. Defendant contends California version of the M’Naughton deprived him fair rule of a trial the issue of urges adopt this sanity, court the Durham rule (Durham States, App.D.C. 94 United 228 F.2d 862, v. [214 1430].) However, recently 45 875, A.L.R.2d as as in 795, People Wolff, supra, v. 61 803, Cal.2d this court said: repeatedly M’Naugh in years, “As we have stated recent (of course, applied as in ton test evolved the California integral part ‘an rule) legislative has of the become scheme appraisal responsibility of criminal in California and ’ ’’ change Legislature. any come therein should from expert in 3. Defendant claims error the admission of the testimony prosecution Rapaport witness Doctor because single testimony was such augmentation by acquainted interview based without supplemental persons interviews with other defendant,

with the or other outside data. Doctor Rapaport’s approximately with defendant was interview training hours in duration and the doctor’s experi three psychiatry In People ence Delhanti, the field extensive. v. 1066], physicians 163 461 P. Cal. one [125 days who testified had observed defendant for an hour six prior to held trial. This was sufficient. Furthermore, although issue, we have considered the foundation is note objection worthy ground that no on the of insufficient founda interposed by trial, ohjection tion appeal. need not be considered for first time on 4. Defendant contends that the Rapa- of Doctor port by barred (People the Dorado Dorado, supra, rule v. 338) 62 Cal.2d and should have been excluded, sponte, sua by objection similar court.1 A was raised in the recent case Spencer, 400, Cal.Rptr. In re 63 Cal.2d 412-413 753, [46 406 33], presence P.2d in which we held that “the of counsel at psychiatric constitutionally is not required examination so long safeguards as certain are afforded to defendant. . . . submitting to an examination “Before court- appointed psychiatrists represented a defendant must be knowingly intelligently counsel or right. have waived that Defendant’s counsel must bo informed as to the began Illinois, instant Escobedo 1The ease after v. 378 U.S. 977, 1758], 84 478 L.Ed.2d S.Ct. was decided but before the decision Arizona, 694, in Miranda v. 384 436 was rendered U.S. L.Ed.2d 1602, 974], People 10 S.Ct. A.L.R.3d The rules Escobedo and v. 338, Dorado, supra, 62 but not Miranda those are therefore applicable (Johnson Jersey, here U.S. New 719 [16 L.Ed.2d 1772]; Hollins, ante, p. S.Ct. 681 [56 221]). *12 psychiatrists. (See v. Price such appointment of (46 Cal.Rptr. 775, 406 p. 370 Cal.2d 370 (1965) ante, submitting an examination, a If, after 55)].) specifically place his mental into not condition does defendant psychiatrist court-appointed guilt trial, then the at issue the guilt testify trial. If permitted to at the not should be specifically place his into mental condition defendant does court-appointed psychiatrist guilt then trial, issue at testify guilt trial, permitted court should be testimony jurors psychiatrist’s as that the instruct the should to defendant’s regarded incriminating should not be statements by such truth facts disclosed proof of the of the as only may for considered that such evidence be statements and showing which purpose the information limited of ’’ opinion. psychiatrist based Spencer are related in considerations but the Other above adequate present purposes. reference is The trial required jury by Spencer, did instruct the as court regarding accordingly, defendant’s contention error in admit Rapaport’s testimony is ting However, correct. Doctor under present here, Spencer, inas such error does the circumstances Substantially compel history, reversal. the same a back information, concerning killing ground sup and details Rapaport, by plied by to Doctor and testified to defendant by experts doctor, supplied to the medical and, and testified to in his called him own defense there prejudiced have fore, cannot be deemed to defendant. Photographs 5. of the dead children were introduced objection. They evidence, inordinately without were not prejudicial urges that gruesome. Defendant now their effect probative permit outweighed their value it was error to nothing evidentiary admission; that there was their value photographs in the not been testified to carefully trial autopsy surgeon. The court considered each rejecting admitting some and others. It is photograph, province th^ prejudice to determine the issue of the court admission of such evidence there was no abuse of photographic material, evidence was discretion shown. justice miscarriage of its resulted from admission dur- no guilt phase trial. ing injected unjustified prosecutor claims the 6. Defendant argument jury personal into his to the calculated remarks testimony. demean the character Doctor O’Brien’s For respect proper find it hard to example: “I for Doctor thinking am O’Brien”; “Ever since I heard I my something He changing from Sullivan to else. name any my you I’ll relatives, that.” remind me of tell didn’t argument personalities improper. type based Such prosecu However, that the of the record discloses review *13 objective analysis arguments of directed to his own tor’s personal Counsel the evidence not views. objection remarks, which could trial made no to the at timely proper instructions; by admonition or been corrected they therefore, considered, not for the first time on need be (People Wein, 383, 457]; 395 appeal. v. P.2d 50 Cal.2d [326 People Brice, People 49 v. 434, 961]; 437 P.2d v. Cal.2d [317 Cal.Rptr. 399].) Cal.App.2d 622 Romano, 197 [17 7. A similar reference Doctor O’Brien’s answer prosecutor’s you to the question, “Do God, believe in Doc stating, tor?” doctor “I think it’s irrelevant.” is con prejudicial tended here to constitute further misconduct. The prosecutor, argument in his jury, to the distorted this answer by following statement: “Dr. O’Brien who thinks it’s irrelevant that he took oath before to tell the truth. God He thinks it’s objection irrelevant.” by There was no trial questions counsel to the asked Dr. 0 ’Brien this nature and their total effect gravity is not of sufficient in the context of this case to constitute reversible error. During guilt phase 8. of the trial Doctor Rapaport asked evil, defense counsel: “But if he believed that it was not to that appreciate extent he didn’t the distinction right between wrong, did he?” The doctor stated, “Well, I don’t you know get whether want to into the issue of—” Here question interposed the court statement, “We do not. The improper.” The trial court During was correct. guilt phase the limit of the trial the trial court properly should the medical to the issue of capacity mental degree. commit murder in the first Such rule is stated in People Wells, supra, 330, v. 33 page Cal.2d “Evidence 351: legal insanity which tends show (likewise, sanity) is not stage admissible at the first perti of the trial because it is not any being nent to litigated; competent issue evidence, then proof sanity insanity, other than or which tends to show (then presumed) legally a sane defendant either or did possess required specific not in fact or did intent motive ’’ (Pen. 1026; People Code, is admissible. also v. Hender see § son, supra, People Gorshen, 482; supra, Cal.2d v. 51 Cal.2d 60 716.) Rapaport that Dr. was not court The circumstance

882 sanity phase, to be cross-examined at mony having time of testi- phase, such a been admitted on motion for procedural lapse prosecution, but to the rather attributable to the defense. 9. Defendant contends that the voir examination dire prospective jurors brain-washing a technique, constituted court, “death-qualified”

sanctioned select a jury, impartial a fair denied defendant trial. Over pages interrogation jurors 20 are to demon recited purported overemphasis placed upon strate the freedom of jurors impose penalty. the selected the death recognizes repeatedly court Defense counsel this has right prospective prosecutor held a has ascertain from jurors opinions entertain whether or conscientious against capital citing punishment, 8, section subdivision People Mitchell, 353 Code; v. 61 Cal.2d Cal. the Penal [38 People Rptr. 726, 526]; Spencer, 60 64 392 P.2d v. Cal.2d People Ketchel, Cal.Rptr. 782, ; 383 P.2d 134] [31 Pike, Cal.Rptr. 538, ; 381 P.2d 58 Cal. 394] contends, 2d Defendant 656]. overruled, complaining, be however, that cases these should jury death-qualified jury not constitute effect, that a does questions guilt-innocence answer peers; that cannot one’s *14 favorably defendant; impartial it cannot as to that be the punishment conviction; of in the event of the nature that pattern of jury room a attitudes charac- does not take into the jury community large; that such a is au- of the at teristic disposed to not humanitarianism. thoritarian in nature and only for reasons untenable, the stated Such contentions are juror one foregoing eases, specifically, in were even the imposition of the death opposed to policy to committed a justice in murder of rendition penalty proper in a case subject, could on the presently our statutes defined in cases, as falls within change in such law Any be nullified. fundamental legislative domain. entry for at the time defend In the trial court 10. requested a continu one-week plea public defender ant’s report.” awaiting The one medical court ance inquired I am “because yet appointed and stated any psychiatrist been if adding, “It psychiatrists, guided by such that would be problem.’’ From such case—quite a very in this questionable sanity that a contends italicized statement counsel should pursuant to at time section 1368 have ordered been during provides any that “If time the Penal Code which pendency prior of an action and a doubt sanity arises as to the defendant, the court must order question sanity as to to be determined a trial court jury, jury. (Italics without a or a added.) ...” In the instant case the court had also asked the question, you got enough your reports “Have in for express me to a ’’ present sanity query places doubt—as ? Such the case directly application under the Ashley, 59 Cal.2d page court which the stated at Cal.Rptr. 16, “Certainly judge, particularly 379 P.2d : in a 496] case penalty may where the death imposed, legal be has right expert to seek assistance to inform him toas mental condition required express of the defendant before he is whether he has the ‘doubt’ as to that condition as term is used Accordingly, section 1368.” no error is involved because of the court’s remark. charges

11. Defendant’s that at the trial level he was denied the effective aid He counsel. indicates 12 instances of the purported ineptitude trial counsel’s now viewed in retrospect. regard In this remarks of the trial helpful. court are referring stated, court point defense counsel during at a the trial when the absence of a witness necessitated a continu- ance: “Mr. McDonnell, you great I have known for a many years, private as prosecutor, as a counselor and public as a you my defender, complete confidence. You have everything possible done justify years confidence you have been before your the bar. I have confidence in ap- proach you working to this I diligently case. know are as as you can, you working and I am sure are the interests of this Your experi- defendant. conduct of the case is based on going twenty years. you apologize. ence back some So need incidentally.” I record, (Italics state that added.) The record indicates that defendant did receive the effec important guilt tive aid counsel. The sole defense on the capacity was that of diminished issue introduced a and defense counsel considerable amount directed argument subject. this issue delivered extensive on the In principal upon by defendant, People Ibarra, case relied Cal.Rptr. 863, 847], 464-465 386 P.2d deprived of a rule of law defendant of a counsel’s unawareness *15 crucial defense was omitted crucial defense. No counsel the instant case. reducing degree judgment modified The is degree and, modified, as so is to murder of the second crimes affirmed. The cause remanded to the trial court with direc- judgment arraign pronounce tions to on defendant foregoing ruling. with the accordance J., Peters, Tobriner,

Traynor, J., J., C. J., Sullivan, concurred.

MOSK, J.I dissent. substantially legal problems This ease involves the same as p. Peoples. (1967) ante, Cal.Rptr. 625, Goedecke 777, and I reach the my therefore same conclusion as ante, p. Goedecke, 862. dissent (1964) Unlike 61 Cal.2d 795 [40 Wolff 959], in which 394 P.2d the mental condition of the indisputably shown, sharp (as defendant was here there awas con- expert testimony. guilt phase flict in In distin- guished penalty sanity phases) psychia- from the three strongly supported theory trists diminished hand, Rapaport Pesehau, Dr. and Dr. capacity; on other prosecution, found defendant able form for the required to the intent murder. for first following appear Rapaport’s in Dr. conclusions testi- The mony: capacity premeditate to defendant “had mental killings”; he prior to the actual was “aware of the deliberate planned do”; consequences of what he nature and conclusion”; and to form a and to deliberate “able to reason ‘‘ distorted, in the that it was clouded sense mind was his things which should not been blotted out or that were “judgment clouded to extent out”; was not his blotted ability form a conclusion or interfered with his that it deliberate”; “I think he don’t “he did judgment”; fact, mentally ill”; “not impulse”; he was irresistible had an disintegrated”; “he still be not to personality his “I found feelings perhaps a little personality”; “his his retained But average not to .... than the by emotion colored more wrongfulness of realized the illness”; “He of mental extent it, society looks at way according doing, he was what recognized the written”; “He way are according laws enormity the deed.” testimony of Dr. from are following quotations do going what he deliberated “had Pesehau: thing best whether trying to decide extent, great a children”; alcohol “the rights to do to his according clouded had night before consumed

885 ability to his somewhat, not to the extent interfere with but ability prevented being his from premeditate”; the alcohol carrying “top-notch quality, on”; but it still be normal would enough depression, however, “He did to interfere not ability function”; thoroughly “he had with his considered necessary do and what he had to what for the welfare “ability children”; meaningfully he had his reflect on everything did”; impairment point his he “not to the making impossible decide”; toxicity for him to his alcoholic functioning] appreciably”; “would not interfere with [his suffering problems. They “Mr. Nicolaus from emotional are problems emotional at the neurotic level and do interfere ability function, his do interfere with his ability adjust”; recognition had he and a realization of enormity contemplated of the evil of doing the act children; already connection with “He had considered quality pro long and con for a time before, and so he then carry carefully able to out thought what he out and designed what he had himself do. He did then that and depressed later became and remorseful over what he had done”; capable thinking “He was about changing it and opinion point up pulled until trigger.” where divergent weighing In conclusions of the five experts, adopted premises jury apparently the port Rapa Doctors foregoing excerpts and Peschau. from their testi mony adequate evidentiary support indicate for the verdict. Goedeche, this, is a tragedy, While like bizarre that circum appellate justify stance alone does court substituting its evidence for that of the view the trier of (People fact. Hillery (1965) 692, 62 v. 702-703 [44 382]; (1960) P.2d Robillard 55 Cal.2d 88, 93 Cal.Rptr. 167, P.2d 295, 1086].) 83 A.L.R.2d As said Berenyi Immigration Justice Stewart (1967) Service U.S. 630 L.Ed.2d 666], 87 S.Ct. an appellate “possesses empirical expertise no tribunal against to set careful reasonable conclusions of lower purely courts on factual issues.” judgment.

I would affirm

McComb, J., concurred.

MEMORANDUM CASE 491] Ang. 2, 1966.] In F. No. 21871. Bank. [S. YAROVIKOFF, of KOSMA S. Deceased. SERA Estate *17 al., Respond PHIMA S. BACHTINA et Claimants Objector CALIFORNIA, Appel OF ents, v. STATE lant. Lynch, Attorney General, C. Elizabeth Miller Thomas Deputy Attorneys

Ralph General, Objector Scott, W. Appellant. Dreyfus

Garry, & McTernan and Francis J. McTernan for Respondents. Claimants TOBRINER, J.This case raises the same issue as that Larkin, p.

posed ante, Estate controlled our and is decision that case.1 473] Accordingly, we affirm the of the trial court entered Attorney distinguish present by noting 1The General seeks to ease ¡Republic here involved are residents of the that the beneficiaries Armenian in Larlcin the U.S.S.B. He contends that the record insufficient finding reciprocity Bepublic support a with the Armenian because the from, text of Article which was introduced that case was taken B.S.F.S.B. code of the Attorney experts record refutes the General’s contention. All of Larlcin, including expert whose was received called Attorney General, Bepublies stated that the codes of all of the incorporate the Soviet provisions (See Gsovski, 8. also 1 of Article Soviet Civil (1948) 354; Ginsburgs, by Foreigners Inheritance Law Under Soviet Law (1965) 16, 21.) 51 Iowa L.Rev.

(886 )

Case Details

Case Name: People v. Nicolaus
Court Name: California Supreme Court
Date Published: Feb 23, 1967
Citation: 423 P.2d 787
Docket Number: Crim. No. 8313
Court Abbreviation: Cal.
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