THE PEOPLE, Plaintiff and Respondent, v. HA VAN NGUYEN, Defendant and Appellant.
No. G004315
Fourth Dist., Div. Three.
Aug. 29, 1988.
204 Cal. App. 3d 181
Roberta K. Thyfault, under appointment by the Court of Appeal, for Defendant and Appellant.
John K. Van de Kamp, Attorney General, Steve White, Chief Assistant Attorney General, Jay M. Bloom, Holly D. Wilkens, and Peter Quon, Jr., Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
CROSBY, J.-Ha Van Nguyen was convicted by jury of robbery in one incident and attempted murder, robbery, and assault with a deadly weapon
I
On September 14, 1984, Nguyen and two accomplices, one of whom was armed with a gun, robbed a store clerk in Orange County. The trio took cash from the register and employees’ purses.
Nguyen committed a robbery in Los Angeles County two months later. He was apprehended for this offense, but released on bail pending trial.
On March 2, 1985, Nguyen and an accomplice, both armed, entered a Santa Ana market. The confederate escorted the clerk into a rear bathroom, took money and a passport from his pockets, and forced him to lie face down on the floor. Nguyen remained in the front and opened the cash register. The victim heard Nguyen shout a Vietnamese battle phrase used when “someone was to kill or be killed.” Nguyen‘s crime partner then kicked the clerk in the ribs and shot him in the back, fortunately not fatally.
In the meantime, the clerk‘s wife entered the market and saw Nguyen removing money from the register; his gun was on the counter. She screamed, and Nguyen attempted to pull her inside. She broke free, however, and ran for help. As she looked back, a car with several men inside was pulling away. One pointed a gun and threatened to kill her.
Nguyen was taken into custody on March 27, 1985, and convicted of the Los Angeles County robbery the following week. He was tried for the Orange County episodes in 1986. No physical evidence tied him to either robbery, and his defense centered on attacking the reliability of the eyewitness identifications and establishing alibis. Nguyen did not testify. Friends placed him elsewhere during both incidents; but they were heavily impeached on times, places, and personal bias.
II
Nguyen first challenges the denial of his motion to exclude evidence of the Los Angeles County robbery conviction for impeachment purposes, contending the failure of the judge to indicate on the record that he specifically considered the four factors outlined in People v. Beagle (1972) 6 Cal.3d 441 [99 Cal.Rptr. 313, 492 P.2d 1] precludes meaningful appellate review.2 There is no such duty in the usual case, however. (People v. Payne (1988) 202 Cal.App.3d 933 [249 Cal.Rptr. 67].)
In arguing the motion, Nguyen‘s counsel correctly explained
The prosecutor claimed a then recent Court of Appeal opinion, People v. Stewart (1985) 171 Cal.App.3d 59 [215 Cal.Rptr. 716], “makes clear that the old parameters set forth in Beagle are no longer applicable.”4 The court
Despite its brevity, the record here satisfies us the court properly fulfilled its role under Castro and Collins. When a motion to exclude evidence under
We recognize, as did the Supreme Court in Holt, that there may be instances where a mere reference to the weighing process is insufficient. This is not that case, however. Robbery is indisputably a crime of moral turpitude, and prejudice to Nguyen was unavoidable once the jury was advised he had previously been convicted of that offense. The judge‘s task, although difficult, was clear: He had to determine whether Nguyen demonstrated the prejudice of being impeached with a crime identical to two of those charged would outweigh the probative value of the evidence. We are satisfied the judge did what he said he did; and because Nguyen does not attack the ruling on its merits, we have no need to examine the matter further.
III
Nguyen claims the court improperly instructed the jury on the issue of an aider and abettor‘s guilt. Under the circumstances of this case, however, there was no error.
The court read CALJIC No. 3.00, Fourth edition 1984. The pertinent portion then provided, “One who aids and abets is not only guilty of the particular crime that to his knowledge his confederates are contemplating committing, but he is also liable for the natural and reasonable or probable consequences of any act that he knowingly and intentionally aided or encouraged.” This version of the instruction, as well as CALJIC No. 3.01, was formulated in response to People v. Beeman (1984) 35 Cal.3d 547 [199 Cal.Rptr. 60, 674 P.2d 1318].
Standing alone, the instruction does not misstate the law. At worst, it is incomplete and may under some circumstances result in the jury being misinformed regarding the duty to find what is a natural and probable consequence of the planned offense. But instructions should not be viewed in a vacuum. Our Supreme Court recently explained in a similar context that “[t]he compelling implication . . . is that instructions such as those given here are not crucially erroneous, deficient, or misleading on their face, but may become so in particular circumstances. [Citation.] When the issue is not whether erroneous instructions have been cured by argument, but whether the interplay of argument with individually proper instructions produced a distorted meaning, it seems appropriate to evaluate the remarks of both counsel to determine whether the jury received adequate information.” (People v. Brown (1988) 45 Cal.3d 1247, 1256 [248 Cal.Rptr. 817, 756 P.2d 204].)
We need look no further than the prosecutor‘s closing argument to conclude the jury was adequately informed notwithstanding the claimed inadequacies of CALJIC No. 3.00. The deputy district attorney told the jurors in argument to decide whether the attempted murder of the market clerk was a natural and probable consequence of the robbery.6 Moreover, this was not a case where many reasonable persons could have entertained much doubt
IV
Nguyen next argues the court violated
The clarity of these examples has been somewhat obscured by the Supreme Court‘s more recent formulations, however: “If all the offenses were incident to one objective, the defendant may be punished for any one of such offenses but not for more than one.” (People v. Perez (1979) 23 Cal.3d 545, 551 [153 Cal.Rptr. 40, 591 P.2d 63].) If, on the other hand, “the [defendant] entertained multiple criminal objectives which were independent of and
The jury‘s finding discussed in the previous section, that the shooting was a natural and probable consequence of the robbery, determined only that Nguyen was an aider and abettor in the attempted murder. It in no manner foreclosed the trial court‘s conclusion that the act of violence was sufficiently divisible from the robbery to justify multiple punishments. That a shooting may have been foreseeable, or even probable, does not mean it was necessary or useful in effectuating the robbery or that it was committed for that purpose. For example, discharging a gun is likely to attract attention; immobilizing a victim by tying him up is not.
Here, substantial evidence supports the court‘s implied finding of divisibility. While Nguyen remained at the store‘s till, his crime partner took the victim into a back room, relieved him of his valuables, and then forced him to lie on the floor in an obvious attempt to forestall any resistance. Only after the clerk assumed that position did Nguyen‘s accomplice shoot him.
This act constituted an example of gratuitous violence against a helpless and unresisting victim which has traditionally been viewed as not “incidental” to robbery for purposes of
The defense nevertheless argues
People v. Harris (1984) 36 Cal.3d 36 [201 Cal.Rptr. 782, 679 P.2d 433], certiorari denied 469 U.S. 965 [83 L.Ed.2d 301, 105 S.Ct. 365], does contain language supporting Nguyen‘s argument, but it is unpersuasive. There, robbers entered a home, bound the residents, ransacked the premises, and then fatally stabbed the victims. A plurality of the court (Broussard, J., with Bird, C. J., and Reynoso, J., concurring) concluded, without discussion, “To accomplish that objective [robbery], defendant and his companions entered the apartment of the victims, committed the robbery, and murdered the victims to avoid detection. Were this not a case involving special circumstances, the prohibition against double punishment would be clearly applicable.” (Id., at p. 65.)
The quoted passage was both dictum and did not command a majority of the court. It is, consequently, not binding on us. (9 Witkin, Cal. Procedure (3d ed. 1985) Appeal, \u00a7 783, p. 753.) And we disagree with the three justices on the point: It is one thing to commit a criminal act in order to accomplish another;
We have also examined People v. Lowe (1975) 45 Cal.App.3d 792 [119 Cal.Rptr. 699], cited in support of the plurality‘s section 654 discussion in
We simply disagree with Green. There, the victim was accosted by several men as she approached her parked van. They forced her to drive as they rifled her purse and threw her from the vehicle as it sped down the freeway. The defendant was convicted of robbery, kidnapping, and attempted murder. The appellate court found
Arguably, once the victim in Green was in the vehicle, the robbery, insofar as it was based on the taking of the automobile, could be accomplished only by her removal. But the superior court had more than ample reason to find it was unnecessary to subject the victim to that particular peril in the first place: The robbers could have taken her purse and keys and left her in the parking lot. The trial court also had ample grounds to conclude the attempt to murder was not necessary, or even helpful, to the commission of either the robbery or kidnapping. The perpetrators were far more likely to attract attention by the means they selected to separate themselves from the victim.
The offenses in Green were in the same course of conduct only in the sense that they occurred seriatim. We would not overturn a finding that none of them was incidental to any of the others, except, perhaps, the kidnapping and robbery as they related to the theft of her personal property. To the extent Green stands for the proposition that a sentence for assault on a robbery victim to evade apprehension and prosecution may not be imposed along with the sentence for the robbery itself, we cannot agree. (People v. Cardenas, supra, 31 Cal.3d 897.)
The present case more closely resembles People v. Foster (1988) 201 Cal.App.3d 20 [246 Cal.Rptr. 855] and In re Jesse F., supra, 137 Cal.App.3d 164; both support our position. In Foster the defendants were convicted of robbery and false imprisonment and sentenced to consecutive terms for those offenses. The Court of Appeal rejected the claim that
In Jesse F., the victim was robbed and forced to lie on the ground by his car. He got up and attempted to run away, but was brutally assaulted. The appellate panel agreed consecutive sentences for the robbery and attempted murder did not violate section 654: “The fruits of the robbery were theirs and their escape was apparently assured. Their attempt to murder [the victim] as he fled constituted a separate act not necessary to effectuate the robbery. . . . [\u00b6] [Even though] the crime of robbery is not actually complete until the robber ‘has won his way to a place of temporary safety’ . . . it cannot mean every act a robber commits before making his getaway is incidental to the robbery.” (In re Jesse F., supra, 137 Cal.App.3d at p. 171.)
Bluntly stated,
V
Nguyen‘s next contention has merit. The trial court purported to impose consecutive sentences for two firearm use enhancements for the robbery and attempted murder of the clerk under
In Culbreth a bare majority of the Supreme Court determined there could be only one sentence enhancement for use of a firearm where multiple crimes are “all part of a single melee [and] [t]here was but one occasion, one intent, one objective, one indivisible transaction.”11 (17 Cal.3d at p. 335, italics added.) Although the issue has not been the subject of any in-depth analysis that we have discovered, one appellate court has applied the Culbreth rule where both armed and use allegations were the result of a single criminal episode. (People v. Jordan (1984) 155 Cal.App.3d 769, 784 [203 Cal.Rptr. 172].) The assumption that Culbreth controls under this circumstance is consistent with the view that the legislative purpose of a firearm enhancement, whether it be for use or for being armed, is deterrence through the imposition of additional punishment for each separate occasion of the proscribed act. (In re Culbreth, supra, 17 Cal.3d at p. 333.) Accordingly, if the robbery and attempted murder constituted but one “melee,” Nguyen‘s sentence may be enhanced only once, regardless of the dual armed and use findings.
Did the robbery and attempted murder of the clerk constitute but one “melee“? As we noted in Raby, “where a defendant has been convicted of more than one violent felony involving the same victim, courts usually have little difficulty in finding a single occasion of gun use and have imposed but one sentence enhancement. (E.g., People v. Prysock (1982) 127 Cal.App.3d 972 [180 Cal.Rptr. 15]; People v. Ramirez (1979) 93 Cal.App.3d 714 [156 Cal.Rptr. 94].)” (People v. Raby, supra, 179 Cal.App.3d at p. 586.) This is so even though multiple punishments for the underlying offenses are not
People v. Cardenas, supra, 31 Cal.3d 897 is instructive on this point. There, the trial court imposed consecutive sentences for attempted murder and attempted robbery, each enhanced by a finding of firearm use. The robbery sentence was also enhanced with a term for infliction of great bodily injury. A sentence for assault with a deadly weapon was stayed per
The defendant‘s convictions were reversed for evidentiary error, but the Supreme Court discussed sentencing issues to assist the court on retrial. No criticism was made of the imposition of consecutive sentences for the attempted murder and attempted robbery, nor of the consecutive enhancements for great bodily injury and use of a firearm.12 Cardenas did hold, however, in light of the prosecution‘s concession that the offenses were committed in an “indivisible transaction,” only one firearm use enhancement was proper. (31 Cal.3d at p. 913.) A similar result should pertain here.
Although the Attorney General vigorously argues the robbery and attempted murder were not part of a continuous course of conduct for Culbreth purposes, we find no evidence to support his contention. Nguyen was one-half of a robbery duo with apparently assigned functions: He was to clean out the cash register while his cohort ushered the solitary victim from the immediate area and divested him of his personal valuables. The episode obviously falls within the broad rubric of a single melee. Thus, the presence of a gun can result in only one enhanced punishment based on a firearm allegation. The abstract of judgment must be modified accordingly.
VI
The court also erred in imposing sentences on multiple crime-bail-crime enhancements pursuant to
The abstract of judgment is ordered modified to provide only one term of imprisonment per
Scoville, P. J., and Sonenshine, J., concurred.
SCOVILLE, P. J., and SONENSHINE, J.\u2014We concur in the majority opinion but write separately to clarify a possible ambiguity regarding the proper scope of
Here, the attempted murder of the store clerk was too extreme to serve the purpose of escape. And, elimination of a witness is not an objective related to robbery.
A petition for a rehearing was denied September 27, 1988, and the opinion was modified to read as printed above. Appellant‘s petition for review by the Supreme Court was denied November 23, 1988. Mosk, J., was of the opinion that the petition should be granted.
