A St. Clair Circuit Court jury found defendant guilty but mentally ill, MCL 768.36; MSA 28.1059, of criminal sexual conduct in the first degree, MCL 750.520b; MSA 28.788(2), and breaking and entering, MCL 750.110; MSA 28.305. He was sentenced to imprisonment of 20 to 40 years for the criminal sexual conduct conviction and 10 to 15 years for the other conviction.
The only issue disputed by the defendant was his sanity. In his opening statement to the jury, defense counsel conceded that defendant committed the acts alleged, but asked the jury to return a verdict of not guilty by reason of insanity. A motion in limine to submit only the issue of sanity to the jury and a motion for a directed verdict of not guilty by reason of insanity, made at the close of all the evidence, were both denied.
Defendant appealed to the Court of Appeals, arguing that, among other errors, the prosecution failed to present sufficient evidence of sanity. After finding inadmissible for lack of a proper foundation the testimony of police officers on the issue of
The people now appeal, arguing that the police officers’ testimony was admissible, but that evеn without it, the Court of Appeals clearly erred in ruling that there was no evidence to support the findings of sanity. The defendant asks that we affirm the decision of the Court of Appeals.
We hold that, even with the police officers’ testimony, the prosecution failed to present sufficient evidence to convince a rational trier of fact that the defendant was sane at the time he committed the acts alleged. The Court of Appeals decision is affirmed.
Our review of the evidence for sufficiency to support a jury verdict of sanity is governed by the standard announced in
Jackson v Virginia,
According to the testimony, defendant broke through the back door of the victim’s second-floor apartment around 11:30 p.m. on November 20, 1977. The victim, having been awakened by the noise, was standing by the back door when defendant entered. She testified that he immediately struck her face and forced her to the floor while strangling her. Suddenly he stopped, then dragged the victim by her hair across the floor of the kitchen and into her bedroom. There, for the next two and one-half hours, defendant engaged in sexual intercourse with the victim and compelled her to submit to bizarre sexual acts. Throughout the incident, defendant beat her and called her insulting names. Defendant said he could kill her. At one point, defendant wanted her to kiss him. She testified that, disgusted by the blood on her face, defendant took her to the kitchen and gently
Ultimately, defendant fell asleep on the bed. The victim fled her apartment by the front door, locking it behind her, and found refuge in a neighbor’s apartment. The police were called.
Police officers Davis and York arrived first. They kicked in the door to the victim’s apartment. In the bedroom they found defendant asleep in bed, partially covered with a sheet. Pulling back the sheet, the officers saw defendant lying there naked except for the socks he wore. They first handcuffed defendant and then woke him. Defendant reacted like "someone coming out of a deep sleep, sound asleep,” Officer Davis testified. Officer York agreed, saying that "when we woke him up he seemed to be like hе had just woke up out of a real deep sleep. He just wasn’t with it. He was sluggish.” By then, two other police officers, Payne and Kornik, arrived and took defendant to the police station.
The victim and defendant’s wife knew each other in high school and worked together after graduation in 1973. The victim’s contact with defendant had always been brief and strictly incidental to her relationship with defendant’s wife. She last saw defendаnt in 1973.
On the issue of insanity, defendant presented the testimony of his mother, mother-in-law, a chaplain and a psychiatrist. Defendant did not testify. Defendant’s mother described an unusual childrearing. She testified that during her pregnancy with Gary, she suffered an extreme fear of death during childbirth. For the first three or four months after birth, Gary slept on his mother’s breast. For three years thereafter, Gary slept most of the time with his parents. During this time, the mother testifiеd, she fluctuated between extremes
Betty Haunstein, defendant’s mother-in-law, described Gary, whom she saw weekly, as a good father to his two sons and as a good husband until about six months prior to the offense. She said her daughter and son-in-law were buying a home which Gary had extensively remodeled. He worked steadily at a building supply company in Port Huron. Mrs. Haunstein said she never knew Gary to be aggressive or violent. She said he was well-read and frequently discussed current events with her husband.
All of this began to change about six months prior to Gary’s arrest, Mrs. Haunstein testified. She noticed a marked change in his behavior. She said he became sometimes withdrawn and sometimes intentionally aggravating. With a wild look;
During the six-month period prior to Gary’s arrest, his wife asked him to seek counseling. He went to Catholic Social Services, who referred him to a psychiatrist, but he never went.
The Reverend Father James Opferman, chaplain at the hospital where Gary’s wife worked, saw defendant around 5:30 p.m. the night of the offense. Father Opferman said he had met Gary three weeks earliеr, around September 1, 1977, when Gary called him about "working things out better in his life.” At the second meeting, the evening of the offense, Gary had come to talk to his wife, whom he had earlier told to leave the house; she had since moved back in with her parents. Father Opferman said Gary acted more agitated than he had three weeks earlier. On that first meeting, the chaplain testified, Gary talked calmly and quietly. On this second meeting, however, Gary’s eyes were glassy, he shifted his weight from leg to leg, and he made little eye contact.
For expert testimony on defendant’s sanity, defense counsel offered Dr. Emanuel Tanay, who examined defendant for two hours one month after the offense on October 25, 1977, and again on a day during trial. Dr. Tanay also interviewed defendant’s mother the day before the first interview with defendant.
Dr. Tanay testified that, within the meаning of the insanity statute,
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defendant was mentally ill,
For several reasons, the expert said, defendant suffered from mental illness and an impairment of mood and thought processes when the criminal event occurred. Defendant had no memory or recognition of what had happened. The nature of the crime indicated an extreme brutality and sadism of which most people with any form of conscience or restraint are incapable. There was no evidence of negative feelings by the defendant toward the victim. Defendant’s behavior after the offense, in falling asleep on the victim’s bed, indicated poor reality testing; the fact that he was in a deep sleep indicated an unusual state of mind. There was also a history of depression prior to the criminal event.
The expert said that defendant felt that his wife was very good to him, but that he was unable to return the affection. Defendant’s unwillingness to respond with love and affection for his wife and children, said Dr. Tanay, mirrored his mother’s failure to do that for him. Defendant harbored hate feelings toward his mother for her promiscuity. Dr. Tanay was convinced that defendant had suffered criminal abuse as a child. About six months prior to his arrest, defendant essentially raped his wife, Dr. Tanay testified.
To counter the evidence of insanity, the prosecutor offered the testimony of the arresting police
One paragraph of Dr. Revland’s report stated that it was impossible to determiné whether defendant’s memory loss was due to alcohol-rеlated amnesia or to the repression of psychologically painful material. On this point, Dr. Revland said that he was satisfied to hear that none of the witnesses who were in contact with the defendant that evening (the victim, the four police officers, the chaplain, and defendant’s mother-in-law) smelled alcohol on him.
Against this evidence of insanity, the prosecutor posits the testimony of four policemen to sustain the people’s burden of proof. Officer Davis testified that at the time of his arrest, defendant appeared to understand and relate to the officers and did not appear to be out of touch with immediate reality. There was also the following testimony from Officer Davis:
"Mr. Houlahan [prosecuting attorney]: Were there any actions or any demeanor on the part of GaryMurphy which would have led you to believe that he may have been suffering from a mental problem at that time?
* * *
"Mr. Houlahan: Do you understand the question?
"A. Yes, sir, I do. No, sir, there wasn’t.”
On re-cross examinаtion, Officer Davis said he observed defendant for five minutes. In addition, he testified that he did not believe he was qualified to express an opinion on whether defendant was mentally ill.
Officer Payne, who, with Officer Kornik, transported defendant to the police station, was with defendant for 30 minutes. He testified:
”By Mr. Houlahan:
"Q. In your observations of the individual, was there anything he did, his manner or actions or his behavior that would put you on notice that he wаs not of sound mind?
"A None.”
Officer York, who said he was present with defendant "just a short time”, answered "no” when asked whether there was anything about defendant’s behavior which "would put you on notice as to any abnormality”. Similarly, Officer Kornik was asked whether, in his observations of defendant, there was anything about him which would have led to the conclusion that defendant was "suffering from any type of mental disorder”. "Not from the brief contact I had with him”, аnswered Kornik.
A defendant in a criminal proceeding is presumed sane. Once any evidence of insanity is introduced, however, the prosecution bears the burden of establishing defendant’s sanity beyond a
The nature and quantum of rebuttal еvidence of sanity sufficient to present an issue for a jury is to some extent determined by the strength of the case for insanity.
United States v Bass,
490 F2d 846, 851 (CA 5, 1974). Necessarily, the sufficiency of evidence needed to put the question of sanity before a jury will vary from case to case.
Wright v United States,
102 US App DC 36, 39; 250 F2d 4, 7 (1957),
Alto v State,
Substantial еvidence was offered to show defendant’s insanity. The psychiatrist introduced by the defense interviewed defendant and his mother one month after the offense occurred. He concluded that defendant was insane. The psychologist called by the prosecution also concluded that the defendant had been insane. Although his examination
As against such a strong showing of insanity, the testimony of the рolice officers failed to supply evidence which could support a finding of sanity beyond a reasonable doubt. The testimony of lay witnesses may be competent evidence of sanity. It may also rebut expert testimony on the issue. Wright, supra, 102 US App DC 41-42; 250 F2d 9-10; Brock v United States, 387 F2d 254 (CA 5, 1967). At the same time, the prosecution cannot send a case to the jury by opposing substantial evidence of insanity with the testimony of arresting officers that they did not observe a "mental problem”.
The probative value of an opinion of sanity depends on the facts upon which it is based. In the present case, for example, there was no testimony that the police officers had observed defendant prior to the night in question so that they might compare his behavior. There was no testimony that at the time of defendant’s arrest they were
In order to send this case to the jury, the prosecution needed to present something more than minimal evidence of sanity. A lay witness’s observation of abnormal acts by the defendant has greater value as evidence thаn testimony that the witness never observed an abnormal act unless the witness had prolonged and intimate contact with the accused. Wright, supra, p 42; 250 F2d 10. The testimony of these police officers that the defendant seemed all right has only slight probative value. Moreover, it is not clear that the witnesses’ testimony actually negated any part of the insanity test, which requires the prosecutor to prove that the defendant сould appreciate the wrongfulness of his conduct and had the capacity to conform his conduct to the requirements of the law. Something more is needed than was presented here in order to pass appellate muster.
In order to bolster the evidence of sanity, the prosecutor argues that the jury could draw inferences and conclusions from the victim’s testimony,
In short, all of the vital evidence in this case pointed towards defendant’s insanity at the time of the offense. In protecting the constitutional standard of proof in criminal cases,
In re Winship,
As the Court of Appeals correctly noted, the Double Jeopardy Clause, US Const, Am V, prohibits a second trial once a reviewing court has found the evidence insufficient to sustain the jury’s verdict of guilty.
Burks v United States,
I write separately because I do not believe that the prosecutor should have the burden of proving defendant’s sanity beyond a reasonable doubt.
Notes
Section 1 of the statute, in its entirety, reads:
"(1) If the defendant asserts a defense of insanity in compliance with section 20a, the defendant may be found 'guilty but mentally ill’ if, after trial, the trier of faсt finds all of the following beyond a reasonable doubt:
“(a) That the defendant is guilty of an offense.
"(b) That the defendant was mentally ill at the time of the commission of that offense.
"(c) That the defendant was not legally insane at the time of the commission of that offense.”
MCL 768.21a; MSA 28.1044(1), defines insanity as follows:
"(1) A person is legally insane if, as a result of mental illness as defined in section 400a of Act No. 258 of the Public Acts of 1974, being section 330.1400a of the Michigan Compiled Laws, or as a result of mental retardatiоn as defined in section 500(g) of Act No. 258 of the Public Acts of 1974, being section 330.1500 of the MichiganCompiled Laws, that person lacks substantial capacity either to appreciate the wrongfulness of his conduct or to conform his conduct to the requirements of law.
"(2) A person who is under the influence of voluntarily consumed or injected alcohol or controlled substances at the time of his alleged offense shall not thereby be deemed to have been legally insane.”