Lead Opinion
delivered the opinion of the court:
Dеfendant Jon R. Morgan was tried as an adult and convicted after a jury trial in the circuit court of Logan County of the first degree murder (720 ILCS 5/9 — 1(a) (West 1994)) of his grandmother and the second degree murder (720 ILCS 5/9 — 2(a)(1) (West 1994)) of his grandfather. He was sentenced to consecutive terms of imprisonment totalling 75 years. On appeal, he argues the trial court erred by (1) granting the State’s motion to try him as an adult; (2) admitting certain statements into evidence; (3) excluding testimony regarding prior violent conduct by the victims; (4) refusing to dismiss the felony murder counts; and (5) refusing to give an instruction on second degree murder as to the felony murder counts. We affirm in part and reverse in part.
I. BACKGROUND
On an April day in 1995, 14-year-old Jon was late to class and received an in-school detention. According to Jon, he was asleep at about 6:30 p.m. on April 27, 1995, when his grandfather, Keith Gear-lock, awakened him and demanded an explanation for the notice of detention he had received. Keith berated Jon for 10 to 15 minutes. Jon yelled back. Keith punished Jon by having him bend over while Keith beat him on the buttocks with a razor strap. After enduring five strong blows, Jon went into the bathroom. He knew where Keith kept a gun and decided to get the gun to kill himself. Jon took a gun and box of ammunition from Keith’s bedroom сloset shelf, returned to the bathroom, loaded eight bullets into the gun, took aim, and fired at a bottle. Because his grandfather had threatened in the past to kill him, he believed his firing the gun would provoke Keith to carry out the threat. As Jon left the bathroom, he encountered Keith coming toward him and shot him. Lila Cearlock, his grandmother, was standing in the hallway screaming. Jon shot Lila in the back as she ran out of the house. He tried to fire another shot, but the gun jammed.
The Lincoln police department responded to an emergency call to the Cearlocks’ address. Minutes later, Jon approached one of the officers, holding a pistol and a box of bullets, saying, “I did it. I killed them.” The officer took Jon to Michael Harberts, the officer in charge, who asked him why he did it. Jon said, “[Bjecause they pissed me off. I couldn’t take it anymore so I shot them.” Jon was placed under arrest.
This case was originally filed in the juvenile court of Logan County. The State filed a petition, pursuant to section 5 — 4 of the Juvenile Court Act of 1987 (Act) (705 ILCS 405/5 — 4 (West 1994)), seeking to have Jon tried as an adult. The juvenile court granted the State’s petition after a hearing.
Jon was subsequently indicted on eight counts. Counts I and II charged first degree murder of Lila and Keith, respectively, with intent to kill or do great bodily harm (720 ILCS 5/9 — 1(a)(1) (West 1994)); counts III and IV charged first degree murder of Lila and Keith, respectively, by knowingly committing an act causing great probability of death or great bodily harm (720 ILCS 5/9 — 1(a)(2) (West 1994)); counts V and VII (Lila) and VI and VIII (Keith) charged first degree murder by attempting or committing a forcible felony (720 ILCS 5/9— 1(a)(3) (West 1994)). The predicate felony for counts V and VI was aggravated battery (720 ILCS 5/12 — 4(a) (West 1994)), and the predicate felony for counts VII and VIII was aggravated discharge of a firearm (720 ILCS 5/24 — 1.2(a)(2) (West 1994)).
Defense counsel filed a motion to suppress certain statements made by Jon to the police at thе crime scene and while in custody. The motion was denied after a hearing.
After defense counsel disclosed his intent to raise the affirmative defense of self-defense (720 ILCS 5/7 — 1 (West 1994)) and the mitigating factor of “sudden and intense passion resulting from serious provocation” (720 ILCS 5/9 — 2(a)(1) (West 1994)), the State sought to bar second degree murder instructions as to the felony murder counts. The trial court initially denied the motion, but later reversed its ruling. The trial court thereafter denied Jon’s motion to dismiss the four counts of felony murder.
At trial, the State sought to preclude Glenda Ashworth, Jon’s mother, and Dr. Stuart Hart, defense expert, from testifying regarding рrior violent conduct of the Cearlocks. The trial court ruled in favor of the State and the defense made offers of proof.
The trial court instructed the jury on second degree murder (720 ILCS 5/9 — 2(a) (West 1994)) as to counts I through IV The jury found Jon guilty of first degree murder as to Lila and second degree murder as to Keith. Jon was sentenced to consecutive terms of 58 and 17 years’ imprisonment, respectively.
II. ANALYSIS
A. Transfer to the Adult Criminal Justice System
The material in this section is not to be published pursuant to Supreme Court Rule 23 (166 Ill. 2d R. 23).
B. Evidentiary Rulings
The material in this section is not to be published pursuant to Supreme Court Rule 23 (166 Ill. 2d R. 23).
C. Felony Murder
The jury was instructed that Jon was charged with two types of first degree murdеr: Type A (knowing or intentional) and Type B (felony). Second degree instructions were given only as to Type A. The State offered six verdict forms, three for each victim: (1) not guilty, (2) guilty of first degree murder, and (3) guilty of second degree murder.
We first consider whether Jon preserved the felony murder issues for appeal. After he was denied second degree murder instructions on the felony murder counts, he made a motion to dismiss those counts, which was also denied. He raised the issues again in his posttrial motion. He did not, however, object to the use of general verdict forms.
In People v. Thurman,
Thurman relied on People v. Baker,
We are reluctant to find an issue forfeited, however, where the defendant made the proper motions at trial and renewed his arguments in a posttrial motion. Our decision to address these issues on the merits is reinfоrced by the emphasis placed on the felony murder theory by the prosecutor during closing argument. The prosecutor argued repeatedly that the jury members should first consider the felony murder theory because, if they found the underlying felony proved, they need not deal with the considerable amount of evidence relating to defendant’s mental state.
Our decision is also buttressed by the decision in People v. Shaw,
We also conclude the verdict of second degree murder as to Keith cannot have been based on Type B, because the second degree instruction was limited to Type A murder. However, it is not possible to determine whether the verdict of first degree murder аs to Lila was based on Type A or Type B. As a result, the issues raised by the defendant with regard to felony murder affect only the conviction of first degree murder for the shooting of Lila.
1. Instructing the Jury on Felony Murder Regarding Lila’s Death
Jon repeatedly challenged the State’s theory at trial that his shooting of Lila could constitute felony murder. He argued at trial — and repeats the argument on appeal — that, because aggravated battery and discharge of a firearm were inherent in his act of intentionally killing with a firearm, the trial court should not have instructed the jury on felony murder. He contends that under the faсts of this case, the rationale of the felony murder rule, “to deter individuals from committing forcible felonies by holding them responsible for murder if death results” (People v. Pugh,
Any time a person commits intentional or knowing murder (720 ILCS 5/9 — 1(a)(1), (a)(2) (West 1996)), he necessarily causes great bodily harm. The same conduct constitutes aggravated battery. 720 ILCS 5/12 — 4(a) (West 1996). If he uses a gun, he necessarily discharges the firearm in the direction of another, thereby committing aggravated discharge of a firearm. 720 ILCS 5/24 — 1.2(a)(2) (West 1996). Unless application of the felony murder rule is limited to cases in which a killing occurs during the commission of a felony consisting of conduct other than that inherent in the killing itself, all deliberate killings and all fatal shootings may be charged as felony murder. This would not only effectively eliminate the second degree murder statute in such cases, but would also eliminate the need for the State to prove an intentional or knowing killing in most murder cases. People v. Kidd,
Scholarly writing and case law support exist for requiring the State to prove an independent felony when charging felony murder:
“It is the rule in some jurisdictions that the felony[ ]murder doctrine does not apply unless the underlying felony is so distinct from the homicide as not to be an ingredient thereof, indictable therewith, or convictable thereunder. The felony murder doctrine does not apply where the felony is an offense included in the charge of homicide.” 40 Am. Jur. 2d Homicide § 66, at 520 (1999).
Thus, the “homicide must be committed in the perpetration of or an attempt to perpetrate a felony. The death must be caused by an act in course of or in furtherance of the felony.” 40 Am. Jur. 2d Homicide § 67, at 523 (1999).
Professor LaFave notes some jurisdictions hold:
“[T]he collateral felony must be a felony which is ‘independent’ of the conduct which kills; it must involve conduct separate from the acts of рersonal violence which constitute a necessary part of the homicide itself.” W. LaFave & A. Scott, Criminal Law § 7.5, at 638 (2d ed. 1986).
This approach could lead to a rule, which LaFave acknowledges Illinois rejected in People v. Viser,
For example, in California, a defendant may not be sentenced to death for first degree murder unless the jury finds “special circumstances,” one of which is that he committed the act resulting in death (1) during the commission or attempted commission of one of five specified felonies (People v. Green,
People v. Jenkins,
In both Jenkins and Pugh, the defendant intended to commit an independent forcible felony and a death resulted from the use of violence. Application of the felony murder rule in such cаses advances the “legislature’s concern for protecting the general populace and deterring criminals from acts of violence.” People v. Lowery,
One scholar suggests that a sensible rule is to permit a charge of felony murder only if the death results from assaultive conduct involving an independent felonious purpose:
“If the alleged underlying purpose of the felony! ]murder rule is to deter the commission of felonies in a dangerous fashion, the ‘independent felonious purpose’ merger rule serves as a plausible basis to identify the cases in which the felony! jmurder rule is most likely to serve its deterrent purpose.” J. Dressier, Understanding Criminal Law § 31.07, at 469-70 (1987).
We agree and hold that the predicate felony underlying a charge of felony murder must involve conduct with a felonious purpose other than the killing itself. Because the record in this case fails to show the commission of a predicate felony that had an independent felonious purpose, we conclude that the trial court erred by instructing the jury that defendant could be convicted of first degree murder on a felony murder theory.
In so holding, we note that the points at trial during which the question of the sufficiency of the State’s evidence as to felony murder becomes ripe are after the State rests and, again, after both sides have rested. If the defendant makes a motion for directed verdict at the close of the State’s case and the court at that point concludes the State’s evidence was not sufficient to show an independent underlying felony, the motion should be granted. If, after all of the evidence has been presented, the trial court concludes that the State’s evidence is not sufficient, the court should refuse the felony murder instruction. Instead, the court should simply instruct the jury on intentional or knowing murder. 720 ILCS 5/9 — 1(a)(1), (a)(2) (West 1996). One advantage of proceeding in this fashion is to avoid hearings on motions to dismiss, at which the parties argue what they believe the evidence might or will show; instead, by deferring any ruling until the close of the State’s case or the conference on instructions, the court does so in the context of what the evidence has shown.
We acknowledge that the decision we reach in this case may seem inconsistent with the 1975 supreme court decision in Viser. Viser, however, did not consider the question presented here — whether the predicate felony underlying a charge of felony murder must have an independent felonious purpose.
In Viser, two off-duty police officers were having a conversation as they stood near the open driver’s-side door of a car parked at the curb. The defendants drove up in another car, stopped a few yards from the parked car, and jumped out and said, “ ‘We’ll teach those motherfuckers to block the road.’ ” Viser,
This case raises a question that was not before the supreme cоurt in Viser. Further, our answer to the question is consistent with the holding in that case because the rule enunciated here does not preclude a conviction for felony murder on facts such as those in Viser, Jenkins, and Pugh.
We also note that, subsequent to the decision in Viser, Illinois homicide law was amended to define the offenses of first and second degree murder, abolish the offense of voluntary manslaughter, and reword the definition of felony murder to conform to these changes. Pub. Act 84 — 1450, eff. July 1, 1987 (1986 Ill. Laws 4221). These amendments did not affect the range of underlying felonies that may support a charge of felony murder. As a result, under Viser, the homicide statute, and our decision here, aggravated battery and aggravated discharge of a firearm remain bases for a felony murder instruction as long as those crimes are not merely incidental to the murder itself.
2. Jury Instructions
Jon also argues he was improperly denied a second degree murder instruction as to the felony murder charges because (1) the trial court erred by failing to follow binding precedent, (2) refusal to give the requested instruction creates the possibility of inconsistent verdicts, (3) the plain language of the second degree murder statute requires that the instruction be given on these facts, and (4) denial of the requested instruction deprived him of a defense to the charge of first degree murder. “Whether to issue, a specific jury instruction is within the province of the trial court, and such a decision will not be reversed unless it is an abuse of discretion.” Kidd,
Jon relies primarily on Kidd to argue that, where felony murder is charged and the evidence shows the intent to kill or use deadly force was formed after formation of a belief in the need for self-defense, a defendant is entitled to a second degree murder instruction. In Kidd, the defendant was convicted of aggravated battery and felony murdеr after the trial court denied his tendered instruction for second degree murder based on provocation. Relying on the earlier decisions of the supreme court in Viser,
The State attempts to distinguish Kidd (and Williams, upon which Kidd relied) by noting that both cases involved claims of second degree murder based on provocation (720 ILCS 5/9 — 2(a)(1) (West 1994)), not imperfect self-defense (720 ILCS 5/9 — 2(a)(2) (West 1994)). The State offers no еxplanation for its reasoning that the holding of Kidd is limited to only one of the two mitigating defenses provided in the second degree murder statute, nor does it acknowledge our clear statement in Kidd:
“If there is evidence that[,] if believed by the jury[,] would reduce a crime from first degree murder to second degree murder, defendant’s requested second degree murder instruction must be granted.” Kidd,295 Ill. App. 3d at 167 ,692 N.E.2d at 460 .
The State also argues that our decisions in Williams and Kidd are contrary to the holding in Thurman,
When a circuit court is “faced with conflicting decisions from the various appellate districts” and “the absence of controlling authority from its home district,” it is “free to choose between the decisions of the other appellate districts.” State Farm,
3. Harmless Error Analysis
The State argues that, even if the trial court erred, the error was harmless because no reasonable juror could have found that Jon acted in an honest belief that Lila represented a threat. The State confuses the standards for harmless instructional error and sufficiency of the evidence. See People v. Dennis,
The instructional error had the effect of preventing the jury from considering mitigating defenses to the charge of felony murder. Had the jury been properly instructed, it would have been required to consider any evidence of provocation or imperfect self-defense as to each of the three theories of murder charged. As a result, the improper felony murder charges would not have affected the outcome of the trial, because the jury’s analysis would have been the same whether it was proceeding under Type A, Type B, or both. Thus, we concluded above that the verdict of second degree murder as to Keith must stand. Reversal of the verdict of first degree murder as to Lila would not be necessary had the jury been properly instructed.
However, the State prevailed at trial on the jury instruction issue, thus preventing the jury frоm engaging in the required analysis. The State also presented general verdict forms, which obscure the basis for the jury’s verdict, and repeatedly encouraged the jury to deal only with the felony murder counts and to disregard evidence of Jon’s mental state. As a result, because it is impossible to discern the basis for the verdict, the question before this court is whether reversible error results when a defendant is convicted of felony murder in the absence of evidence of an independent felonious purpose.
We hold that it is reversible error for a trial court to deny a defendant’s motion to dismiss a charge of felony murder where the State has failed to present evidence of an independent felonious purpose. In this case, the prosecutor succeeded in diluting the intent requirement for knowing or intentional murder by charging felony murder and, as a result, Jon was denied a fair trial.
III. CONCLUSION
For the foregoing reasons, the judgment of the trial court convicting Jon Morgan of the second degree murder of Keith Cearlock is affirmed. His conviction for the first degree murder of Lila Cearlock is reversed and the cause remanded for a new trial. The judgment of the circuit court of Logan County is affirmed in part and rеversed in part.
Affirmed in part and reversed in part; cause remanded with directions.
McCullough, J., concurs.
Concurrence Opinion
specially concurring:
I agree completely with the majority opinion’s analysis regarding the limits of the felony murder rule and why it should not apply in this case. Another way to look at the key holding in this case — that the predicate felony underlying a charge of felony murder must involve conduct with a felonious purpose other than the killing itself — is that the predicate felony must involve conduct other than that inherent in the killing itself. I write this special concurrence because the majority opinion has the effect of seriously calling into question the continuing validity of the Kidd decision of this court. The basis for that statement follows.
Because the majority opinion initially appears inconsistent with the 1975 supreme court decision in Viser, the majority distinguishes Viser on the facts. Although the majority’s effort has merit, it may prove unnecessary if the supreme court, upon further review, chooses to address the felony murder rule as the majority does rather than adhering to Viser. (See, e.g., People v. Roy,
First, as the majority opinion makes clear, some aggravated batteries and aggravated discharges of a firearm will remain a basis for a felony murder instruction as long as those crimes are not “merely incidental to the murder” — that is, where those crimes involve conduct other than that inherent in the killing itself. Examples where those crimes have served as a proper predicate for the felony murder rule exist in both Jenkins and Pugh.
Second, Illinois homicide law underwent a fundamental change with the enactment in 1986 of Public Act 84 — 1450, which (1) changed the name of the offense of murder to first degree murder and (2) abolished the offense of voluntary manslaughter and substituted for it the offense of second degree murder. As the supreme court wrote in People v. Jeffries,
This revision constituted a fundamental change in Illinois law, as shown by the supreme court’s recognition of a heretofore unknown legal entity: the lesser mitigated offense. In Jeffries, the court rejected the defendant’s аrgument that second degree murder, like voluntary manslaughter, which it replaced, was a lesser included offense of first degree murder and instead concluded that “second degree murder is more accurately described as a lesser mitigated offense of first degree murder.” (Emphasis in original.) Jeffries,
The new section 9 — 2, defining second degree murder, also differed from its predecessor section 9 — 2, defining voluntary manslaughter, by providing that a person commits second degree murder “when he commits the offense of first degree murder as defined in paragraph ] (1) or (2) of subsection (a) of [s]ection 9 — 1 of this Code” and either mitigating factor is present. 720 ILCS 5/9 — 2(a) (West 1996). Previously, section 9 — 2(a), defining voluntary manslaughter, simply stated that “[a] person who kills an individual without lawful justification commits voluntary manslaughter” if, at the time of the killing, he acted under serious provocation or imperfect self-defense. Ill. Rеv. Stat. 1985, ch. 38, par. 9 — 2(a).
The only reason for this change in the defining language appears to be to eliminate the charge of felony murder as being a basis upon which a jury could be instructed that it could return a second degree murder conviction as a lesser mitigated offense. Yet, in Kidd, this court held that, “[i]n order to give some meaning to the second degree murder statute, there must be some limit on a prosecutor’s ability to charge felony murder,” and concluded that the legislature could not have intended to prohibit a defendant — no matter what the facts— from obtaining a second degree murder instruction when the State has charged only felony murder. Kidd,
Although I wrote a special concurrence in Kidd disagreeing with the majority’s analysis of section 9 — 2 (Kidd,
Thus, the judicial gloss given to section 9 — 2 of the Criminal Code by the majority opinion in Kidd may — and should — no longer be followed by the trial courts of Illinois.
