Lead Opinion
Opinion
Defendant Charles Edward Moore, Jr., appeals from a judgment imposing the death penalty following his conviction of two counts of first degree murder under the 1977 death penalty law (former Pen. Code, § 187 et seq.; all further statutory references are to this code unless otherwise indicated), two counts of robbery (§211), one count of burglary (§ 459), accompanied by six special circumstance findings, two each of robbery-murder, burglary-murder and multiple murder (former § 190.2, subd. (c)(3)(i), (c)(3)(v) & (c)(5)), with various weapon-use and great bodily injury enhancements (§§ 12022.5, 12022.7 & 12022, subd. (b)). We have consolidated defendant’s three petitions for writs of habeas corpus with the appeal. As will appear, we affirm the judgment in its entirety and deny the habeas corpus petitions.
I. Facts and Procedure
A. Guilt Phase Evidence
The case against defendant was based almost entirely on the testimony of Terry Avery, who was granted immunity from prosecution in exchange for her testimony. Avery’s testimony was substantially corroborated by physical evidence and expert witnesses.
In late November 1977, defendant coaxed Avery, while still a minor, to leave her parents’ Denver, Colorado, home and travel with defendant and Lee Edward Harris to Lawrence, Kansas. In Lawrence, Avery, defendant and Harris attempted to rob a Woolworth’s store where defendant had been previously employed. As they left the store, defendant grabbed the manager, Norwood. Harris forced Norwood into the backseat of the car, hit him on the head with a gun and demanded information about money in the store. Harris then ordered Norwood to disclose the location of the store safe and searched Norwood’s wallet for the safe’s combination. When Harris found the combination, Norwood said he would help open the safe and that he wanted only to get home to his son’s birthday party. While Norwood begged for his life, defendant directed Harris to drive to a deserted part of
Thereafter, the trio traveled by bus to Southern California in order to rob the managers (Mr. and Mrs. Crumb) of an apartment complex on Broadway Avenue in Long Beach where defendant formerly resided. They checked into the Kona Hotel in Long Beach. Avery and defendant registered as Mr. and Mrs. Charles Brown, and Harris gave his name as Sam Harris.
That same evening, the three entered the Broadway Avenue complex by following James Jones, a tenant, through the front security door before it closed and locked. Both defendant and Harris were armed with pistols and, according to Avery, one of the men had a roll of adhesive tape. Avery knocked on the Crumbs’ door, and defendant pushed his way into the apartment when Mrs. Crumb opened the door.
After tying up the Crumbs, and gagging and beating them, defendant hit Mr. Crumb in the head with the butt of a gun and demanded money from both victims. Defendant then instructed Avery to search the bedroom for jewelry. Avery found a jewelry case, and took the jewelry (which included rings, watches, belt buckles and necklaces), placing the items in a cloth sack. Defendant removed several items of jewelry from the victims, and placed them in the same sack.
Thereafter, defendant and Harris instructed Avery to go to the kitchen and try to find some knives She did so and pretended to be unable to find any. Harris went into the kitchen and returned with a large butcher knife. Avery retreated to the bedroom, and after waiting “a few minutes,” peered out and saw defendant stabbing Mr. Crumb while Harris held the victim’s legs. Harris then instructed Avery to stab Mrs. Crumb with a pocketknife that was on the coffee table.
Ten minutes later, defendant and Harris left the apartment and all three returned to the Kona Hotel. There they examined the jewelry, and gave Avery some rings for her participation in the robbery. Defendant and Harris each took some watches, and placed the remainder of the loot in a yellow plastic shoe bag obtained from a store in Lawrence, Kansas, bearing the
Three or four days after she arrived in Denver, Avery saw defendant and Harris, first in Inglewood and next in Littleton, Colorado, both Denver suburbs. Avery subsequently confessed to her mother her involvement in both the Norwood and Crumb murders. Avery’s mother called the Denver police, and Avery voluntarily surrendered to the authorities when they arrived at her mother’s home and placed Avery under arrest. On the evening of her arrest, Avery told police about the Norwood murder in Kansas. Thereafter, Avery identified defendant and Harris in a photographic show-up, and told the authorities that defendant and Harris could be found at an apartment complex located on West Belleview Street in Littleton.
Based on the above information, the Denver officers subsequently secured an arrest warrant and then proceeded to the Belleview Street apartment. They arrested Harris and defendant, who attempted to escape through a bedroom window. In plain view, the officers found the “Arensberg’s Shoes” bag containing numerous articles of jewelry belonging to the Crumbs. A gun was found on the floor next to where defendant was arrested. Defendant and Harris were wearing two rings taken during the Crumb robbery murder.
The next morning, Avery was released to Kansas authorities. One week later, she discussed with Detective Collette, of the Long Beach Police Department, the facts surrounding the Crumb murders. Avery admitted her participation in the attack. At the request of her attorney, Avery was granted complete immunity for her involvement in the Crumb murders in return for her testimony.
At trial, defendant testified on his own behalf. He conceded he had planned the robbery of the Crumbs and showed Avery and Harris where the Crumbs lived, but stated that he remained at the Kona Hotel while Avery and Harris robbed and murdered the Crumbs. Defendant presented no other witnesses at the guilt phase.
B. Penalty Phase Evidence
The penalty phase of the trial lasted six days. Defendant again testified on his own behalf. He told the jury that he had “found the Lord” and asked for mercy. Defendant also presented six witnesses, including his three brothers and a sister who testified about defendant’s childhood in their broken family. According to Milton Moore (defendant’s brother), defendant’s mother moved to California with one of his brothers when defendant was eight
Michael Maloney, who holds a Ph.D. in clinical psychology, testified that he examined defendant and concluded defendant committed the murders because of the environment in which he was raised. Specifically, Maloney described defendant as a “sociopath” and explained that he suffered from a “mixed personality disorder” stemming from early childhood training in stealing. Wayne Downs, a deputy sheriff for the County of Los Angeles, testified that defendant had behaved properly while in custody awaiting trial.
Four witnesses testified for the prosecution. Deputy Sheriff Reilhan from Littleton, Colorado, testified that in July 1979, defendant escaped while Reilhan was transporting him to court in Aurora, Colorado. Defendant was captured a block away the same day. James Peters, a chief deputy district attorney in Colorado, testified that he successfully prosecuted defendant in 1980 for the crimes of escape and aggravated robbery. Avery testified that defendant robbed the Lawrence, Kansas, Woolworth’s store and shot Nor-wood, the store manager, four times at point-blank range after kidnapping him. In related testimony, Michael Malone (the district attorney who prosecuted the Norwood robbery-murder), stated that defendant was found guilty in 1979 in Kansas of kidnapping, aggravated robbery and first degree murder in the Norwood incident.
II. Pretrial Motions
Defendant contends the trial court erred in failing to substitute counsel, or in the alternative, appoint additional counsel to assist trial counsel. He also complains that the court erred by denying his request to proceed in propria persona. Defendant asserts that each error requires reversal of the entire judgment.
The record shows that before trial, defendant sent a letter to the court postmarked March 12, 1984, stating his dissatisfaction with defense counsel.
A. Marsden Motion
During the hearing on defendant’s request for substitution of counsel, the court questioned defense counsel regarding his trial preparation and, in particular, focused on counsel’s difficulty in locating Jones, the tenant who had opened the security door to the Broadway apartment complex where the Crumbs resided, thus allowing defendant, Avery and Harris to enter.
We have consistently held that the “decision to allow a substitution of attorney is within the discretion of the trial judge ‘unless there is sufficient showing that the defendant’s right to the assistance of counsel would be substantially impaired if his present request was denied ....’” (People v. Smith (1985)
By contrast, the court here specifically requested defendant to state the reasons why he was dissatisfied with his counsel’s trial preparation. Likewise, the record shows the court exercised extreme care in considering defendant’s reasons for requesting substitution of counsel, and asked thoughtful follow-up questions before properly finding that defendant’s concerns were either unsubstantiated or insufficient to justify the appointment of new counsel. Accordingly, the Marsden motion was properly denied.
B. Keenan Motion
The decision whether to grant a defendant’s motion for the appointment of a second attorney in a capital case also rests within the sound discretion of the trial court. (Keenan v. Superior Court (1982)
C. Request for Cocounsel Status
Similarly, we believe the court properly considered and denied defendant’s request for cocounsel status. It is unclear from the record whether defendant, in fact, wanted to act as cocounsel.
The record discloses defendant’s confusion regarding his desire to act as cocounsel: “The Court: I’d like you to tell me what you have in mind when you say you want to go cocounsel. [1J] The Defendant: Okay. I’ve been—I don’t know if it’s in the record;—but I’ve been—I have about three or four cases on top of this case in Colorado and Kansas, [fl] The Court: Yes. Keep your voice up. [fl] The Defendant: And each time I went to trial, I think my lawyers didn’t represent me properly; and I think in order for me to get a proper defense, in order to get the lawyers to do what I say and what I feel are right on the things that I’m doing in my court procedures and trials and stuff, that I have to be in a position in order to, you know, ask them about things and tell them, you know, make sure that they do the things that ask them to do. [1f] But because if I’m not cocounsel, or if I’m not in a position where I can represent myself, they’re not obligated to what I asked them to do. In the past they have—did—you know, things in trial procedures that, you know, that I asked them not to do; they didn’t do things that I had asked them to do; and they lied to me about evidence; and they lied to me about different things in my trials. [][] And as of this point I don’t trust most attorneys, because of the fact that I have been convicted three times, you know; because of attorneys didn’t represent me properly. .. . [fl] The Court: ... I think what you might be talking about is what we call stand-by counsel, which is where you are appointed to represent yourself and then you use what they call stand-by counsel. But I don’t see the need for that. . . . ffl] The Defendant: Okay.” Defendant’s responses to the court’s inquiries revealed he wished to retain control over tactical decisions that usually would be made exclusively by primary counsel. It appears, therefore, that defendant sought not cocounsel status, but primary counsel status.
Even if we were to find the court’s disposition of defendant’s inquiry here amounted to a denial of cocounsel status, we would find no error. A defendant has no absolute right to participate in the presentation of his case when he is represented by counsel. (People v. Mattson (1959) 51 Cal.2d 777, 789 [
After reviewing the record, we fail to find defendant made the requisite “substantial showing” contemplated by Mattson, supra,
D. Faretta Motion
On Monday morning, March 19, 1984, the court continued the hearing on defendant’s previously discussed motions to consider his alternative request to proceed in propria persona. At that time, the court ordered defendant’s petition to proceed in propria persona filed but informed defendant that because the trial was set to begin that afternoon, it would deny his motion unless he was prepared to begin trial the same day. The prosecution stressed that although it had no objection to defendant proceeding in propria persona as long as he was “ready to proceed,” any continuance of the matter would result in extreme hardship to the out-of-state prosecution witnesses. After defendant stated, “I couldn’t go to trial this afternoon, but I would request the Court that if I go pro. per. to give me time to prepare my defense,” the court denied defendant’s motion for the following reasons: “The Court: Number one, that it would interfere with the orderly administration of justice to continue this case. This court as the Master Calendar Court will state for the record that we have geared the handling of criminal and civil calendar matters in this court to make sure that an open courtroom would be available for the trial of the People versus Moore matter. fl[] Mr. Slick [defense counsel] answered ready apparently on the 5th of March, that was the 44th of 60 days, the courtrooms here don’t come up all that rapidly, and I am not sure we could get this matter out if it is not sent out promptly to the courtroom that is being held in readiness to accept it. [jf] Number two, we do have out-of-state witnesses who have given up their plans and rearranged their lives to come out and testify in this matter. [j[] Number three, Mr. Slick has announced ready, is ready. [j[] And fourthly, the defendant is unwilling to go to trial forthwith if the court would grant him pro. per. status.”
Initially, we note that although the court filed defendant’s request to proceed in propria persona on March 19, the day trial was to begin, defend
In People v. Windham (1977)
In a related argument, defendant asks us to alternatively deem his Faretta motion made on March 5, 1984, rather than on March 16, 1984. In this regard, he points to the letter he sent to the court on March 12, 1984 (ante, at p. 74, fn. 2) that refers to a conversation which allegedly took place between defendant and his counsel on March 5, 1984, during which defendant told his counsel he wanted to represent himself.
Defendant’s argument is misplaced. The court first became aware of defendant’s request when it received his March 12 letter. The court promptly held a hearing to determine what defendant was requesting with regard to counsel, a subject not readily apparent from the letter. (Ante, at p. 74, fn. 2.) It is therefore the date of the hearing, when the court was able to elicit from defendant his concerns, that we must treat as the date of defendant’s Faretta motion.
The dissent argues that the trial court erred in denying defendant’s Faretta motion as untimely because “but for the fact that defendant Moore on March 5 and March 9 remained in a holding cell while his trial date was continued in his absence, Moore would have asserted his Faretta right weeks before trial, safely assuming, of course, a denial of his motion to ‘go co-counsel.’” Accordingly, the dissent reasons, because “there is no showing suggesting or hinting defendant Moore’s unequivocal request to exercise the constitutionally mandated unconditional right of self-representation was made for the purpose of delaying his scheduled trial or to obstruct the orderly administration of justice,” the court should have granted defendant’s Faretta request. The dissent relies principally on two federal cases for support. (Fritz v. Spalding (9th Cir. 1982)
While it is true both Fritz and Chapman held that a court may not deny a Faretta motion simply because it is made on the day trial is to begin, the dissent fails to observe that both cases also reasoned a court may deny a Faretta motion if defendant’s dilatory intent is found as long as the material facts surrounding the reason for defendant’s late request are developed at the state-court hearing. (Fritz, supra,
As noted above, the trial court herein was well aware of defendant’s stated reasons for delay in asserting his right to self-representation {ante, at p. 74, fn. 2), and properly concluded that granting defendant’s Faretta motion and continuance request “would interfere with the orderly administration of justice to continue this case” and prejudice the prosecution. Thus, contrary to the dissent’s assertions, we perceive no reason to disturb the sound reasoning of the trial court in denying defendant’s Faretta motion.
Finally, although trial was eventually set to begin March 19, jury selection did not begin until March 26, in order to allow defense counsel to present pretrial motions pursuant to sections 995 and 1538.5. The fact that trial was postponed a week so that the court could hear the defense motions does not in any way affect our conclusion that the court properly denied defendant’s Faretta motion as untimely, nor does it indicate the court mischaracterized the motion as having been made on the day trial was to begin. Only after it commenced trial proceedings did the court realize defense counsel planned to present the foregoing motions.
III. Guilt Phase Contentions
A. Effective Assistance of Counsel at Trial
Defendant contends he was improperly denied his Sixth Amendment right to effective assistance of counsel at trial. His argument focuses on four specific instances in which he claims defense counsel failed to act in a reasonably competent manner and, he argues, the incompetency seriously prejudiced his case. Thus, defendant asserts that counsel’s inadequate performance “constitute^] the withdrawal of a potentially meritorious ‘defense’ within the meaning of Pope.” (People v. Fosselman (1983)
Defendant claims that counsel failed to (i) argue a proper legal ground for the suppression of evidence seized during defendant’s arrest in Littleton; (ii) impeach prosecution witnesses Jones, Avery, and Collette; (iii) advise the trial court of an alleged request on March 5, 1984, by defendant to
We have long held that a criminal defendant is constitutionally entitled to representation by a reasonably competent attorney acting as a diligent, competent advocate. (Pope, supra,
1. Representation at the Pretrial Motions
Defendant argues counsel acted unreasonably because he failed to urge the proper legal ground for the suppression of evidence at the section 1538.5 hearing. Defendant claims that the arrest warrant was invalid, and the fruits of the search incident to arrest inadmissible, because the warrant was constitutionally deficient under the United States Supreme Court decision in Illinois v. Gates (1983)
In any event, the People point out that before the section 1538.5 hearing, defense counsel filed a written motion “to suppress all evidence seized
2. Concealment of Self-representation Request
Defendant next contends counsel purposefully frustrated his desire to proceed in propria persona by failing promptly to inform the court that defendant wanted to represent himself. Defendant argues that counsel’s delay resulted in the denial of defendant’s Faretta motion as untimely. We reject this argument because it fails to show any malfeasance by counsel, nor does it indicate counsel behaved in a manner less than diligent and conscientious. (Pope, supra,
3. Impeachment of Prosecution Witnesses
Defendant next argues counsel unreasonably failed to impeach three prosecution witnesses, Jones, Avery and Collette. As we explain below, after reviewing the record, we are satisifed that defense counsel’s failure to impeach these witnesses involved sound tactical decisions. (Frierson, supra,
Jones testified that he was intoxicated on the night of the Crumb murders and that he did not remember seeing defendant in front of the Long Beach apartment complex where the Crumbs resided. Defendant now claims that counsel should have impeached Jones with testimony he gave at the trial of
Because the critical portion of Jones’s testimony supported defendant’s alibi (that he was not at the Crumbs’ apartment when they were murdered), we do not agree that counsel’s failure to impeach Jones resulted in the withdrawal of a potentially meritorious defense (Pope, supra,
Similarly, our review of the record reveals that counsel’s decision not to impeach Avery was also well within the range of competency contemplated by our decisions in Pope, supra, 23 Cal.3d at pages 423-425, and Fosselman, supra,
The record reveals that counsel had reviewed the transcript of the Harris trial and chose to refrain from impeaching Avery on the above points because he did not want to distract the jury by pointing out relatively minor inconsistencies in Avery’s recollection of the details surrounding the execution of the crime. Instead, counsel believed it would be best to “restrict [his]
Finally, the record shows that before the defense closing argument, defendant asked to speak with the trial judge to discuss his dissatisfaction with counsel and to request that he jointly argue the case to the jury or represent himself in the final argument. An in camera discussion between defendant, the court and defense counsel followed and counsel explained, to the court’s satisfaction, his tactical decision not to impeach Avery or Collette on their recollection of specific details of the crime or its investigation.
We agree with the trial court’s determination that counsel adequately represented defendant at trial. He cross-examined Avery on key inconsistencies in her pretrial statements and his closing argument stressed the inconsistencies in her overall testimony, including her lapse in memory regarding the specific details of the crime. We cannot therefore find counsel was unreasonable in his tactical choices.
4. Failure to Challenge Jury Selection Method
Finally, defendant argues that.counsel was unreasonable in failing to challenge the method of selecting a jury venire from voter registration lists. Defendant does not argue that he was deprived of a representative jury on this point, but simply asserts that counsel’s failure to move to quash the jury venire is another indication of inadequate performance. He relies on our decision in People v. Harris (1984)
We cannot agree. There is no indication in the record that defendant was either deprived of a representative jury or that counsel’s failure to challenge the jury venire was unreasonable within the meaning of either Pope, supra, 23 Cal.3d at pages 423-425, or Fosselman, supra, 33 Cal.3d at pages 583-584. Accordingly, defendant’s claim is without merit.
B. Denial of a Representative Jury
Defendant asks us to reconsider our decision in People v. Fields (1983)
C. Accomplice Instructions
The court instructed the jury regarding accomplice testimony and the need for corroboration because Avery was an accomplice as a matter of
Defendant points out that the use note to CALJIC No. 2.27 (which was derived from our decision in People v. Rincon-Pineda (1975)
We do not believe a reasonable juror would have been so misled. In addressing the merits of defendant’s argument, “we must look to the entire charge, rather than merely one part, to determine whether error occurred.” (Chavez, supra,
Not only were CALJIC Nos. 2.27, 3.11 and 3.16 given, but the jury was also instructed that the evidence of corroboration must itself connect defendant with the commission of the crime (No. 3.12), and that the panel must view testimony of the accomplice with distrust (No. 3.18). The emphasis placed on the need for corroboration and the caution with which the jury should consider accomplice testimony amply demonstrates that the jury was adequately instructed on how to evaluate Avery’s testimony.
In addition, both the prosecution and the defense emphasized that Avery’s testimony required corroboration in order for it to be considered by
Similarly, the defense argued, “You have to view all the evidence of the case as though she didn’t take the stand and testify, and then you have to find some evidence that tends to connect—that does connect [defendant] with the crime. Once you do that—you can apply all the normal rules of evaluating evidence, but then once you do that if you find that there isn’t any then you have to reject her testimony and not consider it at all. flj] If you do find corroboration then, of course you consider her testimony. If you consider her testimony there is one other thing you must be aware of. The court is going to tell you in effect that you can’t trust Terry Avery. The words are going to be—[the court] is going to tell you you ought to view her testimony with distrust. That’s the law. That’s what the court is going to tell you and that is distrust all her testimony.”
Finally, we believe that on this record, a reasonable juror would have understood its duty to consider Avery’s testimony only after it found support in corroborating evidence. In Chavez, supra,
We affirmed, holding, that the effect of the combined instructions was not error. In so holding, we stated that “[b]oth the prosecution and the defense proceeded on the premise that corroboration was needed. The prosecutor never argued to the jury that it could accept [the codefendant’s] testimony without corroboration. Rather, he took care during his closing argument to
D. Right to Speedy Trial
Defendant asserts he was misadvised of his statutory rights under section 1382, subdivision (b),
As stated earlier, our review of the record indicates that counsel was diligent in preparing defendant’s case for trial. The record shows that defendant consented to all continuances and advised the court that he understood his rights relating to the statutory speedy trial provision. Because defendant was on trial for other crimes (including the Norwood murder) in Kansas and Colorado, the information pertaining to the Crumb murders was not filed until July 22, 1983. Accordingly, under section 1382, subdivision (b), the 60-day grace period expired on September 20, 1983. Defendant, however, waived time on July 22, and requested a trial date of November 15 of that year. The case was continued three more times, with defendant’s consent (express or implied) and time waiver, to March 16, 1984. Jury selection began on March 26, 1984, within the 10-day time period of the statute. (§ 1382, subd. (b).)
Furthermore, Owens, supra,
Based on the foregoing, we find that defendant was not prejudiced by any perceived delay under section 1382. (People v. Johnson (1980)
IV. Special Circumstances Contentions
A. Overlapping Burglary-murder and Robbery-murder Special Circumstances
Defendant relies on People v. Harris, supra,
B. Multiple-murder Special-circumstance Findings
Defendant correctly contends the prosecution erred in charging two separate multiple-murder special circumstances on the basis of the two homicides. As we held in People v. Allen (1986)
V. Penalty Phase Issues
A. Inadequate ‘Sympathy” and Mitigating Instructions
At the conclusion of the guilt phase, the jury was instructed pursuant to CALJIC No. 1.00, that it “must not be swayed by mere sentiment, conjecture, sympathy, passion, prejudice, public opinion or public feeling.” At the penalty phase, the jury was instructed under former CALJIC No. 8.84.1 that it could consider as a sentencing factor “any other circumstance which extenuates the gravity of the crime.” (Former § 190.3, factor (j).) Defendant argues that because the guilt phase instruction was given to the jury only five days before the penalty phase began, the jury was misled
We recently rejected a similar argument in People v. Gates (1987)
In Ghent, however, we also recognized that the United States Supreme Court, upon reviewing our decision in California v. Brown (1987)
The record discloses the prosecutor specifically informed the jury that it was to consider sympathy as well as defendant’s background and character evidence in reaching its sentencing determination. The prosecutor told the jury that “in considering the possibility of the correctness of mercy versus judgment or death, you must take into account the humanity of the individual himself and the nature of his conduct and his life as it has meaning to you . . . . [fi] Consider that he has now professed the finding of his savior; consider and ask yourselves whether that is too little and by far too late, [fl] Consider he had a bad childhood and apparently his father did not treat him well or kindly at all and taught him to steal. Consider that, [fl] Consider he came from poverty and extreme poverty. . . .” Similarly, defense counsel specifically told the jury to conside “compassion, sympathy, passion, [and] mercy.”
After viewing the record as a whole, we are satisfied that a reasonable juror would have understood that it was to consider defendant’s childhood and background as well as feelings of mercy engendered by such testimony in determining penalty. We therefore find no error.
B. Argument in Violation of Davenport
During closing argument, the prosecutor told the jury that the absence of various statutory factors relevant to mitigation should be consid
Although the prosecutor’s argument is contrary to Davenport, we consider it harmless. First, a timely admonition could have cured the prosecutor’s mischaracterization of the statutory factors. (People v. Green (1980)
Third, in the beginning of his closing argument, the prosecutor specifically told the jury that only applicable factors should be considered in its deliberations. The prosecutor then stated: “Now, whether they are aggravating, mitigating, or in the no-man’s land that we will call neutral, and we will get to that in a minute, is for you to decide individually and collectively in your judgment function.” (See also People v. Rodriguez (1986)
In addition, defense counsel’s argument stressed the fact that the court’s instructions allowed the jury “a tremendous amount of leeway” in determining the aggravating or mitigating nature of the relevant factors. Counsel stated: “[I]s each factor a mitigating factor or aggravating factor? You have heard it once but you are going to hear it again. . . . [E]ach one of you on your own has to decide each one of those factors, whether it is a mitigating or aggravating factor . . . any one mitigating factor by itself, is sufficient to
C. Excessive Multiple-murder Special-circumstance Findings
As noted above, the prosecution erred in charging two separate multiple-murder special circumstances instead of one, on the basis of the two murders. We cannot, however, deem the error prejudicial. When we considered a similar claim in People v. Rodriguez, supra,
D. Proportionality Review
Defendant makes familiar arguments regarding the constitutionality of the 1977 law that have been considered and rejected by us in recent opinions. (See, e.g., Ghent, supra,
We disagree. Defendant and Harris were tried separately. Defendant admitted at trial that he alone had planned the Crumb robbery. Moreover, the aggravating circumstances showed defendant was convicted of the Nor-wood murder in Kansas. In light of these facts, defendant cannot assert that the punishment imposed was disproportionate to his individual culpability. (Allen, supra,
VI. Habeas Corpus
Defendant in propria persona previously has filed separate petitions for a writ of habeas corpus. He contends he was denied the right to a
VII. Conclusion
Because we find that no prejudicial error occurred at either the guilt or penalty phase of defendant’s trial, the judgment of guilt, finding of five special circumstances, and the judgment of death are affirmed.
Mosk, J., Panelli, J., Kaufman, J., and Low (Harry W.), J.,
BROUSSARD, J.—I concur in the majority opinion in affirming the judgment of guilt and five
In 1985, we established that at the penalty phase of a capital trial, the absence of evidence of a mitigating factor does not transform it into an aggravating factor. (People v. Davenport (1985)
Nonetheless, the majority has begun to reject claims under Davenport in part because “a timely admonition could have cured the prosecutor’s mischaracterization of the statutory factors. (People v. Green (1980) 27 Cal.3d
Defense counsel cannot be expected to object to a prosecutor’s argument on the basis of Davenport before that case was decided. Before Davenport was decided, no admonition to the jury would have been forthcoming even if counsel had objected. It is self-evident that the majority’s reference to the waiver rule of People v. Green is totally misplaced. Yet in this case, and in others, the majority evidently have confidence that defense counsel can foresee our opinions. This is asking too much.
The majority also reject defendant’s argument that there was Davenport error on the ground that the court instructed the jury to consider only “applicable” aggravating and mitigating factors. I disagree. Such an instruction does nothing to rectify the confusion caused by a prosecutor’s argument that the jury should consider the absence of evidence in mitigation as evidence in aggravation. “The vice of Davenport error is that it tells the jury that factors are applicable when as a matter of law they are not and that factors are aggravating when as a matter of law they are neutral or mitigating. Nothing in the judge’s instructions would dispel such erroneous impressions.” (People v. Bonin, supra,
Nonetheless, I agree with the majority that the Davenport error in this case was not prejudicial. The prosecutor candidly told the jury that it was up to them to decide whether evidence should be considered as aggravating, mitigating, or neutral under the statutory scheme. The prosecutor’s argument was temperate and accurate except for the Davenport error. The prosecutor thus gave a fair presentation of the law, and did not place much reliance on the argument that lack of evidence of a circumstance in mitigation should be used in aggravation. I conclude that it is not reasonably possible that, in the absence of the error, the jury would have returned a different verdict.
Notes
When Avery touched the coffee table with her fingers, Harris yelled at her to wipe off the table to avoid leaving fingerprints. Avery testified that while she was in the apartment, precautions were taken by the trio to assure no fingerprints were left behind.
The letter stated that “Fve been asking my lawyer [Slick] if I can go cocounsel for about four months. He keeps saying he will think about it. [[]] I went to court on March 5, 1984.
Defense counsel informed the court: “A week ago, and it’s been only a week ago that I’ve been able to locate this fellow, it was my feeling, and what I talked to Mr. Moore about, is that he is a good People’s witness. I have felt all along that he’s a good witness for the People; but I felt that he’s a bad witness for the defendant. I have located him. I’ve sent my investigator to talk to him. I have not heard back from him since that time. And the person who helped me find him—and my investigator was unable to do so—was Bill Collette of the Long Beach Police Department. He was able to go out and find that fellow for me and make him available to me []j] I have since learned that this man will be called by the District Attorney’s office; and we, of course would be able to use whatever—whatever evidentiary value we can out of part of his testimony. But I felt in balance, and I’m probably going to be proved right, that he’s going to hurt more than he helps. ...[][] The Court: Well, apparently Mr. Slick told me he’s tried to find this man, and he’s been very [ejlusive but he now has him; and he either has or will talk to them. And also the People are going to produce this man as a witness on behalf of the People. Now, common sense tells me that Mr. Jones isn’t going to help you very much. But the bottom line is that Mr. Slick has this witness identified; he’s in the process of trying to figure out what it is that this witness can testify to that’s going to be helpful to you; and he will be here for whatever testimony can be of assistance to you. . . .”
Defendant also argues that counsel’s failure to advise the court of defendant’s request to proceed in propria persona constituted ineffective assistance of counsel. This argument is addressed post, at page 83.
The fact defendant was in the holding tank when the case was continued by substitute counsel on March 5 and March 9 does not implicate, as defendant claims, an “independent Sixth Amendment violation,” nor does it violate defendant’s right to be present when arraigned or at all other subsequent stages of trial. (§ 977, subd. (b).)
Defendant requests we take judicial notice of the portions of Harris’s trial record that refer to the testimony of Jones (and Collette). We decline to do so because the Harris record is unnecessary to our discussion of the effectiveness claim. (Evid. Code, § 452, subd. (d).)
Defendant makes a similar argument regarding the testimony of Collette, the investigating officer, who stated at the preliminary hearing that three knives were used in the Crumb murders, but testified at trial that two knives were found at the murder scene. The People point out that the record of Harris’s trial indicates Collette testified there were only two knives seized at the crime scene. We do not find counsel’s failure to cross-examine Collette on this issue indicative of incompetent representation because the testimony is not inconsistent: three knives could have been used, but only two were found. Defendant does not indicate how the possibility that only two knives were found would further his defense.
Counsel informed the court: “There are some inconsistencies Mr. Moore just mentioned that I do not intend to argue. . . . I do not intend to argue that [Avery] is lying about somebody taking rings off somebody else. I do not intend to argue that somebody stabbed a victim in the chest when she thought it was the back or vice versa. I don’t intend to argue those things. [U] I intend to restrict my argument to whether or not the defendant was there in the first place and I intend to bring out the inconsistencies in [Avery’s] testimony to show that she’s lying about that, not about some of the details that went down. That’s my method of doing things.”
Defendant actually argues that four prospective jurors were removed for cause because they stated they would automatically vote against the death penalty. His characterization of the record is in error. Our review of the record reveals that although two potential jurors were excused for cause on Witherspoon grounds, the other two prospective jurors were excused on defense counsel’s challenge for cause because they stated they would, under any circumstances, vote for the death penalty if defendant were found guilty of the Crumb murders.
The jury was instructed under CALJIC No. 3.16 that: “If the crimes of murder, burglary and robbery were committed by anyone, the witness Terry Elaine Avery was an accomplice as a matter of law and her testimony is subject to the rule requiring corroboration.”
The prosecutor stated: “Terry Elaine Avery was in this courtroom and as a matter of law an accomplice to these crimes. No effort has been made to shield that fact, hide it or otherwise avoid the impact of it. What does that mean? It means that [Avery] would be in the abstract liable for the same charges as Mr. Moore because she participated in them with knowledge of what was going on. [][] Because of that reality that she would be liable for these crimes other than being granted immunity, you must consider her testimony with one special provision. That is, you cannot convict Mr. Moore based solely upon her testimony unless and until her testimony is independently corroborated by other evidence which proves in any particular . . . that she’s telling the truth.”
Section 1382 provides, in pertinent part, that the court must dismiss an action: “(b) When a defendant is not brought to trial in a superior court within 60 days after the finding of the indictment or filing of the information . . . ; except that an action shall not be dismissed under this subdivision if it is set for trial on a date beyond the 60-day period at the request of the defendant or with the defendant’s consent, express or implied. ...”
As to former section 190.3, factor (c) (extreme mental or emotional disturbance), the prosecutor told the jury: “[I]f you find it was not true that there was any mental or emotional disturbance, it must be, I think, logically a factor in aggravation.” As to factor (d) (victim consented to homicidal act), the prosecutor argued, “How do you weigh it if they were totally victims? I suggest it must be a factor in aggravation or it has no meaning.” As to factor (e) (moral justification), he told the jury, “[I] can see no belief in moral justification of this crime or these crimes. Therefore, you must find that there was no moral justification believed, whether in fact true, and it is a factor in aggravation.” As to factor (f) (extreme duress or substantial domination of another person), he stated: “If you find that the defendant was not acting under duress and was not under the substantial domination of another, you must then decide whether that’s a factor of aggravation or mitigation.” Next, when discussing factor (i) (defendant a minor accomplice), he told the jury, “if . . . you find he is the main mover, these crimes are his brainchild, and he was the primary person conducting himself in the violent ways that lead to his conviction, you should find that a factor in aggravation.”
Presiding Justice, First Appellate District, Division Five, assigned by the Chairperson of the Judicial Council.
There were six special circumstance findings: two robbery-murder special circumstances, two burglary-murder special circumstances, and two multiple-murder special circumstances. (The majority vacate one of the duplicative multiple-murder special circumstances under the authority of People v. Allen (1986)
See, e.g., People v. Bonin (1988)
Dissenting Opinion
I would reverse the judgments. My assessment of the record reveals clear Faretta (Faretta v. California (1975)
No criticism of the court is intended and none should be inferred. Obviously the calendar court, in accord with Faretta, was simply speaking in the context of pointing out the disadvantages of self-representation. Of course, when Moore, as he did, became even more adamant and unequivocal the court’s duty required it to stop and reverse direction protecting Moore’s fundamental pro se right, not an easy maneuver. Cost efficiency being a premium, master calendar courts exist to move cases in the orderly administration of justice avoiding untoward delay. Moreover, while the fundamen
Earlier, during Friday’s colloquy, Moore is reported in the Reporter’s Transcript as follows: “The Defendant: Okay. Under the federal law I have a right to represent myself; is that correct? “The Court: You have a right to represent yourself if you are—if you make a knowing and intelligent waiver of your counsel; that’s true. “The Defendant: Okay. And I was informed, too, that . . . .”
On this record, we do not know when the defendant was first informed of his constitutional pro se right, for certain Moore was not so informed at his arraignment. On March 16, 1984, however, the intent of his letter undergoing the court’s inquiring scrutiny, defendant Moore made a showing revealing to the Master Calendar Court the circumstances giving rise to his decision to invoke pretrial his constitutional right to act as his own lawyer. Moore’s letter, reproduced in footnote 2 in the majority opinion, page 74, vividly portrayed to the court those circumstances, including the fact that it was Moore’s assigned counsel who sowed in Moore’s mind the seed of going pro se. Moreover, those circumstances were never challenged or disputed by defense counsel during the Faretta hearing. Unquestionably, then, a showing was made before the calendar judge that but for the fact that defendant Moore on March 5 and on March 9 remained in a holding cell while his trial date was continued in his absence, Moore would have asserted his Faretta right weeks before trial, safely assuming, of course, a denial of his motion to “go cocounsel.” Consequently, for reasons that follow, I disagree with the majority’s belief that the Master Calendar Court was correct in denying Moore’s Faretta motion as being made untimely.
“Faretta held that a defendant in a state criminal trial has a constitutional right to proceed without counsel when he voluntarily and intelligently elects to do so, and that the state may not force a lawyer upon a defendant who properly asserts that right.” (Chapman v. United States (5th Cir. 1977)
The constitutional right of self-representation accorded finality in Faretta, must, of course, be timely asserted. (United States v. Kizer (9th Cir. 1978)
“Under the federal law,” quoting defendant Moore, the federal Ninth Circuit determines timeliness of constitutional or pretrial Faretta motions by the identical standard employed by the Chapman court in the Fifth Circuit. In the case Fritz v. Spalding (9th Cir. 1982)
Based on the record under review, there is no showing suggesting or hinting defendant Moore’s unequivocal request to exercise the constitutionally mandated unconditional right of self-representation was made for the purpose of delaying his scheduled trial or to obstruct the orderly administration of justice. Indeed, I do not read the court’s majority opinion as contending or holding to the contrary. Likewise, the record amply demonstrates that Moore, after being thoroughly made aware by the calendar judge of the disadvantages of proceeding pro se, voluntarily and intelligently elected to do so, with his eyes wide open, so to speak.
Obviously, Fritz and Chapman demonstrate that the federal timeliness standard implements the exercise of the Faretta right, not limits it. “Delay per se is not a sufficient ground for denying a defendant’s constitutional right of self-representation. Any motion to proceed pro se that is made on the morning of trial is likely to cause delay; a defendant may nonetheless have bona fide reasons for not asserting his right until that time, see Chapman, 553 F.2d at pp. 888-889, and he may not be deprived of that right absent an affirmative showing ofpurpose to secure delay.” (Fritz v. Spalding, supra,
One will recall that the majority treat defendant’s Faretta motion as having been made on Friday, March 16, 1984. (See maj. opn. at pp. 78-79.) Moore, on Monday, March 19, 1984, was assigned to a trial department for hearing of pretrial motions, if and when denied, empanelment of the jury was to commence. Trial, i.e., selection of the jury, commenced on March 26, 1987.
In a case decided after Faretta had been argued but before it was decided, the Honorable Judge Wachtler in People v. McIntyre (1974)
Even if we must say that Moore is presumed to know that procedurally the timeliness of his Faretta request would be determined on the basis of
The trial setting judge, as we know, on Monday, March 19, 1984, before and after meticulously enumerating express findings, ruled: “Under the authority of People versus Ruiz, 142 Cal.Ap.3d 780, this motion is denied.” People v. Ruiz, supra,
In the Ruiz case, the Honorable Justice Hanson (P. D.) reviewed the denial of a constitutional Faretta motion made six days before trial. Consequently, the Ruiz court was called upon to consider Windham’s holding, i.e., “. . . that in order to invoke the constitutionally mandated unconditional right of self-representation a defendant in a criminal trial should make an unequivocal assertion of that right within a reasonable time prior to commencement of trial,” and Windham’s footnote 5, set out in the margin.
Herein trial had not begun, counsel was of record but Moore was on his own. Fundamental fairness compels that Moore, a criminal defendant, have made known to him his last clear chance to assert his constitutional right. The Denno court fixed the “Rubicon,” to borrow Judge Goldberg’s usage, beyond which the defendant forfeits the unqualified (unconditional) right to
Windham’s reasonable time requirement functions, I think, to reconcile “those interests,” but only if trial courts strictly adhere to Windham’s footnote 5. To be specific, in defendant Moore’s case under review, the Master Calendar Judge’s reply confirming that it is true under federal law that Moore had a constitutional right to represent himself, should have, in light of Windham’s footnote 5, concluded thus: “if today I find there is some showing of reasonable cause justifying the lateness of [your] request to proceed pro se without the assistance of appointed counsel who informs this court that he is ready to proceed Monday? So I ask you, Mr. Moore, why have you waited until now, the date scheduled for trial, to make your Faretta motion?” Unquestionably, based on the record, Moore would have answered: “Okay, it’s all right there in my letter. I didn’t make up my mind to ask you to until March 5, when I learned my lawyer did not want me to go co-counsel with him, but my case was continued while I was in the holding cell. So I couldn’t ask you, even though my lawyer knew I would if you did not give me the right to go co-counsel. When the same thing happened on March 9, I wrote and mailed you a letter the next day on March 10, telling you what was going on, that is the best I could do under the circumstances. Today, March 16, is the first time since losing all confidence in my lawyer I have had a chance to tell you face to face that I want to exercise my right under federal law to represent myself.” (See, infra, fn. 7.)
The point, of course, I seek to make aside from illustrating that a record for review should be made, is that under Windham’s footnote 5, Moore’s pretrial Faretta motion made in close proximity to the date scheduled for his trial did not in the first instance address the calendar judge’s sound discretion.
Upon reading Ruiz at pages 783-787, it clearly appears that the trial judge did not make an express finding that Ruiz’s Faretta motion was untimely made because the motion could and should have been made much earlier, notwithstanding the prosecutor’s argument, citing in support several cases including Windham, that the court should so find. (Ruiz, supra,
However, under Windham’s “reasonable time” requirement in light of footnote 5, a criminal defendant’s constitutional pretrial Faretta motion is
Sensing that the trial judge had not initially tested the lateness of Ruiz’s request by the “reasonable standard” mandated to the trial court by Wind-ham’s footnote 5’s bottom line, the Ruiz court saw its appellate function as follows: “Appellant in a single argument for reversal urges that the trial court erred in denying appellant’s motion to proceed in propria persona. [Citations.] Resolution of the issue is dependent upon finding whether the motion was a timely one, requiring the court to grant it if appellant’s choice to represent himself was voluntarily and intelligently made. If we find appellant’s motion to represent himself to be untimely, we must determine whether the court’s denial of his request, based on the need for a continuance, was an abuse of discretion.” (Ruiz, supra,
The Ruiz court found that under the total circumstances known to the trial judge after his full inquiry, Ruiz’s Faretta motion, made three days before the date of trial, was at law untimely. Consequently, under Wind-ham ’s footnote 5, Ruiz’s exercise of his right of self-representation was a matter left entirely unto the trial court’s sound discretion. The reason, however, Ruiz’s pretrial pro se request was untimely: “Appellant’s motion was unaccompanied by any showing of reasonable cause for its lateness.” (Ruiz, supra,
At page 787, after noting that Ruiz’s Faretta motion followed on the heels of a denial of his motion to substitute counsel, the Ruiz court early hinted its ultimate holding, I quote: “The Faretta motion also was founded on appellant’s perception that his attorney was not investigating adequately appellant’s defense theory and on their disagreements over tactics. The record allows the inference that this was not a new thought upon the part of appellant, but appellant offered no excuse for failing to bring the motion earlier.” But, of course, an inference must be reasonably drawn from a fact supported by substantial evidence and not mere speculation. Quoting, then, Ruiz again: “The requirement of timeliness is to avoid unjustifiable delay or disruption of orderly court proceedings. Here, even though the trial judge expressly found there was no evidence that appellant had brought the motion for the purpose of delay, the manner in which the motion was brought and the reasons for making it show that disagreements had developed between appellant and his attorney over investigative efforts and trial tactics. Appellant had been in the local jail for three and one-half months and,
However, whether Ruiz was correctly decided or not is not my present concern. The Ruiz court’s analysis determining footnote 5’s teaching is indisputably sound. Given the Ruiz court’s determination that the record lacked some showing of reasonable cause justifying the lateness of Ruiz’s Faretta motion, so be it.
I do find it provocative, however, that the Ruiz court informed Ruiz at
As I see it, in one sense meaningful the Ruiz court’s application of the “language of Windham ” did result in the Ruiz court following Fritz and Chapman. As we have noted, the Ruiz court concluded at law that which the trial court neglected to find as a fact, i.e., that Ruiz’s Faretta motion was untimely made because its lateness was not justified by any showing of reasonable cause. In sum, Ruiz’s motion could have and should have been made at an earlier date, as contended by the prosecution. However, the Fritz court at 612 F.2d at pages 784-785, set out instructions for trial courts’ use when determining whether a Faretta request is a tactic to secure delay: “The court must also examine the event’s preceding the motion, to determine whether they are consistent with a good faith assertion of the Faretta right and whether the defendant could reasonably be expected to have made the motion at an earlier time.”
To no one’s surprise, I would think, it develops, then, that the lower court’s federal standard, and Windham’s footnote 5 standard, both implementing the federal constitutional Faretta right, are, when properly applied, flip sides of the same coin reflecting from a different perspective the same legitimate concern, i.e., that the Faretta right be asserted in good faith and not for the purpose of delay, which is Fritz’s concern; and to disallow “misuse [of] the Faretta mandate as a means to unjustifiably delay a scheduled trial or to obstruct the orderly administration of justice,” which is the expressed concern of Windham’s footnote 5.
In defendant Moore’s case at bench under automatic review of a judgment of death by execution, I think it cannot reasonably be disputed that the Master Calendar Judge did not initially undertake to factually deter
As we know, the record is not silent as regards Moore’s attempts to waive the right to the assistance of counsel. On this record, not once but thrice Moore knowingly, intelligently and unequivocally attempted to no avail to waive his right to the assistance of counsel, i.e., on Friday, March 16, on Monday, March 19, and in the trial department before commencement of trial on March 26, 1984, in accord with Faretta. As regards the timeliness of Moore’s Faretta assertion, however, the calendar judge as previously noted made no inquiry directed to determining whether reasonable cause did or did not exist justifying the lateness of his assertion.
The prosecution and Moore agreed to the court’s continuance of the trial date to March 5, when to Moore the court explained: “You have already waived time to today, and today is the 40th day. If you agree to this further continuance for Mr. Slick to prepare your defense, March 5th will also be the 40th day; giving us the same 20 days to bring you to trial as we have today. Do you understand this, sir?”
Eventually, Moore replied “yes,” he understood and his counsel told the calendar judge that he believed he would be ready next time. The Clerk’s Transcript reveals, however, that on March 5, the prosecutor assigned to try Moore’s case was “unable to announce ready” and Moore’s counsel’s one word response was “fine.” On Friday, March 9, 1984, however, it developed that the prosecutor was still engaged in a murder trial and Moore’s counsel was “about to go out on this John Carroll case.” Consequently, the calendar judge aged Moore’s case, “51 of 60” days, and continued it until March 16, 1984, which brings us to Friday’s hearing. It bears noting at this point that on Monday, March 19, 1984, the Master Calendar Judge opened the proceedings stating: “Mr. Moore, we are here to continue the matter that we started last Friday. Which now is reduced to a request by you to proceed in propria persona, [fl] You have filled out the four-page form entitled ‘Petition to Proceed in Propria Persona’ which the Court will order filed.”
The showing made to the calendar judge during Friday’s hearing, then, was before the calendar court during Monday’s Faretta hearing. Ultimately, all will agree, the time came during the Faretta hearing requiring the calendar judge to decide the timeliness of Moore’s assertion. Indulging every presumption against waiver of fundamental rights, the only reasonable inference to be drawn by the calendar judge from the record at hand is that Moore, if present, would have on March 5 and 9, engaged the court in discourse essentially no different than that of March 16 and 19, ultimately invoking his Faretta right. However, as we know, Moore remained, through no fault of his own, in a holding cell on March 5 and 9, under any analysis as an accommodation to otherwise engaged counsel for both parties to the lawsuit. If, however, Moore had been afforded his reasonable expectation to be present enabling him to address the court, his Faretta request would have been timely under Windham’s standard. Footnote 5 clearly instructed the calendar judge that if defense counsel seeks a continuance it would be illogical to deny Moore’s motion for self-representation simply because the motion is made in close proximity to trial. On March 5, we have noted, it was the prosecutor that moved for the continuance, but Windham’s logic would be no less applicable on March 5 as it would be to defense counsel’s motion affording him a continuance on March 9, 1984.
Moreover, on this record, the showing made on March 16 to the calendar judge is that March 5 is the earliest date that Moore decided that if he was not granted cocounsel status, he would unequivocally invoke his Faretta right. On this record, the showing is that it would not be reasonable to expect or the calendar judge to reason or find that Moore could have and should have asserted his Faretta right on or before January 23, 1984, or anytime thereafter until March 5, 1984. Moore’s letter is certainly some showing, I believe substantial, that before January 23, and until March 5, Moore’s personal choice was limited to proceeding as cocounsel with the consent of his appointed attorney. At no time during the hearing did appointed counsel refute that for months prior to March 5, he held Moore at bay while he thought about it. Reasonably, then, Moore would not assert his Faretta right before March 5, because he had no reason to so do. There is no showing of record that his attorney counseled with Moore between January 23 and March 5, 1984. Moore’s written word describing his state of mind during the period of time before March 5 must be viewed as credible and undisputed. Consequently, during the period January 20 through March 5, the actual “disagreement over trial strategy” Judge Wachtler
Consequently, the Master Calendar Judge’s express findings (see maj. opn., p. 78), as I assess them, simply reflect his concern that an old case calendar-wise should go out to trial because counsel are finally ready, showing little regard for Moore’s constitutional right to proceed pro se. At times from reading the record, my sense is that the calendar judge would have granted Moore his Faretta right if Moore had not needed time to prepare. Under Windham’s footnote 5, however, Moore’s request was timely asserted. Unquestionably, at law, then, Moore should have been granted a reasonable time to prepare to defend. Fundamental fairness rejects the notion that Moore’s exercise of his Faretta right turns on his willingness not to prepare his own defense. (People v. Morgan (1980)
Respectfully, I would reverse the judgments; and because I would, I abstain from discussing defendant Moore’s remaining contentions on appeal. On this record, the majority’s holding denies defendant Moore a right thought and implicitly said to be his by the Framers of the Bill of Rights. As I see the record, the Windham court had defendant Moore’s case in mind when in footnote 5 the court instructed that the “reasonable time” requirement must not be used as a means of limiting a defendant’s constitutional right of self-representation. The Windham court understood that justice is offended when a procedural rule designed to insure that criminal defendants reasonably exercise their right of self-representation is used to prevent them from exercising the right, particularly when the showing is made that the right was requested at the earliest practical opportunity to
Appellant’s petition for rehearing was denied January 9, 1989, and the opinion was modified to read as printed above. Arguelles, J., and Eagleson, J., did not participate therein.
Presiding Justice, First Appellate District, Division Three, assigned by the Chairperson of the Judicial Council.
It bears noting that in People v. Windham (1977)
The right to defend is personal, i.e., the criminal defendant must be free personally to decide whether the assistance of counsel is to his advantage in a particular case. Respect for the individual’s right of free choice, acknowledged to be the lifeblood of the law, mandates that the Faretta right be honored. (Faretta v. California, supra,
“A defendant has the moral right to stand alone in his hour of trial. The denial of that right is not to be redeemed through the prior estimate of someone else that the practical position of the defendant will be enhanced through representation by another, or the subsequent conclusion that defendant’s practical position has not been disadvantaged.” (United States v. Dougherty (D.C. Cir. 1972)
Footnote 5 of People v. Windham, supra, reads as follows: “Our imposition of a ‘reasonable time’ requirement should not be and, indeed, must not be used as a means of limiting a defendant’s constitutional right of self-representation. We intend only that a defendant should not be allowed to misuse the Faretta mandate as a means to unjustifiably delay a scheduled trial or to obstruct the orderly administration of justice. For example, a defendant should not be permitted to wait until the day preceding trial before he moves to represent himself and requests a continuance in order to prepare for trial without some showing of reasonable cause for the lateness of the request. In such a case the motion for self-representation is addressed to the sound discretion of the trial court which should consider relevant factors such as whether or not defense counsel has himself indicated that he is not ready for trial and
Currently, of course, there prevails a contrary analysis of Windham and footnote 5 holding as in People v. Hall (1978)
In Ruiz, supra,
Interestingly, the Hall court,
In Herrera, supra,
Interestingly, however, the Herrera court, after considering footnote 5, assumed arguendo that Herrera’s Faretta request was forfeited, i.e., no longer absolute but subject to trial court discretion, because not made within a reasonable time prior to commencement of trial. (
In light of the majority’s view (see maj. opn., ante, at p. 81), I have rereviewed the pretrial record made in the Master Calendar Court. Respectfully, but no less vehemently, I disagree, finding no reasonable basis for the majority’s assertion that the trial court soundly reasoned that granting Moore his right of self-representation implemented by a continuance would interfere with orderly administration of justice and prejudice the prosecution. In my view of the record finding therein a substantial showing of reasonable cause for the lateness of the request (Windham’s fn. 5), it follows that the Master Calendar Court erroneously denied Moore’s timely made at law Faretta request. The reasons expressed by the calendar court, then, are essentially irrelevant. But even assuming arguendo Hall court analysis, (see dissent, fn. 5), I would find the trial court’s reasons infirm. Manifestly, Moore’s motion invoking his Faretta right and a reasonable continuance came at time when there was no danger of disrupting pretrial and trial proceedings already in progress. The reasonable delay incident to Moore’s requests would not have served to obstruct the orderly administration of justice; however, it would have assured the fair administration of justice by honoring Moore’s fundamental right of personal choice. Moreover, surely a trial department would have opened during the reasonable delay.
The trial court did not expressly find that to “grant” would prejudice the prosecution. Based on this record, an implied finding is not warranted. To be sure, the deputy district attorney represented that three out-of-state law enforcement witnesses indispensable but solely for Moore’s pretrial motions would experience “extreme hardship” relative to reconciling their competing vacation schedules. However, the trial court was advised that the witnesses were “on call ready to come in within a day’s notice of the time we are actually sent out to trial.” Moreover, it clearly appears of record that the prosecutor’s concern was that he “might [not] again be so fortunate to marshal them again together in the distant future.” But of
Finally, strikingly opposite to the facts in Fritz, defendant Moore’s pretrial conduct is shown of record to be faultless, in no way causing the prior delays or continuances granted at the request of the prosecution and Moore’s counsel when announcing they were not ready to proceed. And, of course, when assigned defense counsel did state he was “ready for trial,” Moore justifiably disagreed. Counsel’s pretrial investigation of the witness, Jones, was neither adequate nor complete. (See maj. opn., ante, p. 75, fn. 3; compare with 1 ABA Standards for Criminal Justice, std. 4-4.1; see Approved Draft 1971, pp. 225-228, 231.) Moreover, one can hardly say realistically that the defense is “ready” if a defendant has already parted ways with his appointed counsel. (Chapman v. United States, supra,
