People v. MitchellPeople v. Mitchell
delivered the opinion of the court:
Maurice Mitchell (Maurice) appeals from what he claims was the circuit court’s improper dismissal of his post-conviction petition as “frivolous or *** patently without merit” more than 30 days after it was filed and docketed. He maintains that the allegations in his petition should have been given the benefit of an evidentiary hearing: (1) that the court before which he was convicted of murder erroneously refused to instruct the jury that it could find that he had used force in defense of himself, or that he could be guilty of voluntary manslaughter (serious provocation by victim), voluntary manslaughter (unreasonable belief that the use of force was justified), or involuntary manslaughter; and (2) that the State improperly discriminated against black venirepersons in exercising its peremptory challenges during jury selection. He seeks reversal of the court’s dismissal, and either: reversal of his conviction with a remand for a new trial, a remand for a hearing on his claim of discrimination during voir dire, or a hearing on the merits of his petition.
Following a jury trial, Maurice was convicted of the murder of his wife, Debra, and was sentenced to 40 years in the custody of the Illinois Department of Corrections. After his conviction was affirmed in People v. Mitchell (1987),
Maurice’s first contention is that the circuit court erred when it summarily dismissed his petition, arguing that such order was entered more than 30 days after the petition was filed and docketed. He asserts that August 10, 1988, the date on which the petition was notarized as having been forwarded to the clerk, and not August 15, 1988, the date on which the clerk stamped the petition as having been filed, should control as the date it was “filed and docketed.” The State responds that the latter date should govern.
Section 122 — 2.1 of the Code of Criminal Procedure of 1963 (Code) (Ill. Rev. Stat. 1987, ch. 38, par. 122 — 2.1) states:
“(a) Within 30 days after the filing and docketing of each petition [for a post-conviction hearing], the court shall examine such petition and enter an order thereon pursuant to this Section. If the court determines the petition is frivolous or is patently without merit, it shall dismiss the petition in a written order ***.
(b) If the petition is not dismissed pursuant to this Section, the court shall order the petition to be docketed for further consideration in accordance with Sections 122 — 4 through 122 — 6.”
The court in People v. Byers (1990),
This holding does not conflict, as Maurice implies, with the “pro-mailing” policy expressed in People v. Pagel (1990),
“[A] liberal pro-mailing policy is more equitable, since it places smaller firms which may lack telefax machines and messenger services on an equal footing with their larger competitors. We express no opinion as to whether the same policy would apply to other papers filed in the circuit court, such as post-trial motions.” (Harrisburg,126 Ill. 2d at 342 .)
Our holding in the case at bar disregards none of the concerns expressed in Harrisburg-Raleigh Airport. Instead, it simply requires the court to “examine [the] petition and enter an order thereon” within the 30-day period which is clearly specified in the statute and it does not prejudice the petitioner in any way. Accordingly, we hold that in dismissing the petition on September 14, 1988, the court complied faithfully with the time provisions of the statute.
Next, Maurice alleges that the circuit court erred in dismissing, as “frivolous or *** patently without merit,” his claim that he was improperly refused certain jury instructions during his trial. The State first responds that a trial court’s failure to tender a particular instruction is not cognizable in a post-conviction hearing.
Section 122 — 1 of the Code states:
“Any person imprisoned in the penitentiary who asserts that in the proceedings which resulted in his conviction therewas a substantial denial of his rights under the Constitution of the United States or of the State of Illinois or both may institute a proceeding under this Article.” Ill. Rev. Stat. 1987, ch. 38, par. 122-1.
The failure to give required jury instructions is cognizable in a post-conviction hearing when the failure “potentially violate[s] the constitutional right to have the jury adequately apprised of the appropriate law.” (People v. Flowers (1990),
In the instant case, the claim is not that the jury was misinformed about the burden of proof imposed upon the State for a murder conviction, but rather that the jury was not informed about the possibility of convicting Maurice on the lesser charge of voluntary manslaughter or involuntary manslaughter, or of acquitting him entirely on the ground of self-defense. Maurice cites no authority holding that such a failure raises a “constitutional” question. We hold, however, that it does raise such a question and is therefore cognizable in a post-conviction proceeding.
Beck v. Alabama (1980),
In People v. Bryant (1986),
“[A] defendant may be entitled to have the jury instructed on a less serious offense that is included in the one he is charged with. [Citing Beck,447 U.S. at 636-37 ,65 L. Ed. 2d at 401-02 ,100 S. Ct. at 2388-89 .] The reason for this is clear: an instruction on a lesser offense provides an important third option to a jury which, believing that the defendant is guilty of something but uncertain whether the charged offense has been proved, might otherwise convict rather than acquit the defendant of the greater offense.”
Further, People v. Joyner (1972),
Although in neither Bryant nor Joyner did the court state that the rule regarding instruction on lesser included offenses was constitutionally required, we fail to apprehend any difference between the “constitutional right to have the jury adequately apprised of the appropriate law” discussed in Flowers (
Nevertheless, the State argues, the issues presented by the refusal to tender the requested instructions are res judicata, as they were decided on direct appeal in Mitchell, and legal developments subsequent to Mitchell do not call into question that court’s disposition of the issue; accordingly, the trial court correctly dismissed that portion of Maurice’s petition without further hearing.
As the court held in People v. Owens (1989),
Maurice admits that the court in Mitchell decided whether the trial court erred in refusing to submit the disputed instructions. Nevertheless, he maintains, res judicata does not bar an issue from being reexamined on the merits when “fundamental fairness so requires.” (People v. Neal (1990),
In People v. Strader (1967),
Next, in People v. Hopkins (1976),
Finally, in People v. Cowherd (1983),
Applying the principles of the foregoing cases to Maurice’s claim that the trial court erred in not submitting the disputed instructions to the jury, we hold that res judicata bars reexamination of this issue. The court held in Mitchell that
“the trial court should have given these instructions if there was even very slight evidence presented which might legitimately lead a jury to the conclusion that Maurice committed voluntary manslaughter, involuntary manslaughter, or acted in self-defense. [Citations.]
The defense has not met the above requirement.” (Mitchell,163 Ill. App. 3d at 66-67 .)
The court then considered Maurice’s complaint regarding the trial judge’s refusal to give instructions on self-defense and on voluntary manslaughter (unreasonable belief that the use of force was justified), holding:
“The evidence adduced at trial by the People was totally consistent with a murder charge. Especially noteworthy is the fact that *** [the wound inflicted upon Debra] is not the type of wound generally inflicted by an individual acting in self-defense. Moreover, the defendant himself testified that the killing was an accident.”
The court further noted that although a witness had testified at trial that Maurice had told her that he had killed Debra in a fight, this statement was inconsistent with another statement he made to her that Debra had cut herself. The court held that under such circumstances, the testimony that he had killed Debra in a fight “is not by itself enough evidence to warrant a voluntary manslaughter instruction.” The court quoted People v. Bratcher (1976),
None of the cases cited by Maurice which were decided subsequent to Mitchell warrant reexamination of this issue. People v. Robinson (1987),
“that he had become frightened by the victim’s yelling at him and that as he then grabbed for the shotgun to defend himself and struggled over it with a companion of the victim, who had produced it, the shotgun fell and accidentally discharged, killing the victim.” (
People v. Whitelow (1987),
“[Tjhose decisions which refused to instruct the jury as to self-defense did so because there was insufficient evidence in the record to support the instruction and not because there was an inherent or definitional contradiction in the defenses [of self-defense and accident]. *** Those cases that allowed the jury to be charged with self-defense instructions had demonstrated in the record evidence to support both defenses.”141 Ill. 2d at 154-55 .
In discussing Maurice’s claim that the trial court erred in refusing his instruction on voluntary manslaughter (serious provocation by victim), the court in Mitchell distinguished People v. Pietryzk (1987),
“because the circuit court failed to give an instruction on voluntary manslaughter-sudden passion, despite the defendant’s testimony that he purposely acted after a disagreement with the deceased. In Phillips there was some evidence that the defendant had the intent to cause serious bodily harm; thus, a voluntary manslaughter instruction should have been given. In the instant case, however, there was insufficient evidence before the jury to satisfy the intent element of the crime of voluntary manslaughter ***.” (Mitchell,163 Ill. App. 3d at 68 .)
In furtherance of his attempt to thwart the application of res judicata on this issue, Maurice relies upon Reddick (
In view of the foregoing, it is clear to us that when the court in Mitchell discussed “the intent element of the crime of voluntary manslaughter” (Mitchell,
Finally, the Mitchell court addressed Maurice’s claim that the trial court erred in refusing his instructions on involuntary manslaughter:
“[T]here was inadequate evidence of the requisite intent: recklessness. The defendant can point to no evidence in the record that suggests that he acted in conscious disregard of a risk. [Citations.] On the contrary, according to his testimony he was attempting to eliminate, or at least to mitigate, a risk by getting the knife away from Debra.” (Mitchell,163 Ill. App. 3d at 68 .)
None of the later cases upon which Maurice relies, however, calls into question the propriety of the court’s holding. (See People v. Banks (1989),
Maurice’s next claim is that the circuit court erred in summarily dismissing that part of his petition relating to his claim that at his original trial, the State improperly discriminated against black venirepersons in exercising peremptory challenges during the voir dire. Here again, the State replies that this issue is res judicata as a result of its having been decided adversely to Maurice on direct appeal.
During the selection of the jury, Maurice unsuccessfully moved for a mistrial on the ground that the prosecution had, at that point, exercised three of its four peremptory challenges to exclude black people from the jury. After the State had exercised its sixth and seventh peremptory challenges, Maurice renewed his motion for a mistrial on the ground that “[t]he State is systematically excluding Black people from this jury.” This motion was also denied.
On appeal in Mitchell, the court held:
“Since the record does not indicate the race of the prospective jurors, this court cannot determine whether the People purposefully discriminated against blacks when picking the jury * * * * * *
In the case sub judiee *** the only record of the race of the excluded jurors is the statement of defense counsel. Neither is there any record of the race of the remainder of the venire. Without such information, the defendant has not made a prima facie case of purposeful discrimination. [Citation.] Consequently, he has waived the *** issue.” (Mitchell,163 Ill. App. 3d at 69 .)
The rule on which Maurice’s claim on direct appeal relied, that “a defendant may establish
On appeal from that finding, the State claimed that the defendants had waived their Batson claim because the original voir dire record failed to disclose the race of the veniremen. The record demonstrated only that the defendants had made timely objections to the striking of 16 black veniremen from the jury. The court held:
“While we agree with the State that the record must disclose the race of the veniremen in order to provide for meaningful appellate review [citation], we disagree with the State insofar as it claims that the deficiencies in the original voir dire record in this case result in waiver of defendants’ Batson claim. The precise purpose for which we remanded this case was to afford defendants an opportunity to substantiate their claim, in recognition of the *** Batson decision. Furthermore, defendants in this case requested leave of court to establish the race of the venire and the jury on the record at the conclusion of voir dire and before the jury was sworn. The State prevailed in its objection to defendants’ attempts to substantiate their claim, and cannot now be heard to complain that the issue has been waived because of a deficient record.” (125 Ill. 2d at 194-95 .)
Even if the McDonald court based its holding only in part on the defendants’ request for “leave of court to establish the race of the venire and the jury on the record” (
“[A]ll the evidence defendant may eventually present may not be represented in the record before us; the trial judge may have kept notes written contemporaneously during voir dire [citation], or may recall certain information from his own observation of the venirepersons in this case; defendant may also wish to call his defense counsel along with some or all of the stricken venirepersons to testify at his hearing [citation].”132 Ill. 2d at 463 .
Following the decisions in McDonald and Andrews, the court in People v. Lann (1990),
Affirmed in part; reversed in part and remanded.
HARTMAN and McCORMICK, * JJ., concur.
Notes
Although Judge McCormick did not participate in the oral argument had in this case, he has read the briefs, audited the tape made at oral argument, and has otherwise participated in the decision-making process.