Lead Opinion
delivered the Opinion of the Court.
Introduction
In this interlocutory appeal, filed pursuant to C.A.R. 4.1, the prosecution challenges the trial court's order suppressing statements made by the defendant to police officers during an interview at Children's Hospital in Denver, and statements subsequently made by the defendant to his wife in the officers' presence. The trial court held that all of the defendant's statements were elicited from the defendant in violation of Miranda v. Arizona,
Facts and Froceedings Below
On November 17, 2002, the defendant, John Mario Minjarez, placed a 911 call during which he reported that his infant daughter, Juanita Minjarez, was not breathing. Police and emergency personnel arrived at the home and found the infant severely injured. She was taken to a local hospital and subsequently transferred to Children's Hospital in Denver. The defendant was questioned several times at his home by members of the Pueblo Police Department, including
The following day, Detective Archuleta received information from Dr. Sirotnik, the treating physician at Children's Hospital, that the infant's injuries were not consistent with accidental injury. Rather, the extent and severity of her injuries suggested the infant had been shaken or subject to some other non-accidental trauma. Based on this and other information, Detective Archuleta obtained a warrant for the defendant's arrest. Later that day, Dr. Sirotnik called Detective Archuleta to inform her that the defendant was at the hospital.
Detective Archuleta told Dr. Sirotnik that she was coming to Denver to arrest the defendant. She then drove with Officer Raymond Purvis from Pueblo to Denver to execute the warrant.
The nurses showed Detective Archuleta and Officer Purvis into a meeting room a short distance from the area where the infant was being treated. The room had a long conference table and several chairs. After the defendant was taken to the interview room by the nurse, he sat down at the officers' request. The defendant was seated in a chair away from the door, and Detective Archuleta and Officer Purvis sat between him and the door. Once the defendant was shown to the room, the nurse closed the door, which remained closed throughout the interview. At no time during the interview was anyone else admitted to the room.
Officer Purvis and Detective Archuleta testified that the defendant cried on and off while he was questioned and that initially they could see he was emotionally distraught. The officers began to question the defendant immediately after he was admitted to the room. Officer Purvis testified that he told the defendant he was free to go at any time, and Detective Archuleta testified that she told the defendant he didn't have to say anything. At no time during the interview was the defendant advised of his Miranda rights or informed of the existence of the warrant.
Officer Purvis began the questioning in a conversational tone, but when the defendant responded with the same story he had told Detective Archuleta the day before, Officer Purvis' tone grew more accusing and confrontational. Officer Purvis told the defendant that the "medical evidence" contradicted his story, and that it would be better for the defendant to talk to Officer Purvis now and be honest about what happened.
From that point in the interrogation, Officer Purvis testified that the questioning proceeded with Officer Purvis providing details of what happened and the defendant agreeing. For example, in his report Officer Pur-vis wrote: "I told [the defendant] that he lost his temper and that he shook Juanita. I told [the defendant], 'this is what happened, right, you shook her-you lost your temper, and you shook Juanita.' " Later in the interview, Officer Purvis reported, "I told [the defendant] 'You shook her, didn't you?" And [the defendant] said, 'Yes." I told [the defendant], 'You violently shook her, and [the defendant] said, 'Yes' " At one point, Officer Purvis informed the defendant, incorrectly, that the infant had a skull fracture, and when Officer Purvis suggested how this might have happened, the defendant agreed with Officer
Based on the defendant's admission that he shook the infant, Detective Archuleta and Officer Purvis formally arrested him, again without advising him of his Miranda rights, and then the defendant's wife was permitted to enter the room. Before she saw her husband, nurses had informed her that the defendant confessed to shaking the infant. In the officers' presence, the defendant had a brief conversation with his wife during which he said, "I'm going to take full responsibility for this." Detective Archuleta and Officer Purvis then transported the defendant to Pueblo, and during the trip, the defendant made unsolicited comments that he was "a monster."
The trial court held that the defendant was in custody for Miranda purposes during his interview with Detective Archuleta and Officer Purvis and therefore prohibited the prosecution from using the statements made in the course of that interview as evidence in its case-in-chief. The court also held that the defendant's subsequent conversation with his wife was the functional equivalent of interrogation and ordered those statements suppressed as well.
Regarding the statements made while the defendant was being interviewed in the hospital, the trial court cited People v. Matheny,
The trial court also addressed the existence of the warrant in its findings. The court reiterated that the officers went to Denver for the purpose of arresting the defendant and stated that the officers' testimony that they would allow the defendant to leave was "incredible as a matter of law."
Overall, the court concluded, "In reviewing the facts of this matter and looking at the totality of the cireumstances, the Court finds that the Defendant in this matter was 'in custody' at the time he was interrogated by the two police officers" at the hospital.
With respect to the statements the defendant made to his wife, the court noted briefly: "The Court finds that to allow into a room a spouse, who has just been told that her husband has confessed to seriously injuring their child is the functional equivalent of questioning and the Court orders that those statements be suppressed."
Analysis
In 1966, the United States Supreme Court decided Miranda v. Arizona. Under this ruling, the state may not use in its case-in-chief any statement made by a suspect in the course of custodial interrogation unless the interrogation was preceded by certain warnings. Miranda v. Arizona,
Miranda applies only "where there has been such a restriction on a person's freedom as to render him 'in custody.! " Matheny,
In Matheny we explained that an "in custody" determination involves two discrete inquiries. The first requires a trial court to establish the cireumstances surrounding the interrogation, and the second asks whether, under those cireumstances, there was a "formal arrest or restraint on freedom of movement of the degree associated with a formal arrest." Id. at 459 (quoting Thompson v. Keohane,
The first inquiry is distinctly factual, and thus we will defer to a trial court's findings of historical fact and credibility findings so long as they are supported by competent evidence in the record. Id. at 462. The second inquiry is legal in nature and requires a court to apply the correct legal standard to the historical facts. See id. at 459. Provided a trial court's findings of fact are adequately supported by the record, our primary task on review is to determine whether, given the circumstances of the interrogation, the trial court correctly determined whether a reasonable person in the defendant's position "would believe that his freedom of action had been curtailed to a degree associated with formal arrest." Id. at 464 (citing Berkemer v. McCarty,
When applying this objective legal test, a court must look to the totality of the circumstances under which the questioning occurred. See Matheny,
Despite the broad range of factors a court may consider, we have made clear that a court may not rest its conclusion that a defendant is in custody for Miranda purposes upon "a policeman's unarticulated plan." Matheny,
While we have never reviewed a scenario precisely like the one at issue in this case, our prior custody cases illustrate the range of factors a court may consider in evaluating whether a defendant is in custody. In Math-eny, we held that the trial court erred by basing its custody determination on the fact that the officers intended to arrest the defendant from the outset of questioning. Matheny,
By contrast, we upheld the trial court's conclusion that the defendant was in custody in People v. Horn. In that case, despite the fact that the defendant was told he was free to go, the officers repeatedly accused the defendant of lying and encouraged the defendant to reconsider his answers; the officers confronted the defendant with the evidence against him; the interview was accusatory from the outset; and the court concluded that the "sole purpose of the questioning was to obtain a confession from the defendant." Id. at 818-19.
With these examples in mind, we now turn to the present case to determine whether the defendant was "in custody" for Miranda purposes when he was questioned by Detective Archuleta and Officer Purvis.
The People contend that the trial court misapplied Matheny by basing its custody determination on the existence of the warrant and by considering the police officers' opinion as to their belief in the defendant's guilt as a separate factor. The People urge this Court to apply Matheny "correctly" to the facts of this case and hold that the defendant was not in custody when he was questioned by Detective Archuleta and Officer Purvis. In response, the defendant argues that the trial court properly determined that the defendant was in custody when he was questioned by police officers at Children's Hospital in Denver.
We agree that the trial court overemphasized the legal significance of the warrant. The court made two findings with respect to the warrant, which we address in turn. First, the court found "that when the police have a properly authorized arrest warrant for an individual and he is to be interrogated on the specific case for which the warrant has been issued, this is [an] additional factor the court can consider in determining, in the totality of the circumstances, whether an individual is in custody for purpose [sic] of a Miranda advisement." This finding is not per se incorrect, but it must be evaluated in light of our holding in Matheny. As we explain above, a police officer's "unar-ticulated plan" has no bearing on whether an individual is in eustody for Miranda purposes unless that plan would somehow affect the way a reasonable person would perceive his situation. See Matheny,
Second, the court concluded that, because the officers had a warrant in their possession that they intended to execute that evening, their testimony that they would "allow the Defendant to leave the room any time he wished and just arrest him later is incredible as a matter of law." This finding is incorrect, but it does not affect our determination of whether the trial court applied the correct legal standard in its "in custody" analysis.
A trial court may conclude that testimony is "incredible as a matter of law" only when a witness's testimony conflicts with nature or fully established facts. See People v. Ramirez,
Nonetheless, despite our conclusion that the trial court misconstrued the legal significance of the warrant, our review of the record and of the final order reveals that the trial court based its "in custody" determination on far more than the existence of the warrant. Cf. Matheny,
These factors are all relevant to the question whether, under the totality of the cireumstances, a person in the defendant's position would consider himself to be deprived of his freedom of action to a degree associated with formal arrest. The People's argument that the trial court should not have considered the fact that the interrogating officer communicated his belief in the defendant's culpability to the defendant as a separate factor is unpersuasive. Nothing in our case law limits the number of factors a court may consider when it analyzes the cireum-stances under which an interrogation took place. On the contrary, a trial court's first responsibility in any "in custody" analysis is to "examine all of the cireumstances surrounding the interrogation. ..." Matheny,
Our only remaining task, then, is to determine whether the trial court applied the correct legal standard to the historical facts. See Matheny,
However, even if we assume the trial court incorrectly applied the standard articulated in Matheny, under de novo review, we hold that the defendant in this case was "in custody." The totality of the cireumstances surrounding the interrogation establish that a reasonable person in the defendant's position would not think that he was free to leave the conference room once law enforcement officers began questioning him. As we explain above, we defer to a trial court's findings of fact if they are supported by competent evidence in the record. Matheny,
Here, viewing the totality of the cireum-stances, a reasonable person in the defendant's position would have considered that he was being restrained to a degree associated with formal arrest. It is certainly appropriate for police to use confrontational interrogation techniques to obtain evidence of erimi-nal conduct. However, when police create an atmosphere equivalent to that of formal arrest by questioning a suspect who is isolated in a small room, by effectively blocking his access to the room's only exit, by confronting him repeatedly with the weight of the evidence against him, and by telling him that he is free to leave when all external cireum-stances appear to the contrary, they must begin this type of interrogation with the Miranda advisements. The officers' failure to so advise the defendant under these cireum-stances renders the defendant's statements inadmissible in the prosecution's case-in-chief, as the trial court concluded.
Finally, we address the trial court's order suppressing the statements the defendant made to his wife after he was taken into custody. The trial court summarily found that allowing into the interview a spouse who had recently been told that her husband confessed to injuring their child room is the functional equivalent of interrogation. In response, the People cite People v. Gonzales,
In this case, although the defendant was undeniably in custody when he was allowed to see and speak with his wife, the police did not engage in any psychological ploys to obtain incriminating evidence against him. Nothing in the record indicates that the officers made any tactical decision when they allowed the defendant to see his wife, and nothing in the record suggests that it was anything other than the defendant's own choice to speak to her. Thus, we hold that the defendant was not subject to the functional equivalent of interrogation when he made statements to his wife in the presence of the officers, and therefore those statements should not have been suppressed.
Conclusion
For reasons set forth above, we hold that the defendant was in custody when he was questioned by police officers at Children's Hospital in Denver, and that he was not subject to the functional equivalent of interrogation when he subsequently spoke with his wife in the officers' presence. Thus we affirm in part, reverse in part, and remand to the trial court for further proceedings consistent with this opinion.
Notes
. These statements were ruled admissible by the trial court in another motion, and are not the subject of this appeal.
. Purvis testified that he was a detective at the time of the investigation into Juanita Minjarez' injuries. He is now on patrol and was referred to as an officer at the time he testified.
. The trial court ruled that these statements were made voluntarily and spontaneously and were not elicited in violation of Miranda. Thus, the court ruled that these statements are admissible.
. We note that other jurisdictions have reached different conclusions where police officers possess a warrant. For example, in State v. Wolfe,
. Because People v. Horn was decided before Matheny, we reviewed that case under a more deferential standard than we use today. See Horn,
. As with Horn, Cleburn was decided under our pre-Matheny standard of review. See supra note 4.
. The court found that the defendant was "directed to the chair in which he was furthest from the door." Our review of the record reveals that this finding is somewhat overstated. Archuleta testified that the defendant was asked to sit down, but there is no evidence in the record that the officers intentionally directed the defendant to any particular chair.
Concurrence Opinion
concurring in part and dissenting in part.
Despite concluding that the trial court failed to apply the correct legal standard, maj. op. at 856, and "overstated" some of its factual findings, maj. op. at 356 n. 7, the majority nevertheless concludes that additional findings of fact by the trial court are sufficient to establish custody under the correct standard. Because I believe the existing record is wholly inadequate to support a de novo determination of custody by this court, I would reverse the trial court's clearly flawed ruling and remand for further pro
As the majority readily acknowledges, the trial court misapprehended the legal significance of the arrest warrant in this case. Its ruling left no doubt that it considered relevant to the determination of custody the fact that the detectives already had judicial authority to arrest the defendant and therefore must bave intended to arrest him and, similarly, must have been dishonest in telling him that he was free to leave. As the majority points out, the totality of cireumstances test for assessing the question of custody turns on the perceptions of a reasonable person in the defendant's position rather than the subjective intent of the officers. The trial court's legal conclusion was therefore fatally flawed.
Nevertheless, the majority concludes that the police created "an atmosphere equivalent to that of formal arrest by questioning a suspect who [was] isolated in a small room, by effectively blocking his access to the room's only exit, by confronting him repeatedly with the weight of the evidence against him, and by telling him that he [was] free to leave when all the external cireum-stances appear[ed] to the contrary." Maj. op. at 357. In fact, these propositions are either completely unsupported by the record or are insufficient, to the extent that some find partial support, to justify a legal conclusion of custody.
Initially, the defendant was "isolated" only in the sense that the detectives were the only other persons in the room with him. Nothing in the record suggested that he was deceived or had not come into the room voluntarily. (He had been directed to that location by the nurses.) Nor did anything suggest that he wanted to have, or was in any way prevented from having, anyone else in the room with him. Hospital staff, rather than the detectives, closed the door as they left, and it was clearly not locked. When the defendant eventually asked for his wife, one of the officers immediately located her, and she was permitted to come in.
Similarly, the record did not indicate that the interview took place in a small room but rather in a comparatively large one. The only evidence concerning the nature of the room and the positioning of those present indicated that, unlike a typical police interrogation room, it was a hospital meeting room (as distinguished from a "private room"), large enough to house a table seating twelve, in addition to a television and other chairs positioned for watching. Nowhere was the location of the table described, relative to the door, nor was there any evidence to support a finding that the detectives were effectively blocking the defendant's access to the door, or even that they were sitting between him and the door. The only reference in the record to the relative positions of the participants indicated that the defendant was sitting some ten feet away from Detective Pur-vis and that Purvis and Detective Archuleta were nearer than the defendant to the door.
As the majority concedes, the undisputed testimony indicated the defendant was told that he need not talk to the detectives and that he was free to leave at any time, and the trial court made factual findings to that effect. The majority's qualification that "all external cireumstances appear[ed] to the contrary," maj. op. at 357, was neither a finding of the trial court nor a permissible inference from the testimony. The trial court, in fact, found only that the detectives were dishonest in indicating to the defendant that he would be allowed to leave, and it was actually criticized by the majority for failing to appreciate that the question of custody turned on appearances rather than the intent of the detectives.
To the extent that the majority's inference is drawn from the trial court's finding that the detectives sat between the defendant and the doorway and the fact that the defendant was confronted with the evidence against him, the former was no more supported by the record than the trial court's finding that
Unlike the majority, I would not hold that two plainclothes detectives,
Apprehending and punishing those who commit crimes, is not a contest requiring the perpetrator to be given a sporting chance to evade detection. In Miranda v. Arizona,
I therefore concur in part and dissent in part.
I am authorized to state that Justice KOURLIS joins in this partial concurrence and partial dissent.
. See Stansbury v. California,
. See Oregon v. Mathiason,
. Cf. Matheny,
. Cf. Matheny,
. Cf. People v. Polander,
. Id.
. Cf. Matheny,
. Cf. Matheny,
