Lead Opinion
delivered the opinion of the court:
In cause No. 46933, defendants, Doric Weintraub, Yolande Tullar, Terry G. Nelms, Robert Genet, Rima Riszkiewicz, Christopher S. Korch, Herbert Kent and Terry J. Munk, appealed to the appellate court from judgments entered by the circuit court of Jackson County. The appellate court consolidated the cases for opinion, reversed the judgments (People v. Weintraub,
Between the dates of August 20, 1970, and October 4, 1971, in the circuit court of Jackson County, the defendants Tullar, Nelms, Genet, Riszkiewicz, Korch, Kent and Munk, represented by retained counsel, and defendant Weintraub, represented by the public defender, entered negotiated pleas of guilty to the charge of illegal possession of marijuana in violation of section 38 of the Uniform Narcotic Drug Act (III. Rev. Stat. 1969, ch. 38, par. 22 — 40). The circuit court imposed the following sentences: Weintraub — 2 years’ probation and a $500 fine plus costs, payable at the rate of $25 per month; Tullar and Nelms — 5 years’ probation and a $1,000 fine plus costs, payable $250 within one year and the balance periodically; Genet — 5 years’ probation and a $1,000 fine plus costs, payable $50 per month; Riszkiewicz — 2 years’ probation and a $400 fine plus costs; Korch — 3 years’ probation and a $1,000 fine plus costs, payable $75 per month; Kent — 1 year probation and a $250 fine plus costs, payable within 11 months; and Munk — 6 months’ probation and a $150 fine plus costs, payable within 6 months. Munk’s probation was later extended by 6 months, and again by 3 months.
This court in People v. McCabe,
The circuit court ordered the probation of each of the defendants terminated and the payment of the balance due on their fines and costs remitted, but refused to vacate the convictions or order a refund of any part of the fines or costs that had been paid. In denying the relief requested by defendants, the circuit court held (1) that McCabe was not to be given retroactive application, and (2) that defendants had not appealed their convictions and could not collaterally attack the judgments under the provisions of section 72 of the Civil Practice Act (Ill. Rev. Stat. 1973, ch. 110, par. 72), the Habeas Corpus Act (Ill. Rev. Stat. 1973, ch. 65, par. 22), the Post-Conviction Hearing Act (Ill. Rev. Stat. 1973, ch. 38, par. 122 — 1 et seq.) or the holding of People v. Warr (1973),
On October 30, 1970, in the circuit court of Cook County, Allen J. Meyerowitz pleaded guilty to the charge of unlawful possession of marijuana in violation of section 38 of the Uniform Narcotic Drug Act (111. Rev. Stat. 1969, ch. 38, par. 22 — 40). He was placed on 3 years’ probation and fined $500, which he began paying at the rate of $15 per month. On April 14, 1972, he filed a motion, based on McCabe, requesting that his conviction be set aside, his probation terminated, and that the $260 he had paid on his fine to the Department of Probation be returned to him with interest. The circuit court set aside the judgment of conviction, terminated the probation and remitted the payment of the balance due on the fine, but it refused to order the refund of $260 that had been paid on the fine, plus interest. The appellate court affirmed the judgment on the ground that the payments on the fine had been made voluntarily by defendant and that he could not now demand a refund.
In the petition for leave to appeal filed in 46933 the People contend that the judgments were not rendered void by reason of McCabe “but are, at the very most, voidable when brought before the Court for review in a proper procedural fashion; namely, by direct appeal, Post Conviction Petition, Habeas Corpus, or relief under Section 72 of the Civil Practice Act. No other remedy is available.” In their brief it is contended that “the rule of McCabe should not be given retroactive application to the extent of requiring that refunds be made of fines paid as punishment for=pre-McCabe marijuana convictions.” They argue that the “McCabe Rule” does not meet the United States Supreme Court criteria for retroactivity for the reason that it “was not designed to protect the integrity of the fact-finding process but, rather, to eliminate the shockingly harsh minimum jail sentence imposed by the Narcotic Drug Act for a first marijuana conviction.” The People argue that “McCabe should not be held to be retroactive as to fines because county officials, in good-faith reliance on the presumed validity of the Narcotic Drug Act, collected fines from defendants convicted under the Act and mingled the monies with the general corporate revenues that are expended in the course of official business.” Alternatively they suggest that “this court, in the exercise of its supervisory jurisdiction, should hold that defendants who are convicted under statutes subsequently held to be unconstitutional must, in order to recover fines paid on their convictions, file their motions for refunds within four months of the date of the judicial decision that invalidates the convictions.”
In their brief in 46588 the People contend that the appellate court correctly held that the payments were voluntarily made and its judgment should be affirmed.
We consider first whether the defendants may properly attack the judgments of conviction in their motions to terminate probation. This court has recognized that considerations of justice and fairness require that an accused who asserts a substantial denial of his constitutional rights in the proceedings in which he was convicted be afforded a procedure by which the challenged proceedings may be reviewed. To that end, in People v. Davis (1968),
Here the defendants were on probation and the circuit court had continuing jurisdiction of each defendant until his probation was terminated. Section 5 — 6—2 of the Unified Code of Corrections provides:
“(c) The court may at any time terminate probation or conditional discharge if warranted by the conduct of the offender and the ends of justice.” (Ill. Rev. Stat. 1973, ch. 38, par. 1005-6-2(c).)
“A void judgment can be impeached at any time in any proceeding whenever a right is asserted by reason of that judgment, and it is immaterial, in a consideration of the validity of the judgment, whether or not the time for review by appeal has expired.” (Reynolds v. Burns (1960),
We consider next the People’s contention that McCabe should not be given complete retroactive application. In People v. Hudson (1971),
In support of the contention that McCabe should be given only partial retroactive effect, the People argue that we should use the principles applied in People v. Ellis (1973),
Following this “three criteria” approach, the People argue that the holding in McCabe was not designed to protect the integrity of the fact-finding process but, rather, to eliminate the harsh minimum jail sentence imposed by the Uniform Narcotic Drug Act for a first marijuana conviction; that county officials, in good-faith reliance on the presumed validity of the Uniform Narcotic Drug Act, collected fines from defendants convicted under the Act and mingled the monies with the general corporate revenues that are expended in the course of official business; and that requiring a refund of these fines would impose an undue financial burden on the counties. They argue that McCabe, therefore, should not be given retroactive application requiring refund of fines that have been paid under void convictions.
In United States v. United States Coin and Currency (1971),
The Supreme Court granted the government’s petition for certiorari (
The People argue that this case is distinguishable from Coin and Currency in that the Marchetti and Grosso rule dealt with the kind of conduct that cannot constitutionally be punished at all, whereas in McCabe there was no question of the power of the General Assembly to proscribe the sale or possession of marijuana and our decision was concerned only with the severity of the sentence. We recognize this distinction between Marchetti and Grosso and McCabe but are not persuaded that it requires a different result. We are of the opinion that the vice of punishing a defendant under a statute subsequently declared unconstitutional is the same whether the proscribed conduct is constitutionally immune from punishment as in Marchetti and Grosso, or whether, as in McCabe, the conduct is subject to punishment but the penalty provided and imposed is unconstitutional. We hold that McCabe must be given complete retroactive application.
We consider next the People’s contention made concerning defendant Meyerowitz, but applicable to the other defendants, that the payments made on the fine were voluntary and not made under duress. We do not agree. In each instance, payment of the fine was a condition of the probation (Ill. Rev. Stat. 1969, ch. 38, par. 117 — 2(b), now 111. Rev. Stat. 1973, ch. 38, par. 1005 — 6—3(b)), and willful refusal to pay the fine could have resulted in revocation of the probation and the incarceration of the defendant (Ill. Rev. Stat. 1969, ch. 38, par. 117 — 3(d), now 111. Rev. Stat. 1973, ch. 38, par. 1005 — 6—4(d)).
The People contend that a defendant’s voluntary guilty plea “forecloses inquiry into the constitutional issues now relied upon by defendant to support his argument for a return of the fine.” Defendant’s plea of guilty to illegal possession of marijuana under section 38 of the Uniform Narcotic Drug Act, subsequently declared unconstitutional in McCabe, did not waive his right to later collaterally attack the judgment of conviction and punishment based on the unconstitutional statute. (United States v. Lewis (5th Cir. 1973),
The fines and costs collected have been paid into the county treasury (111. Rev. Stat. 1973, ch. 53, pars. 18(a) and 19), and relying on sections 2 — 103 and 2 — 203 of the Local Governmental and Governmental Employees Tort Immunity Act (Ill. Rev. Stat. 1973, ch. 85, pars. 1 — 101 through 10 — 101), which deal with adoption or failure to adopt enactment — failure to enforce law (section 2 — 103) and Acts under unconstitutional, invalid or inapplicable enactment (section 2 — 203), the State’s Attorneys of Jackson and Cook Counties argue that a county cannot be held liable for fines and costs illegally collected. We do not agree. The Local Governmental and Governmental Employees Tort Immunity Act, as its title implies, applies to torts. An action to recover fine monies paid under an unconstitutional statute would more nearly resemble the common law action for money had and received. Board of Highway Commissioners v. City of Bloomington,
During the course of oral argument the question arose whether defendants could obtain a refund of the fines and costs paid under the void convictions in these proceedings, or whether separate proceedings were necessary. It was also suggested that the counties should be made parties to any proceedings in which refunds are sought. Similar situations arose in the Federal courts after the Supreme Court’s decision in Coin and Currency. In United States v. Lewis (5th Cir. 1973),
In Lewis the court stated: “Just as the imposition of a fine is an incident of a criminal conviction, so is the direction for repayment an incident to the vacating and setting aside of the conviction.” (
The State’s Attorneys charged with the duty to prosecute these defendants (Ill. Rev. Stat. 1973, ch. 14, par. 5(1)) and collect the fines and pay them over to the county treasurer (Ill. Rev. Stat. 1973, ch. 53, pars. 18(a) and 19) are also respectively charged with the duty “to defend all actions *** brought against his county ***” (ch. 14, par. 5(4)). The counties received the fine money as incidents to the convictions without being joined as parties to the criminal proceedings. Counties can be ordered to pay attorney’s fees for the representation of indigent defendants without being made parties to the proceedings for that purpose (Ill. Rev. Stat. 1973, ch. 38, par. 113 — 3), and we are not persuaded that there is any necessity for their being joined in these proceedings. We are of the opinion that the money, having been received in payment of fines imposed as an incident to judgments of conviction, should be ordered refunded as an incident to the vacation of the judgments under which it was ordered paid.
For the reasons stated herein the judgment of the appellate court in No. 46588 is reversed and the causes are remanded to the circuit court of Cook County for further proceedings. The judgment of the appellate court in No. 46933 is affirmed and the cause is remanded to the circuit court of Jackson County for further proceedings.
46588 — Reversed and remanded, with directions.
46933 — Affirmed and remanded, with directions.
Dissenting Opinion
dissenting:
I do not agree that McCabe’s retroactive effect must be so far extended as to require a refund of the fines and costs paid by these defendants.
As I understand the majority opinion, it relies principally upon Coin and Currency, Marchetti and Grosso in concluding that completely retroactive application of McCabe is required. I find that conclusion surprising since those decisions of the United States Supreme Court dealt with cases in which the conduct of the defendants could not, constitutionally, be punished at all, whereas McCabe involved admittedly punishable conduct, only the penalty for which was constitutionally impermissible. That there is a difference, and that such difference is significant in determining whether and to what extent retroactive effect will be accorded a decision, is evident throughout the several opinions in Coin and Currency.
While the majority cites our decisions in Hudson, Sarelli and Pullum as authority for the result reached, Hudson and Pullum involved defendants whose convictions were on direct appeal — only Sarelli, in my judgment, compels a conclusion that the judgments of conviction here must be vacated and probation terminated. That action imposes no substantial burden upon any governmental entity or agency. But refunding fines and costs will involve burdens the extent of which is uncertain for, if they must be refunded here where they were paid as a result of negotiated guilty pleas, they must also, I assume, be refunded in every other case, whether the judgments resulted from pleas or otherwise, and without limitation as to time or amounts. To this I cannot agree, for I am aware of no constitutional requirement necessitating such a result, and I find the arguments therefor unpersuasive.
I would affirm the judgment of the appellate court in No. 46588, and reverse the judgment of the appellate court in No. 46933 insofar as it reversed the judgment of the circuit court of Jackson County.
Dissenting Opinion
also dissenting:
I join in the dissent of the Chief Justice and in addition question the authority of this court in this proceeding to order or to direct the circuit court upon remand to order the counties involved to refund the fines which have been paid.
The opinion glosses over the fact that the counties are not parties to these proceedings by stating that the counties received the fine money as an incident to the conviction without being joined as parties to the criminal proceedings and that they can be ordered to pay attorney fees for the representation of indigent defendants without being made parties to the proceedings for that purpose. These results of course are provided for by statute. There is no statute which supports the order in this case.
The fines that were collected were paid to the county treasurer pursuant to statute. (Ill. Rev. Stat. 1973, ch. 53, par. 18(a).) The county treasurer in turn must hold these fines in a separate fund which is used to pay the salaries of the State’s Attorney and his assistants and other expenses. On July 1 of each year the county treasurer must transfer the balance remaining in this fund to the general corporate fund of the county. (Ill. Rev. Stat. 1973, ch. 53, par 19.) Thus, the fines that were paid have now become á part of the general corporate fund of the counties involved.
Money is paid from the general corporate fund as provided by law • or on order of the county board. The purposes for which the general fund may be expended and the amount that may be expended for these purposes are limited by the provisions of the annual budget and appropriations ordinance. (111. Rev. Stat. 1973, ch. 34, pars. .2102-2104.) The procedures to be followed by the county board in ordering payments from the general corporate fund are provided by statute. Section 34 of the Counties Act (111. Rev. Stat. 1973, ch. 34, par. 604) provides the manner in which judgments against the county are paid and directs that the orders for payment of judgments be paid as other county debts. This section further authorizes the county board to levy taxes for the payment of outstanding judgments against the county. However, payment of the order that the fines in this case be refunded cannot be made under the authority of this section because such an order does not constitute a judgment against the county.
In the absence of a judgment, one who has a claim against a county must file a verified claim with the county board which may be allowed or disallowed by that body. If the claim is disallowed, then the claimant may appeal from that decision to the circuit court. (111. Rev. Stat. 1973, ch. 34, par. 605.) The claimant is then in a position to secure a judgment against the county which may be collected as other judgments under the provisions of section 34 (par. 604) and for the payment of which the county may levy taxes.
■ The order to refund the fines which the majority opinion proposes is not binding on the county and cannot be enforced. The supreme court of this State should not enter an order or direct that an order of judgment be entered which there is no means to enforce. Even with the order or judgment for refund of the fines the claimant will still be required to proceed under section 35 (par. 605) by filing the claim with the county board and, if it is denied, proceeding to judgment. Only then will there be a valid and enforceable judgment against the county.
The majority rationalizes that since the State’s Attorney represents the People in this case, and by statute must also represent the county, somehow that makes an order entered in this proceeding binding on the county. I think that it may be possible to make the county a party to these proceedings or to institute a separate action against the county but until the county becomes a party to the proceeding for a refund no binding judgment or enforceable order can be entered against it. The State’s Attorney also may prosecute violations of the Illinois Vehicle Code. (111. Rev. Stat. 1973, ch. 95%, par. 16 — 102.) In certain situations the fines are paid to cities, villages, park districts, the road and bridge funds of townships or road districts and to certain other funds. (111. Rev. Stat. 1973, ch. 95%, par. 16 — 105.)' If a particular section of the Vehicle Code were to be held invalid, I do not see how a court could enter a valid and enforceable judgment for the return of the fines against a city, village, township, or road district unless that entity is a party to the proceedings. See 23 111. L. & Pr. Judgments sec. 13 (1956).
The Federal cases cited in the majority opinion in support of the position that a refund order may be entered in this proceeding to avoid multiplicity of suits and piecemeal litigation are inapposite. In the cases cited the United States was a party to the proceedings and was ordered to refund the fines. The question was not whether the proper party was before the court but whether the proceedings for refund of the fines could be brought in the pending proceeding or in another action.
