THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. JOSE MELECIO, Defendant-Appellant.
No. 1-14-1434
Appellate Court of Illinois, First District, Fourth Division
September 21, 2017
October 27, 2017
2017 IL App (1st) 141434
Hon. John Joseph Hynes, Judge, presiding.
Appeal from the Circuit Court of Cook County, No. 10-CR-14487; Judgment Affirmed in part and vacated in part.
Kimberly M. Foxx, State‘s Attorney, of Chicago (Alan J. Spellberg and Tasha-Marie Kelly, Assistant State‘s Attorneys, of counsel), for the People.
JUSTICE GORDON delivered the judgment of the court, with opinion.
Justices Hall and Lampkin concurred in the judgment and opinion.
OPINION
¶ 1 Defendant Jose Melecio was convicted of first degree murder and unlawful vehicle invasion after a jury trial and was sentenced to consecutive terms of 55 years and 10 years, respectively, for a total of 65 years with the Illinois Department of Corrections (IDOC).
¶ 2 Defendant raises a number of issues on appeal, including (1) whether the integrity of the judicial system was undermined and plain error occurred when the State nol-prossed the felony murder charges prior to trial and then sought and received jury instructions on felony murder, thereby permitting a murder conviction without the State having to prove intent; (2) whether defendant received ineffective assistance of trial counsel when counsel failed to object to the felony murder instructions; (3) whether a felony murder charge was permitted under the Morgan doctrine (People v. Morgan, 197 Ill. 2d 404, 447-48 (2001)), which requires that the predicate felony must have an independent felonious purpose, when the State asserted in the indictment that the underlying vehicular invasion was done with the intent to commit murder; (4) whether the one-act, one-crime rule was violated when the indictment charged that defendant committed vehicular invasion with the intent to commit murder, and the jury was instructed that defendant could be found guilty of felony murder based on vehicular invasion; (5) whether the State failed to establish guilt of murder beyond a reasonable doubt where the State‘s theory rested on a contradiction that defendant killed his friend to retaliate for acts done by others who the State was then unable to link to the decedent; (6) whether it was error to allow the substantive admissions of witnesses’ prior inconsistent statements; and (7) whether the trial court erred by refusing a second degree murder instruction based upon sudden and intense passion from mutual combat where that combat was claimed by the State as the motivation for the murder.
¶ 3 Defendant asks this court to vacate his murder conviction or his vehicular invasion conviction or both or, in the alternative, to reverse his convictions and remand for a new trial or, in the alternative, to order that his sentence for vehicular invasion not run consecutively to his murder sentence.
¶ 4 For the following reasons, this court affirms defendant‘s murder conviction but vacates his conviction for vehicular invasion.
BACKGROUND
I. Indictment
¶ 7 On August 20, 2010, defendant and codefendant Robert Gonzalez were indicted in a 16-count indictment, stemming from the death of Carlos Aguirre on November 8, 2009. Fourteen of the 16 counts were for first degree murder. Count VIII is not in the appellate record. The remaining count, count XVI, was for vehicular invasion.
¶ 8 Counts III and XIII both charged felony murder committed during the commission of vehicular invasion. Count III charged that defendants
“without lawful justification, shot and killed [the decedent] while armed with a firearm during the commission of a forcible felony, to wit: vehicular invasion, in violation of chapter
720 Act 5 Section 9-1(a)(3) of the Illinois Compiled Statutes 1992 as amended.”
¶ 9 On November 18, 2013, the State informed the trial court that it was “proceeding” on only counts I, II, IV, and XVI. The trial court responded: “State, you are proceeding on counts 1, 2, 4 and 16. All other counts will be Motion State nolle pros.” Thus, both counts III and XIII, which were the only counts that cited the felony murder subsection, were nol-prossed.
¶ 10 There were four counts remaining after the State‘s nolle prosequi. Count I charged intentional first degree murder, in that defendants “intentionally or knowingly shot and killed” the victim “while armed with a firearm.” Count II charged first degree murder, in that defendants shot and killed the decedent with a firearm “knowing that such act created a strong probability of death or great bodily harm.” As already noted above, count XVI charged vehicular invasion, in that defendants
“knowingly, by force and without lawful justification, entered or reached into the interior of a motor vehicle, to wit: 2010 Toyota Tundra occupied by [the decedent], with the intent to commit therein a felony, to wit: first degree murder.”
¶ 11 Count IV charged that defendants shot and killed the decedent
“while armed with a firearm (and the State shall seek an extended term sentence) in that the murdered individual was actually killed *** during the course of an underlying felony: vehicular invasion, in violation of Chapter
720 Act 5 section 9-1(a)(1) of the Illinois Compiled Statutes 1992 as amended.”
¶ 12 Although count IV charged that the murder occurred “during the course of an underlying felony,” the count did not cite the statutory section for felony murder (
II. Evidence at Trial
¶ 14 The evidence established that defendant, the decedent, and the decedent‘s girlfriend, Maria Reyes, were all at the Green Dolphin bar drinking on the night of the murder. At some point, there was an altercation at the bar. Defendant was punched by someone (not the decedent) and after security broke up the fight, defendant was escorted out of the bar. Reyes stated to the police that, after she and the decedent entered their vehicle in the parking lot later that same night, the decedent was drunk and defendant and another man pulled the drunk decedent out of the vehicle. Prior to trial, she stated that she observed something black in defendant‘s hand and that defendant fired three shots in the decedent‘s direction. Specifically, Reyes signed a pretrial statement—admitted into evidence at trial and published to the jury—that stated that defendant “leaned towards [the decedent], and she saw him fire three shots in the direction of [the decedent].” However, at trial, she stated in her testimony almost 50 times that she did not recall the events of that night. No gun was recovered and no confession was made by anyone to the murder, but defendant‘s fingerprints were found both on the inside and outside of the vehicle‘s
¶ 15 In addition to Reyes‘s statements and the fingerprint evidence, the State also presented the testimony of a number of other witnesses, including Arturo Quevado, whom defendant telephoned after defendant was escorted out of the bar. Arturo Quevado testified that he and defendant were lifelong friends and that defendant called Quevado that night to come “pick him up” because “he got into a fight.” Quevado picked up defendant in the area of Ashland and Western Avenues and drove to a gas station, where defendant briefly exited the vehicle. Defendant reentered the vehicle with Michael Silva. Quevado testified that they drove to the vicinity of the Green Dolphin and parked nearby. They were four or five vehicles away from another vehicle that they were watching. Although Quevado testified that he did not recall if defendant exited the vehicle, he later testified that he observed defendant approaching the vehicle they were watching, and that there was a man lying on the ground with a woman nearby. Quevado then testified that he observed a man run out of an alley, towards the other vehicle with something shiny in his hands. Quevado then made a U-turn, and as he was making the U-turn, he heard gunshots and observed defendant running back toward his vehicle, which defendant entered. Silva was still in the backseat. Defendant gave Quevado directions to drive in a zigzag pattern, which Quevado did.
¶ 16 Michael Silva testified that he also received a phone call from defendant on the night of the murder, asking for help. As a result, Silva entered a vehicle driven by Joseph Finnegan, with codefendant Robert Gonzalez as a passenger. During the ride, Gonzalez received a phone call and then informed Silva that they were heading to the Green Dolphin because defendant “got jumped.” During the ride, Gonzalez showed Silva a gun that Gonzalez had in his possession. They stopped at a gas station and Silva switched vehicles, entering the vehicle with defendant and Quevado. Silva looked behind them and observed that Gonzalez‘s vehicle was following them to the Green Dolphin. The two vehicles parked near the Green Dolphin, and defendant exited their vehicle. While defendant was out of the vehicle, Silva heard three or four gunshots. After the gunshots, Quevado started to drive away, but defendant flagged him down and reentered the vehicle. After defendant reentered the vehicle, defendant said “F*** that n***” and “F*** him, he deserved it.”
¶ 17 Defendant testified that he had a good relationship with the decedent, that they were drinking buddies who had drinks together two or three times a week, and that they drove to the Green Dolphin together on the night of the murder in the decedent‘s vehicle. At some point, some individuals, who defendant did not know, began hitting him. Defendant was then grabbed from behind and escorted out of the club by security. Defendant did not know why he was punched and did not recognize the individuals who did it. Once outside the club, defendant called Quevado to come pick him up, but he did not call Silva. Some men started chasing defendant, and he ran. Later, he observed Quevado driving past him and flagged him down. Then they drove to a gas station so defendant could purchase cigarettes. Silva did not enter their vehicle, and Quevado did not drive defendant back to the vicinity of the Green Dolphin. Quevado and defendant drove to Quevado‘s house, where Quevado exited, and then defendant
III. Jury Instructions
¶ 19 After both sides rested, the trial court stated that the court and the attorneys had already conducted an “informal conference” off the record concerning jury instructions. However, the court stated that they would now “go over” the instructions again “for the record.” The trial court then announced each instruction by number, and the attorneys stated whether they did or did not object. During this process, the trial court repeated that “I‘m giving some of these instructions, these—we‘ve had argument off the record.”
¶ 20 With respect to first degree murder, defendant did not object to People‘s Instruction No. 19 (Illinois Pattern Jury Instructions, Criminal, No. 7.02 (4th ed. Supp. 2009) (hereinafter IPI Criminal 4th No. 7.02 (Supp. 2009)), which stated:
“To sustain the charge of first degree murder, the State must prove the following propositions:
First: That the defendant, or one for whose conduct he is legally responsible, performed the acts which caused the death of [the decedent]; and
Second: That when the defendant, or one for whose conduct he is legally responsible, did so, he intended to kill or do great bodily harm to [the decedent]; or
He knew that his acts created a strong probability of death or great bodily harm to [the decedent]; or
He was committing the offense of vehicular invasion; and
Third: That the defendant, or one for whose conduct he is legally responsible, was armed with a firearm.
If you find from your consideration of all the evidence that each of one of these propositions has been proved beyond a reasonable doubt, you should find the defendant guilty.
If you find from your consideration of all the evidence that any one of these propositions has not been proved beyond a reasonable doubt, you should find the defendant not guilty.”
¶ 21 With respect to vehicular invasion, People‘s Instruction No. 23 (IPI Criminal 4th No. 11.94 (Supp. 2009)) stated:
“To sustain the charge of vehicular invasion, the State must prove the following propositions:
First: That the defendant, or one for whose conduct he is legally responsible, knowingly reached into the interior of a motor vehicle; and
Second: That the defendant, or one for whose conduct he is legally responsible, did so by force:
Third: That the motor vehicle was occupied by another person;
Fourth: That the defendant, or one for whose conduct he is legally responsible, did so with the intent to commit therein the offense of first degree murder.
If you find from your consideration of all the evidence that each one of these propositions has been proved beyond a reasonable doubt, you should find the defendant guilty.
If you find from your consideration of all the evidence that any one of these propositions has not been proved beyond a reasonable doubt, you should find the defendant not guilty.” (Emphasis added.)
IV. Verdict and Sentencing
¶ 23 After hearing the jury instructions and closing arguments, the jury deliberated and returned unanimously-signed verdict forms finding defendant guilty of both first degree murder and vehicular invasion.
¶ 24 On December 18, 2013, defendant filed a posttrial motion for a new trial that raised numerous grounds, including that the trial court erred by overruling “any objections that were made to jury instructions.” On April 9, 2014, defendant filed a supplemental motion arguing that the evidence did not support a conviction for murder based on accountability. The trial court denied both posttrial motions and proceeded to sentencing, where defense counsel argued that defendant had “a total lack of criminal background.” The trial court then sentenced defendant to 40 years for the murder, with an additional 15 years for a firearm enhancement, for a total of 55 years for the murder conviction. The court then sentenced defendant to 10 years for the vehicular invasion, to run consecutively to the 55-year murder conviction. The trial court then stated: “Counts 2 and 4 will be merged into the first-degree murder charge on Count 1.”
¶ 25 The mittimus, dated April 9, 2014, stated that defendant was found guilty of count I, ”
¶ 26 The mittimus stated that defendant was sentenced to 55 years for the intentional murder and 10 years for the vehicular invasion, with the sentences to run consecutively. The mittimus further stated that counts II and IV were merged into count I and that the 55-year sentence for count I included a 15-year “enhanced” sentence for committing the murder with a firearm.
¶ 27 On May 7, 2014, the trial court denied defendant‘s motion to reconsider sentence. This appeal followed.
ANALYSIS
I. Felony Murder
A. Defendant‘s Claims
¶ 31 Defendant makes a number of claims on appeal with respect to felony murder that are all related.
¶ 33 Nonetheless, the State still submitted jury instructions for felony murder and defendant‘s counsel did not object to them on the record.
¶ 34 In an attempt to overcome the issue of forfeiture, defendant makes several arguments: (1) that instructing on the nol-prossed charge violates due process because the State affirmatively waived its right to proceed on that charge by nol-prossing and waiver applies equally to the State as to a defendant, (2) that trial counsel was ineffective for failing to object to the jury instructions, and (3) that charging both felony murder based on vehicular invasion and vehicular invasion based on an intent to commit murder violates the one-act, one-crime rule and constitutes plain error under the “substantial rights“—or second prong—of the plain error doctrine.
¶ 35 In response, the State makes several arguments, including that the State is not required to charge felony murder in order to request a felony murder instruction5 and that, when there is a general jury verdict as there was in this case, a court presumes that the jury convicted on the most serious charge which, in this case, was intentional murder. Morgan, 197 Ill. 2d at 448. If one presumes that the jury‘s verdict was for intentional murder, then the problems concerning the felony murder instructions are not applicable.
¶ 36 However, defendant argues that if it is possible that a jury convicted him on an impermissible basis, then reversal is required. People v. Hines, 257 Ill. App. 3d 238, 245 (1993) (if “the jury instructions allow for the possibility of conviction on legally impermissible grounds,” reversal is required). As explained above, defendant argues that felony murder was an impermissible basis, since there was no independent felonious purpose for the predicate felony.
¶ 37 There are two different cases cited, which point to two different conclusions. The State is correct that, based on Morgan, 197 Ill. 2d at 448, we must presume that a verdict based on a general verdict form was for the most serious charge. Defendant is equally correct that, based on Hines, 257 Ill. App. 3d at 245, if there is a “possibility” that the jury convicted on an impermissible basis, reversal is required. For the reasons discussed below, we find that
B. Standard of Review
¶ 39 First, we must discuss the correct standard of review.
¶ 40 All of defendant‘s claims concerning felony murder stem from the trial court‘s use of felony murder jury instructions.
¶ 41 The trial court‘s decision to give, or not give, a particular jury instruction is within the sound discretion of the trial court. People v. Anderson, 2012 IL App (1st) 103288, ¶ 34. Generally, a reviewing court will review jury instructions only for an abuse of discretion. People v. Mohr, 228 Ill. 2d 53, 66 (2008); In re Dionte J., 2013 IL App (1st) 110700, ¶ 64. An abuse of discretion occurs where the trial court‘s decision is arbitrary, fanciful, or unreasonable, or where no reasonable person would agree with the position adopted by the trial court. People v. Ciborowski, 2016 IL App (1st) 143352, ¶ 88.
¶ 42 Although jury instructions are generally reviewed for an abuse of discretion, our standard of review is de novo when the question is whether the given jury instructions accurately explained the applicable law to the jury. Anderson, 2012 IL App (1st) 103288, ¶ 34; see also Barth v. State Farm Fire & Casualty Co., 228 Ill.2d 163, 170 (2008). De novo consideration means that we perform the same analysis a trial court would perform. Condon & Cook, L.L.C. v. Mavrakis, 2016 IL App (1st) 151923, ¶ 55.
¶ 43 Defendant argues that our standard of review is de novo, and the State does not contend otherwise. If we presume that the verdict was for intentional murder, and not felony murder as the State argues, then any issues with the felony murder jury instructions no longer pose a concern. The effect of a general verdict form is a purely legal question, which we review de novo. People v. Smith, 233 Ill. 2d 1, 15-21 (2009) (our supreme court applied de novo review when determining the effect of a general verdict form).
¶ 44 Since defendant failed to object to the felony murder instructions, he asks us to review his claims under the plain error doctrine (People v. Piatkowski, 225 Ill. 2d 551, 565 (2007)) and also as ineffective assistance of counsel (Strickland v. Washington, 466 U.S. 668, 686 (1984)). Defendant also makes arguments under
¶ 45 The plain error doctrine allows a reviewing court to consider an unpreserved error when (1) a clear or obvious error occurred and the evidence is so closely balanced that the error alone threatened to tip the scales of justice against the defendant, regardless of the seriousness of the error, or (2) a clear or obvious error occurred and that error is so serious that it affected the fairness of the defendant‘s trial and challenged the integrity of the judicial process, regardless of the closeness of the evidence. People v. Sebby, 2017 IL 119445, ¶ 48; Piatkowski, 225 Ill. 2d at 565. “The initial analytical step under either prong of the plain error doctrine is determining whether there was a clear or obvious error at trial.” Sebby, 2017 IL 119445, ¶ 49.
¶ 46 Under Strickland, to prevail on a claim of ineffective assistance of counsel, a defendant must show both (1) that his counsel‘s performance was objectively unreasonable under prevailing professional norms and (2) that there is a reasonable probability that, but for
¶ 47 Under either prong of the plain error doctrine, we must first find that the alleged error was clear or obvious. Sebby, 2017 IL 119445, ¶ 49. Similarly, under Strickland, we must find that counsel‘s performance was objectively unreasonable. Edgar C., 2014 IL App (1st) 141703, ¶¶ 77-78 (citing Domagala, 2013 IL 113688, ¶ 36).
¶ 48 In addition, under either Strickland or the first prong of the plain error doctrine, we must find a reasonable probability that the result of the proceeding would have been different. People v. White, 2011 IL 109689, ¶ 133. Under the second prong of the plain error doctrine, we must find that the error challenged the integrity of the judicial process. Thus, under any of these tests, we must find both a clear or obvious error and prejudice or injury in some form.
C. Hines and Morgan
¶ 50 Defendant relies on the appellate court case of Hines to argue that, if it is possible that the jury convicted him on an impermissible basis, then reversal is required. Hines, 257 Ill. App. 3d at 245 (if “the jury instructions allow for the possibility of conviction on legally impermissible grounds,” reversal is required).
¶ 51 In Hines, the defendant was charged with armed violence. Hines, 257 Ill. App. 3d at 242. The armed violence statute provided that a person committed armed violence if, when armed with a dangerous weapon, he committed any felony. Hines, 257 Ill. App. 3d at 242. In essence, the statute served as an enhancement for a felony that was committed with a dangerous weapon. Hines, 257 Ill. App. 3d at 242. As a result, aggravated battery, based upon the use of a deadly weapon, could not serve as the predicate felony for armed violence because, otherwise, the one weapon would be used to enhance the offense twice—once for the aggravated battery that served as the predicate felony, and once again to enhance that felony to armed violence. Hines, 257 Ill. App. 3d at 243 (citing People v. Haron, 85 Ill. 2d 261, 278 (1981)).
¶ 52 In Hines, the State charged defendant with (1) armed violence, (2) aggravated battery based upon use of a deadly weapon, and (3) aggravated battery based upon great bodily harm. Hines, 257 Ill. App. 3d at 244-45. However, the trial court instructed the jurors not to complete the aggravated battery verdict forms if they found defendant guilty of armed violence. Hines, 257 Ill. App. 3d at 245. As a result, the armed violence verdict form was, in essence, a general verdict form, as in the case at bar. Although the Hines defendant, like defendant in the case at bar, did not object to the jury instructions, the appellate court found that reversal was required “due to the possibility that the instruction allowed for the chance” that defendant was convicted of armed violence on an improper basis, namely, aggravated battery based upon use of a deadly weapon. Hines, 257 Ill. App. 3d at 245.
¶ 53 The Hines case has several similarities to the case at bar—a general verdict form, no objection to the instruction at issue, and the “possibility” of a verdict based on more than one basis. Hines, 257 Ill. App. 3d at 245.
¶ 54 However, Hines turns on first finding that one of the possible bases for the conviction was impermissible. To make that argument for felony murder in this case, defendant relies primarily on the supreme court‘s decision in Morgan.
¶ 56 Defendant argues, based on Morgan, that the vehicular invasion in the case at bar was “inherent in the act of murder itself,” because pulling the decedent from his vehicle was the first step in murdering him. Morgan, 197 Ill. 2d at 447. The purpose of felony murder is “to deter persons from committing forcible felonies by holding them responsible for murder if a death results.” People v. Dennis, 181 Ill. 2d 87, 105 (1998). The additional deterrence is duplicative if the purpose of the underlying felony was the murder itself.
¶ 57 As the Morgan court itself observed, “[o]ur inquiry, however, does not end there.” Morgan, 197 Ill. 2d at 448. The Morgan court stated that it “disagree[d] with the appellate court‘s conclusion that the error in this case constituted reversible error.” Morgan, 197 Ill. 2d at 448. Unfortunately for defendant, the court‘s ensuing analysis applies to his case as well.
¶ 58 In Morgan, as in our case, the jury was instructed concerning more than one type of first degree murder. Morgan, 197 Ill. 2d at 448. The Morgan charges included both intentional murder and felony murder. Morgan, 197 Ill. 2d at 448. In Morgan, as in our case, the jury was presented with only general verdict forms. Morgan, 197 Ill. 2d at 448. The supreme court found that “a general verdict finding a defendant guilty of murder, where the defendant was charged with intentional, knowing, and felony murder, raised the presumption that the jury found the defendant committed the most serious crime alleged, intentional murder.” Morgan, 197 Ill. 2d at 448.
¶ 59 As a result, the Morgan court found that “we must presume that the jury found [the defendant] guilty of the most serious crime alleged, intentional or knowing murder, so that any error in instructing the jury on felony murder did not deprive [the defendant] of a fair trial.” Morgan, 197 Ill. 2d at 4486; People v. Davis, 231 Ill. 2d 349, 358 (2008) (when the jury returns a general verdict form, the court will presume the most serious offense alleged).
¶ 60 The Morgan case is almost identical to the case before us. Even if we were to assume for argument‘s sake that defendant was correct that the vehicular invasion in this case was inherent in the act of murder itself, we would still have to presume that the jury‘s general verdict was for “the most serious crime alleged,” namely, intentional murder, and that “any error in instructing the jury on felony murder did not deprive [the defendant] of a fair trial.” (Emphasis
II. Vehicular Invasion
¶ 62 Defendant also argues that, even if the murder conviction survives, we must vacate his conviction for vehicular invasion.7
¶ 63 Defendant argues that, as charged in this case, the vehicular invasion was merely an immediate step in the commission of the murder, and thus his conviction for vehicular invasion violates the one-act, one-crime rule. Defendant argues that counsel‘s failure to object is not a bar to our review because, first, a violation of the one-act, one-crime rule constitutes plain error and, second, his counsel was ineffective for failing to object.
¶ 64 We set forth the plain error rule from Piatkowski above, and we will not repeat it again. Supra ¶ 45. Although defendant never brought the one-act, one-crime rule to the trial court‘s attention, he still may contest the matter on appeal because “it is well established that a one-act, one-crime violation affects the integrity of the judicial process” and thus amounts to plain error. In re Samantha V., 234 Ill. 2d 359, 378-79 (2009) (a one-act, one-crime violation “satisf[ies] the second prong of the plain-error test“). The application of the one-act, one-crime rule is a question of law that we review de novo. People v. Johnson, 237 Ill. 2d 81, 97 (2010).
¶ 65 Under the rule, a defendant may not be convicted of multiple offenses that are based upon precisely the same physical act. Johnson, 237 Ill. 2d at 97. If a defendant is convicted of two offenses based upon the same physical act, the conviction for the less serious offense must be vacated because it is error. Johnson, 237 Ill. 2d at 97.
¶ 66 In response to defendant‘s argument concerning the one-act, one-crime rule, the State argues that the elements of the offense—namely, the invasion with the intent to commit a murder—were complete in the seconds before the murder occurred, and thus the two offenses were premised on different acts—namely, (1) pulling the decedent out of the vehicle and (2) killing him.
¶ 67 In reply, defendant argues that, if the claimed predicate felony for felony murder—namely, vehicular invasion—was complete before the murder occurred, then there could have been no felony murder.8 However, if the murder occurred during the commission of the vehicular
