THE PEOPLE, Plaintiff and Respondent, v. ROY DERRICK MCELRATH, Defendant and Appellant.
No. D001809
Fourth Dist., Div. One.
Dec. 2, 1985.
175 Cal. App. 3d 178
COUNSEL
Christopher Blake, under appointment by the Court of Appeal, for Defendant and Appellant.
John K. Van de Kamp, Attorney General, Jay M. Bloom, Pat Zaharopoulos and Maxine P. Cutler, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
LEWIS, J.—Roy Derrick McElrath appeals his jury-tried convictions for two counts of forcible rape (
McElrath contends the court improperly considered his motion to substitute appointed counsel and improperly instructed the jury regarding the elements of sodomy. He also contends the following sentencing errors oc-
In January 1984, at about 1:30 a.m., McElrath opened Cynthia A.’s dining room window to enter her house. Cynthia, asleep on the living room sofa, awakened and investigated. McElrath told Cynthia, “Let me in. There’s been a shooting down the street. Can I use your telephone?” Cynthia was alone in the house with her young son. Her husband was at sea with the Navy. Cynthia refused to let McElrath enter. Instead, she gave him a piece of paper, telling him to write his name and phone number and she would call police for him. McElrath complied, still insisting he needed to enter the house. Worried, Cynthia began telephoning the police. McElrath entered the house and pulled the telephone cord loose. Cynthia ran to the front door, ordered McElrath to leave, and when he refused she began screaming. McElrath struck Cynthia’s face with his fist, grabbed her arm and led her to the bedroom. There, McElrath raped, sodomized and orally copulated Cynthia. After about one hour, still bleeding from her facial cuts, Cynthia asked McElrath to let her go into the kitchen for about 15 minutes to apply ice to her wounds. McElrath took her there by the arm and allowed her to apply ice to the cut under her right eye with the result her bleeding was reduced. He then forced her back into the bedroom and raped her again. McElrath had a knife in the bedroom.
McElrath asked Cynthia to show him where she kept her medicines. Finding a bottle of Tylenol in the medicine cabinet, McElrath forced Cynthia to swallow about 60 Tylenol tablets. McElrath forced her to wash down the Tylenol with hydrogen peroxide. Cynthia hesitated, but complied when McElrath told her to take the pills or he would kill her “right then and there.”
McElrath demanded Cynthia’s car keys and forced her into her car. As McElrath drove toward the street, Cynthia jumped from the car and ran to a neighbor’s house. McElrath abandoned the car and fled.
As a result of McElrath’s attack, Cynthia had numerous lacerations involving various facial areas, the side of her right eye, her left forehead, the base of her nose and her left arm. Her face and left thigh were bruised. She
There was overwhelming physical evidence of McElrath’s involvement. A vaginal swab taken from Cynthia at the hospital showed the presence of seminal fluid. McElrath’s thumbprint was found on a knife recovered in Cynthia’s bedroom. There was a “high probability” McElrath wrote the note that Cynthia gave to the intruder. The phone number written on this note corresponds to McElrath’s mother’s phone number.
On January 14, 1983, McElrath accosted April E. as she was walking from work. McElrath grabbed her arm and led her to a vacant house. April E. escaped.
I
Four days before trial, McElrath sought to discharge his appointed attorney and have the court appoint substitute counsel. McElrath wrote a letter to the court stating his attorney had been lying to him and “had the nerve” to continue the trial without consulting him. McElrath also told the court the thumbprint the People contend was taken from the knife was actually taken from his booking prints. After confirming these grounds for the motion on the record, the court denied McElrath’s request, stating, “I have no reason to believe that anything this man has alleged in here is correct, other than his own imagination.” McElrath contends the court improperly denied his motion without questioning counsel.
The right to substitute appointed counsel is a matter of judicial discretion. (People v. Marsden (1970) 2 Cal.3d 118, 123 [84 Cal.Rptr. 156, 465 P.2d 44].) To properly exercise this discretion, the court must “inquire on the record into the bases of defendant’s complaints.” (People v. Hill (1983) 148 Cal.App.3d 744, 753 [196 Cal.Rptr. 382].) Here, the record shows the court properly inquired into the bases of McElrath’s complaints. Marsden requires no more.
Neither Marsden nor any subsequent Supreme Court decision requires the court to question counsel when a motion to substitute appointed counsel is made. However, appellate decisions require the court to question counsel when an explanation for counsel’s attitude or conduct is “necessary” to determine whether counsel can provide adequate representation. (People v. Penrod (1980) 112 Cal.App.3d 738, 747 [169 Cal.Rptr. 533].)
Here, McElrath’s complaints about his attorney did not require the court to question counsel. Unlike his counterpart in People v. Groce (1971) 18 Cal.App.3d 292 [95 Cal.Rptr. 688], McElrath did not show his attorney failed to investigate specified potentially exonerating evidence. To the contrary, McElrath made only the generalized statement he had “proof” the fingerprint on the knife was actually taken from his booking prints. The court was entitled to and did disbelieve McElrath’s story. Questioning counsel was not “necessary” to determine whether counsel could provide adequate representation. Accordingly, the court properly denied McElrath’s motion without questioning his attorney.
II
The court gave the following instruction on sodomy: “Sodomy is sexual conduct consisting of contact between the penis of one person and the anus of another person. In order to prove the commission of the crime of sodomy, each of the following elements must be proved: (1) That a person committed an act of sodomy with another person; and (2) That such act was against the will of such other person; and (3) That such act was committed by means of force or fear of immediate and unlawful bodily injury to person.” The court did not give, and the parties did not request, CALJIC No. 10.52 which states: “Any sexual penetration, however slight, is sufficient to complete the crime of sodomy. Evidence of emission is not necessary.” Under
Courts must instruct on general principles of law governing the case; a court has a sua sponte duty to instruct on the elements of the offense. (People v. Sedeno (1974) 10 Cal.3d 703, 715 [112 Cal.Rptr. 1, 518 P.2d 913]; People v. Hill (1983) 141 Cal.App.3d 661, 669 [190 Cal.Rptr. 628].) The failure to instruct on an essential element of the offense is necessarily prejudicial error. (See People v. Garcia (1984) 36 Cal.3d 539, 549-550 [205 Cal.Rptr. 265, 684 P.2d 826]; People v. Hill, supra, 141 Cal.App.3d at p. 669.)
Here, the court did not instruct on the essential element of penetration. Instead, the jury was led to believe “contact” was enough.4 Accordingly, McElrath’s conviction of sodomy and the great bodily injury enhancement (
III
The court sentenced McElrath to a total prison term of 67 years and 8 months comprised as follows:
| Conviction | Base | Enhancement | Total |
|---|---|---|---|
| Rape (count 1) | Upper—8 yrs. | 5 yrs. (§ 12022.8) | 13 |
| Sodomy | Mid—6 yrs. | 5 yrs. | 11 (consecutive) |
| Oral Cop. | Mid—6 yrs. | 5 yrs. | 11 (consecutive) |
| Rape (count 4) | Upper—8 yrs. | 8 yrs. (§§ 12022.3(a), 12022.8) | 16 (consecutive) |
| Attempted Murder | Upper—9 yrs. | 1 yr. (§ 12022(b)) | 10 (consecutive) |
| Burglary | Mid—4 yrs. | 3 yrs. (§ 12022.7) | 7 (concurrent) |
| Robbery | Mid—4 yrs. | 1 yr. | 5 (concurrent) |
| Kidnap | Mid—4 yrs. | 1 yr. | 5 (concurrent) |
| Kidnap (Victim April E.) | 1 yr. 8 mos. (1/3 midterm) | 1 yr. 8 mos. (consecutive) | |
| Assault (Victim—April E.) | 6 mos. county jail | ||
| Serious Felony Prior | 5 yrs. | 5 (consecutive) | |
| 67 yrs., 8 mos. |
Citing
The court designated the attempted murder sentence the principal term for counts not sentenced under
The court ordered the sentences for burglary, robbery and kidnaping (victim Cynthia) to run concurrently with the above sentences; the one-year
Additionally, McElrath admitted a serious felony prior under
A. Reasons Justifying Full-term Consecutive Sentencing
McElrath contends the court failed to properly state reasons justifying its imposing full-term consecutive sentences under
A court may sentence forcible sex offenders convicted of more than one crime consecutively or concurrently. After choosing to sentence consecutively, the court must make the separate and distinct decision whether to impose the consecutive terms under the principal/subordinate scheme of
Thus, two factors are crucial: the court must identify the criteria justifying the use of
In stating the criteria justifying using
B. Separate Prison Terms for Each Section 12022.8 Enhancement
McElrath attacks the court’s imposition of a five-year great bodily injury enhancement (
The provisions of
Although
“[T]he express language of
section 12022.3 reflects a legislative intent to create a sex offense exception to the general rules ofsection 654 and Culbreth: ‘For each violation ofSection 261 ,264.1 ,286 ,288 ,288a or289 , and in addition to the sentence provided, any person shall receive an enhancement (a) of three years if such person uses a firearm or any other deadly weapon in the commission of such violation or (b) of two years if such person is armed with a firearm or any other deadly weapon.’ (Italics added.)“We think
section 12022.3 ’s language is clear and unambiguous. Whether sentenced undersection 1170.1, subdivision (a) or undersection 667.6, subdivisions (c) or (d) , any person who is armed with or uses a firearm orany other deadly weapon in committing an enumerated sex offense must receive an enhancement for each and every such offense. The Legislature’s considered reference to ‘each violation’ of the enumerated statutes reflects its intent that section 654 and Culbreth should not limit the imposition of weapons enhancements under section 12022.3. [Fn. omitted.] Although unquestionably severe, section 12022.3 ’s provision of unlimited weapons enhancements is consistent with the Penal Code’s harsh treatment of certain sex offenders.” (People v. Blevins, supra, 158 Cal.App.3d at p. 71; italics added.)
This reasoning applies with equal force to
C. Cruel and Unusual Punishment
McElrath contends imposing full-term consecutive sentences under
D. Intent to Rape Factual Basis of Burglary Conviction
Since the court imposed concurrent prison terms for burglary, robbery and kidnaping involving victim Cynthia, we requested supplemental briefing on the question of whether the factual basis for the burglary conviction was an entry with intent to commit sex offense felonies. If so, the concurrent term for the burglary would be barred by
DISPOSITION
The judgment is reversed as to the sodomy conviction and its
Lovett, J.,* concurred.
STANIFORTH, Acting P. J.—I respectfully dissent from part B of the majority’s opinion.
I
*Assigned by the Chairperson of the Judicial Council.
Culbreth explained the rationale behind this rule: “‘The Attorney General’s thesis, invoking three separate firearm penalties for a single occasion of firearm use, is inconsistent with the apparent objective of
II
The Court of Appeal in People v. Rodriguez (1984) 160 Cal.App.3d 207, 213 [206 Cal.Rptr. 563], said: “If the decision is to use consecutive sentences under
“Limits are set, however, and if
“The matter is not ambiguous, but if it were, we would be bound to resolve it in the defendant’s favor. [Citations.]” (Fn. omitted.)
The trial court in the present case made an express choice to sentence McElrath under the harsher sentencing provisions of
Furthermore, “a long-held rule of statutory construction is that ‘it is not to be presumed that the legislature in the enactment of statutes intends to overthrow long-established principles of law unless such intention is made clearly to appear either by express declaration or by necessary implication.’” (People v. Edwards (1981) 117 Cal.App.3d 436 [172 Cal.Rptr. 652], affirmed in People v. Cardenas (1982) 31 Cal.3d 897 [184 Cal.Rptr. 165, 647 P.2d 569], quoting County of Los Angeles v. Frisbie (1942) 19 Cal.2d 634, 644 [122 P.2d 526]; Theodor v. Superior Court (1972) 8 Cal.3d 77, 92 [104 Cal.Rptr. 226, 501 P.2d 234].) Culbreth is still valid law with respect to a defendant sentenced under
III
The majority relies on the language in
Great bodily injury was extensively defined by the California Supreme Court in People v. Caudillo (1978) 21 Cal.3d 562 [146 Cal.Rptr. 859, 580 P.2d 274]. In Caudillo, the court recognized the offenses committed against the victim (rape, oral copulation, sodomy) were “of such an outrageous, shocking and despicable nature that the victim suffered extreme humiliation and distress.” (Id., at p. 575.) However, the court held forcible rape alone was insufficient to constitute great bodily injury. (Id., at p. 587.) Furthermore, “the pyramiding of the sexual offenses of sodomy and oral copulation upon rape, without more, is insufficient to invoke the enhancement provision.” (Id., at p. 587.) The victim’s symptoms in Caudillo (gagging, vomiting, spitting, bowel evacuations and two superficial lacerations several inches long on the front and back of the neck) were insufficient to constitute great bodily injury. There was no apparent injury, laceration or hematoma to the sexual organs or anus. The victim did not testify to any pain resulting from the sexual acts, and the Supreme Court held the injuries could logically “only be described as constituting transitory and short-lived bodily distress.” (Id., at p. 588.)
While McElrath’s attack against Cynthia was certainly outrageous and despicable, I do not see four separate instances of great bodily injury. Therefore, I cannot agree that four separate five-year enhancements should have been imposed.
Forcing Cynthia to swallow a bottle of Tylenol, washed down with hydrogen peroxide, is certainly significant and substantial enough to constitute great bodily injury. However, this was the factual basis for finding McElrath guilty of attempted murder and imposing a 10-year sentence for this crime. The trial court has already punished McElrath for this act. Under
When McElrath first entered Cynthia’s apartment, he struck her twice in the face. The first blow knocked her to the ground. These blows resulted in several cuts requiring stitches, and facial scars, requiring plastic surgery. I would agree these blows constituted great bodily injury.
However, after these initial blows there is no testimony indicating McElrath continued to inflict great bodily injury to Cynthia. I am not insensitive to the horrible humiliation and degradation a rape victim undergoes in a sexual assault. Certainly, injury occurred, physically, as well as emotionally and psychologically. However, there was no apparent injury, laceration or hematoma to the sexual organs or anus. Cynthia did not testify to any pain resulting from the sexual acts, and after the initial blows, McElrath committed several individual sexual crimes against Cynthia. Without more, these crimes do not constitute great bodily injury. “[P]ersonal repugnance toward these crimes cannot be a legitimate basis for rewriting the statute as it was adopted by the Legislature. It is precisely because emotions are so easily called into play in such situations that extra precaution must be taken so that this court follows the legislative intent and not our own predelictions or beliefs.” (People v. Caudillo, supra, 21 Cal.3d 562, 589, conc. opn. of Chief Justice Bird.)
Caudillo holds rape and other sexual crimes, without more, cannot constitute great bodily injury. In the case at bar, besides the shocking sexual assaults against Cynthia, McElrath also struck Cynthia in the face. Because this assault was not punished under any other statute, and because it was so severe that it constituted significant and substantial bodily injury, I would affirm one five-year enhancement under
IV
In In re Culbreth, supra, 17 Cal.3d 330, referring to sentencing enhancement for use of a deadly weapon, the California Supreme Court held, “if all the charged offenses are incident to one objective and effectively comprise an indivisible transaction, then
The trial court imposed great bodily injury enhancements for four criminal acts committed by McElrath against Cynthia: two counts of rape, one count of sodomy and one count of oral copulation. However, these four acts constituted one criminal transaction or course of conduct. All acts were committed with the intent and objective of inflicting sexual violence on victim Cynthia. All acts involved one victim. They occurred during one period of time. McElrath did not leave and reenter the house in between the criminal acts. He entered the house and then proceeded to commit these acts of sexual violence one after another. The several assaults reflect but one single transaction.
In People v. Blevins (1984) 158 Cal.App.3d 64 [204 Cal.Rptr. 124], this court held multiple sentencing enhancements may be imposed under
People v. Moringlane, supra, 127 Cal.App.3d 811, is on point. Defendant Moringlane was charged with murder, three counts of assault with intent to murder and conspiracy to commit murder. Enhancements for great bodily injury were imposed for all three of the assault counts even though only one great bodily injury occurred. This district reversed two of the three enhancements, holding “section 654 as interpreted prohibits the imposition of multiple enhancements for the single act of inflicting great bodily injury upon one person.” (Id., at p. 817.)
V
Finally, 20 years’ imprisonment for one act of great bodily injury may well constitute cruel and unusual punishment in violation of
Applying the techniques to the case at bar, a compelling argument can be made that 20 years is cruel and unusual punishment for the offense committed. Admittedly, the nature of the offense and/or offender in the case at bar do not weigh in favor of a lesser sentence for McElrath. Indeed, the circumstances mentioned in Lynch (offender’s lack of danger to society, the nonviolent nature of the offense, the absence of a victim, the absence of aggravating circumstances) all weigh against McElrath.
However, turning to the second technique, if McElrath’s great bodily injury had been charged directly as a criminal violation instead of as an enhancing circumstance, he would have received one-fifth the number of years in prison. The maximum imprisonment for a battery resulting in serious bodily injury is four years. (
Furthermore, the crime of mayhem, which deprives a victim of a body part or which disables, disfigures or renders such a body part useless, holds a maximum imprisonment of six years. (
This sentence is so grossly disproportionate to the offense for which it is imposed that it amounts to a cruel and unusual punishment. I would reverse the great bodily injury enhancements under
The petitions of both parties for review by the Supreme Court were denied February 20, 1986. Broussard, J., and Reynoso, J., were of the opinion that the petitions should be granted.
