Lead Opinion
delivered the Opinion of the Court.
The People bring this interlocutory appeal pursuant to C.A.R. 4.1, appealing the trial court's order suppressing evidence obtained by parole officers during a routine, unannounced home visit to the defendant's residence. The defendant moved for suppression of the evidence on the basis that the parole officers' warrantless search of his belongings was conducted in violation of his constitutional rights because the officers lacked reasonable grounds to believe that he had committed a parole violation. The trial court agreed that the parole officers lacked reasonable grounds to conduct the search and suppressed the evidence discovered by the officers during the search of the defendant's belongings. We hold that the trial court applied the incorrect legal standard to the parole search by requiring the parole officers to have reasonable grounds to perform the search. Furthermore, we find that the search was conducted in compliance with constitutional standards governing parole searches. Accordingly, we reverse the order of the trial court and remand for further proceedings consistent with this opinion.
I. FACTS AND PROCEEDINGS BELOW
The defendant, Andre McCullough, was released from the Departmеnt of. Corrections on September 19, 1998, to serve a three-year term of parole. Upon his release, Mr. McCullough signed a standard "Parole Agreement" containing several mandatory conditions,
On March 10, 1999, at approximately 5:00 pm., parole officers Heckenbach and Kelly Messamore, Ms. Heckenbach's supervisor, proceeded to the residence of the defendant for the purpose of conducting an unannounced home visit.
Mr. McCullough moved to suppress the evidence on the basis that it was seized in violation of his rights under the United States and Colorado Constitutions. Mr. McCullough argued that the parole officers did not have reasonable grounds to believe he had committed a parole violation when they searched his belongings,. The trial court considered Mr. McCullough's motion at a suppression hearing and found that the fact that someone else in the apartment may have been drinking did not provide reasonable
II. ANALYSIS
This case raises important issues concerning the extent of a parolee's Fourth Amendment protections. The task for us in this case is to determine the legal standard that governs a parole officer's search of a parolee or his belongings. To determine the appropriate legal standard, we first review our precedent governing parole searches. We then examine the parole statute presently in force in Colorado and conclude that the legislature intended to change the existing legal standard when it amended the statute. Accordingly, the next component of our analysis involves a determination of the constitutionality of the parole statute as amended. Finally, we apply this legal standard for parole searches to the undisputed facts before us to determine if the search in the instant case comported with constitutional requirements.
A. COLORADO CASE LAW
We have considered the constitutionality of a warrantless parole search on only one prior occasion. In People v. Anderson,
In our analysis of the constitutionality of the search, we first recognized that the Fourth Amendment's prohibition on "unreasonable" searches and seizures
In the instant case, the trial court applied this "reasonable grounds" legal standard in its resolution of the motion to suppress. However, subsequent to Anderson, the legislature amended the parole statute with the intention of removing the requirement for
B. THE PAROLE STATUTE
Twelve years after our decision in Anderson, the legislature amended the parole statute by adding a section containing a list of mandatory conditions to be included in every parole agreement.
Our first task in interpreting this statute is determining whether the legislature intended to alter the Anderson requirement of "reasonable grounds to believe that a parole violation has occurred" when it amended the statute. In interpreting the meaning or seope of any statutory term, 'our goal is to effectuate the intent of the legislature. See Regional Transp. Dist. v. Lopez,
In the instant case, we are examining a section of the parole statute that was added by amendment in 1987. When interpreting legislative amendments, we assume that the General Assembly was apprised of existing case law. See People v. Williams,
With these guidelines in mind, we look now to the statute in question. As noted above, section 17-2-201(5)(F)(D)(D) was added to the parole statute by amendment of the General Assembly in 1987. We noté that at the time that we decided Anderson and adopted the "reasonable grounds" standard, the parole statute did not contain a section requiring a parolee to submit to searches by his parole officer. The language of the new section added by the General Assembly states directly that all parolees shall allow a parole officer to "make searches of his person, residence, or vehicle." Notably absent from the language of the statute is a requirement for a parole officer to have "reasonable grounds to believe that a parole violation has occurred" before he may conduct a search. Accordingly, the language of the statute is clear and unambiguous. By amending the parole statute to add this search provision subsequent to our decision in Anderson, we find that the legislature intended to change the existing law in Colorado by removing the requirement that a parole officer have "reasonable grounds" before he may conduct a search of a parolee or his possessions. We conclude that the legislature intended to give parole officers authority to conduct routine searches of a parolee and his possessions as part of their supervisory authority and without requiring that they first possess "reasonable grounds to believe that a parole violation has occurred."
C. CONSTITUTIONALITY OF THE PAROLE STATUTE
Having concluded that the legislature intended to remove the "reasonable grounds" requirement with the 1987 amendment, we now must consider whether the amendment as enacted violates constitutional
The Fourth Amendment of the United States Constitution and article II, section 7 of the Colorado Constitution proseribe all unreasonable searches and seizures.
The Supreme Court has repeatedly stated that whether or not a search is "unreasonable" under the Fourth Amendment "depends on all of the cireumstances surrounding the search or seizure and the nature of the search itself." United States v. Montoya de Hernandes,
We find that the State of Colorado's operation of its parole system presents the type of "special needs" that the Supreme Court has recognized as justifying a departure from the usual Fourth Amendment mandates. The parole system serves a very important function in the correctional process. As the Supreme Court has recognized, parole is designed to "help individuals reintegrate into society as constructive individuals as soon as they are able, without being con
The parole officer plays a unique role in assisting the parolee in his quest to reintegrate into society. The Morrissey Court discussed the role of the parole officer as such:
The parole officers are part of the administrative system designed to assist parolees and to offer them guidance. The conditions of parole serve a dual purpose; they prohibit, either absolutely or conditionally, behavior that is deemed dangerous to the restoration of the individual into normal society. And through the requirement of reporting to the parole officer and seeking guidance and permission before doing many things, the officer is provided with information about the parole[e] and an opportunity to advise him. The combination puts the parole officer into the position in which he can try to guide the parolee into constructive development.
Morrissey,
In addition to the importance of supervision to the rehabilitation of the parolee, supervision is also vitally important to the State's interest in protecting the community during the parolee's completion of his sentence. We recognized in Anderson that "parolees, as a class, pose a greater threat of criminal activity to law enforcement authorities than ordinary citizens." Anderson,
The Supreme Court has also indicated that the Fourth Amendment does not require a showing of individualized suspicion before a search may comport with its "reasonableness" requirement.
[We have usually required some quantum of individualized suspicion before concluding that a search is reasonable. We made it clear, however, that a showing of individualized suspicion is not a constitutional floor, below which a search must be presumed unreasonable. In limited cireum-stances, where the privacy interests implicated by the search are minimal, and*781 where an important government interest furthered by the intrusion would be placed in jeopardy by a requirement of individualized suspicion, a seаrch may be reasonable despite the absence of such suspicion.
Skinner,
Upon review of the relevant case law, we conclude that the amended statute passes constitutional serutiny under the Fourth Amendment's proscription against unreasonable searches and seizures. Although we conclude that the statute is constitutional, we also recognize that the mere fact that a person is on parole does not automatically justify any warrantless search by a parole officer. Seе Griffin,
We turn now to a discussion of these requirements. The first requirement is that the search be conducted pursuant to any applicable statute. Our statute currently requires a search provision to be contained in a written agreement signed by the parolee. Ree § 17-2-201(5)(F)(I). The search provision must contain language putting the parolee on notice that he is required to submit to searches of his person, residence, or vehicle as a condition of his parole.
The second requirement is that the search must be conducted in furtherance of the purposes of parole. In order to satisfy this requirement, the search must be carried out under the authority of a parole officer. This is not to say that a parole officer may not
The third requirement that the search not be arbitrary, capricious, or harassing is designed to prevent abuses of the parole officer's authority to search. Some examples of what may constitute abuse include searches conducted at an unreasonable hour, searches that are unreasonably prоlonged, or frequent and repeated searches that are intended only to harass. Any evidence indicating arbitrary or oppressive conduct by a parole officer should be considered in determining whether the officer has exceeded constitutional limitations.
D. THE SEARCH IN THE INSTANT CASE
Having determined the appropriate legal standard to be applied, our final task is to apply this standard to the search conducted in this case. We accord deference to the trial court's findings of fact and will not overturn them provided they are supported by competent evidence in the record. See People v. Thomas,
III. CONCLUSION
In sum, we conclude that the legislature altered the Anderson "reasonable grounds" requirement when it enacted the 1987 amendment to the parole statute. Accordingly, we find that the trial court applied the incorrect legal standard to the search in the instant case. We hold that a warrantless parole search is constitutional if it is conducted pursuant to any applicable statute, is in furtherance of the purposes of parole, and is not arbitrary, capricious, or harassing. Upon de novo review of the undisputed facts, we conclude that the search in this case сomported with these constitutional requirements. 'As such, we reverse the order of the trial court and remand for further proceedings consistent with this opinion.
Notes
. In section 6 C.R.S. (1999), the legislature has set out mandatory conditions to be included in every parole agreement.
. Ms. Heckenbach testified at the suppression hearing that, as part of her duties as a parole officer, she routinely conducts unannounced home visits to her parolees.
. Mr. McCullough's conditions of parole included the requirement that he have "no alcohol intake or possession" and that he not "possess and/or use illegal drugs."
. § 18-18-405, 6 C.R.S. (1999).
. The Fourth Amendment to the United States Constitution provides:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
U.S. Const. amend. IV.
. See ch. 125, sec. 8, § 17-2-201(5)(D(D), 1987 Colo. Sess. Laws 650, 653-54.
. This section was embodied in Condition 4(b) of Mr. McCullough's Parole Agreement, to wit:
"Parolee further agrees to allow the Parole Officer to search his person, or his residence, or any premises under his control, or any vehiclе under his control."
. We note that the applicable state and federal constitutional provisions share the same analytical framework in the instant case.
. See supra note 5 for the text of the Fourth Amendment. Article II, section 7 of the Colorado Constitution provides:
The people shall be secure in their persons, papers, homes and effects, from unreasonable searches and seizures; and no warrant to search any place or seize any person or things shall issue without describing the place to be searched, as near as may be, nor without probable cause, supported by oath or affirmation reduced to writing.
Colo. Const. art. II, § 7.
. Although Griffin is a probation case, its reasoning applies with equal, if not greater, force to the parole system. See United States v. Hill,
. Although both the probation and parole systems present similar "special needs," we note that the probation system is operated under a different statutory scheme than the parole system. We therefore limit our holding today to parole searches and express no opinion on the constitutionality of a warrantless probation search.
. In Way, police contacted the parole officer and told him that his parolee was a suspect in a robbery. The parole officer took no steps to visit or interview his parolee until the police contacted the parole officer again two weeks later and requested that he accompany them on a search of the parolee's house for the purpose of investigating the robbery. The court found that the parole officer had become "nothing more than the alter ego of the detectives," stating, "This case does not present the usual situation where a parole officer may engage the services of the local policeman on the beat to protect him while he is engaged in searching a parolee or his home. Reference to the facts found herein demonstrate that the police were not mere bystanders but that they inspired, initiated, arranged and actively participated in every phase of the search and seizure." Way,
. We emphasize that the purpose of the search, not the presence or absence of a parole officer during the search, is the dispositive factor in determining whether a search was conducted in furtherance of the purposes of parole. See United States v. Coleman,
. We note that the second and third requirements should be evaluated objectively from the perspective of a reasonable parole officer. See People v. Woods,
. As we stated in Anderson, evidence seized within the scope of a reasonable parole search, even though unrelated to the parole violation, is admissible in the prosecution of another crime. See
Concurrence Opinion
specially concurring.
I concur in the judgment of the court that the evidence seized during a search of McCullough's home is admissible. I do not, however, accept the reasoning upon which the court relies for this conclusion. The majority supports its holding by unnecessary and inaccurate statutory and constitutional analyses and views United States Supreme Court precedent as support for its proposition that the Fourth Amendment's requirement of reasonableness is not violated by searches without reasonable grounds for the parole officer to believe that a parole violation has occurred. The majority arrives at this holding even though the search in this case is supported by reasonable grounds. Moreover, the majority addresses the constitutional issue only after engaging in statutory interpretation which I believe to be incorrect. Therefore, I respectfully concur in the result only.
I.
By finding that section 17-2-201, 6 C.R.S. (1999), eliminates the requirement that "reasonable grounds" support parole searches, and that this statute as interpreted is constitutional, the majority reaches further than is necessary to settle the dispute before us. The trial court's order suppressing the evidence seized pursuant to a parole search of the defendant's home should be reversed because the court appliеd an incorrect legal standard and suppressed evidence even though it found that the parole officers had reasonable grounds to search.
I therefore begin with a discussion of the narrow grounds upon which resolution of this case rests. The trial court applied a subjec
In making its suppression order, the trial court found that MeCullough's arrest in January 1999 for possession of a controlled substance was an objectively reasonable basis for the parole officer to conduct the search at issue in this case. However, the trial court ruled that the search was impermissible because it also found that the parole officers subjectively relied on a signed parole agreement to conduct the search.
We have applied this analysis in numerous cases involving challenged searches or seizures. See, e.g., People v. Daverin,
It follows that in this case the trial court erred in basing the validity of the search on the searching officers' subjective intent. Application of an erroneous legal standard requires reversal of the trial court's suppression order. See Weston,
Therefore, this case does not present the issues decided by the majority. However, given the importance of these issues, I now turn to those aspects of the majority opinion.
IL
A.
I first look to the majority's argument that the language of section 17-2-201 shows an unambiguous legislative intent to abandon the "reasonable grounds" requirement for parole searches we set forth in People v. Anderson,
Section 17-2-201(5)(F(I)(D) states, in pertinent part, that "the parolee shall ... allow the parole officer to make searches of his person, residence, or vehicle." Because the
Section 17-2-201 is silent on the question of whether reasonable grounds to believe that a parole violation has occurred must underlie a search. This silence is not independently sufficient grounds upon which to conclude that reasonable grounds are not required. The statute’s plain language is logically consistent either with requiring or not requiring reasonable grounds; it simply does not address the issue at all.
Consequently, the statute’s language neither clearly nor unambiguously evinces the legislative intent behind its enactment. Section 17—2—201(5)(f)(I)(D) also fails to “state directly,” maj. op. at 778, that parole searches “must be conducted in furtherance of the purposes of parole” and must “not be arbitrary, capricious, or harassing.” Maj’. op. at 781, 782. By parity of reasoning, therefore, we ought to conclude that the General Assembly did not intend for any of those requirements to govern parole searches. Thus, the majority’s analysis of what it finds to be a “clear and unambiguous legislative intent is not persuasive.
In Anderson, 189 Colo, at 37,
This case does not present the question of whether section 17-2-201
Our prior decisions clearly and unambiguously bar such an approach to this case. As we stated in People v. Lybarger,
B.
After concluding that the General Assembly intended to remove the Anderson "reasonable grounds" requirement for parole searches, the majority addresses whether a search conducted without reasonable grounds is constitutionally permissible. As I have explained, it is not necessary to consider whether the General Assembly removed the "reasonable grounds" requirement. Therefore, I do not believe that it is appropriate for this court to consider the constitutional status of section 17-2-201 as interpreted by the majority.
In determining that a parole search conducted without reasonable grounds is permissible under the constitutional proscription against unreasonable searches and seizures, see maj. op. at 780-781, I believe that the majority misapplies United States Supreme Court and lower court precedent. Therefore, I cannot accept the conclusion that section 17-2-201 as interpreted by the majority satisfies the minimum constitutional standards of reasonableness. In my judgment, the majority's constitutional analysis rests on three crucial errors: (1) the mistaken conclusion that Griffin v. Wisconsin,
1.
I look first to the majority's interpretation and application of Griffin. See maj. op. at Ti9-781. In Griffin,
The Wisconsin Supreme Court found that the evidence seized pursuant to the search was admissible and affirmed the conviction. See id. The court held that a requirement of "reasonable grounds" for probation searches is consistent with a probationer's reasonable expectation of privacy. See id. Moreover, the police tip constituted reasonable grounds for the search under Wisconsin's statute. See id.
The Supreme Court held that the statute satisfied the Fourth Amendment requirement of reasonableness. See id. at 878,
I need not examine the Court's arguments for its holding that "the special needs of Wisconsin's probation system make the warrant requirement impracticable," see id. at 876-79,
Griffin provides no assistance in resolving that issue. The Court in Griffin only stated that a probation search founded on what the Wisconsin Supreme Court determined to be reasonable grounds, without a warrant or probable cause, is permissible under the Fourth Amendment. See, eg., id. at 872,
Griffin, therefore, only establishes that the "reasonable grounds" requirement is a suffi-ctent protection for a probationer's Fourth Amendment interests. See id. at 880 n. 8,
2.
Another element of the majority's constitutional analysis is the proposition that individualized suspicion of wrongdoing is not neces
The majority cites Skinner v. Railway Lo-bor Executives' Ass'n,
The majority first states that under seetion 17-2-201 "the privacy interests of a parolee, while not nonexistent, are certainly minimal." Maj. op. at 781. This conclusion is premised on the majority's interpretation of the statute, one that is, as I have explained, unconvincing. It is not at all clear that the General Assembly intended to eliminate the "reasonable grounds" requirement for parole searches when it amended section 17-2-201. See supra Part ILA. This court should require clearer evidence of legislative intent than that which is available to us in this case before dramatically curtailing the privacy interests of a class of our citizens.
The majority also claims that "[rlequiring individualized suspicion ... would place in jeopardy the State's overwhelming interest in ensuring that a parolee complies with the condition of his parole." Maj. op. at 781. While the majority recites the relevant language from Skinner, it does not provide any manner of explanation as to why individualized suspicion bars effective parole supervision. CL Skinner,
It is also instructive to observe that, had the General Assembly believed that individualized suspicion was no longer necessary for parole searches, we reasonably could expect it to have been explicit in that determination. Instead, based on the majority's own understanding, the legislature only implicitly abandoned Anderson. In sum, the majority has not demonstrated that its holding satisfies the core Fourth Amendment requirement that a person's privacy interests "be invaded no more than necessary to achieve" the governmental interest involved. New Jersey v. T.L.O.,
Additionally, the majority diverges from applicable Supreme Court decisions in the type of searches it countenances absent individualized suspicion of wrongdoing. The Court has allowed searches not based on individualized suspicion of wrongdoing in very limited cireumstances. In almost all cases allowing such searches, the state action was "routinized, fleeting, and nonintrusive encounters conducted pursuant to regulatory programs which entailed no contact with the person." Skinner,
In cоntrast, the majority sanctions searches of an entirely different order, searches that will intrude into every sphere of a parolee's privacy. The only limitations the majority sees fit to place on these far-reaching searches are that: "(1) [they are] conducted pursuant to any applicable statute; (2) [they are] conducted in furtherance of the purposes of parole, i.e. related to the rehabilitation and supervision of the parolee; (8) [they are] not arbitrary, capricious, or harassing." Maj. op. at 781. These "restrictions" provide no effective guidance for' searches that intrude upon, in addition to a parolee's vehicle, her person or home, which are a person's most important spheres of privacy and dignity. See Schmerber v. Cali-forma, 884 U.S. T57, 465,
Looking first to the condition that a parole search must be conducted pursuant to applicable statutes, I observe that this require-, ment contributes little to the reasonableness of the search. A parole search is reasonable under section 17-2-201 only if the statute itself is consistent with the Fourth Amendment reasonableness requirement. The majority's analysis of parole searches conducted absent reasonable grounds fails to carry this essential point. Therefore, that a parole search is conducted pursuant to section 17-2-201 does not establish that the search is reasonable.
The majority next states that the search must be conducted in furtherance of a parolee's rehabilitation and supervision. This condition is explained as having essentially two features: the search must be conducted under the authority of a parole officer and it may not be a subterfuge for a criminal investigation. See maj. op. at 782. I agree with the majority that a parole search conducted under the authority of a police officer or as a criminal investigation is not reasonable.
However, these limitations are not sufficient to protect a parolee's privacy interests. The parole officer is 'free to extensively search a parolee's body, clothing, possessions, residence, and vehicle. No prior showing of the need for a search is required beyond the parole officer's unconstrained judgment that the search somehow is related to rehabilitating or supervising the parolee. The issue is not whether parole officers will act from improper motives under the majority's new rule. My concern instead is that this rule unnecessarily erodes a parolee's privacy interests and fails to provide parole officers and courts with a practicable standard for determining when a search is reasonable.
Finally, the majority states that a parole search may not be "arbitrary, capricious, or harassing." Maj. op. at 782. I find that this condition contributes little toward establishing that searches absent reasonable grounds are constitutionally permissible. This final criterion strikes me as little more than an obvious complement to the majority's second criterion that a search be in furtherance of the purposes of parole. If a search in fact furthers the purposes of parole, then, by definition, it is not arbitrary, capricious, or harassing. A search that is arbitrary, capricious, or harassing cannot, again by definition, further a legitimate purpose of parole.
I conclude that the majority's sanctioning of parole searches without individualized suspicion of wrongdoing goes far beyond Supreme Court precedent and fails to adequately guide parole officers and courts in determining whether a search is reasonable.
8.
Finally, the majority argues that its holding is consistent with a handful of decisions from other jurisdictions that, according to the majority, have held that parole or probation searches are permissible absent a "reasonable grounds" requirement. However, a careful examination of the cases the majority
Some of the cases relied on by the majority are similar to Griffin in that they address only whether a warrantless probation or parole search is permissible. See, eg., Owens v. Kelley,
Additionally, many of the cases identified by the majority do not support a universal policy of allowing parole searches without a "reasonable grounds" requirement. At most, they suggest that whether a probation or parole search without reasonable grounds is permissible is related to the specific supervision needs present in a given instance. In Morgan,
the purposes of probation to uphold the challenged search. Moreover, the search at issue in Zeto Chi was warrantless, not onе without reasonable grounds to believe that a probation violation had occurred. See id. In State v. Smith,
In short, almost all of the cases cited by the majority only permit warrantless parole or probation searches when cireumstances indicate that such searches are necessary on a selected basis to secure the governmental interests at stake. This practice is starkly different from the majority's conclusion that a universal policy of parole searches without individualized suspicion of wrongdoing meets minimum constitutional standards.
IIL
This case should be resolved on well-settled principles of law. The trial court's suppression order should be reversed because it was based on an assessment of the subjective intent of the searching officers. Under the proper standard of objective reasonableness, the evidence seized pursuant to the search is admissible against the defendant.
However, the majority disregards this resolution to reach its conclusion that searches without reasonable grounds to believe that a parole violation has occurred are constitutionally permissible. Accordingly, I respectfully concur in the result only.
I am authorized to state that Justice HOBBS and Justice BENDER join in the special concurrence.
. I disagree with the majority's claim that the trial court "applied [the] 'reasonable grounds' legal standard in its resolution of the motion to suppress." Maj. op. at 777-778. While the trial court found that reasonable grounds existed for the search, and stated that the search would have been permissible if the searching officers had in fact relied on those grounds, the trial court applied a subjective intent standard to find that the search was impermissible. The trial court would not have held that the search was impermissible if it had applied the reasonable grounds standard, given its ruling that reasonable grounds existed for the search.
. In addition, that a parolee under section 17-2-201 is obligated to allow his parole officer to search his person, residence or vehicle does not establish clearly or unambiguously that the General Assembly intended to abandon the “reasonable grounds” standard. See maj. op. at 778. This requirement is logically consistent with the additional requirement that a search is permissible only if the searching officer has reasonable grounds to believe that a parole violation has occurred. See Griffin v. Wisconsin,
. Whether the Anderson "reasonable grounds” requirement or another, lesser standard governs parole searches, if there are in fact reasonable grounds for the search, then the search is constitutionally sound. Under Anderson, the existence of reasonable grounds is the minimum showing that the prosecution must make for evidence seized pursuant to a parole search to be admissible. See Anderson, 189 Colo, at 38,
