Lead Opinion
Opinion
We granted review in this case to determine whether article I, section 28, subdivision (f) of the California Constitution (hereafter article I, section 28(f)), a provision of the 1982 initiative measure commonly referred to as “Proposition 8,” bars application of the “double-the-base-term”
In People v. Prather (1990)
Facts and Procedural Background
Defendant was charged in the first of three separate informations with unlawful possession of methamphetamine for sale on or about December 20, 1988, in violation of Health and Safety Code section 11378. The second information charged a similar violation, alleged to have occurred on or about March 15, 1989. That information further alleged defendant personally used a handgun in the commission of the offense (§ 12022, subd. (b)), personally possessed for sale 57 grams or more of a substance containing methamphetamine (§ 1203.073, subd. (b)(2)), and committed the charged offense while released from custody on bail, or on his own recognizance, pending trial on the earlier felony charge (§ 12022.1).
All three informations were consolidated for trial to a jury. Because only sentencing issues are raised on appeal, the underlying facts of the offenses need not be set forth in detail here. Briefly, defendant’s home was searched pursuant to warrant on three separate occasions, leading to the recovery of various quantities of methamphetamine; paraphernalia used to package the drugs for sale; ledgers recording drug transactions and balances owed; large quantities of currency; and numerous rifles, shotguns, handguns, and automatic weapons. Defendant was found guilty of all substantive offenses charged. The jury found all the enhancement allegations true save the two arming clauses, on which unanimous agreement could not be reached. Those allegations were later dismissed on the People’s motion.
At sentencing, the court selected the middle term of two years for the Health and Safety Code section 11378 violation committed on April 21, 1989, and designated it the principal term. (§ 1170.1, subd. (a).) Two consecutive eight-month terms (one-third the middle term) were imposed for the two remaining Health and Safety Code section 11378 violations (§ 1170.1, subd. (a)), and three 2-year section 12022.1 on-bail enhancements were then added, bringing the aggregate term of imprisonment to nine and one-third years.
On appeal, defendant asserted his sentence violated the double-the-base-term limitation of section 1170.1(g), which provides, with exceptions not
Discussion
In June 1982, California voters enacted Proposition 8, an initiative measure that, among other things, added article I, section 28(f) to the state Constitution, mandating that: “Any prior felony conviction of any person in any criminal proceeding, whether adult or juvenile, shall subsequently be used without limitation for purposes of impeachment or enhancement of sentence in any criminal proceeding. When a prior felony conviction is an element of any felony offense, it shall be proven to the trier of fact in open court.” (Italics added.)
In People v. Prather, supra,
In Prather, however, we found this aspect of our reasoning in Jackson, supra,
Our conclusion in Prather—that the Legislature’s failure to expressly exclude prior prison term enhancements from the double-the-base-term rule was not a “draftsman’s oversight”—applies with equal force to section 12022.1 on-bail enhancements. Section 12022.1 was enacted by the Legislature in 1982. (Stats. 1982, ch. 1551, § 2, p. 6050.) By that same act, section 1170.1, subdivision (a), was amended to designate on-bail enhancements as part of the “aggregate term of imprisonment” within the meaning of that section. (Stats. 1982, ch. 1551, § 1.5, p. 6048.) Section 1170.1(g) was not then amended to exempt section 12022.1 enhancements from the double-the-base-term limitation. In 1987, section 1170.1(g) was amended to add several enhancements to the list of those already expressly excepted from the double-the-base-term rule. (Stats. 1987, ch. 1423, § 3.7, pp. 5272-5275.) Again, section 12022.1 enhancements were not among those added to the list. Yet another enhancement was added to the list of exceptions in 1988. (Stats. 1988, ch. 1487, § 2, pp. 5272-5274.) Once again, section 12022.1 was not included. Thus, the Legislature has had several opportunities to make the double-the-base-term limitation expressly inapplicable to on-bail enhancements. It cannot be concluded that the failure to do so was a “draftsman’s oversight.”
Our analysis in Prather turned next to the question of whether article I, section 28(f) constitutionally prohibits restricting the use of enhancements
We therefore concluded in Prather that, “article I, section 28, subdivision (f), of the California Constitution supersedes the double-base-term limitation contained in section 1170.1(g) as applied to sentence enhancements based on prior felony convictions.” (People v. Prather, supra,
“Section 667.5(b) provides that ‘where the new offense is any felony for which a prison sentence is imposed, in addition and consecutive to any other prison terms therefor, the court shall impose a one-year term for each prior separate prison term served for any felony.’. . . We think it clear that section 667.5(b) is aimed primarily at the underlying felony conviction, and only secondarily, and as an indicium of the felony’s seriousness, at the prior prison term. That is, we believe section 667.5(b), fairly read, merely provides a special sentence enhancement for that particular subset of ‘prior felony convictions’ that were deemed serious enough by earlier sentencingcourts to warrant actual imprisonment. [Citations.] Accordingly, we hold that the broad mandate of article I, section 28, subdivision (f), concerning the use of any ‘prior felony conviction[s]’ for enhancement purposes, necessarily includes the lesser category of enhancements based on prior felony convictions for which imprisonment was imposed.” (People v. Prather, supra, 50 Cal.3d at p. 440 , second italics added.)
We must here determine whether section 12022.1 on-bail enhancements are “prior felony conviction” enhancements within the meaning of article I, section 28(f), as broadly construed under the mandate of Prather. As next explained, we conclude they are not.
Defendant, joined by amicus curiae California Public Defenders Association, observes that although ultimate conviction of the “primary offense”— i.e., that for which the person had been released from custody on bail or on his or her own recognizance when the new or “secondary offense” was committed—is a prerequisite to imposition of an on-bail enhancement (see § 12022.1, subd. (d)), there is no actual “prior felony conviction” of the primary offense in existence at the time the person on bail therefrom commits the secondary offense.
The Attorney General, in contrast, places principal reliance on the decisions in People v. Vega, supra,
The Bumes court, in an obvious attempt to comply with Prather's directive to interpret article I, section 28(f) in a broad and liberal fashion so as to effectuate that provision’s underlying purpose, reasoned as follows:
“ ‘Recidivism’ is nowhere defined in the Penal Code, but its common meaning is very clearly defined by Webster to mean ‘a tendency to relapse into a previous condition or mode of behavior; [a] repeated relapse into criminal or delinquent habits.’ (Webster’s Third New Internat. Diet. (1961) p. 1895.) This is precisely the sort of behavior addressed by section 12022.1: ‘The purpose of section 12022.1 is to meet public concern over offenders who are arrested [and] then allowed back on the street a short time later only to commit more crimes.’ (People v. Lewis (1986)185 Cal.App.3d 923 , 927 [230 Cal.Rptr. 115 ], See also, People v. Warinner (1988)200 Cal.App.3d 1352 , 1356 [247 Cal.Rptr. 197 ]: ‘The legislative intent of section 12022.1 was to punish recidivists with additional penalties.’) Thus, the underlying purpose of section 12022.1 is precisely that which underlies article I, section28(f)—to penalize recidivistic behavior with increased punishment.” (People v. Bumes, supra, 224 Cal.App.3d at p. 1231 .)
The Bumes court concluded section 12022.1 on-bail enhancements are, in essence, “prior felony conviction” enhancements within the meaning of article I, section 28(f), and are thus exempt from the double-the-base-term limitation by operation of that constitutional provision. “While it is true that section 12022.1 enhancements may well be (and oftentimes are) charged before there is an actual ‘prior felony conviction,’ such enhancements are not imposed unless there has been a conviction of both the ‘primary offense’ and the ‘secondary offense.’ Thus, section 12022.1 enhancements are never imposed unless the defendant has been convicted of a prior felony as well as a subsequent felony—and, in this sense, section 12022.1 enhancements constitute ‘prior felony conviction’ enhancements. [Footnote.]” (People v. Burnes, supra, 224 Cal.App.3d at pp. 1231-1232, italics in original.)
The same conclusion was reached by a different panel of the Fifth District Court of Appeal in People v. Vega, supra,
We agree with the Bumes and Vega courts’ observation that the purpose and intent behind a section 12022.1 enhancement, generally speaking, is essentially the same as that underlying article I, section 28(f): to penalize recidivist conduct with increased punishment. Courts that have addressed the issue have uniformly agreed that the underlying purpose of section 12022.1 enhancements is to punish this particular form of recidivism with increased penalties. (See, e.g., People v. Watkins (1992)
Nonetheless, although the commission of a new felony offense while released on bail or on one’s own recognizance may fairly be characterized as a form of recidivist conduct, such a characterization does not itself transform the earlier felony—from which the defendant was released from custody when he committed the new offense—into a “prior felony conviction” for purposes of defining the elements of an on-bail enhancement. Nor do any of the above cited authorities so hold.
To the contrary, the express language of section 12022.1 reflects that the Legislature did not intend on-bail enhancements to operate in the same manner as “prior felony conviction” enhancements. A “primary oifense” is defined in the statute as “a felony oifense for which a person has been released from custody on bail or on his or her own recognizance prior to the judgment becoming final. . . .” (§ 12022.1, subd. (a)(1), italics added.) The enhancement is made applicable whenever “[a]ny person [is] arrested for a secondary offense which was alleged to have been committed while that person was released from custody on a primary offense [as defined in subdivision (a)(1)] . . . .” (§ 12022.1, subd. (b), italics added.) And the statutory scheme expressly provides for those circumstances in which “there is a conviction for the secondary offense and the enhancement is proved, and the person is sentenced on the secondary offense prior to the conviction of the primary offense . . . .” (§ 12022.1, subd. (d), italics added.) These provisions effectively distinguish on-bail enhancements from prior felony conviction (or prior prison term) enhancements, which are based on the offender’s status as a previously convicted felon.
We recognize, as did the Bumes and Vega courts, that section 12022.1 on-bail enhancements are not imposed unless the defendant is ultimately convicted of the “primary” and “secondary” offenses. (§ 12022.1, subd. (d).) But we cannot agree that these procedural provisions render the ultimate conviction of the primary offense a “prior felony conviction,” when entry of judgment and imposition of sentence for that offense occurs at the very same proceeding as sentencing on the secondary offense, and indeed, under some
Although a “narrow” and “hypertechnical” construction of the term “prior felony conviction” as utilized in article I, section 28(f), is to be avoided (People v. Prather, supra,
We further recognize that the Burnes and Vega courts placed some reliance on this court’s earlier comment in People v. Tassell (1984)
The Burnes court characterized this statement in Tassell as “something less than an express holding” (People v. Burnes, supra,
Defendant and amici curiae urge that an on-bail enhancement, rather than being imposed on a defendant for having suffered a “prior felony conviction” within the meaning of article I, section 28(f), is instead imposed for the violation or breach of the court’s trust involved when the defendant commits a new felony offense while released from custody on bail or on his or her own recognizance on an earlier felony. In People v. Melchor (1989)
In sum, although it was readily concluded in Prather that section 667.5, subdivision (b), “prior prison term” enhancements were “prior felony conviction” enhancements within the meaning of article I, section 28(f)—the former being a virtual “subset” of the latter (People v. Prather, supra,
In light of our disposition, we need not address defendant’s further claim that to hold section 12022.1 enhancements exempt from the double-the-base-term rule of section 1170.1(g) by operation of article I, section 28(f), would violate the ex post facto clauses of the state or federal Constitution.
Conclusion
The judgment of the Court of Appeal is affirmed.
Panelli, J., Kennard, J., Arabian, J., Baxter, J., and George, J., concurred.
Notes
All further statutory references are to the Penal Code unless otherwise indicated.
Section 12022.1 provides, in pertinent part:
“(a) For the purposes of this section only:
“(1) ‘Primary offense’ means a felony offense for which a person has been released from custody on bail or on his or her own recognizance prior to the judgment becoming final, including the disposition of any appeal, or for which release on bail or his or her own recognizance has been revoked.
“(2) ‘Secondary offense’ means a felony offense alleged to have been committed while the person is released from custody for a primary offense.
“(b) Any person arrested for a secondary offense which was alleged to have been committed while that person was released from custody on a primary offense shall be subject to a penalty enhancement of an additional two years in state prison which shall be served consecutive to any other term imposed by the court.
“(d) Whenever there is a conviction for the secondary offense and the enhancement is proved, and the person is sentenced on the secondary offense prior to the conviction of the primary offense, the imposition of the enhancement shall be stayed pending imposition of thesentence for the primary offense. The stay shall be lifted by the court hearing the primary offense at the time of sentencing for that offense and shall be recorded in the abstract of judgment. If the person is acquitted of the primary offense the stay shall be permanent.
“(e) If the person is convicted of a felony for the primary offense, is sentenced to state prison for the primary offense, and is convicted of a felony for the secondary offense, any state prison sentence for the secondary offense shall be consecutive to the primary sentence.
“(g) If the primary offense conviction is reversed on appeal, the enhancement shall be suspended pending retrial of that felony. Upon retrial and reconviction, the enhancement shall be reimposed . . . .”
The Court of Appeal struck one of the three section 12022.1 enhancements. (See People v. Mackabee (1989)
The full text of section 1170.1(g) provides: “The term of imprisonment shall not exceed twice the number of years imposed by the trial court as the base term pursuant to subdivision (b) of Section 1170 unless the defendant stands convicted of a ‘violent felony’ as defined in subdivision (c) of Section 667.5, or a consecutive sentence is being imposed pursuant to subdivision (b) or (c) of this section, or an enhancement is imposed pursuant to Section 667, 667.5, 667.8, 667.85, 12022, 12022.2, 12022.4, 12022.5, 12022.55, 12022.6, 12022.7, 12022.75, or 12022.9, or an enhancement is being imposed pursuant to Section 11370.2, 11370.4, or 11379.8 of the Health and Safety Code, or the defendant stands convicted of felony escape from an institution in which he or she is lawfully confined.”
The Bumes court acknowledged that section 12022.1, subdivision (d), itself presupposes that conviction of the “secondary" offense might occur prior to conviction of the “primary offense” for which defendant has been released on bail or his own recognizance. The court reasoned that “[t]o the extent that ‘prior felony conviction’ enhancements are understood as including section 12022.1 ‘on bail’ enhancements, then, the word ‘prior’ must be understood as referring to the word ‘felony’ rather than the word ‘conviction.’ ” (People v. Burnes, supra,
To the extent they are inconsistent with the views expressed herein, People v. Vega, supra,
Concurrence Opinion
I concur in the judgment.
It is plain that article I, section 28, subdivision (f) of the California Constitution does not abrogate the “double the base term” limit of Penal Code section 1170.1, subdivision (g), as applied to “on bail” sentence enhancements under Penal Code section 12022.1. The reason is simple and straightforward. As I explained in my dissenting opinion in People v. Prather (1990)
