delivered the opinion of the court:
Fоllowing a jury trial, defendant Maurice Mays was convicted of murder and attempted murder. In People v. Mays (1988),
Defendant’s trial on the underlying charges was held in September 1985. After jury selection was completed, defendant moved for a mistrial on the grounds that the State purposely used its peremptory challenges in a racially discriminatory manner in order to exclude all blacks from the jury. He asserted that this racial discrimination in jury selection would deny him a fair trial and “prevent[ ] him from being tried by a cross section of the community, and a trial by his peers as provided for in the Constitution.” The trial judge invited the State to justify the use of six of its seven peremptory challenges “against the only black people on the venire.” The State, however, refused to explain the use of its challenges. The trial judge stated that it appeared to him that several of the veniremembers were excused solely on account of their race. He denied defendant’s motion, however, because he believed that he did not have “any authority, as I understand it, to declare a mistrial under circumstances like this.”
Following the jury trial, defendant was convicted of first-degree murder and attempted murder and was sentenced to natural life imprisonment without parole. He appealed his convictions and sentence on numerous grounds including, inter alia, that the State purposely discriminated against blacks in the exercise of its peremptory challenges. (Mays,
At the Batson hearing, it was established that the jury consisted of nine whites and three Hispanics. The first alternate juror was white, and the second alternate juror was black. The second alternate juror, however, was chosen after the State had exercised all its peremptory challenges.
The trial judge first considered whether the defense had made a prima facie showing of purposeful discrimination. After hearing argument on this question, the judge concluded that there was no apparent reason to exclude the six black jurors other than on account of their race. He ruled, therefore, that defеndant had established a prima facie case.
The judge then listened to the reasons offered by the State for each of its questioned peremptory challenges. The State’s reasons were offered by former assistant State’s Attorney Arthur Neville, who was one of the prosecutors at defendant’s trial. Neville did not have the notes that he had taken during the jury selection. He refreshed his memory, however, by reading the transcript and the juror cards. After hearing arguments, the judge ruled that the reasons offered by the State were “race neutral” and that there was “no satisfactory showing of racial prejudice.” Defendant appeals the judge’s conclusion that the State did not engage in purposeful race discrimination in the exercise of its peremptory challenges.
In Batson, the Supreme Court reaffirmed the principle “ ‘that the State denies a black defendant equal protection of the laws when it puts him on trial before a jury from which members of his race have been purposely excluded.’ ” (People v. Evans (1988),
The Batson Court then set out the now familiar three-step apрroach for analyzing an objection to the State’s exercise of its peremptory challenges against black veniremembers. First, after making an objection, the defendant must establish a prima facie case of purposeful discrimination in the State’s exercise of its peremptory challenges. (Batson,
Finally, if the explanation is facially race-neutral, the trial judge has the duty to make a “ ‘ “sincere and reasoned attempt to evaluate the prosecutor’s explanation in light of the circumstances of the case” ’ ” (Banks,
Defendant first maintains that the trial judge’s finding that he made a prima facie showing of purposeful discrimination is not against the manifest weight of the evidence. The State, on the other hand, contends that a prima facie showing was not made because thе trial judge did not consider all the relevant circumstances and based his finding solely on the number of blacks excluded. The State asserts, however, that argument on whether a prima facie case was established is moot since this court previously ruled that such a showing had been made in Mays (
We agree with the State that any question as to whether defendant established a prima facie case of purposeful discrimination is moot, but not for the reason advanced by the State. In Mays, we affirmed defendant’s convictions but remanded to the trial court so that a complete Batson hearing could be held. We never ruled that defendant established a prima facie case, but specifically left that determination for the trial judge recognizing that “the initial prima facie determination is for the judgment of the trial judge.” (Mays,
On appeal, therefore, we must determine whether the State has met its burden of providing “clear and reasonably specific” race-neutral explanations which are related to this particular case. (Batson,
Preliminarily, former Assistant State’s Attorney Neville stated that he did not have an independent recollection of the challenges he had used during jury selection at Mays’ trial and any notes he had taken had been thrown away. He said, “I do not think there was a case I tried where I didn’t exercise peremptory challenges, so I am sure I did.” Neville stated that the transcript had been made available to him and he had studied the jury cards. Later, he admitted that he only read the jury cards of those veniremembers upon whom he had exercised peremptory challenges. He said that he saw “the things in the cards that I would traditionally look at by way of any juror, jury would be picked [sic] and reasons that I excused a juror.”
A. ERNEST MACK AND WILLIE EDWARDS
The prosecutor asserted that he challenged both Ernest Mack and Willie Edwards because on their jury cards they had marked off that they had been victims of crime, but, during voir dire questioning by the trial judge, it was elicited that they both actually were the accused. Mack had been arrested for possession of a controlled substance, and Edwards was arrested for driving on a revoked license. The prosecutor stated that, even though the offenses were not very serious, he found the answers on the jury cards “disconcerting.” According to the prosecutor, the fact that these people violated the law, but checked off that they were victims, shows him “that they consider people who are arrested and charged with a crime to be victims rather than accused or offenders.”
The trial judge ruled that this was a legitimate race-neutral reason based not upon the jurors’ race, but upon criminal background and honesty in relating that background.
The State may legitimately peremptorily challenge potential jurors who have beеn arrested or convicted of crimes because they may be biased against the State. (See People v. Lyles (1985),
It does not automatically follow that the prosеcutor’s explanation for challenging several black veniremembers was pretextual because his articulated reason to some extent may apply to accepted white veniremembers. (People v. Hooper (1989),
Moreover, Borre was one of the last veniremembers questioned. It appears that the prosecutor could not have challenged
B. BARBARA WATSON
When asked whether reviewing the transcript and the jury cards had helped him to recall why he had excluded Barbara Watson, the prosecutor stated:
“In reading the transcript regarding Barbara Watson, nothing came out at me immediately when reading that as to why I would have exercised a challenge regarding that particular juror. The one thing I noted is that she indicated that her husband worked but didn’t know where he worked or the location of where he worked. I find that a little strange not knowing where your husband worked but other than that, reading the transcript, I would not pinpoint one reason why or why not. I do not recall.”
In ruling that the prosecutor’s exclusion of Watson was race-neutral, the trial judge stated:
“[S]he clearly said that she did not know the location of her husband’s place of employment.
4* 4s 4*
I can say that that would raise some type of a question— here’s a person that’s married, knows what type of job that husband has, knows where he has worked in the past, but now doesn’t know where he physically works.
That might lead you to believe that this is not the type of person who is going to pay enough attention to be a juror. That is a race neutral reason.”
The trial record shows that Watson stated during the voir dire that her husband had worked for the L. Sink Company for “maybe a year and a half.” Although she did not know the exact location of L. Sink, she stated that her husband’s previous employer for over 10 years was Lynn Medical in Des Plaines.
First, the prosecutor’s statements demonstrate that he simply did not remember why he had challenged Watson. The State cannot rebut defendant’s prima facie case without offering the specific reasons why the challenge was exercised. (People v. Charles (1992),
Moreover, a court should not infer from the facts articulated by the State an unarticulated reason for the exclusion. (Harris,
C. YOLANDA BLACK
When giving his reasons as to why he excluded Yolanda Black, the prosecutor stated:
“With regards to Ms. Black, again I do not have the benefit of the, of readingthe body language or her demeanor when answering questions. One thing I will say, though, in reviewing the transcript and the card it really did not give me much information about Yolanda Black and one of the things that always struck me when selecting the jury is that sometimes you did not get a good feel for a juror’s background because they didn’t volunteer information or sometimes questioning did not for some reason or other, the questions did not seem to elicit information out of them and Ms. Black, I indicated I didn’t get a lot of information that helped, I could see would help me make a decision and sometimes I would not feel comfortable if I did not know something about the juror or know more about a juror than just she is working, she has a family and where she lives.”
Additionally, the prosecutor stated that Black was 25 years old and he has always felt more comfortable with older jurors because “for some reason or another, they seem to take their job a little bit more serious.”
In assessing the State’s explanation for excluding Black, the trial judge stated:
“Yolanda Black, she had a lack of education, which was pointed out here. The other young juror that was selеcted had an education and lived v/ith her parents. So, she really wasn’t a person who was with no ties to the community. Miss Black was single and had a young child. I think that’s a legitimate reason.”
First, as stated above, in order to rebut defendant’s prima facie case of purposeful discrimination, the State must put forth “clear and reasonably specific” race-neutral explanations which are “related to the particular case to be tried.” (Emphasis added.) (Batson,
Second, the prosecutor asserted that a reason he may have excluded Black is because the questioning on voir dire and her jury card did not elicit much information from her and she did not offеr any extra information. Defendant contends that this explanation was speculative and inconsistently applied to black and white jurors. (See People v. Kindelan (1991),
Another reason the prosecutor offered for challenging Black was that she was young and he preferred older jurors. Courts have held that the State may challenge potential jurors based upon their youth under the assumption that older jurors are more responsible. (Kindelan,
Finally, and most importantly, as illustrated above in the court’s findings of fact, the judge based his conclusion both on reasons not articulated by the prosecutor and incorrect facts. It is improper for a trial judge to base his conclusion upon reasons not аrticulated by the State. (Harris,
D. DESHAY BELL
The prosecutor offered the following reasons for his exclusion of Deshay Bell. The prosecutor stated:
“She was young, twenty years old. As I stated before, earlier, I had a preference towards older jurors. In addition, you didn’t learn a lot about her from the card or questioning. All the boxes were marked no. She did not know a lawyer or a police officer. She was not married. She had no children. She lived with her parents. If I recollect she did not read any periodicals or belong to any organizations. Her whole question- ' ing probably took a total of maybe five minutes and I just find that you don’t get a lot of information on somebody like that, so you don’t get a good feel for an individual under those conditions so I, again not feeling entirely comfortable with the individual, would exercise a peremptory challenge.”
The trial judge found “as to Miss Bell, 20, single and renting. I believe that under those circumstances, with his, with what he said was his reasons for selecting a jury, that those are race-neutral reasons.”
The prosecutor first asserted that he excluded Bell because she was only 20 years old. As stated above, youth is a legitimate, race-neutral reason for challenging a juror. (Kindelan,
As set forth above, the State offered no explanation as to why it challenged Bell and 25-year-old Black and not 26-year-old Brian Palmer or 29-year-old Michael Borre. The prosecutor said he could not give an explanation because he did not remember- and had not reviewed the jury cards or voir dire questioning of those jurors he accepted. The judge’s finding does not mention this factor and demonstrates that he did not meaningfully assess the State’s reasons for excluding this juror.
The prosecutor also asserted that he did not learn much about Bell from her jury card or the voir dire questioning because she marked all the boxes “no” on her jury card. However, he did not attempt to gain any additional information from her “by, for example, requesting that supplemental questions be asked during voir dire.” (Harris,
E. DEBORAH WARD
The prosecutor set forth the following reasons for excluding Deborah Ward:
“One of the things that struck me about Deborah Ward was that she was thirty-one years old and had childrеn who were fourteen, thirteen, and twelve which means she was seventeen years old when she had her first child. I find that to be a very young age to be having your first child and sometimes was a little leery that may show some irresponsibility or someone who, for one reason or another, got caught up in something they could not handle. She said she was single with three children, but on the back of her card she mentioned that her husband did not work and that her husband was not employed, so I found that to be inconsistent, too. She or a friend had been the victim of a crime. She did not recall what the crimе was and again all those things taken together to me gave me the impression of someone who either wasn’t concerned or slightly irresponsible.”
In assessing this explanation the judge stated:
“Debra Ward. I believe that saying that she was young and had three children by the time she was 17, I think that is a reason to suspect whether or not this person has the maturity that is necessary on a jury. And there’s no indication here her husband doesn’t work. There’s no indication that there is that maturity and that firmness to the community, under these circumstances, that would make her the type of juror that anybody would want.”
Again, the trial judge did not fulfill his obligation to scrutinize the reasons actually proffered by the prosecutor. (Harris,
In sum, the trial judge’s findings that the prosecutor’s explanations for excluding Watson, Black, Bell and Ward were race-neutral and sufficient to rеbut defendant's prima facie showing of purposeful racial discrimination in the State’s exercise of its peremptory challenges were clearly erroneous. We recognize that the Batson hearing was held five years after defendant’s original conviction and that this made it extremely difficult for the State to meet its burden. Unfortunately, however, a more relaxed Batson test does not exist for those cases in the unique posture of having been pending on direct appeal at the time of the Batson decision.
For the foregoing reasons, we reverse and remand for a new trial.
Reversed and remanded.
CAMPBELL and O’CONNOR, JJ., concur.
