THE PEOPLE, Plaintiff and Respondent, v. PABLO CRUZ MARTINEZ, Defendant and Appellant.
No. S042933
Supreme Court of California
Nov. 2, 1995
11 Cal. 4th 434
Maureen DeMaio, under appointment by the Supreme Court, and Maxine Weksler, under appointment by the Court of Appeal, for Defendant and Appellant.
Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant Attorney General, Carol Wendelin Pollack, Assistant Attorney General,
OPINION
BAXTER, J.—We granted review for the limited purpose of determining the acts necessary to sustain a conviction under
For almost a century,
At defendant‘s urging, the Court of Appeal rejected this long-standing approach. The court concluded that because
As we explain, this new minority view does not withstand scrutiny. Whether a particular touching is “lewd” and criminal under
This case concerns separate assaults upon two 13-year-old girls. Both crimes occurred between 7:30 and 8:30 p.m. on June 21, 1992, in the same residential neighborhood in Newhall.
The first victim, Christina L., began walking from the junior high school to a girlfriend‘s house when she heard footsteps behind her. She turned around and saw defendant, a stranger, standing a few feet away. Defendant asked for the time and she responded.
As Christina turned to leave, defendant lunged towards her, placed his arms around her waist, and pressed her body against his. Christina became frightened, and started to struggle and scream. Defendant twice said, “sh, it‘s okay,” in an apparent attempt to calm her. He then tilted his head, stuck out his tongue, and tried unsuccessfully to kiss her on the lips. Christina testified that defendant “hugged” her for about 20 seconds, and that she continuously tried to break free of his grasp.
At some point, defendant let go of Christina‘s waist and grabbed her tightly by the wrists behind her back. She kicked and yelled, and eventually attracted the attention of the Perezes, a couple standing outside their house across the street. The Perezes ordered defendant to release Christina and he complied. Christina ran towards the Perezes and waited in their house for the police and her parents to arrive. Defendant loitered outside the Perez home for a few minutes, but he left on foot when Mr. Perez confronted him about the crime and indicated that the police would arrive soon.
The second incident occurred a short time later in a public park about one block from the junior high school. The victim, Magali J., was playing with her cousins in the vicinity of her parents and uncle. When one of the cousins began to yell, Magali‘s mother looked up and saw defendant standing with his back facing her, holding Magali in front of him. Defendant‘s right arm was wrapped around Magali‘s neck or shoulder area, and his left hand covered her mouth. Mrs. J. testified that defendant continued to “hug” Magali as he pushed her a substantial distance toward the perimeter of the park. Magali appeared to be struggling with defendant.
Mrs. J. immediately alerted other family members and ran to help her daughter. Defendant responded by releasing Magali and by punching Mrs. J.—who was nine months pregnant—in the face. Defendant then tried to flee, but he was tackled and restrained by Magali‘s father and uncle. The police were called and soon arrived. Meanwhile, Christina and Mr. Perez were
Shortly after defendant‘s arrest and while still very upset, Magali told her mother that defendant had “touched” or “grabbed” her “chest” during the incident. Magali demonstrated the gesture at trial. According to the prosecutor, “she indicated with her right hand her chest area.”2
Defendant was charged with committing a forcible lewd act under
As far as we can discern from the limited record, defendant argued at various times in the trial court that no lewd conduct had occurred within the meaning of
The trial court rejected any suggestion that a completed violation of
In submitting the case to the jury, the trial court gave the standard instruction for lewd conduct by means of force or fear under
The jury found defendant guilty as charged. The court imposed the middle term of six years for each count of forcible lewd conduct under
On appeal, defendant renewed his attack on the lewd conduct counts. He relied upon Wallace, supra, 11 Cal.App.4th 568, which was decided a few months after the verdict in this case. Wallace basically held that the standard jury instructions are flawed because they define the requisite act in terms of “any” touching instead of a “lewd and sexual” touching. (Id. at p. 571.) Defendant challenged the instructions given at his trial on this ground. Defendant also argued that even assuming he intended sexual arousal, there was no evidence he touched either victim in an inherently “sexual” manner as required by Wallace.
Except as otherwise indicated below, the Court of Appeal followed Wallace. The court determined that the jury was misled to believe that no particular type of touching was required and that defendant‘s federal due process rights were violated as a result. The court concluded that the instructional error was harmless as to count 1, because defendant embraced and tried to kiss Christina in a “clearly sexual manner.” However, the alleged error was deemed prejudicial as to count 2. The court observed that the record did not disclose whether defendant had touched Magali‘s breasts or simply her “chest.” Because the touching was assertedly more “ambiguous” and less “sexual” in this incident, the court could not conclude that the instructional error was harmless beyond a reasonable doubt. The Court of Appeal therefore reversed count 2. In all other respects, the judgment was affirmed on appeal. We granted the People‘s petition for review.
The People claim that the Court of Appeal erred in finding reversible instructional error in count 2. Their basic premise is that both lewd conduct convictions were proper under the traditional instructions which were received by the jury and which defined the crime in terms of “any touching” committed with the requisite lewd intent.
Defendant, by contrast, urges the view of Wallace, supra, 11 Cal.App.4th 568, the instant Court of Appeal, and a minority of other courts, that the statutory language does not support the “any touching” rule. He points out that
We agree with the People and reject defendant‘s suggestion that no crime occurred because neither victim was touched in an inherently lewd manner. Any attempt to parse this venerable statute in the manner urged by defendant is not supported by its language, context, purpose, and long-settled construction. We will therefore adhere to the overwhelming weight of authority that
At the outset, the literal language does not support the construction urged by defendant and other proponents of the minority view.5 Contrary to what defendant claims, a “lewd or lascivious act” is defined expansively to include contact “upon or with the [victim‘s] body, or any part or member thereof.” (
This broad and amorphous language differs markedly from other statutes in the same “family” of crimes. (People v. Harrison (1989) 48 Cal.3d 321, 321
The Legislature‘s decision to cast a prohibited lewd act in such general terms is consistent with the basic purpose of the statute as long described by the courts. As we have explained,
For this reason, the courts have long indicated that
Thus, throughout the statute‘s history, the cases have made clear that a “touching” of the victim is required, and that sexual gratification must be presently intended at the time such “touching” occurs. (People v. Westek (1948) 31 Cal.2d 469, 482-483 [190 P.2d 9]; People v. Coontz (1953) 119 Cal.App.2d 276, 279 [259 P.2d 694]; People v. Schultz (1942) 49 Cal.App.2d 38, 43-44 [120 P.2d 893]; People v. Dabner (1914) 25 Cal.App. 630, 632-633 [144 P. 975].) However, the form, manner, or nature of the offending act is not otherwise restricted. Conviction under the statute has never depended upon contact with the bare skin or “private parts” of the defendant or the victim. (People v. Hobbs, supra, 109 Cal.App.2d 189, 192; People v. Ash (1945) 70 Cal.App.2d 583, 584 [161 P.2d 415]; People v. Lanham (1934) 137 Cal.App. 737, 740 [31 P.2d 410]; People v. Dabner, supra, 25 Cal.App. 630, 632-633.) Stated differently, a lewd or lascivious act can occur through the victim‘s clothing and can involve “any part” of the victim‘s body. (People v. Carpenter (1955) 137 Cal.App.2d 792, 792-793 [291 P.2d 189]; see also People v. Nothnagel (1960) 187 Cal.App.2d 219, 225 [9 Cal.Rptr. 519] [touching need not be “sexual in character“]; People v. Hartshorn (1943) 59 Cal.App.2d 285, 288 [138 P.2d 782] [defendant need not touch “a particular part” of victim‘s body].)
More recent authorities apply the same principles but tend to articulate them in more succinct terms. Like the jury instructions given in this case,
Of course, the manner of touching is not irrelevant under this view. “[T]he trier of fact looks to all the circumstances, including the charged act, to determine whether it was performed with the required specific intent.” (People v. Scott, supra, 9 Cal.4th 331, 344, fn. 7; accord, People v. Owen (1945) 68 Cal.App.2d 617, 619 [157 P.2d 432]; People v. McCurdy, supra, 60 Cal.App. 499, 502.) Other relevant factors can include the defendant‘s extrajudicial statements (People v. Cantrell (1973) 8 Cal.3d 672, 681 [105 Cal.Rptr. 792, 504 P.2d 1256]), other acts of lewd conduct admitted or charged in the case (People v. Ewoldt (1994) 7 Cal.4th 380, 402 & fn. 6 [27 Cal.Rptr.2d 646, 867 P.2d 757]; People v. Gilbert, supra, 5 Cal.App.4th 1372, 1380), the relationship of the parties (People v. McCurdy, supra, 60 Cal.App. 499, 502-503), and any coercion, bribery, or deceit used to obtain the victim‘s cooperation or to avoid detection (People v. Hyche (1942) 52 Cal.App.2d 661, 664 [126 P.2d 885]).
Defendant suggests that the foregoing cases are entitled to little weight because the Legislature has never amended the statute to reflect the “any touching” rule, and because the Legislature‘s silence cannot be viewed as acceptance of such a construction. While we have often said that legislative inaction is a “weak reed” on which to lean in ascertaining the statutory intent (People v. King (1993) 5 Cal.4th 59, 77 [19 Cal.Rptr.2d 233, 851 P.2d 27] and cases cited), this principle does not apply here.
We are also aware that
Defendant nonetheless asks that we reevaluate the conduct needed to sustain a conviction under the statute. He argues that all prior references to the “any touching” rule are mere “dictum” and should be ignored. Defendant suggests that this rule only appears in cases where the defendant claimed no touching had occurred, where the sufficiency of the charged act was not challenged on appeal, or where the act was clearly “lewd” because it involved a touching of the “genitals, buttocks, or female breast.”
Defendant is mistaken. Reviewing courts have repeatedly declined to reverse a guilt judgment or grant other relief in the face of a defense claim that the evidence or instructions permitted conviction for conduct that was purportedly too innocuous to violate
More fundamentally, defendant argues that the “any touching” rule contravenes the plain meaning of the statutory language. Defendant observes
However, the maxim of statutory construction upon which defendant and the minority rely is not absolute. We will not parse each literal phrase of a statute if doing so contravenes the obvious underlying intent, or leads to absurd or anomalous results. (Brown v. Superior Court (1984) 37 Cal.3d 477, 485 [208 Cal.Rptr. 724, 691 P.2d 272]; People v. Barksdale (1972) 8 Cal.3d 320, 334 [105 Cal.Rptr. 1, 503 P.2d 257].) Nor will such an approach be used where no distinct meaning can reasonably be assigned to each phrase. “‘[W]ords of general import may be given a contracted meaning dependent upon the connection in which they are employed. . . .’ [Citations.]” (Bruce v. Gregory (1967) 65 Cal.2d 666, 674 [56 Cal.Rptr. 265, 423 P.2d 193].) We are not required to assume that the Legislature has chosen “the most economical means of expression,” particularly where a statute of venerable origin is involved. (Voters for Responsible Retirement v. Board of Supervisors (1994) 8 Cal.4th 765, 772-773 [35 Cal.Rptr.2d 814, 884 P.2d 645].)
In addition, defendant‘s reliance on People v. Memro (1985) 38 Cal.3d 658 [214 Cal.Rptr. 832, 700 P.2d 446], is misplaced. There, we noted in passing that a violation of
In the first place, we have already recognized that the successive phrases of
In In re Smith (1972) 7 Cal.3d 362 [102 Cal.Rptr. 335, 497 P.2d 807] (Smith), we relied on this language to determine the circumstances under which an act is “willfully and lewdly” performed for purposes of indecent exposure under
The additional requirement of a “lewd or lascivious act” seems redundant for similar reasons. Nothing in the ordinary meaning of this phrase refers to particular forms of physical contact or sexual activity.15 In addition, the statute specifically prohibits contact with “any part” of the victim‘s body. (
To the extent Wallace, supra, 11 Cal.App.4th 568, and its progeny depart from this construction, they do not withstand scrutiny. According to Wallace,
However, the lewd character of an activity cannot logically be determined separate and apart from the perpetrator‘s intent. It is common knowledge that children are routinely cuddled, disrobed, stroked, examined, and groomed as part of a normal and healthy upbringing. On the other hand, any of these intimate acts may also be undertaken for the purpose of sexual arousal. Thus, depending upon the actor‘s motivation, innocent or sexual, such behavior may fall within or without the protective purposes of
As an alternative to the tests adopted by Wallace and the instant Court of Appeal, defendant proposes his own definition of a “lewd or
We find no evidence that the Legislature intended to define the crime in such narrow terms. As noted earlier, neighboring statutes describe the precise manner in which prohibited sex acts must occur, including contact with particular parts of the body such as a sexual organ. (See ante, pp. 442-443.) In addition,
Defendant insists that dire “social” consequences will ensue if we conclude that
We also reject defendant‘s suggestion that
We reiterate that the circumstances of the touching remain highly relevant to a
For all the foregoing reasons, we adhere to the long-standing rule that
Here, the jury was properly instructed on the meaning of a “lewd or lascivious act.” There also was ample evidence from which the jury could conclude that defendant had committed such an act as charged in both counts 1 and 2. The crimes were committed a short time and distance apart in places where young children were likely to be found—a junior high school and a park. On each occasion, defendant grabbed a 13-year-old girl and forcibly held her against his body until witnesses intervened and allowed each victim to escape. Because neither girl knew defendant and because he behaved in a predatory fashion, no purpose other than sexual gratification reasonably appears.
III. DISPOSITION
The judgment of the Court of Appeal is reversed insofar as that court reversed the lewd conduct conviction in count 2. In all other respects, the judgment is affirmed.
Lucas, C. J., Kennard, J., Arabian, J., George, J., and Werdegar, J., concurred.
MOSK, J.—I concur in the judgment on the facts of this case. I do so because I read
