Lead Opinion
Defendants Marsh, Crane and Bateson were charged with attempted grand theft, conspiracy to commit grand theft, and conspiracy to violate section 2141 of the Business and Professions Code, the section prohibiting the practice of medicine without a license. They were convicted of all three offenses. Defendant Bateson has not appealed. Marsh and Crane appeal from the judgment of conviction and from the order denying their motion for a new trial.
The trial was a protracted one. The prosecution produced substantial evidence that defendants, none of whom possessed a medical license, worked together to obtain money from the sick and the neurotic on the false representation that the electric machines they possessed could cure almost any ailment. Most of the vital evidence was secured by undercover agents of the Food and Drug Administration, and is in the form of tape recordings of conversations between the defendants and the agents. This evidence, because of its nature, is uncontradicted. The prosecution evidence is overwhelming that such representations were made, that they were false, and that money was obtained from various persons based on such representations. Although the defendants denied that they “sold” their machines, and claimed that they only loaned them, and that the payments were donations to their foundation, or rental for the use of the machines, or for instruction in how to use them, the evidence also shows that the form of the transaction
The first two counts of the indictment—attempted grand theft and conspiracy to commit grand theft—admittedly grew out of a connected series of transactions. In each instance, obtaining money by false representations is the form of theft relied on by the prosecution, and the case was submitted to the jury on that theory. Under section 484 of the Penal Code an essential element of that offense is that defendant had the specific intent to defraud. (See People v. Simms,
In the instant ease the conspiracy, the making of the false representations, and the obtaining of money by the defendants was proved by overwhelming evidence. The defendants’ defense was twofold: (1) That the representations were true in that the machines possessed the curative powers represented, and (2) that even if the representations made were false they were believed by defendants to be true; that they were based upon certain reports received from certain doctors and scientists; that reliance on such reports was rea
These rulings were clearly erroneous, and under the circumstances, prejudicial. The gist of hearsay is that it is an out-of-court utterance offered to prove the truth of what is asserted in the utterance. But here the evidence was offered not to prove the truth of the statements, but to show the mental state of the defendants, i.e., that they believed the machines did cure. Such letters, reports, and conversations offered for such purpose are not hearsay and are admissible. McCormick, Evidence (1954) states the proper rule as follows, at pages 464-465: “When it is proved that D made a statement to X, with the purpose of showing . .. the information which X had as bearing on the reasonableness or good faith of the subsequent conduct of X, the evidence is not subject to attack as
California is in accord with this general rule. Thus, it has consistently and properly been held that the statements a police officer relies upon to make an arrest are admissible against hearsay objections, not to prove the truth of such statements, but to show the officer’s state of mind (probable cause) in making the arrest. (People v. Fischer,
People v. Rosson,
In Laird v. T. W. Mather, Inc.,
In State v. Ditzel,
Rand v. Commonwealth,
In Zenik v. O’Brien,
It is true that defendants did not offer to authenticate these letters, reports and conversations. This was not significant. The due execution of the proffered testimony was not involved. The issue was, did defendants receive this material, and if so what effect, if any, did it have on their minds. As was said in People v. Adamson,
Thus error was committed in excluding the proffered evidence. This error was emphasized because the instructions given by the trial court correctly told the jury that defendants’ defense was a good faith belief in the curative powers of the machines, but the rulings on the admissibility of evidence prevented the introduction of the very evidence defendants relied on to support their contention of good faith belief. Thus the jury was instructed, “To constitute the crime of theft by obtaining property by false pretense, the false pretense must be a fraudulent representation of an existing or past fact by one who knows it not to be true, or who makes the representation recklessly and without information justifying the belief that it is true. . . .”
“In determining whether a representation was made with knowledge of its falsity, or recklessly, you must taken [sic] into consideration any evidence showing what information the defendant making such representation had and on which he relied in making such representation. ... [I]f the defendant did believe this information and believed his representations to be true, then such defendant cannot be found guilty of either attempt to commit grand theft or conspiracy to commit grand theft based upon the making of that representation.
Thus, although the jury was correctly told that the defendants were only guilty if the representations made were not
But this analysis does not apply to the conviction under count 3 of the indictment, conspiracy to violate Business and Professions Code section 2141.
The trial court was in error in instructing the jury on what constituted the necessary criminal intent to constitute a conspiracy to violate section 2141 of the Business and Professions Code. The court gave the following instructions on this issue:
“Criminal intent is present whenever a person knowingly and voluntarily performs an act or acts which the law declares to be a crime. It does not require a knowledge that such conduct is wrong and may even exist in the presence of a belief that an act is right and lawful.
‘‘ This instruction applies only to the crime alleged in Count 3 of the indictment and has no application to the offenses alleged in Counts 1 and 2 of the indictment of this case.
“In the case of certain crimes it is necessary that in addition to the intended act which characterizes the offense, the act must be accompanied by a specific or particular intent without which such a crime may not be committed.
‘‘Thus in the crime of theft, a necessary element is the existence in the mind of the perpetrator of the specific intent to defraud, and unless such intent so exists that crime is not committed.
“This instruction applies to the crimes alleged and charged in Counts 1 and 2 of the indictment and not to the offense alleged in Count 3 of the indictment.”
“The word ‘wilfully,’ when applied to the intent with which an act is done or omitted and as used in these instructions, implies simply a purpose or willingness to commit the act or to make the omission in question. The word does not require in its meaning any intent to violate law, or to injure another, or to acquire any advantage.
“And this instruction, likewise, ladies and gentlemen, applies only to the crime alleged in Count 3 of the indictment.”
These instructions were erroneous. By them the jury was instructed that it could convict defendants of conspiracy to violate section 2141 of the Business and Professions Code upon a showing of their intent to commit acts which were in themselves violative of that section. The jury was expressly told that a “specific intent” in the minds of the defendants was needed to convict under counts 1 and 2 relating to grand theft, but that as to count 3, the defendants could be guilty even though they formed their “partnership” with no “intent
These instructions would have been proper if count 3 merely charged a violation of section 2141, but they were erroneous in a case involving a conspiracy to violate that section. The essence of the crime of conspiracy is the “evil” or “corrupt” agreement to do an unlawful act. It is the evil intent that makes a combination criminally indictable. “The association of persons with an honest intent is not conspiracy, and one of the tests on a conspiracy trial is, did the accused act in ignorance without criminal intent ? In other words, did they honestly entertain a belief that they were not committing an unlawful act?” (People v. Bucchierre,
Por these reasons it is often said that conspiracy is a “specific intent” crime (Harno, Intent in Criminal Conspiracy (1941) 89 U.Pa.L.Rev. 624, 636; Perkins, Criminal Law (1957) p. 544). This specific intent of the conspirators must be proved in each case by the prosecution and will not be presumed from the mere commission of an unlawful act (People v. Bowman,
The California eases are in accord with this position. In People v. Bowman, supra, the defendants were charged with conspiracy to violate section 2141 of the Business and Profes
Thus, in reference to count 3 (conspiracy to violate section 2141 of the Business and Professions Code), the court erred in giving the challenged instructions. (People v. Zerillo,
It is also claimed that error was committed during the cross-examination of Marsh’s character witnesses. Marsh called four character witnesses who testified as to his good reputation in the community for “truth, honesty and integ
It is, of course, within the ambit of proper cross-examination of a character witness to inquire, in good faith, whether the witness has heard of specific misconduct of the defendant inconsistent with the trait of character testified to on direct (People v. McKenna,
Moreover, the form of the qustions was incorrect. It is generally accepted that although the district attorney can ask the character witness, “Have you heard ...” he cannot ask of the witness, “Did you know . . (People v. Neal,
These errors, however, were not prejudicial in this ease. The vice of this type of cross-examination is that it brings before the jury, through an indirect type of hearsay, rumors of defendant’s misconduct (3 Wigmore, Evidence (3d ed. 1940) p. 624; McCormick, Evidence (1954) p. 336). In the instant ease, however, the story of Marsh’s fall from the grace of the Mormon Church had already been introduced long before these character witnesses testified. Therefore, the error could not have been prejudicial.
Defendants next contend that there has been no proof of overt acts done to effect the object of the conspiracy charged in count 3. One of the overt acts charged is that defendants “sold” the machines in question. As is usual in such eases, the conspiracy was established by circumstantial evidence (People v. Steccone,
The defendant Crane contends that when the state agents arrested him at his home they ransacked his laboratory and confiscated property, much of which was not related to the charges brought against him. By this claimed illegal search and seizure all defendants assert they were deprived of evidence needed at their trial. There is no merit to this contention. Defendants admit that none of this property was introduced into evidence by the People. That being so, the claimed illegality of the search and seizure offers the defendants no ground on which to attack the conviction. (People v. Combes,
Defendants next contend that they were prejudiced by the admission of evidence concerning immoral conduct by defendant Marsh when he was treating Mrs. Thomas. This evidence was received as part of the witnesses’ testimony describing Marsh’s method of treating her sore throat. As such, it was clearly admissible, as bearing on Marsh’s asserted good faith in giving her treatment. Moreover, there was no objection made by defendants to this testimony. This being so, they cannot now claim error.
The other contentions of error are lacking in substantiality and need not be separately discussed.
The judgment and order appealed from are reversed insofar as they relate to the two counts involving attempt or conspiracy to commit - grand theft, but are affirmed insofar as they relate to the count involving conspiracy to commit a violation of section 2141 of the Business and Professions Code.
Gibson, C. J., Traynor, J., and Tobriner, J., concurred.
Notes
People v. Cummings,
Section 2141 provides that, "Any person, who practices or attempts to practice, or who advertises or holds himself out as practicing, any system or mode of treating the sick or afflicted in this State, or who diagnoses^ treats, operates for, or prescribes for any ailment, blemish, deformity, disease, disfigurement, disorder, injury, or other mental or physical condition of any person, without having at the time of so doing a valid, unrevoked certificate as provided in this chapter, is guilty of a misdemeanor. ’' Of course, the charge of conspiracy to commit this misdemeanor is a felony. (Pen. Code, $ 182.)
Insofar as People v. Sieber,
Concurrence Opinion
Applying the rules of law governing appellate review we would affirm the judgment in its entirety.
