People v. MarquezPeople v. Marquez
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- Before:
- Perez
Opinion
GODOY PEREZ, J.
Defendant and appellant Servando Marquez appeals from the judgment entered following a jury trial that resulted in his conviction of three counts of lewd conduct upon a child under the age of 14. He
In the unpublished portion of the opinion, we reject defendant’s other contentions and modify the judgment to correct an error in the calculation of presentence custody credits.
Procedural Background
Defendant was charged by information with committing a lewd act upon Roger G., a child under the age of 14, on and between April 19, 1991, and September 12, 1991 (
Facts
Viewed in accordance with the usual rules on appeal
(People
v.
Barnes
(1986) 42 Cal.3d 284, 303 [228 Cal.Rptr. 228, 721 P.2d 110]), the evidence established that on September 11,1991, and since the previous April, defendant had been living with his sister, Angela Ortega, and Ortega’s two-year-old son, Roger G., in Ortega’s Los Angeles apartment. Ortega’s boyfriend, Enrique Zamora, was a frequent visitor at the apartment and sometimes slept
Ortega had also seen defendant spank Roger. Defendant sometimes bathed Roger and changed his diapers. According to Ortega, defendant knew how to do these tasks properly.
When Ortega left her apartment and went upstairs during the morning of September 12, 1991, defendant was left alone with Ortega’s children. When Ortega returned to the apartment half an hour later, defendant was outside and Zamora was with the children inside the apartment. Ortega left again and went back upstairs to another apartment in the building. She returned about an hour later when she learned that the police were at her apartment.
Los Angeles Police Detective Penny Beaman and her partner Alfred Delgado went to Ortega’s apartment on the afternoon of September 12, 1991, to investigate a report of child abuse. Beaman removed Roger’s diapers to examine him for signs of abuse. She observed blood and bruising between Roger’s buttocks and fresh blood around his red and swollen anus. His rectum was bleeding and appeared to have been lubricated by a substance such as Vaseline. Photographs taken of Roger that day by poEce reveal these injuries as well as bruises and abrasions on his face, his buttocks, and his upper legs. Beaman took Roger into protective custody.
The next day, Dr. Lynne Ticson, the lead physician at the McClaren Children’s Center, examined Roger. Ticson observed multiple old and new bruises on Roger’s face and body, including his penis; as well as abrasions, a blue and swollen left index finger and lacerations across several parts of his rectum. Some of the rectal tears were still bleeding. According to Ticson, the tears in Roger’s rectum were consistent with someone having tried to insert a penis into his rectum. Such bruising usually heals within 24 to 48 hours. Ticson opined that Roger may have been repeatedly sodomized because he had “lost sphincter or rectal control.”
On September 16, 1991, Roy Ortiz, a civilian interviewer for the Los Angeles PoEce Department, interviewed defendant at the police station. Defendant was not in custody; he was informed of his constitutional rights and was told that he could leave at any time. A recording and transcript of the interview were made.
Defendant told Ortiz that he used to bathe Roger. He admitted hitting Roger but denied inserting his penis into Roger’s anus. Later, defendant told
Initially, defendant denied ever placing his penis inside Roger, but eventually stated that his penis might have touched Roger by accident two or three times. Later, defendant explained that, two or three times, he just tapped or poked his penis at Roger’s butt “to see what he would say.” At Ortiz’s request, defendant drew a diagram of this act. The resulting drawing indicated that defendant had placed one-half the tip of his penis into Roger’s anus. Defendant said that the last time he had done this was the previous week. Defendant also admitted hitting Roger.
After Ortiz completed his interview with defendant, Los Angeles Police Officer Sylvia Trundle re-interviewed defendant. Unknown to defendant, Trundle had listened to a portion of defendant’s interview with Ortiz through a speaker. Defendant told Trundle that he had told Ortiz “that he had stuck his finger in Roger’s butt, and that he had attempted to stick his penis in.” Defendant said this occurred the day before the police came to the apartment, which Trundle understood meant September 11, 1991. Defendant told Trundle that he poked his penis at Roger and “rubbed the inside of the butt area.” He drew another drawing for Trundle to illustrate what had occurred. At Trundle’s request, defendant agreed to write down what he had told her. Accordingly, defendant wrote: “I was attempting to stick IX my penis in Roger butt stick my fenger [sic] in his butt 2X”
Testifying during the prosecution’s case-in-chief, Zamora explained that when he was in the bathroom with Roger, he lifted Roger up and his finger accidentally went into Roger’s anus. Zamora pleaded no contest to the charge of violating Penal Code
Discussion
I, II *
CALJIC No. 10.41
Defendant contends that the trial court incorrectly instructed the jury on the definition of a lewd or lascivious act for purposes of Penal Code
In support of his contention that CALJIC No. 10.41 incorrectly defines a lewd or lascivious act within the meaning of the statute, defendant cites
Penal Code
According to the California Supreme Court, a lewd act for purposes of
According to Witkin and Epstein, “[S]ince passions need not be actually aroused or gratified . . . [Penal Code section] 288 may be violated by simple acts which are neither obviously sexual nor even obscene. H] Thus, if the necessary intent can be shown ... the crime is committed by any touching, fondling, rubbing or feeling of a part of the child’s body, even through his clothing. [Citations.]” (2 Witkin & Epstein, Cal. Criminal Law (1988) § 790, pp. 893-894; but see
People
v.
Perkins
(1982) 129 Cal.App.3d 15, 19 [180 Cal.Rptr. 763] [defendant’s act of putting arm around victim’s
In
People
v.
Dontanville
(1970) 10 Cal.App.3d 783 [89 Cal.Rptr. 172], the defendant was convicted of violating Penal Code
In
People
v.
Pitts, supra,
223 Cal.App.3d 606, the court observed that virtually any act could be lewd or lascivious depending upon the intent with which it is done. “ ‘In all cases arising under this statute the purpose of the perpetrator in touching the child is the controlling factor and each case is to be examined in the light of the intent with which the act was done. In
People
Despite these authorities to the contrary, the Fifth District, in
People
v.
Wallace, supra,
11 Cal.App.4th 568, reversed a defendant’s conviction of violating Penal Code
In
People
v.
Self, supra,
12 Cal.App.4th 1222, Division Five of the First District found the reasoning of the court in
Wallace
to be “sound” and applied that reasoning to find similar language in CALJIC No. 10.41 to be an incorrect statement of the law. The court in
People
v.
Self, supra,
held that the trial court had “erred in instructing the jury by defining a lewd or
In accordance with People v. Wallace, supra, 11 Cal.App.4th 568, and People v. Self, supra, 12 Cal.App.4th 1222, the CALJIC committee revised CALJIC No. 10.41. In pertinent part, the revised instruction reads: “A lewd or lascivious act is defined as any touching of the body of a person under the age of fourteen years [with the specific intent to arouse, appeal to, or gratify the sexual desires of either party,] [which to an objectively reasonable person is sexually indecent or tends to arouse sexual desire.]” (CALJIC No. 10.41 (1993 rev.).) The Use Note to the revised instruction comments: “[This] paragraph has been revised to include the definition of a lewd act found in People v. Wallace, supra, 11 Cal.App.4th 568. . . . Older cases have approved the traditional definition. (See, e.g., People v. Dontanville (1970) 10 Cal.App.3d 783 [89 Cal.Rptr. 172] .... The trial court will have to make a choice as to which definition is appropriate.” (CALJIC No. 10.41 (1993 rev.) Use Note.)
Apart from whether the trial court’s use of CALJIC No. 10.41 constitutes invited error inasmuch as defense counsel requested that instruction (see, e.g., People v. Whitt (1990) 51 Cal.3d 620, 640 [274 Cal.Rptr. 252, 798 P.2d 849]; People v. Curtis (1939) 36 Cal.App.2d 306, 321 [98 P.2d 228]; see also 6 Witkin & Epstein, Cal. Criminal Law, supra, (1988) §§ 3287-3288, pp. 4063-4068), we are not persuaded by the analysis of the challenged instructional language by the courts in People v. Wallace, supra, 11 Cal.App.4th 568, and People v. Self, supra, 12 Cal.App.4th 1222. In our view, that language does not remove any element of the offense from the jury’s consideration. The instruction expressly requires the jury to find (1) a lewd or lascivious act; (2) upon the body of a minor; and (3) with the requisite specific intent. Further, the definition of a “lewd or lascivious act” contained in CALJIC No. 10.41 does not permit an accused to be punished for his thoughts regardless of his deeds. (11 Cal.App.4th at pp. 578-579.) On the contrary, the instruction requires a union or joint operation of act (i.e., any touching) and criminal intent (i.e., the intent of arousing, appealing to, or gratifying the lust or passions or sexual desires of the child or of the accused).
In this respect, violation of Penal Code
As noted by the court in People v. Pitts, supra, 223 Cal.App.3d at page 887: “Webster’s Third New International Dictionary (1986) partially defines ‘lewd’ as: ‘2 a : sexually unchaste or licentious : Dissolute, Lascivious b: suggestive of or tending to moral looseness : inciting to sensual desire or imagination : Indecent, Obscene, Salacious . . . .’ [f] ‘Lascivious’ is defined as T : inclined to lechery : Lewd, Lustful ... 2 : tending to arouse sexual desire : Libidinous, Salacious . ... HO Virtually any act can fit this description, depending upon the intent with which it is done.” (Italics added.) The words “lewd” and “lascivious” can thus be synonymous with one another and mean, among other things, “tending to arouse” or “inciting to sexual desire or imagination.” Any touching done with the specific intent to arouse, appeal to, or gratify the sexual desire of either party can be, to the actor at least, an act “tending to arouse” or “inciting to sexual desire or imagination.” The statute does not require it to be so to an objectively reasonable person. Accordingly, we conclude that the Wallace court’s proposed revision to the instructional language does not comport with the statute or the generally accepted definition of “lewd” and “lascivious,” in that it is more restrictive than either.
In any case, even assuming, arguendo, that the definition of lewd act contained in CALJIC No. 10.41 was erroneous, any error under the facts of this case was harmless beyond a reasonable doubt under
Chapman
v.
California
(1967) 386 U.S. 18, 24 [17 L.Ed.2d 705, 710-711, 87 S.Ct. 824, 24 A.L.R.3d 1065]. (See
People
v.
Self, supra,
12 Cal.App.4th at pp. 1226-1221.)
7
The prosecutor clarified that there were three specific acts upon which the People’s case against defendant was predicated: “Now, ladies and gentlemen, even though [defendant] admitted in the interview that he put his finger inside two to three times, and h[e] attempted to put his penis in one to two times, we only filed three charges, two times for the two times he said for sure he put his finger inside, and one time for the time he said for sure he
Further, unlike in Wallace, the prosecutor in the case at bar did not mislead the jury by arguing that evidence of innocuous touching established that defendant committed the charged offense. (People v. Wallace, supra, 11 Cal.App.4th at p. 580.) On the contrary, the prosecutor argued the sexual nature of defendant’s conduct: “Now, the fact is even touching, any touching with his penis on boy’s rectum is a 288(a), doesn’t have to be a penetration, but under the evidence of this case, that man penetrated this child, and he penetrated enough to tear that boy’s rectum up.” She argued further: “[Tjhis little boy is injured, and [defendant] is the one that caused that injury. Even if we didn’t have that injury, I mean, if there is something there that—there is just redness on his butt, and he admits to touching his butt with his penis, that’s a 288(a). [f] If he admits to putting his finger, touching, even inserting it, that[’s] a 288(a).” None of the acts upon which the charged offenses were predicated could be characterized as “ambiguous, let alone as bearing an outward appearance of innocence.” (People v. Wallace, supra, 11 Cal.App.4th at p. 578.) Under these circumstances, it is inconceivable that, instructed in accordance with People v. Wallace, supra, 11 Cal.App.4th 568, the jury would have found that there was no lewd or lascivious act. Accordingly, any error was harmless. (See People v. Self, supra, 12 Cal.App.4th at p. 1226.)
IV,V *
Disposition
The abstract of judgment is ordered modified to reflect the correct number of custody credits, and the judgment is otherwise affirmed.
Grignon, Acting P. 1, and Armstrong, J., concurred.
Notes
Enrique Zamora was charged in the same information with committing a lewd act upon Roger G. (
See footnote, ante, page 1315.
Additionally, and again without objection from defense counsel, the prosecutor exhibited to the jury an enlargement of CALJIC No. 10.41 to illustrate her argument and stated: “[A]ny touching of the body, it could be any part of the body of a child, if that person had sexual desire on their mind, is a violation of this code section. [¶] Okay. So we—there was quite a bit of emphasis in terms of talking about the penetration, whether there was actual penetration of the penis and so forth. [¶] Actual penetration is not required for this particular code section. I mean, you could actually touch the arm of the child, for example, theoretically, if you had sexual desire, and that could be a 288(a). [¶] However, when someone touches a sexual organ or sexual part, there is an inference there as to what was in their mind at the time, so generally unless a person is touching a sexual part and you’re—in a sexual manner, that there are not charges made on those types of touchings because there can be.” The prosecutor later clarified: “Okay. So then when we talk about a lewd or lascivious act, we’re talking about an actual touching here or actual touching. [¶] The defendant admitted that he touched the body of this child Roger two or three times with his finger, and at least one time, one to two times he mentioned with his penis.”
AdditionalIy, in a demonstration of the act, the prosecutor stuck his hand in the pants the victim had worn that day and which were admitted into evidence. When the prosecutor’s hand was in the crotch area of the pants, the victim verified that this was where the defendant’s hand had been at the time of the offense. (10 Cal.App.3d at p. 796.)
Penal Code
CALJIC No. 10.42.5 (1993 rev.) (5th ed. Jan. 1995 Supp.), in pertinent part, reads: “A lewd or lascivious act is defined as any touching of the body of the child with the specific intent to arouse, appeal to, or gratify the sexual desires of either party.”
We find no merit in defendant’s contention that the erroneous instruction constituted reversible error per se. (See People v. Cummings (1993) 4 Cal.4th 1233, 1312-1315 [18 Cal.Rptr.2d 796, 850 P.2d 1] [distinguishing “instructional error that entirely precludes jury consideration of an element of an offense and that which affects only an aspect of an element”; the latter is subject to harmless error analysis; People v. Dyer (1988) 45 Cal.3d 26, 64 [246 Cal.Rptr. 209, 753 P.2d 1]; People v. Lee (1987) 43 Cal.3d 666, 676 [238 Cal.Rptr. 406, 738 P.2d 752]; People v. Wallace, supra, 11 Cal.App.4th at p. 580; see also People v. Joiner (1988) 204 Cal.App.3d 221, 226-227 [251 Cal.Rptr. 63].)
See footnote, ante, page 1315.