Lead Opinion
Opinion
Fоllowing convictions for possession of heroin and receiving stolen property, with true findings as to four “strike” prior convictions and a subsequent life sentence under the “Three Strikes” law (Pen. Code,
For the reasons which follow, we reject the challenges to the sufficiency of and admission of the evidence. Also, as we believe the Ninth Circuit cases noted above were not correctly decided, we decline to follow them, and we affirm the judgment and sentence imposed on Mantanez herein.
Factual Background
On September 21, 2000, in Carlsbad, the Oak Street home of Mariana Ramirez was burglarized and some of her jewelry was taken. On the evening of October 4, 2000, Carlsbad Police Officer George Hart, patrolling Chestnut Street, not far from Oak Street, saw Mantanez. Hart, who knew Mantanez and had often spoken with him, decided to contact Mantanez, who had always been cooperative in the past.
The two exchanged greetings. Officer Hart noted that Mantanez appeared to be under the influence of both heroin and a stimulant. Hart did a radio check for warrants, and also took Mantanez’s pulse. At this point Hart determined Mantanez
Hart called for backup, and Officer Philip Cable arrived. Mantanez was searched following his arrest. A syringe and .25 grams of tar heroin were found on his person. Mantanez also had several items of women’s jewelry in his possession. Officer Cable noted that a ring Mantanez had matched the description of an item taken in the Ramirez burglary two weeks earlier. Mrs. Ramirez identified other items Mantanez had (but not all of them) as having been taken from her home in the burglary. A blood test revealed Mantanez had ingested heroin and amphetamine.
Procedural Background
By amended information filed Mаrch 26, 2001, the District Attorney of San Diego County accused Mantanez of one count of possessing heroin in violation of Health and Safety Code section 11350, subdivision (a), and in a second count of receiving stolen property in violation of section 496, subdivision (a). It was further alleged Mantanez had incurred six prison prior convictions within the meaning of section 667.5, subdivision (b). It was further alleged that three of those prison priors were strike prior convictions within the meaning of the Three Strikes law.
A motion to suppress evidence brought pursuant to section 1538.5 was hеard and denied in the superior court on June 1, 2001. On June 21, 2001, a jury found Mantanez guilty of heroin possession and receiving stolen property, and in a court trial the prior conviction allegations were all found to be true.
On September 14, 2001, Mantanez was sentenced. The court stated that “if this case involved drugs only,” in the case of a multidecade narcotics addict, he might be inclined to strike one or more of the strike prior convictions, but the current conviction for receiving stolen property also, considered with Mantanez’s long history of burglary and narcotics offenses, militated against such an exercise of discretion. The court imposed a 25-year-to-life sentence for the receiving count, a concurrent like term for the drug possession, and three 1-year prison prior enhancements.
Discussion
I, II
III
Cruel and Unusual Punishment
A. Question Presented
Mantanez also asserts that, in light of the relatively minor nature of his current offenses, the Three Strikes 25-year-to-life sentence he received constitutes cruel and unusual punishment under the United States and California Constitutions. On federal constitutional questions, of course, the decisions of the Supreme Court of the United States control, , while the decisions of lower federal courts are “persuasive but not controlling.” (People v. Camacho (2000)
B. Standard of Review
“Whether a punishment is cruel or unusual is a question of law for the appellate court, but the underlying disputed facts must be viewed in the light most favorable to the judgment. [Citations.]” (People v. Martinez (1999)
C. Analysis
1. In re Lynch
In In re Lynch, supra,
While arguing his sentence is disproportionate to the crime, Mantanez relies on Solem, supra,
When faced with recidivist defendants such as Mantanez, California appellate courts have consistently found the Threе Strikes law is not cruel and unusual punishment. (See, e.g., People v. Cooper (1996)
2. Rummel, Solem and Harmelin
Three decisions of the United States Supreme Court inform our analysis. In 1980, the court reviewed the following question: does a life sentence under a recidivist statute for a third felony theft offense constitute cruel and unusual punishment under the Eighth Amendment?
The Rummel majority rejected Rummel’s arguments that the Texas penalty was one of the three most severe in the nation, finding little relevance in the point, and noting also the obvious fact that some state penalty must always be the most severe does not mean that penalty is necessarily disproportionate. The fact of recidivism is, of course, central to the holding of Rummel,
Three years later, in another five-to-four decision,
Applying the “objective” criteria, the Solem majority distinguished the life sentence in Rummel by noting Rummel was eligible for parole in 12 years, while Helm’s sentence was without possibility of parole, and was thus (in a state without
Thus, the Solem majority held, “[a]pplying objective criteria, we find that Helm has received the penultimate sentence for relatively minor criminal conduct. He has been treated more harshly than other criminals in the State who have committed more serious crimes. He has been treated more harshly than he would have been in any other jurisdiction, with the possible exception of a single State. We conclude that his sentence is significantly disproportionate to his crime, and is therefore prohibited by the Eighth Amendment.” (Solem, supra,
The Solem majority (the former Rummel minority) insisted that Solem did not overrule Rummel, but was distinguishable because the life without possibility of parole sentence in Solem was “far more severe than the life sentence we considered in Rummel.” (Solem, supra,
The accuracy of the last-cited prediction was validated eight years after Solem, when the court again visited the Eighth Amendment, in Harmelin, supra,
Two justices (Scalia, joined by Rehnquist) in Harmelin presented an historical analysis of the Eighth Amendment, which returned to the Rummel principle
Justice Kennedy, writing for himself and Justices O’Connor and Souter, steered a middle course between the twо views set out above, arguing that “[r]egardless of whether Justice Scalia or Justice White has the best of the historical argument . . . stare decisis counsels our adherence to the narrow proportionality principle that has existed in our Eighth Amendment jurisprudence for 80 years.” (Harmelin, supra,
The “common principles” are four. First, setting prison terms for specific crimes involves substantive penological judgments within the province of legislatures rather than courts, and courts must give substantial deference to the broad authority legislatures have in setting punishment for crimes. (Harmelin, supra,
While Solem held “no single criterion can identify when a sentence is so grossly disproportionate that it violates the Eighth Amendment” (Solem, supra,
3. Andrade and Brown
In Andrade v. Attorney General of State of California (9th Cir. 2001)
With all due resрect to our federal counterparts, in light of Rummel, supra,
In Andrade, the appeals court recognized it should accord substantial deference to the legislative determinations of appropriate punishments, and as divergences in theories of sentencing and length of prison terms are inevitable in a federal system, proportionality reviews should be informed by objective factors. (Andrade, supra,
Because we must defer to the Legislature and the people of California (enacting the Three Strikes law through an initiative),
Further, the Andrade analysis sounds truly only jn a view of the present offense, unrelated to a history of serious felonies such as Andrade’s burglaries,
A further vice peculiar to Brown is the disregard of violence in earlier offenses as relevant to the question of whether the currently imposed punishment is or is not grossly disproportionate. Thus, while purporting to follow Harmelin, Rummel and Solem, the Brown court departed completely from the unique facts of Solem (where Helm was a person viewed by five justices as a drunk, rather than a criminal, without any background of violence, and thus one whose incarceration served no valid penological purpose under any theory)
It is precisely because of Mantanez’s past conduct, which has included forcible
This punishment imposed in this case presents no “exquisite rarity.” Further, Mantanez’s argument rests upon a fundamentally false premise, which another court has well discussed: “Appellant contends his sentence of 25 years to life constitutes cruel or unusual (or both) punishment under the fеderal and state Constitutions. (U.S. Const., 8th Amend.; Cal. Const., art. I, § 17.) We find no constitutional infirmity. [fl] The basic fallacy of appellant’s argument lies in his failure to acknowledge that he ‘is not subject to a life sentence merely on the basis of his current offense but on the basis of his recidivist behavior. Recidivism in the commission of multiple felonies poses a manifest danger to society[,] justifying the imposition of longer sentences for subsequent offenses. [Citations.]’ [Citation.]” (People v. Stone (1999)
In this case the trial court based its decision in large part on Mantanez’s extensive criminal history. As of the time of the sentencing, Mantanez had accumulated numerous criminal convictions arising from a criminal career spanning 17 years. The probation report reflects at least 10 felony convictions and four separate prison terms before he committed his current felony offense. During his lengthy criminal history, Mantanez’s grants of probation or parole were repeatedly violated. In short, the record demonstrates nearly four decades of criminal conduct, undeterred by repeated incarcerations and imprisonments. As such, it is clear that the sentence imposed was based not only on the nature of the current felony, but also on persistent recidivism demonstrated by this record.
As the sentencing judge observed, the long criminal career of Mantanez properly brought him squarely within the Three Strikes ambit. If the statutorily prescribed penalty for recidivism cannot be applied to Mantanez, then there can hardly exist any case where its imposition would be proper, so long as any judicial officer were of the opinion it were improper. Such is not, should not be and cannot be the law.
In these circumstances, whenever a putatively disproportionately harsh sentence is specified under the Three Strikes law, it is subject to judicial modification at sentencing if the sentencing court deems it appropriate. (People v. Superior Court (Romero) (1996)
As Justice Stewart observed in Rummel, repeating an earlier observation about recidivist legislation in Texas: “ ‘If the Constitution gave me a roving commission to impose upon the criminal courts of Texas my own notions of enlightened policy, I would not join the Court’s opinion. . . . But the question for decision is not whether we applaud or even whether we personally approve the
The sentence imposed in this case was arrived at by procedures which do not fall “below the minimum level the Constitution will tolerate,” and we thus reject Mantanez’s assertions to the contrary.
Disposition
The judgment is affirmed.
McConnell, J., concurred.
Notes
Subsequent unattributed citations are to this code.
See footnote 1, ante, page 354.
The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.” This prohibition is applicable to the states by virtue of its incorporation in the due process clause of the Fourteenth Amendment. (Robinson v. California (1962)
While the federal proscription concerns “cruel and unusual” punishments, article I, section 17 of the California Constitution states in pertinent part that “[c]ruel or unusual punishment may not be inflicted.” No distinction need be attached this difference from an analytic perspective, however.
The first theft was fraudulent use of a credit card to obtain $80 in goods or services, the second was a forged check for $28.36, and the third offense was the obtaining of $120.75 by false pretences. (Rummel v. Estelle (1980)
“If nothing else, the three-time offender’s conduct supports inferences about his ability to conform with social norms that are quite different from possible inferencеs about first- or second-time offenders.” (Rummel, supra, 445 U.S. at pp. 282-283, fn. 27 [100 S.Ct. at pp. 1143-1144].)
Justice Powell, who had written the dissent in Rummel and was there joined by Justices Brennan, Marshall and Stevens, wrote the majority opinion in Solem, joined by the three dissenters from Rummel and Justice Blackmun, who had voted with the majority in Rummel.
One may question precisely what “objective criteria” demonstrate that life for a third minimal theft was constitutional, but life for a seventh felony was not. Some might argue it is only the change of Justice Blackmun’s opinion in the matter (see fn. 10, ante), rather than any “objective criteria” apparent, which resulted in the different holdings. Certainly the Chief Justice, writing for the dissent in Solem, was of that view that decision “cannot rationally be rеconciled with Rummel,” (Solem, supra,
The fundamental incompatibility between Rummel and Solem is well illustrated by the following cite from Rummel: “[0]ne could argue without fear of contradiction by any decision of this Court that for crimes concededly classified and classifiable as felonies, that is, as punishable by significant terms of imprisonment in a state penitentiary, the length of the sentence actually imposed is purely a matter of legislative prerogative.” (Rummel, supra,
Such a casual rejection by the Solem court of what appeared to be a central tenet of the Rummel analysis appears far more consistent with a view that Solem, despite the majority’s averments to the сontrary, indeed overruled Rummel de facto, if not de jure.
See footnote 12, ante.
The United States Supreme Court granted certiorari in Andrade, supra,
Andrade, supra,
“[I]t may be inferred from the passage of Proposition 184 that considerably more than two-thirds of California voters do not consider it cruel or unusual punishment for a recidivist offender conviсted of a serious felony with prior convictions for violent or serious felonies to receive a 25-year-or-more-to-life sentence. HD In light of [appellant]’s current offenses and extensive continued criminal conduct, we cannot say imposition of the functional equivalent of a life without possibility of parole sentence under the three strikes law either shocks the conscience or violates notions of human dignity. Rather, application of this law to [appellant] results from the need to deter offenders, like him, who repeatedly commit such crimes and to segregate them from the rest of society. This does not constitute cruel or unusual punishment.” (People v. Ayon, supra,
The Andrade majority asserted that “we follow the test prescribed by Justice Kennedy in Harmelin, [and] both Rummel and Solem remain good law and are instructive in Harmelin’s application.” (Andrade, supra,
In the present case, for instance, the total dollar amount of the items taken by Mantanez in his various burglaries may not be great, but the damage and violation incurred by the many victims of Mantanez’s felonious activities over the years is a great matter to them, as the trial judge noted in this case.
The question unanswered by Andrade and Brown is just what length of sentence might have passed constitutional muster. “It is clear that a 25-year sentence generally is more severe than a 15-year sentence, but in most cases it would be difficult to decide that the former violates the Eighth Amendment while the latter does not.” (Solem, supra,
See footnote 11, ante.
Concurrence Opinion
I agree with the reasoning and conclusions of the majority as to the sufficiency of the evidence and the legality of the initial police contact with defendant. I also agree that the sentence imposed here does not violate the constitutional prohibition against cruel and unusual punishment. However, as I believe the extensive discussion of federal case law is unnecessary, I concur in the result only.
The trial court here concluded defendant’s lengthy criminal histоry brought him within the spirit of the three strikes law. As the majority admits, the trial court’s decision may be affirmed using the analysis expressed in Salem v. Helm (1983)
As the majority concedes, both Andrade and Brown are distinguishable from our case in that the current crime involved there, petty theft, is ordinarily punished as a misdеmeanor but is elevated to felony status only by reason of a prior theft conviction. In my view, this factual distinction makes the holdings of these cases inapplicable here. Further, although some of the language in Andrade and Brown suggests the Ninth Circuit may be inclined to invalidate some three strikes sentences where the current crime is not simply a misdemeanor elevated to felony status by prior conduct, it has not yet done so. Finally, the majority analysis is unnecessary in light of the fact that the Supreme Court has granted certiorari in Andrade.
Appellant’s petition for review by the Supreme Court was denied July 17, 2002. Brown, J., did not participate therein.
