THE PEOPLE, Plaintiff and Respondent, v. EDDIE JASON LOWERY, Defendant and Appellant.
No. S179422
Supreme Court of California
Aug. 11, 2011.
419-433
KENNARD, J.
William D. Farber, under appointment by the Supreme Court, for Defendant and Appellant.
Edmund G. Brown, Jr., and Kamala D. Harris, Attorneys General, Dane R. Gillette, Chief Assistant Attorney General, Gary W. Schons, Assistant Attorney General, Steven T. Oetting, Gil Gonzalez and Christine Levingston Bergman, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
KENNARD, J.-In a recorded telephone conversation with his incarcerated wife, defendant said he would kill Joseph Gorman, an 88-year-old man who had accused the couple of steаling $250,000 from his mobilehome and who had testified against them in court. Based on defendant‘s comments, he was charged with violating a state statute that prohibits “willfully” threatening violence against a crime witness or victim. (
Does section 140(a) violate the First Amendment, as defendant contends? Or does the statute target only “true threats,” a category of speech that has no First Amendment protection?
I
On June 26, 2007, 88-year-old Joseph Gorman hired defendant and his wife, Veronica, to clean Gorman‘s mobilehome in Cathedral City, Riverside County. Gorman then left for several hours. When he returned, the couple had already dеparted. Gorman soon discovered the loss of some $250,000 in cash, which he had wrapped in small bundles and hidden under a couch. Gorman called the police. Eventually, defendant and Veronica were charged with theft of the money. They were tried separately. Defendant was acquitted but Veronica was convicted. Veronica was sentenced to state prison and ordered to pay Gorman $250,000 in restitution.
On several occasions between August 2007 and June 2008, while Veronica was incarcerated in the Riverside County jail, dеfendant talked to her by telephone. Those talks, as generally occurs with inmates’ telephone calls, were periodically interrupted by recorded warnings that the conversations were being tape-recorded. Included in the recorded telephone conversations between defendant and Veronica, totaling more than 80 minutes, were these statements by defendant: “I‘m going down to Gorman‘s and I‘m gonna steal 250,000 dollars! I‘m a [sic] blow his fucken [sic] head away! I will kill the fucken [sic] bastard that said I stole 250,000! I will do it! You know what? I stole 100,000 dollars... Listen! Listen! I stole 100,000 dollars! I burned it all! Okay?! Well, guess what I‘m gonna do?! I‘m gonna kill the bastard! And I‘m gonna go down to Mr. Gorman‘s house, maybe this week, and I‘m gonna blow his fucken [sic] head away!”
Also: “I‘m not getting mad at you about it, I‘m getting... I‘m gonna get mad at the Lawyer and the D.A. and, and Mr. Gorman, I‘m gonna go down there and tell him, ‘Look! You say my wife stole 250,000... you said I stole 250,000! Let‘s get the 250,000 out of your house right now!’ Yeah, but he needed to take the 250,000 dollars off, because I‘m gonna tell the... the...
And: “Listen! Okay, listen! You, you tell ‘em that [your] husband‘s going down and get 250,000 dollars from that man, and then when he gets the 250,000 dollars, he‘s... he‘s gonna kill anybody that steps in his way!!”
These statements by defendant led to his prosecution under section 140(a), which prohibits “willfully” threatening to use physical force against a crime victim or witness.
At trial, defendant admitted making the statements but denied any intent to harm Gorman. Defendant explained that he was simply expressing his anger over Gorman‘s false accusation that defendant and Veronica had stolen Gorman‘s $250,000 in cash and over the trial court‘s order that Veronica pay that amount in restitution.
The jury found defendant guilty. The trial court suspended imposition of sentence and placed defendant on probation for three years conditioned upon serving one year in county jail. The Court of Appeal affirmed the judgment. We granted defendant‘s petition for review to decide whether section 140(a) violates the First Amendment‘s free speech guarantee.
II
We begin with a brief overview of the federal decisional law on point here, followed in part III, post, by our resolution of the issue presented.
The First Amendment states that “Congress shall make no law... abridging the freedom of speech .” (
Consequently, as the Colorado Court of Appeals noted in People v. Stanley (Colo.Ct.App. 2007) 170 P.3d 782, vаrious federal appellate courts construing statutes criminalizing threats “almost uniformly applied an objective [reasonable person] standard... to determine whether a statement was a true threat.” (Id. at p. 787; see, e.g., U.S. v. Malik (2d Cir. 1994) 16 F.3d 45, 49 [using a “reasonable person” standard to decide that evidence was sufficient to establish a true threat]; U.S. v. Kosma (3d Cir. 1991) 951 F.2d 549, 552, 556-557 [upholding conviction for threatening President Ronald Reagan after a court trial at which the judge found the defendant guilty using “the objective, reasonable person standard“]; U.S. v. Orozco-Santillan (9th Cir. 1990) 903 F.2d 1262, 1265 [evidence sufficient to establish true threat].)
Thirty-four years after its 1969 decision in Watts v. United States, supra, 394 U.S. 705, holding that “true threats” fell outside the First Amendment‘s protection, the high court did define the term: ” ‘True threats’ encompass those statements where the speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals. [Citations.] The speaker need not actually intend to carry out the threat. Rather, a prohibition on true threats ‘protect[s] individuals from the fear of violence’ and ‘from the disruption that fear engenders,’ in addition to protecting people ‘from the possibility that the threatened violence will occur.’ ” (Virginia v. Black, supra, 538 U.S. 343, 359-360.)
Nonetheless, the high court struck down the Virginia statute; it reasoned that the statute‘s provision that burning a cross “shall be prima facie evidence of an intent to intimidate” (
As explained in Justice O‘Connor‘s plurality opinion in that case, the cross burner might well be engaging in “constitutionally proscribable intimidation.” (Virginia v. Black, supra, 538 U.S. at p. 365.) But, the plurality noted, that same conduct might likewise indicate “that the person is engaged in core political speech” protected under the First Amendment. (Virginia v. Black, at p. 365.) The plurality went on to state that although punishing cross burning “done with the purpose of threatening or intimidating a victim” does not run afoul of the First Amendment (Virginia v. Black, at p. 366, italics added), that cannot be said of punishing cross burning intended as “a statement of ideology” or as “a symbol of group solidarity,” both of which ” ‘would almost certainly be proteсted expression’ ” (id. at pp. 365-366).
Defendant here contends that because section 140(a), the California statute at issue, does not require that the threat be made with an intent to intimidate the crime victim or witness, the statute violates the First Amendment. We discuss that issue below.
III
Section 140(a), as relevant here, provides: “[E]very person who willfully... threatens to use force or violence upon the person of a witness to, or a victim of, a crime or any other person... because the witness, victim, or other person has provided any assistance or information to a law enforcement
As noted earlier, defendant here contends that a statute such as section 140(a), which punishes verbal threats, violates the First Amendment unless it is limited to threats made with the specific intent to intimidate the victim. Defendant relies on the high court‘s decision in Virginia v. Black, supra, 538 U.S. 343, which, as we have explained, invalidated the Virginia cross-burning statute because of its prima facie evidence provision, which operated to remove the element of the defendant‘s intent from the jury‘s consideration. Defendant asserts that because the high court invalidated the Virginia cross-burning statute, a majority of that court must have determined that a сonviction under that statute would violate the First Amendment unless a jury found that the defendant‘s burning of the cross was intended to intimidate an individual or group of individuals. From this premise, defendant reasons that any statute that criminally punishes threats must include an element of specific intent to intimidate the victim. We are not persuaded.
The statute at issue in Virginia v. Black, supra, 538 U.S. 343, expressly prohibited cross burning done ” ‘with the intent of intimidating any person ..’ ” (Id. at p. 348.) That specific intent requirement served to ensure that the prohibited cross burning was limited to cross burning undertaken as a threat. But the statute‘s prima facie evidence provision, which made a defendant‘s burning of a cross prima facie evidence of a specific intent to intimidate, in effect directed the jury to convict even if the jury concluded that the cross burning was not intended as intimidation but was merely an expression of the defendant‘s beliefs, and thus was speech protected by the First Amendment. As the high court in Virginia v. Black, supra, at pages 365-366 explained, cross burning may be undertaken for a variety of nonthreatening reasons (such as “a symbol of group solidarity” or as “a statement of ideology“) and thus not constitute a threat at all.
The statute at issue here, section 140(a), prohibits making threats of violence against a crime victim or witness. In Virginia v. Black, supra, 538 U.S. 343, the high court did not hold that, to pass muster under the First Amendment, a statute such as the one at issue here must limit the prohibited threats to those made with the specific intent to intimidate a particular
Does section 140(a), the California statute at issue here, prohibit only true threats, which fall outside the free speech protection of the First Amendment? We note that section 140(a) requires that a threat against a crime victim or witness be made “willfully.” But a penal statute‘s use of the term “willfully” to describe the intеnt with which an act is done ordinarily implies “simply a purpose or willingness to commit the act,” not “any intent to violate law, or to injure another....” (
Insofar as practicable, this court will construe a statute so as to ” ‘render it valid... or free from doubt as to its constitutionality ....’ ” (In re Marriage Cases (2008) 43 Cal.4th 757, 800, fn. 21 [76 Cal.Rptr.3d 683, 183 P.3d 384]; see Myers v. Philip Morris Companies, Inc. (2002) 28 Cal.4th 828, 846 [123 Cal.Rptr.2d 40, 50 P.3d 751]; see also In re Smith (2008) 42 Cal.4th 1251, 1269 [73 Cal.Rptr.3d 469, 178 P.3d 446] [our “common practice” is to employ this statutory construction device, ” ‘when reasonable, to avoid difficult constitutional questions’ “].)
Therefore, to ensure the constitutionality of section 140(a), we construe it as applying only to those threatening statements that a reasonable listener would understand, in light of the context and surrounding circumstances, to constitute a true threat, namely, “a serious expression of an intent to commit an aсt of unlawful violence” (Virginia v. Black, supra, 538 U.S. at p. 359), rather than an expression of jest or frustration. The latter category carries First Amendment protection; the former does not. (Virginia v. Black, at p. 359.) So construed, section 140(a) does not violate the First Amendment.
CONCLUSION AND DISPOSITION
Although the Court of Appeal rejected defendant‘s First Amendment challenge to section 140(a), it did so on grounds that differ from those we have articulated here. Accordingly, we reverse the judgment of the Court of Appeal, and we remand this case to that court to consider whether our holding affects the judgment of conviction.
Cantil-Sakauye, C. J., Baxter, J., Werdegar, J., Chin, J., Corrigan, J., and Zelon, J.,* concurred.
BAXTER, J., Concurring.--The First Amendment allows states “to ban a ‘true threat.’ ” (Virginia v. Black (2003) 538 U.S. 343, 359 [155 L.Ed.2d 535, 123 S.Ct. 1536] (Black).) The majority opinion, which I have joined, is consistent with the First Amendment. It upholds the constitutionality of
*Associate Justice of the Court of Appeal, Second Appellate District, Division Seven, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitutiоn.
Rather, the controversy in Black centered on an additional provision of the Virginia criminal statute under which ” ‘any... burning of a cross shall be prima facie evidеnce of an intent to intimidate a person or group of persons.’ ” (Black, supra, 538 U.S. at p. 363 (plur. opn. of O‘Connor, J.) [quoting
One “type of true threat,” aсcording to the high court, occurs “where a speaker directs a threat to a person or group of persons with the intent of placing the victim in fear of bodily harm or death.” (Black, supra, 538 U.S. at
Our ruling today is consistent with the understanding of most courts that have considered the issue since Black was decided. (City of San Jose v. Garbett (2010) 190 Cal.App.4th 526, 539 [118 Cal.Rptr.3d 420] [Black does not require the defendant have “an intent that a statement ‘be received as a threat’ “]; U.S. v. Armel (4th Cir. 2009) 585 F.3d 182, 185 [“Statements constitute a ‘true threat’ if ‘an ordinary reasonable recipient who is familiar with the[ir] context . . . would interpret [those statements] as a threat of injury.’ “]; U.S. v. Jongewaard (8th Cir. 2009) 567 F.3d 336, 339, fn. 2 [“In this circuit, the test for distinguishing a true threat from constitutionally
One might also question the logic of resting the constitutional determination whether speech qualifies as a true threat on the subjective understanding of the sрeaker, without regard to whether the speech objectively would be viewed as threatening. (See U.S. v. Bagdasarian, supra, 652 F.3d at p. 1117 & fn. 14.) A statement that is subjectively intended to be a threat but which presents no objective indicators of its threatening nature would not trigger fear in the recipient or cause disruption. Indeed, such speech is unlikely ever to come to the attention of law enforcement. (See People v. Parson (2008) 44 Cal.4th 332, 346 [79 Cal.Rptr.3d 269, 187 P.3d 1] [” ’ “intent may be inferred from words, acts, and other objective facts” ’ “].)
In short, the subjective standard created by the Ninth Circuit is both mistaken, in that it purports to define what is a true threat for federal constitutional purposes, аnd dangerous, in that it compromises the government‘s ability to protect individuals from the fear of violence and the
Cantil-Sakauye, C. J., Werdegar, J., Chin, J., and Corrigan, J., concurred.
