Lead Opinion
Opinion
In a recorded telephone conversation with his incarcerated wife, defendant said he would kill Joseph Gorman, an 88-year-old man who had accused the couple of stealing $250,000 from his mobilehome and who had testified against them in court. Based on defendant’s comments, he was charged with violating a state statute that prohibits “willfully” threatening violence against a crime witness or victim. (Pen. Code, § 140, subd. (a) (section 140(a)); further undesignated statutory references are to the Penal Code.) A jury convicted defendant. On appeal, defеndant argued that because the statute lacked a specific intent requirement, it infringed his right to free speech under the federal Constitution’s First Amendment. The Court of Appeal disagreed and upheld the conviction.
Does section 140(a) violate the First Amendment, as defendant contends? Or does the statute target only “true threats,” a category of speech that has no First Amendment protection?
I
On June 26, 2007, 88-year-old Joseph Gorman hired defendant and his wife, Veronica, to clean Gorman’s mobilehome in Cathedral City, Riverside County. Gorman then left for several hours. When he returned, the couple had already departed. Gorman soon discovered the loss of some $250,000 in cash, which he had wrapped in small bundles and hidden under a couch. Gorman called the police. Eventually, defendant and Veronica were charged with theft of the money. They were tried sepаrately. Defendant was acquitted but Veronica was convicted. Veronica was sentenced to state prison and ordered to pay Gorman $250,000 in restitution.
On several occasions between August 2007 and June 2008, while Veronica was incarcerated in the Riverside County jail, defendant talked to her by telephone. Those talks, as generally occurs with inmates’ telephone calls, were periodically interrupted by recorded warnings that the conversations were being tape-recorded. Included in the recorded teleрhone conversations between defendant and Veronica, totaling more than 80 minutes, were these statements by defendant: “I’m going down to Gorman’s and I’m gonna steal 250,000 dollars! I’m a [w/e] blow his fucken [Vc] head away! I will kill the fucken [sic] bastard that said I stole 250,000! I will do it! You know what? I stole 100,000 dollars . . . Listen! Listen! I stole 100,000 dollars! I burned it all! Okay?! Well, guess what I’m gonna do?! I’m gonna kill the bastard! And I’m gonna go down to Mr. Gorman’s house, maybe this week, and I’m gonna blow his fucken [sic] head away!”
Also: “I’m not getting mad at you about it, I’m getting ... I’m gonna get mad at the Lawyer and the D.A. and, and Mr. Gorman, I’m gonna go down there and tell him, ‘Look! You say my wife stole 250,000 . . . you said I stole 250,000! Let’s get the 250,000 out of your house right now!’ Yeah, but he needed to take the 250,000 dollars off, because I’m gonna tell the ... the .. .
And: “Listen! Okay, listen! You, you tell ’em that [your] husband’s going down and get 250,000 dollars from that man, and then when he gets the 250,000 dollars, he’s . . . he’s gonna kill anybody that steps in his way!!”
These statements by defendant led to his prosecution under section 140(a), which prohibits “willfully” threatening to use physical force аgainst a crime victim or witness.
At trial, defendant admitted making the statements but denied any intent to harm Gorman. Defendant explained that he was simply expressing his anger over Gorman’s false accusation that defendant and Veronica had stolen Gorman’s $250,000 in cash and over the trial court’s order that Veronica pay that amount in restitution.
The jury found defendant guilty. The trial court suspended imposition of sentence and placed defendant on probation for three years conditioned upon serving one year in county jail. The Court of Appeal affirmed the judgment. We granted defendant’s petition for review to decide whether section 140(a) violates the First Amendment’s free speech guarantee.
II
We begin with a brief overview of the federal decisional law on point here, followed in part III, post, by our resolution of the issue presented.
The First Amendment states that “Congress shall make no law . . . abridging the freedom of speech . . . .” (U.S. Const., 1st Amend.) This proscription, as incorporated through the Fourteenth Amendment’s due process clause, likewise binds the states. (Virginia v. Black, supra,
Consequently, as the Colorado Court of Appeals noted in People v. Stanley (Colo.Ct.App. 2007)
Thirty-four years after its 1969 decision in Watts v. United States, supra,
Nonetheless, the high court struck down the Virginia statute; it reasoned that the statute’s provision that burning a cross “shall be prima facie evidence of an intent to intimidate” (Va. Code Ann. § 18.2-423) allowed for a conviction “based solely on the fact of the cross burning itself,” thus creating “ ‘ “an unacceptable risk of the suppression of ideas” ’ ” (Virginia v. Black, supra, 538 U.S. at pp. 363, 365 (plur. opn. of O’Connor, J., joined by Rehnquist, C. J., Stevens & Breyer, JJ.); see id., at p. 385 (cone. & dis. opn. of Souter, J., joined by Kennedy & Ginsburg, JJ.)).
As explained in Justice O’Connor’s plurality opinion in that case, the cross burner might well be engaging in “constitutionally proscribable intimidation.” (Virginia v. Black, supra,
Defendant here contends that because section 140(a), the California statute at issue, does not require that the threat be made with an intent to intimidate the crime victim or witness, the statute violates the First Amendment. We discuss that issue below.
in
Section 140(a), as relevant here, provides: “[E]very person who willfully . . . threatens to usе force or violence upon the person of a witness to, or a victim of, a crime or any other person . . . because the witness, victim, or other person has provided any assistance or information to a law enforcement
As noted earlier, defendant here contends that a statute such as section 140(a), which punishes verbal threats, violates the First Amendment unless it is limited to threats made with the specific intent to intimidate the victim. Defendant relies on the high court’s decision in Virginia v. Black, supra,
The statute at issue in Virginia v. Black, supra,
The statute at issue here, section 140(a), prohibits making threats of violence against a crime victim or witness. In Virginia v. Black, supra,
Does section 140(a), the California statute at issue here, prohibit only true threats, which fall outside the free speech protection of the First Amendment? We note that section 140(a) requires that a threat against a crime victim or witness be made “willfully.” But a penal statute’s use of the term “willfully” to describe the intent with which an act is done ordinarily implies “simply a purpose or willingness to commit the act,” not “any intent to violate law, or to injure another . . . .” (§ 7, subd. 1; see People v. Licas (2007)
Insofar as practicable, this court will construe a statute so as to “ ‘render it valid ... or free from doubt as to its constitutionality ....’” (In re Marriage Cases (2008)
CONCLUSION AND DISPOSITION
Although the Court of Appeal rejected defendant’s First Amendment challenge to section 140(a), it did so on grounds that differ from those we have articulated here. Accordingly, we reverse the judgment of the Court of Appeal, and we remand this case to that court to consider whether our holding affects the judgment of conviction.
Cantil-Sakauye, C. J., Baxter, J., Werdegar, J., Chin, J., Corrigan, J., and Zelon, J.,
Notes
We are not persuaded by the quite recent decision in U.S. v. Bagdasarian (9th Cir. 2011)
Associate Justice of the Court of Appeal, Second Appellate District, Division Seven, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Concurrence Opinion
The First Amendment allows states “to ban a ‘true threat.’ ” (Virginia v. Black (2003)
Rather, the controversy in Black centered on an additional provision of the Virginia criminal statute under which “ ‘any . . . burning of a cross shall be prima facie evidence of an intent to intimidate a person or group of persons.’ ” (Black, supra,
One “type of true threat,” according to the high court, occurs “where a sрeaker directs a threat to a person or group of persons with the intent of placing the victim in fear of bodily harm or death.” (Black, supra, 538 U.S. at
Penal Code section 140, subdivision (a), by contrast, applies only to true threats, not to speech protected by the First Amendment. As our opinion today explains, section 140, subdivision (a), applies “only to those threatening statements that a reasonable listener would understand, in light of the context and surrounding circumstances, to constitute a true threat, namely, ‘a serious expression of an intent to commit an act of unlawful violence.’ ” (Maj. opn., ante, at p. 427, quoting Black, supra,
Our ruling today is consistent with the understanding of most courts that have considered the issue since Black was decided. (City of San Jose v. Garbett (2010)
One might also question thе logic of resting the constitutional determination whether speech qualifies as a true threat on the subjective understanding of the speaker, without regard to whether the speech objectively would be viewed as threatening. (See U.S. v. Bagdasarian, supra,
In short, the subjective standard created by the Ninth Circuit is both mistaken, in that it purports to define what is a true threat for federal constitutional purposes, and dangerous, in that it compromises the government’s ability to protect individuals from the fear of violence and the
Cantil-Sakauye, C. J., Werdegar, J., Chin, J., and Corrigan, J., concurred.
