Lead Opinion
delivered the opinion of the court:
The State charged defendant, Mark W Largent, with two counts of aggravated criminal sexual assault (720 ILCS 5/12 — 14(a)(2), (a)(3) (West 2000)), one count of aggravated criminal sexual abuse (720 ILCS 5/12 — 16(a)(2) (West 2000)), and one count of criminal sexual assault (720 ILCS 5/12 — 13(a)(1) (West 2000)). At the conclusion of the first tried, the trial court interrupted the jury’s deliberations and declared a mistrial, sua sponte, over defendant’s objection. When the State sought to retry him, defendant filed a motion to dismiss the charges on the ground of double jeopardy. The trial court denied the motion. In the second trial, a new panel of jurors found defendant guilty of one count of aggravated criminal sexual assault, one count of aggravated criminal sexual abuse, and one count of criminal sexual assault. The trial court sentenced him to imprisonment for 160 months.
Defendant appeals, arguing (1) the trial court erred in denying his motion to dismiss the charges and (2) the prosecutor made improper comments during his closing argument. Because we agree with the first contention, we do not reach the second
I. BACKGROUND
In the first trial, defendant was tried in absentia. Three hours and fifteen minutes into the jury’s deliberations, the trial court called the jury back into the courtroom and said:
“THE COURT: Show the jury has reassembled. It’s 5:15 [p.m.]
Ladies and gentlemen! ] of the jury!,] Mrs. Bergen, one of your members, had an accident in her family. I don’t know how serious it was. I received a call from her husband!,] and she had to go to the hospital!.] [T]herefore, because of that!,] we had to break the panel!.] [B]ecause of that!,] the deliberations will have to cease.
I’m going to declare a mistrial on this case.
You are free to leave today.
I wish to thank you. I’m sure the attorneys wish to thank you also. These things happen. You’ve worked hard. You’ve been attentive),] and everyone appreciates it, but because of unforeseen circumstances [,] this is what has to happen.
You’re free to go),] [i]f you would go back with Mr. Lacquet. Leave your buttons. You’re free to go. Thank you. WHEREUPON, THE JURY LEFT THE COURTROOM.
THE COURT: Okay. We will be adjourned.
MR. MERLIE [(Defense Counsel)]: May I note an objection for the record, your Honor)?] [I] object to the mistrial at this point. THE COURT: You may.
MR. MERLIE: Thank you, Your Honor.
THE COURT: Show for the record that this jury has been out for 13] hours and 15 minutes, more than enough time, in the [c]ourt’s opinion, to reach a decision. However, that is not the reason why [this court declared] the mistrial. The mistrial was the emergency necessary) — ]the emergency that was brought up by the accident to Mrs. Bergen’s relative),] necessitating her departure),] and because of that),] the matter had to mistrial.”
In a memorandum in support of his motion to dismiss the charges, defendant stated: “During [the jury’s] deliberations, the court advised counsel that a message was received indicating that [a juror’s] mother-in-law) ] sustained a fractured leg and was being taken to the local hospital.” Defendant argued that this circumstance was not serious enough to merit the declaration of a mistrial. In the hearing on the motion to dismiss, the State argued, “There is no double jeopardy here),] based on the hung jury.” After hearing those arguments, the trial court said:
“THE COURT: Well, I think the first thing is that the record should be corrected somewhat. When the [c]ourt first heard the— about the broken leg),] Mr. Merlie and Mr. Donahue [(the prosecutor)] were both present. I indicated in [the] presence [of them both] that I would let them [(the jurors)] continue deliberating until [5 p.m.,] at which time I would take action. So from that angle there was — it wasn’t sua sponte and off the top of my head. It was something that in the presence of both attorneys) — ]at least an indication of something going to be done was indicated at that point.
In the )c]ourt’s opinion further, this was a fairly [straightforward] case. The jurors were not confronted with any highly technical questions. Based uponthe jurors’ comments),] there was an indication that there would never be a verdict),] even without the mistrial. The jury had plenty of time to deliberate. The jury would not reach deliberation [st'c][.] [I]t would be unfair and unjust, especially under the circumstances of [defendant’s failure to attend the trial], to allow it to go further. Therefore, I granted the mistrial based upon medical necessity and also based upon other considerations enumerated.”
The record is silent as to what the “jurors’ comments” were and when the jurors made them.
In the second trial, defendant testified on his own behalf, claiming the alleged victim had consented to the sexual acts. After 21fa hours of deliberation, the jury found him guilty of the three counts. The trial court imposed its sentence in a later hearing. In his posttrial motion, defendant failed to raise the issue of double jeopardy. This appeal followed.
II. ANALYSIS
A. Standard of Review
Citing People v. Deems,
In Street,
A trial court abuses its discretion when it makes a decision that is “clearly against logic.” Bodine Electric of Champaign v. City of Champaign,
B. Failure To Raise Double Jeopardy in the Posttrial Motion
Normally, to preserve an argument for appeal from a jury trial, the defendant must make the argument in a posttrial motion. People v. Johnson,
C. Double Jeopardy
1. Manifest Necessity
“No person shall *** be twice put in jeopardy for the same offense.” Ill. Const. 1970, art. I, § 10. No person shall “be subject for the same offence to be twice put in jeopardy of life or limb.” U.S. Const., amend. V In a jury trial, a defendant is “put in jeopardy” when the jury is impaneled and sworn. Friason,
Once the defendant has been “put in jeopardy,” the trial court may not declare a mistrial without the defendant’s consent unless there is a “manifest necessity” to do so “or the ends of public justice would otherwise be defeated.” United States v. Perez,
In a case in which the trial court granted the prosecutor’s motion for a mistrial, the Supreme Court said that “the prosecutor must shoulder the burden of justifying the mistrial if he is to avoid the double jeopardy bar. His burden is a heavy one. The prosecutor must demonstrate ‘manifest necessity’ for any mistrial declared over the objection of the defendant.” Arizona v. Washington,
2. Sufficiency of the Record
The State argues that if only the record revealed what the trial judge and attorneys said to one another, during the jury’s deliberations, when the judge first notified the attorneys of the telephone call he had received from Bergen’s husband, we might find a sufficient basis to affirm the judgment. The conversation was off the record. The appellant has the burden of presenting a sufficiently complete record to support a claim of error. People v. Fair,
The record need not be absolutely complete in the sense of recording every word spoken in the proceedings below; it need only be “sufficiently complete to provide for a full consideration of the facts and circumstances involved in [the]
In denying defendant’s motion to dismiss the charges, the trial court summarized the unrecorded conversation it had with the attorneys during the jury’s deliberations. The trial court purported to explain, on the record, its factual basis for declaring a mistrial. It would be unreasonable to presume that the trial court omitted from its rationale any material fact. Further, in his motion to dismiss, defendant purported to state the factual basis for the declaration of a mistrial, and neither the State nor the trial court disputed the completeness or accuracy of defendant’s statement of the factual basis, other than to add that (1) the jury had spent 3 hours and 15 minutes deliberating, (2) “there was an indication,” from jurors’ comments, that they never would reach a verdict, and (3) defendant had not appeared. Thus, the record purports to show all of the facts on which the trial court based its declaration of a mistrial. We consider the record to be sufficiently complete to assess the merits of defendant’s claim of double jeopardy.
3. Sua Sponte Declaration of a Mistrial
In its remarks during the hearing on defendant’s motion to dismiss, the trial court disagreed with defendant that it had declared the mistrial sua sponte. The trial court said: “I indicated in *** [the] presence [of both attorneys] that I would let [the jury] continue deliberating until [5 p.m.,] at which time I would take action. *** [I indicated] something [was] going to be done *** at that point.” (Emphases added.) Defense counsel could have assumed that the unspecified “action” the trial court intended to take was to give the jury a Prim instruction. See People v. Prim,
4. The Mother-in-Law’s Broken Leg
Although it would have been distressing to learn that one’s mother-in-law had broken her leg and had been taken to the hospital, we do not think that fact, without more, was sufficient to overcome defendant’s “ ‘valued right to have his trial completed by a particular tribunal.’ ” Washington,
5. Length of Time Deliberating
If the trial court decides, in its sound discretion, that the jury is hopelessly deadlocked, it may discharge the jury and order a retrial without violating the double jeopardy clauses of the Illinois and United States Constitutions (U.S. Const., amend. V; Ill. Const. 1970, art. I, § 10). People v. Wolf,
It is unclear, from the trial court’s statements on the record, that it did indeed consider the jury to be hopelessly deadlocked. When explaining to the jury why it was declaring a mistrial, the trial court did not say it considered the jury to be deadlocked. Instead, the trial court told the jury that the “accident in [Bergen’s] family” was the reason for its declaration of a mistrial. Immediately afterward, the trial court told counsel that the length of the deliberations was “not the reason” for the mistrial but, rather, “the accident to *** Bergen’s relative” was the reason. More than three weeks later, in the hearing on the motion to dismiss, the trial court stated that “other considerations,” besides “medical necessity,” had gone into its decision to declare a mistrial, namely, the possibility that the jury might never reach a verdict and the unfairness of requiring the jury, including Bergen, to deliberate longer when defendant had not even attended the trial.
The State has the heavy burden of justifying the trial court’s declaration of a mistrial. In this case, it cannot do so on the basis of a deadlocked jury because the trial court apparently disavowed that basis when it declared the mistrial. If, later, the trial court said it believed the jury was deadlocked, we are left with an ambiguity that falls short of a showing of manifest necessity.
III. CONCLUSION
For the foregoing reasons, we reverse the trial court’s judgment.
Reversed.
STEIGMANN, J., concurs.
Dissenting Opinion
dissenting:
I respectfully dissent. As noted by the majority, “ ‘[W]e must consider whether the trial judge abused his discretion’ in declaring a mistrial on the ground of manifest necessity.”
Following a trial court’s grant of a mistrial, the court of review must examine the facts of each case to properly determine the alleged double jeopardy violation. Street,
“We think, that in all cases of this nature, the law has invested [c]ourts of justice with the authority to discharge a jury from giving any verdict, whenever, in their opinion, taking all the circumstances into consideration, there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated. They are to exercise a sound discretion on the subject; and it is impossible to define all the circumstances, which would render it proper to interfere. To be sure, the power ought to be used with the greatest caution, under urgent circumstances, and for very plain and obvious causes.” Perez,22 U.S. (9 Wheat.) at 580 ,6 L. Ed. at 165 .
In the case sub judice, the trial judge learned that one of the jurors had a medical emergency — her mother-in-law had fractured her leg and was hospitalized. The trial court, in exercising its discretion and caution, allowed further deliberation to afford the jury an opportunity to reach a verdict, all the while knowing the juror would soon need to depart for the hospital. The court’s exercise of discretion in determining the potential emotional distress to the affected juror and the ultimate impact on the jury as a whole must be given great deference. For example, if the court informed the juror of her mother-in-law’s injury, it may very well have been difficult for the juror to focus on the task at hand and it would certainly have been a natural tendency for the juror to desire completion of deliberations as quickly as possible. Further, it would be reasonable to assume the rest of her fellow jurors were aware of her predicament, possibly compelling the entire jury to rush to judgment, for or against defendant, to allow the juror to leave for the hospital. Such a situation presents “a significant risk that a verdict may result from pressures inherent in the situation rather than the considered judgment of all the jurors.” Washington,
Clearly the trial judge did not make an arbitrary decision, without using conscientious judgment. Defendant argues, and the majority concludes, that the injury to
As to defendant’s argument that the prosecutor made improper statements, I also do not find reversible error.
By failing to object at trial and to include the issue in his posttrial motion, defendant did not preserve this issue for review. People v. Enoch,
Defendant objects to the prosecutor’s following statements:
“Now, they will have you believe that all of this was consensual on his part and I’ll deal with that in a moment. Her testimony, however, her demeanor and all credibility and believability in truth [sic] she was raped by the defendant.
Now, we have her testimony and it is, I think, to you very credible.
* * *
We have a young girl who is testifying very truthfully, honestly. If you look at how she reacted to that whole process, wasn’t made up, was not made up at all.” (Emphases added.)
Specifically, he asserts the prosecutor improperly bolstered the witness’s credibility with the above statements.
While a prosecutor personally vouching for a witness’s credibility or expressing a personal opinion is improper, a prosecutor can comment on a witness’s credibility and challenge the defendant’s credibility and defense theory when such remarks are based on facts in evidence or reasonable inferences drawn therefrom. People v. Pope,
Defendant argues the facts of this case are similar to People v. Lee,
Here, the prosecutor does not explicitly state “this is my personal view” (see Pope,
Assuming arguendo that the prosecutor’s statements were improper, plain error did not occur because the evidence was not closely balanced and the statements did not create a substantial risk that defendant was denied a fair trial.
Here, the victim, defendant’s stepdaughter, testified that during the early morning of May 23, 2000, defendant put his hand over her mouth, pulled her into the bedroom, threw her on the bed, and pinned her down. As she struggled with him, he stuffed a pillowcase in her mouth. He then put his hand inside her boxer shorts and inserted his finger into her vagina. When she again attempted to get away, he threatened to punch her. After lifting up her shirt and licking her breasts, he pulled her by the hair out of the bedroom and out of the house.
At that point, defendant made her get into a vehicle she did not recognize and ordered her to drive him to his vehicle. Defendant directed her to a trailer where he forced her inside and then kicked her feet out from underneath her. She fell to the ground, and he ripped her clothes off her. Defendant then took his pants off and told her she was going to perform oral sex on him. He then forced his penis into her mouth, and she bit it. He then punched her in the face several times. He continued to attempt to force oral and vaginal sex upon her but, when he was unable to perform, he left the room and the victim put on her clothes.
When he returned, he told her things had gone too far and he would have to kill her. She begged for her life, and eventually he threw the car keys at her. At that point, she ran out of the trailer to the car and sped away. She came upon a police officer, pulled over, and told him what happened. A second officer arrived, and she again stated what happened.
Other testimony substantiated the victim’s account. Three members of the Vermilion County sheriff’s department all testified that they observed bruises above the victim’s left jaw line that looked like knuckle marks. Deputy sheriff Dennis Gardener testified that on May 23, 2000, he had stopped to assist a car that had broken down when he noticed a car approaching at a high rate of speed. The victim exited the car, screaming that she had been raped. According to Gardener she was hysterical, shaking uncontrollably, crying very hard, and talking almost incoherently. The second officer on the scene, David Harrold, also testified that when he
Moreover, the victim testified that defendant had molested her on a prior occasion and had made other attempts. Her mother testified that in the past, her daughter had complained that defendant molested her and had come into her bedroom at night.
Defendant testified the victim was asking him questions about his activities and voluntarily came into the bedroom. When she sat down on the bed, they playfully wrestled and nothing sexual occurred. She then offered to give him a ride to pick up his car. They got in a car that belonged to his friend with the victim driving. Once they reached his car, she turned the car off and voluntarily entered the nearby residence with him. According to his testimony, she became friendly with him and she did not resist when he removed her clothing. He then took off his clothing. They both tried to engage in oral sex but he could not obtain an erection. Defendant stated she engaged in the activities willingly. According to defendant, the victim was upset when she left because she let things go too far.
Defendant’s story has serious credibility issues. The victim testified she had not liked defendant since he began molesting her in the sixth grade. Defendant himself agreed that his stepdaughter did not like him. After the victim left the residence, defendant climbed an observation tower and threatened to commit suicide. The first officer on the scene testified that he asked defendant why he was standing on the railing, and defendant responded that the officer knew what he had just done and that was the reason the officer was there.
Additionally, on May 24, 2000, defendant gave a statement to the police that had some inconsistencies with his trial testimony. Todd Damilano, an investigator for the Vermilion County sheriffs department, testified that defendant stated he had begun consuming alcohol and crack cocaine the evening of May 22, 2000, which continued to the morning of May 23, 2000. Defendant stated he was talking with the victim when “things got out of hand,” and he dragged the victim into the master bedroom. They wrestled, but no sexual contact occurred at home. He then had the victim drive him to his friend’s residence. When he and the victim arrived, “things really got out of hand.” He thought the victim wanted him, but he “could not get it up.” The victim asked to leave, and he let her go.
Accordingly, I would affirm the trial court’s judgment.
