Lead Opinion
Fоllowing a jury trial in the circuit court of Lake County, defendant, Robert Kubat, was convicted of the aggravated kidnaping (Ill. Rev. Stat. 1979, ch. 38, par. 10 — 2) and murder (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1) of Lydia Hyde. In a hearing requested by the People, the jury found that
The testimony at trial (Kubat I) showed that during the evening of November 1, 1979, accompanied by Carolyn Sue Quick, his former wife, defendant visited several bars in the Chicago area. After closing time, they traveled in dеfendant’s station wagon to Kenosha, Wisconsin. During the early morning hours of November 2, 1979, defendant and Ms. Quick stopped at the Kickapoo gas station in Kenosha, where they parked and slept until the station opened. When they awoke, they continued to drive through Kenosha, stopping at several taverns, at each of which defendant consumed boilermakers (an Old Style beer and a shot of Canadian Club) while Ms. Quick drank coffee and grapefruit juice.
The last bar at which they stopped was the Coffee And bar, where Lydia Hyde was alone, bartending. Defendant sat at the bar directly in front of the cash register while Ms. Quick sat to his left. After Mrs. Hyde placed a money bag in the cash register, defendant went behind the bar, held a .38-caliber revolver to her back, and told her to put the money from the register in the
Defendant contends first that, in violation of the sixth amendment to the United States Constitution, he was denied the effective assistance of counsel at both the guilt and sentencing stages of his trial. Defendant argues that his counsel were ineffective in that they failed to call alibi witnesses who were available to testify on his bеhalf, failed to move to suppress illegally seized evidence, failed to thoroughly investigate the case, and failed to present important exculpatory evidence.
The People assert that this court, in defendant’s direct appeal, considered and rejected the claim that defendant’s counsel were incompetent and that the matter is res judicata. Defendant argues that the contentions made in this appeal are based upon evidence adduced at the post-conviction hearing, that they could not have been previously raised, and that the incompetence created such substantial prejudice that, absent the inadequate representation, the result of the trial would probably have been different. Defendant also charges that defense counsel failed to discover and present at the penalty hearing evidence in mitigation and failed to object to an erroneous instruction which advised the jury that a unanimous verdict was required in order to reject the death penalty.
“ ‘As announced in Strickland, the test for effective assistance of counsel has two prongs:
“First, the defendant must show that counsel’s performance was deficient [by] showing that counsel made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.” (466 U.S. [668, 687],80 L. Ed. 2d 674 , 693,104 S. Ct. 2052 , 2064.)
“In any case presenting an ineffectiveness claim, the performance inquiry must be whether counsel’s assistance was reasonable considering all the circumstances. ***
Judicial scrutiny of counsel’s performance must be highly deferential. *** [A] court must indulge astrong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action ‘might be considered sound trial strategy.’ ” (466 U.S. [668, 689], 80 L. Ed. 2d 674 , 694-95,104 S. Ct. 2052 , 2065.)
“When a defendant challenges a death sentence *** the question is whether there is a reasonable probability that, absent the errors, the sentencer — including an appellate court, to the extent it independently reweighs the evidence — would have concluded that the balance of aggravating and mitigating circumstances did not warrant death.” 466 U.S. [668, 695],80 L. Ed. 2d 674 , 698,104 S. Ct. 2052 , 2069.
In developing the reasonable-probability test, the court stated that it is not enough for the defendant to show that the errors had some conceivable effect on the outcome of the proceeding, because “[virtually every act or omission of counsel would meet that test ***.” (466 U.S. [668, 693],
“The defendant must show that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” (466 U.S. [668, 694],80 L. Ed. 2d 674 , 698,104 S. Ct. 2052 , 2068.)
The court further stated that “[a] reasonable probability is a probability sufficient to undermine confidence in the
At the hearing on the post-conviction petition, Margie Elea testified that, had she been called at defendant’s trial, she would have testified that in November 1979 she was the manager of a gasoline station located in Highland, Indiana; that in the late evening of November 1, 1979, defendant, accompanied by an unidentified woman, entered the gas station and told her that his car had broken down; that defendant was still at the station when she left at approximately 2 a.m. on November 2, 1979; and that defendant was driving a white station wagon. Francine Bejda testified that, if called at defendant’s trial, she would have testified that she lived with defendant during the late months of 1979; that on the evening of November 1, 1979, she went to dinner with defendant; that they returned home and he left at about 7 or 8 p.m.; that she next saw defendant between 6 and 8 a.m. on November 2, 1979. She testified that they then drove to the Lyons Township General Assistance Office, where she picked up a rent-assistance check from her caseworker, Nancy Schultz. Ms. Schultz had testified at defendant’s trial that she saw defendant through the window in the hall. Ms. Bejda testified that after picking up the check she and defendant went to the Star Lounge, also known as “Lil’s Tavern,” and while there spoke with Ms. Tesnohlidek and Charles Fleisig. At the time of the post-conviction hearing, Fleisig was deceased. The record indicates that prior to defendant’s trial, he had been interviewed by defense counsel but efforts to find him and obtain his testimony at trial were unsuccessful. Sister Alberta Surico testified that on September 23, 1983, Fleisig executed an affidavit in her presence in which he stated that on November 2, 1979, at 11 a.m., he had seen defendant at the Star Lounge (Lil’s Tavern). He stated
Defendant contends that the failure to present the testimony of the foregoing alibi witnesses was “shocking and inexplicable.” He argues that “no explanation is apparent” as to why defense counsel chose not to present these witnesses and that the failure “cannot be deemed to have been strategic.”
Upon reviewing the testimony and applying Strickland standards, we are unable to say that counsеl’s assistance was unreasonable considering the circumstances. Both Ms. Elea and Ms. Bejda fixed the date of the occurrences concerning which they testified by methods which could reasonably lead counsel to conclude that cross-examination could severely damage their credibility. The failure to find a witness, per se, cannot constitute ineffective assistance of counsel, and nothing in the record suggests that failure to find Fleisig was the result of failure to investigate or incompetence of counsel.
Defense counsel might also reasonably have concluded that Ms. Bejda’s testimony, viewed in the light of her relationship with defendant, might be harmful to his alibi defense. Counsel might have reasonably concluded that Ms. Elea’s testimony concerning defendant’s presence in Highland, Indiana, with an unidentified female hitchhiker, six hours before he was аllegedly seen in Kenosha, Wisconsin, would be of questionable value. Although this would have contradicted Ms. Quick’s testimony to the extent that Ms. Quick testified that she and defendant had visited several Chicago bars on the evening of November 1, 1979, and subsequently driven to Kenosha, it would not have proved an alibi for the crime committed
Defendant contends too that ineffective assistance of counsel is demonstrated by defense counsel’s failure to object to the prosecutor’s argument that a set of tires purchased by defendant on November 10, 1979, was placed on his automobile because the tires previously mounted on the automobile would have matched the plaster cast of a tire-track impression found at the scene of the crime. Defendant asserts that he had filed an insurance claim for the tires which he had replaced; that аn adjuster for the Allstate Insurance Company had examined those tires; and that the adjuster would have testified that the tires were made by Uniroyal. The parties have stipulated that expert testimony would establish that the tire impression found at the scene of the crime was not made by a Uniroyal tire.
The People argue that the claims adjuster did not know if the tires on which defendant filed the claim were, in fact, on defendant’s car on November 2, 1979. Thus, despite the stipulation that the tire track found at the crime scene was not made by a Uniroyal tire, it would still be necessary that defendant testify that Uniroyal tires were on his car on November 2, 1979. Defendant’s testifying would have opened the door to the People’s introduction, for the purpose of impeachment, of his lengthy criminal record (see People v. Kubat (1983),
Defendant contends that counsel should have presented at trial the testimony of witnesses who testified at the post-conviction hearing that Ms. Quick’s reputation in the community was bad. Defendant contends that because Ms. Quick was shown at trial to harbor extreme animosity toward defendant, the impeachment which did occur at trial “highlights rather than minimizes the importance
Defendant asserts that there should have been presented at his trial testimony that the getaway car was a grey Chevrolet Monte Carlo rather than a white station wagon. Dale Gonsky and Dorothy Hawley were present at the Coffee And bar at the time of the abduction. They testified at defendant’s trial that at the time that it was discovered that Lydia Hyde was missing they observed a grey automobile drive rapidly out of the parking lot. Testimony аt the post-conviction hearing showed that both witnesses had told the investigating police officers, and would have testified, that the vehicle which they saw leaving the parking lot may have been a Chevrolet Monte Carlo. Defendant argues that evidence that the vehicle used in the abduction might have been a Monte Carlo supports a theory that Ms. Quick’s accomplice was someone other than defendant because neither of these witnesses could have mistaken a station wagon for a two-door Chevrolet Monte Carlo. Although it might have been preferable for defense counsel to have elicited the fact that the car which these witnesses saw “might” have been a Monte Carlo, nonetheless, their testimony is
Defendant contends next that further evidence of counsel’s incompetence is their failure to move to suppress evidence seized in an allegedly unlawful search of his automobile and their failure to tender an instruction on unlawful restraint, as a lesser included offense. Although the question concerning the search of the automobile may be deemed waived by reason of failure to raise it on direct appeal (People v. Gaines (1984),
We consider next defendant’s contentions concerning his failure to receive effective assistance of counsel at the sentencing phase of his trial. He argues that counsel were ineffective because they failed to investigate or discover
Defendant testified at the post-conviction hearing that he had told counsel about these witnesses, but the record does not show whether counsel interviewed them. In Kubat I, the court noted that the failure to offer evidence in mitigation does not necessarily demonstrate incompetence and that the reason no evidence in mitigation was presented might have been because there was nothing sufficiently mitigating in the circumstances surrounding the crime or defendant’s background that could have been presented. (
“In 1965, defendant again proceeded to commit a series of armed robberies, this time in Cook County. On March 17, he robbed a cashier and pharmacist at gunpoint at a drug store and as he fled fired a shot at a customer who was writing his license plate number. On March 22, he returned to the same drug store and at knife point robbed another cashier and the pharmacist’s wife. On April 12, he committed yet another armed robbery at gunpoint at a pharmacy, and finally on April 14, he committed a final armed robbery with a gun at another store. He pleaded guilty to each charge and was sentenced to four concurrent four- to seven-year terms.
Defendant was released from the Illinois State Penitentiaryat Joliet in January 1970. He was arrested in June and charged with unlawful use of a weapon. He pleaded guilty, served eight months in jail, and received five years’ probation. He was released in February 1971.
In September 1972, defendant and a companion committed an armed robbery at a dry cleaner in Berwyn. Defendant pleaded guilty to armed robbery and was sentenced to two concurrent terms of four years to four years and one day for the robbery and a violation of probation. He was pаroled in 1976 from the Illinois State Penitentiary pursuant to a mandatory statutory release date, although the parole board panel concluded that he was not a good risk for parole. Since the order was mandatory, the board recommended very close supervision. Defendant was arrested later that year on a charge of unlawful use of a weapon but later found not to be a violator. His parole was continued.”94 Ill. 2d 437 , 489-90.
The testimony of the character witnesses shows that, with three exceptions, they had known defendant only since 1976, approximately three years before the kidnaping and murder. We are unable to say that the decision to forgo the character testimony in face of defendant’s record, was, under the circumstances, unreasonable or that it indicates ineffective assistance of counsel.
Defendant contends further that the assistance of counsel was ineffective at the sentencing phase of trial in that counsel failed to object to the jury instructions given at the close of the second stage of the sentencing hearing; and that his closing argument at the sentencing hearing was ineffective and prejudicial. The first issue was raised and decided in Kubat I (
We consider next defendant’s contention that he was
Defendant contends that the exclusion of jurors opposed to the death penalty resulted in a jury biased in favor of the People. Defendant contends that 10 prospective jurors were excused for cause because of their opposition to the death penalty and that he was thus denied the right to a jury drawn from a fair cross-section of the community.
A Witherspoon issue (Witherspoon v. Illinois (1968),
In Lockhart v. McCree (1986),
For the reasons stated, we hold that the rеcord, viewed in the light of the Strickland standards, fails to show ineffective assistance of counsel. The circuit court did not err in denying defendant’s petition for post-conviction relief, and its judgment is affirmed. The clerk of this court is directed to enter an order fixing Wednesday, January 14, 1987, as the date on which the sentence of death entered in the circuit court shall be carried out at the Stateville Correctional Center at Joliet. The defendant shall be executed by lethal injection in the manner provided by section 119 — 5 of the Code of Criminal Procedure of 1963 (Ill. Rev. Stat. 1983, ch. 38, par. 119 — 5). A certified copy of the mandate in this case shall be furnished by the clerk of this court to the Director of Corrections and the wardens of the State correctional centers at Menard and Joliet. The judgment of the circuit court of Lake County is affirmed.
Judgment affirmed.
Dissenting Opinion
dissenting:
I cannot agree that this defendant received effective assistance of counsel at his trial and subsequent sentencing. According to the majority, defense counsel acted upon a reasonable strategy during the guilt phase of defendant’s trial in: (i) not calling two disinterested eyewitnesses who would have directly contradicted the testimony of the State’s primary witness, Carolyn Sue Quick,
Regarding the failure to call Margie Elea, a disinterested witness who claimed to see the defendant in Highland, Indiana, at the same time Quick testified the defendant was with her in Chicago, the majority finds the decision reasonable because “cross-examination could severely damage [Elea’s] credibility” and because her testimony was “of questionable value.” (
Prudence is evident, says the majority, in counsel’s decision not to call defendant’s girlfriend, Francine Bejda, to testify in his behalf; the majority suggests that Bejda’s testimony might have been harmful to the defendant because of her relationship with him. (
At trial the State made an issue of the defendant’s purchase of new car tires eight days after the crime. Claiming that the defendant purchased those tires out of feаr that he might have left an identifiable tire print at the scene of Lydia Hyde’s murder, prosecutors said that the purchase established consciousness of guilt. That argument was supported by Quick’s testimony that the old tires were in good condition when the new ones were bought. At the post-conviction hearing, however, an insurance claims adjuster (who had not been contacted by defense counsel in preparation for defendant’s trial) testified that he examined the old tires and that they were slashed. He further testified that the old tires had been manufactured by Uniroyal; the State has stipulated that the tire tracks found alongside Lydia Hyde’s body were not left by Uniroyal tires. Nonetheless, the majority has decided that counsel’s failure to even investigate this matter was not outside the range of reasonable professional assistance, but in coming to that conсlusion the majority has confounded the issue actually presented to the jury.
According to the majority, the defendant would have had to testify that the slashed tires which he replaced had been on his station wagon the day of the crime in order to nullify the State’s argument. But the issue framed by the State was not whether the disposed-of tires actually made the tracks and had been on the defendant’s car on November 2; rather, the question that the State argued to the jury was why the defendant would dispose of tires in good condition and buy new ones except to cover up his criminal involvement. Merely by proving that the tires were not in good condition and that they did not match the tracks found by police, the defendant would have demolished the State’s theory that
Furthermore, the State never suggested during defendant’s trial that the tires which he replaced eight days after the crime had been on any car other than the defendant’s station wagon. To the contrary, the State argued: “Ladies and Gentlemen, Robert Kubat deep-sixed those tires that were on his car on November 2d.” If counsel’s failure on this issue can be deemed a reasonable trial strategy, it is difficult to understand what sort of legal assistance would be considered ineffective.
No more explicable is counsel’s failure to present before the jury discrepancies between Quick’s testimony and the accounts of two more disinterested witnesses. Quick claimed that the defendant abducted Lydia Hyde in the defendant’s white station wagon. Two witnesses testified for the State that they saw a grey car speed away from the Coffee And tavern where Lydia Hyde was abducted. Defense counsel failed to elicit on cross-examination that both of those witnesses saw a two-door Chevrolet Monte Carlo, and not a station wagon, the car which the defendant owned and Quick described. The majority implies that counsel’s failure in this regard was not outside the range of reasonable professional assistance. While acknowledging that it “might” have been “preferable” for counsel to have elicited this information (
More incredibly, the majority also says that if counsel was ineffective in not bringing the getaway-car contradiction to light, such incompetence did not prejudice the dеfense because a jury might believe that the witnesses “could have mistaken a station wagon for a Monte Carlo.” (
The State itself has conceded in its response to the defendant’s direct appeal that the issue of defendant’s guilt was very close and that defendant’s innocence was “arguably established.” In its original brief to this court in that appeal, the State admitted: “It was conceivable that on November 2, 1979, the defendant was not with Ms. Quick, but rather was in the company of Francine Bejda.” Notwithstanding that concession and the fact that Quick’s credibility was the issue around which defendant’s trial revolved, the majority has concluded that the defendant was not prejudiced by counsel’s ineffective assistance in failing to call a single witness to testify as to Quick’s supposedly poor reputation for honesty in the community. (
On direct appeal this court rejected the defendant’s claim that he was denied the effective assistance of counsel at the penalty phase of trial even though his attorney failed to call any witnesses in mitigation. The court relied on the supposition that “there was nothing sufficiently mitigating in the circumstances surrounding the crime, defendant’s background or otherwise, that could have been presented.” (
At the hearing on the post-conviction petition, 15 witnesses testified as to positive aspects of Kubat’s character and said that they had been available to testify at the penalty phase of the trial but were not asked to do so by defense counsel. The testimony of these character witnesses — co-workers, neighbors and friends, none of whom was related to the defendant — would have brought to the jury’s attention that some people had found him generous, a good husband and father, kind to his neighbors, a good worker, a faithful friend, honest, and dependable. Thesé are clearly relevant facts in mitigation.
The majority implies that perhaps counsel made a strategic decision not to call any witnesses in mitigation “in face of” the evidence of the defendant’s criminal background. (
The supposed strategic judgment, which the majority is “unable to say [was] *** unreasonable” (
In any event, there is no basis in this record for regarding the failure to call any witnesses in mitigation as a strategic decision. The majority’s assertion that “the record does not show whether counsel interviewed” the potential character witnesses (
“The failure to offer evidence in mitigation at the death penalty hearing was aggravated by defense counsel’s closing аrgument. When asked by the court how much time he needed for closing argument, Public Defender Pease replied:
It’s all been said. I don’t have to say anything more than three to five minutes. It’s all been said. (R. 1702)
Thereafter, attorney Pease delivered a curt argument to the jury which is contained in three pages of the appellate record. (R. 1709-1711) The closing argument, which may best be described as nonsensical, concluded as follows:
In talking about guides, approaches, the ways that you may think, I am not going to convince you. I think these are attitudes you form long before, certainly many years before coming to the Lake County Courthouse, but you may, while you deliberate, weigh them all again and decide the way you feel, Robert Kubat or Lydia Hyde.” (Emphasis in original.)
Both here and in the court’s opinion on defendant’s direct appeal, the court has failed to dеal with the contention that asking the jury to choose between the defendant
To the extent that counsel’s remarks can be comprehended, he appears to have told the jury to measure the value of defendant’s life against that of Lydia Hyde, the innocent victim, and decide who they “felt” for more. Given that advice by counsel for the defense, it is not surprising that the jury preferred Lydia Hyde and sentenced Kubat to death. What is surprising is this court’s reticence to recognize and correct an egregiously unfair proceeding in which this defendant was sentenced to death with legal assistance that would border on the comical if only it were make believe.
Some 20 instances of ineffective assistance of counsel have been identified by the defendant, many of which are substantial. The defendant, in my view, has satisfied both prongs of the standard for demonstrating ineffective assistance of counsel set forth in Strickland v. Washington (1984),
