PEOPLE v KITLEY
Docket No. 19130
Court of Appeals of Michigan
February 24, 1975
59 Mich App 71
Submitted Division 2 January 13, 1975, at Grand Rapids.
OPINION OF THE COURT
1.
Waiver is the intentional relinquishment or abandonment of a known right, and there is a strong presumption against a waiver of fundamental rights by an accused which requires a court to indulge every reasonable presumption against a waiver of the right to counsel and to test whether there has been an intelligent and knowing waiver by the facts and circumstances of the particular case.
2.
A defendant at a probation revocation proceeding at which he is given no advice at all regarding his right to counsel cannot make a knowing and intelligent waiver of that right.
3.
Factors to be considered when deciding whether a defendant has made a knowing and intelligent waiver of his right to counsel are defendant‘s age, education, prior criminal experience, mental state, financial condition, and the various factors, pressures or inducements which led him to admit the allegations against him without the assistance of counsel.
4.
A youthful defendant‘s age, lack of a high-school diploma, the short period of time between execution of a writ of habeas corpus and a probation revocation hearing, as well as the seriousness of the charge and the focus of the trial court on
REFERENCE FOR POINTS IN HEADNOTES
[1-5] 21 Am Jur 2d, Criminal Law § 312 et seq.
CONCURRENCE BY N. J. KAUFMAN, J.
5.
A trial judge should go into the question of indigency when a defendant, who is asked if he wishes an attorney in connection with a matter of violation of probation, responds that he doesn‘t know; and if the defendant is found indigent, an attorney should be appointed for him.
Appeal from Hillsdale, Kenneth G. Prettie, J. Submitted Division 2 January 13, 1975, at Grand Rapids. (Docket No. 19130.) Decided February 24, 1975.
David Kitley was found to have violated an order of probation to which he had been previously sentenced for a conviction of unlawfully driving away an automobile. Defendant appeals. Order revoking defendant‘s probation vacated and the case remanded for rehearing.
Frank J. Kelley, Attorney General, Robert A. Derengoski, Solicitor General, Lawrence L. Hayes, Prosecuting Attorney (Prosecuting Attorneys Appellate Service, Edward R. Wilson, Director, by Howard C. Marderosian, of counsel), for the people.
Charles G. Gibbons, for defendant on appeal.
Before: ALLEN, P. J., and KAUFMAN and O‘HARA,* JJ.
* Former Supreme Court Justice, sitting on the Court of Appeals by assignment pursuant to
The sole question on appeal was whether or not defendant knowingly and intelligently waived his right to be represented by counsel at his probation-revocation proceeding. Both parties agree that a probationer at a revocation proceeding has the right to counsel. Mempa v Rhay, 389 US 128; 88 S Ct 254; 19 L Ed 2d 336 (1967). See also People v Marshall, 16 Mich App 578; 168 NW2d 480 (1969). The trial court had the duty to advise defendant of his right to be represented by counsel, either appointed or retained. People v Brown, 17 Mich App 396; 169 NW2d 522 (1969). It is our duty to determine whether the trial court properly apprised defendant of his right to counsel and whether defendant made a knowing and intelligent waiver thereof.
On November 20, 1972, defendant pled guilty to unlawfully driving away an automobile.
On November 6, 1973, defendant pled guilty to using a motor vehicle without authority but without intent to steal, contrary to
The probation revocation hearing was held November 30, 1973. Portions of the proceedings relevant to the problem at hand are reprinted below:
The Court: * * * I advise you that you are entitled to a hearing on this matter and, just as you were when you were first before the court, we appointed an attorney at substantial expense to the county, to represent you. If you want a hearing and if you are without funds with which to employ an attorney, we will appoint one for you.
On the other hand, if you want an attorney and you have or can obtain the funds for an attorney, we will give you an opportunity for a hearing at a later date.
Do you wish an attorney in connection with this matter of violation of probation?
Defendant Kitley: I don‘t know. The judge in this other county—
Defendant then tried to explain what had occurred in Livingston County, and said that while he was present while a companion had “hot-wired the car“, defendant lacked intent to steal the car. The trial judge asked defendant if he was currently serving a sentence in Livingston County. Defendant replied that he was, and acknowledged the fact that he had failed to pay the costs on the grounds that someone in the probation department had “okayed it“. The trial court then said:
“Number one, I am concerned with whether you want
Defendant replied, “I don‘t believe so“. The court then questioned defendant as to his participation in the other offense and his failure to pay the costs, and then sentenced defendant to 2-1/2 to 5 years in prison. On December 26, 1973, the trial court denied defendant‘s motion for a rehearing.
It was said in People v McKinley, 383 Mich 529, 536; 176 NW2d 406 (1970), that “waiver, as that term has been repeatedly defined by this Court, is the intentional relinquishment or abandonment of a known right“. McKinley noted the provision arising out of Johnson v Zerbst, 304 US 458, 464; 58 S Ct 1019, 1023; 82 L Ed 1461 (1938), that the court is to “indulge every reasonable presumption against waiver of constitutional rights“, and that the issue “of whether there has been an intelligent and knowing waiver must depend upon the facts and circumstances of each particular case“. McKinley, supra at 536. See also People v Carlton Brown, 23 Mich App 528, 538; 179 NW2d 58 (1970), lv den, 383 Mich 800 (1970), which noted “a strong presumption is raised against a waiver of fundamental rights by an accused“.
It has been held that defendant did not make a knowing and intelligent waiver of his right to counsel where he was given no advice at all regarding his right to counsel at a probation-revocation proceeding. People v Coffman, 83 Ill App 2d 272; 227 NE2d 108, 109 (1967), involved a situation in which the trial court failed to provide defendant with any advice regarding his right to counsel, and merely asked whether defendant wanted a hearing and whether the allegations in the notice of probation violation were true. See also People v Hernandez, 14 Mich App 741; 166 NW2d 58 (1968), involv-
Factors to be considered when deciding whether defendant had made a knowing waiver of his right to counsel are defendant‘s age, education, prior criminal experience, mental state, financial condition, and the various factors, pressures or inducements which led him to admit the allegations against him without the assistance of counsel. Anno: What constitutes waiver of right to counsel by minor accused, 71 ALR2d 1160, 1162, footnote 2.
At the time of his first guilty plea, defendant was 17 years old, and was obviously no more than 18 at the time of the probation-revocation hearing. The record reveals that defendant was unemployed, and that he did not have a high-school diploma. The order for writ of habeas corpus was signed November 27, 1973, and the revocation hearing was held November 30, 1973, only three days later. During the proceedings, the trial judge noted that at defendant‘s previous court appearance, “we appointed an attorney at substantial expense to the county“, a statement which perhaps conveyed to defendant that his right to counsel was not absolute and that it was in fact a burden on the county.
While the instant factual situation was not as severe as that found in Moore v Michigan, 355 US 155; 78 S Ct 191; 2 L Ed 2d 167 (1957), we find that case to be of some assistance to our problem. The 17-year-old frightened defendant in that case was held not to have made a knowing and effective waiver of his right to counsel where it appeared
In the case before us, defendant replied “I don‘t know“, when asked whether he wanted an attorney, and then attempted to explain what had occurred in Livingston County and offered a reason for his failure to pay the costs arising out of the first prosecution. The trial court never specifically said that defendant had a right to counsel, either retained or appointed if defendant was indigent, and couched its statements in terms of whether defendant wanted an attorney. Moore noted that the trial judge asked defendant whether he had an attorney or whether he wanted to have an attorney present. There was no specific advice as to defendant‘s right to counsel. Moore, supra, 355 US 155, 157-158; 78 S Ct 191, 193; 2 L Ed 2d 167.
We find that the total circumstances in this case, especially defendant‘s initial response to the trial court‘s question as to whether defendant wanted counsel, show that defendant failed to make a knowing and intelligent waiver of his right to counsel.
The order revoking defendant‘s probation is set aside, his sentence is vacated, and this case is remanded to circuit court for a proper hearing in accordance with the above opinion.
O‘HARA, J., concurred.
N. J. KAUFMAN, J. (concurring). I concur. The facts as outlined by the Honorable GLENN S. ALLEN do not need repeating. They speak for themselves. At the hearing for violation of probation, as stated in Judge ALLEN‘s opinion, the court said:
* * * * I advise you that you are entitled to a hearing on this matter and, just as you were when you were first before the Court, we appointed an attorney at substantial expense to the county, to represent you. If you want a hearing and if you are without funds with which to employ an attorney, we will appoint one for you.
“On the other hand, if you want an attorney and you have or can obtain the funds for an attorney, we will give you an opportunity for a hearing at a later date.
“Do you wish an attorney in connection with this matter of violation of probation?”
The defendant responded, “I don‘t know. The judge in this other county—“. At that time the judge should have gone into the question of indigency and if defendant was indigent, an attorney should have been appointed.