People v. KennedyPeople v. Kennedy
Opinion
In October 2011, appellant Stephen Paul Kennedy pleaded no contest to assault by force likely to cause great bodily injury. (
On November 17, 2011, the court sentenced appellant to four years in state prison. The court awarded appellant only 21 days of custody credits consisting of 15 actual days and six days’ conduct credit.
Appellant filed a timely notice of appeal based on the sentence or other matters occurring aftеr the plea.
On appeal, appellant contends that he is entitled to additional presentence custody credits, and pursuant to equal protection principles the amendment to Penal Code section 4019, effective October 1, 2011, must be applied to him retroactively. By way of a supplemental opening brief, appellant argues that he is statutorily entitled to increased presentence conduct credits for the time he spent in custody after October 1, 2011.
For reasons that follow, we agree that appellant is entitled to additional presentence custody credits, but disagree that he is entitled to have the amendment to Penal Code section 4019 that took effect on October 1, 2011, applied in calculating his conduct credits.
Facts and Proceedings Below
Since appellant’s claims on appeal concern presentence custody credits, it is not necessary to give a detailed recitation of the facts underlying his most recent conviction. Rather, we note that on March 11, 2011, appellant, a recent parolee, punched and choked his grandmother. Then, he threatened to kill her with a knife if she told the police. As a result, appellant was charged by way of an infоrmation with one count of attempted premeditated murder (
As noted, appellant entered a plea of no contest to assault by force likely to cause great bodily injury (
In preparation for sentencing, on November 1, 2011, the Monterey County Probation Department filed a sentencing memorandum in which it was noted that appellant had been in the Monterey County jail continuously from March 11, 2011. However, the probation department did not recommend awarding appellant any credit for time served even though he had been in custody for 236 days. The probation department’s conclusion that appellant was not entitled to any custody credit was based on information supplied by appellant’s parole agent. Specifically, “According to Parole Agent Saldana, Parole Records reflect that in addition to the instant charges, the defendant was arrested on an independent technical parole violation that he possessed/used alcohol, which would have resulted in immediate parole revocation with immediate confinement at the Monterey County Jail. As the defendant’s arrest was independent of the new charges in the instant offense, it was not the sole basis of the violation of parole. Following his arrest for the instant case, a parole violation hold, filed pursuant to § 3065 PC, was placed upon the defendant at the Monterey County Jail. Therefore, pursuant to People v. Bruner (1995)
Appellant filed a motion asking the trial court to award him presentence credits under Penal Code section 2900.5. The People opposed the motion. At appellant’s sentencing hearing, on November 17, 2011, the trial court denied appellant’s motion for custody credits for the entire period that he was incarcerated in the Monterey County jail, but as noted, did award him 15 actual days’ credit for time served and six days’ conduct credit.
Custody Credits and the Parole Violation
Appellant contends that he is entitled to additional custody credits. Appellant bases this сontention on the following:
He was arrested on March 11, 2011, in the criminal case and for violating his parole. On March 15, 2011, the Monterey County District Attorney filed a criminal complaint against appellant; he was arraigned on the complaint the same day.
Immediately, a parole hold was placed on appellant for the crimes leading to the criminal prosecution and for among other things possessing or using alcohol; according to the officer that arrested him, appellant smelled of alcohol when he was arrested. Appellant signed what is known as an “optional waiver” on Marсh 23, 2011.
The California Code of Regulations explains the optional waiver as follows: “A parolee who is undergoing criminal prosecution may conditionally waive the revocation hearing, but retain the option to request a hearing as provided in this subsection. Upon receipt of a signed optional waiver, the Board at the central office calendar will determine whether there is good cause to revoke parole. This determination will be made without a hearing or personal appearance by the parolee. [][] If the Board orders parole revoked and the parolee returned to custody, the parolee then may request a revocation hearing. A hearing request must be received by the Board no more than 15 days following sentencing or final disposition at the trial court level in the criminal proceedings and no later than two months before expiration of the revocation period ordered by the Board at the central office calendar. Upon receipt of a hearing request, the Board shall schedule a revocation hearing. At the hearing the panel may take any appropriate action.” (Cal. Code Regs., tit. 15, § 2641, subd. (b).)
After appellant entered his plea in the criminal case, he moved for presentence credit for most, if not all, of the time he was in custody in the Monterey County jail. In his written motion, which was filed October 31, 2011, appellant argued that since the time on the violation of parole for possessing alcohol was only for up to four months, the time after this period should be credited toward the criminal case. Attached to his motion was paperwork from the initial probable cause hearing to revoke his parole. This
The prosecution opposed the motion relying on People v. Bruner, supra, 9 Cal.4th 1178 and People v. Stump (2009)
Thereafter, on November 15, 2011, appellant filed points and authorities in reply to the People’s opposition. Attached to this reply brief was the paperwork from appellant’s actual parole revocation hearing. This evidence showed that appellant had his parole revocation hearing on November 3, 2011. Appellant admitted he committed felony assault and threatened his grandmother. These allegations and the allegation that hе committed an attempted murder were found true. However, the allegations that he possessed a knife, used/possessed alcohol and possessed marijuana were dismissed. Appellant accepted this outcome and was ordered to serve 12 months in custody for the parole violation on the allegations that were found true.
At the hearing on the motion for presentence custody credits, appellant argued that since the use/possession of alcohol allegation was dismissed, there was no mixed credit problem. However, the court found Stump to be “determinative.” Nevertheless, аs noted, the court decided that appellant was entitled to receive presentence credits for the period after the parole authorities found true only the allegations that pertained to the criminal case.
Initially, we note that although appellant signed a general waiver of his right to appeal, he is not barred from challenging an alleged misapplication of conduct credits on appeal where, as here, the plea agreement and waiver of appellate rights made no mention of conduct credits. (People v. Vargas (1993)
Penal Code section 2900.5 governs the award of presentence custody credits. That section provides, in pertinent part: “(a) In all felony and misdemeanor convictions, either by plea or by verdict, when the defendant has been in custody ... all days of custody of the defendant . . . including days . . . credited to the period of confinement pursuant to Section 4019 . . . shall be credited upon his or her term of imprisоnment. ... If the total number of days in custody exceeds the number of days of the term of
The California Supreme Court has interpreted the language of Penal Code
Appellant’s waiver of a parole revocation hearing was conditional and preserved his right to request a hearing. Appellant presented evidence to the trial court that shortly before his sentencing in the current matter he exercised his right to a parole revocation hearing. The result of that hearing was the dismissal of all grounds for revoking his parole other than the conduct underlying his current conviction.
Respondent’s reliance on People v. Stump, supra,
The defendant remained in custody through the date of sentencing in May 2008, and he was arraigned “with respect to the July 16, 2006 incident” on December 20, 2006. (Stump, supra,
On appeal, the defendant challenged the court’s failure to award credits for the earlier period. That period of custody, he asserted, “was ‘attributable to proceedings related to the same conduct for which’ he was convicted” (Stump, supra,
The Fourth District Court of Appeal noted that Bruner was not “directly on point*’ because “[t]he decision in [that case], inasmuch as it addressed only a fact pattern with completely unrelated incidents—alleged parole violations and a subsequent cocaine possession—did not address a fact pattern such as the one before [the court], where all of the acts in question were temporally related.” (Stump, supra,
The question presented, the court stated, was “how the Bruner ‘but for’ test should be applied when a defendant engages in a course of illegal conduct, such as drunk driving, that encompasses certain independent acts, none of which would be illegal per se, but each of which happens to be a separate ground for a parole violation, such as driving (without parole officer permission), or consuming alcoholic beverages in any amount.” (Stump, supra,
The appellate court answered that question as follows: “In the case before us, the conduct for which defendant was arrested gave rise to two drunk driving charges (violations of
As can be seen, the defendant in Stump had his parole revoked for technical violations in addition to the criminal charges. (Stump, supra,
Aрpellant was entitled to presentence credits from the day of his arrest, March 11, 2011, through the day of sentencing, which by our calculation is 252 days. Although this court has authority to modify the judgment to provide appellant with presentence custody credits (
However, we will address appellant’s remaining issues for the guidance of the trial court on remand.
Appellant argues that pursuant to settled equal protection principles, the amendment to Penal Code
A criminal defendant is entitled to accrue both actual presentence custody credits under Penal Code
Before January 25, 2010, conduct credits under Penal Code
Effective September 28, 2010, Penal Code
Thereafter, again, the Legislature amended Penal Code
Notwithstanding the express legislative intent that the changes to Penal Code
Preliminarily, we note that to succeed on an equal protection clаim, a defendant must first show that the state has adopted a classification that affects two or more similarly situated groups in an unequal manner. (People v. Wilkinson (2004)
In Kapperman, the Supreme Court reviewed a provision (then new
Our Supreme Court recently confirmed, “[c]redit for time served is given without regard to behavior, and thus does not entail the paradoxical consequences of applying retroactively a statute intended to create incentives for good behavior. Kapperman does not hold or suggest that prisoners serving time before and after the effective date of a statute authorizing conduct credits are similarly situated.” (People v. Brown (2012)
Although the Supreme Court in Brown was concerned with the January 2010 amendment to Penal Code
In Brown, the California Supreme Court expressly determined that Kapperman does not support an equal protection argument, at least insofar as conduct credits are concerned. (Brown, supra, 54 Cal.4th at pp. 328-330.) In rejecting the defendant’s argument that the January 2010 amendments to
Similarly, we reject appellant’s reliance on People ex rel. Carroll v. Frye (1966)
Even if this court were to аgree that during the period of time that appellant was in presentence custody after October 1, 2011, he was similarly situated to other defendants who committed their crimes after October 1, and were in presentence custody, where, as here, the statutory distinction at issue neither “touch[es] upon fundamental interests” nor is based on gender, there is no equal protection violation “if the challenged classification bears a rational relationship to a legitimate state purpose. [Citations.]” (People v. Hofsheier (2006)
We perceive such a plausible reason in this case as to the period of time appellant was in custody after October 1, 2011.
In People v. Floyd (2003)
“The very purpose of conduct credits is to foster constructive behavior in' prison by reducing punishment.” (People v. Lara (2012)
We gather that the rule acknowledged in Kapperman and Floyd is that a stаtute ameliorating punishment for. particular offenses may be made prospective only without offending equal protection, because the Legislature will be supposed to have acted in order to optimize the deterrent effect of criminal penalties by deflecting any assumption by offenders that future acts of lenity will necessarily benefit them.
When appellant committed his crime his ability to earn conduct credit was limited to two days for every four days of actual time served in presentence custody. (
Although the statute at issue here does not ameliorate punishment for a particulаr offense, it does, in effect, ameliorate punishment for all offenses
Finally, as respondent points out, over the past few years we have seen a series of incremental changes in conduct credit earning rates. Some of these changes have affected only those with serious felony priors and other disqualifications,
Accordingly, appellant’s equal protection challenge is rejected.
As noted, by way of a supplemental opening brief, appellant argues that he is statutorily entitled to increased presentence conduct credits for the time in custody after October 1, 2011.
We reiterate that according to the explicit language of the statute, the 2011 amendment to Penal Code
Relying on dicta in this court’s opinion in People v. Olague (2012)
Disposition
The case is remanded to the trial court for the limited purpose of determining appellant’s conduct credits. The court is ordered to add appellant’s conduct credits to the 252 days’ custody credit to which appellant is entitled. The court is directed to amend the abstract of judgment accordingly and to provide a certified copy thereof to the Department of Corrections and Rehabilitation.
Rushing, P. J., and Premo, J., concurred.
Notes
In addition, appellant was charged in count five with misdemeanor possession of concentrated cannabis (
It appears that the court awarded these 21 days because the possession of alcohol parole violation was dismissed on November 3 and the court felt that there was “an argument that he should receive custody credits at that point because at that point he is then only incarcerated on crimes that are also the basis of the criminal allegations.”
As can be seen, the optional waiver operates to temporаrily waive the right to a revocation hearing when a criminal case is pending, but the prisoner retains the right to seek a hearing upon a timely request. (Cal. Code Regs., tit. 15, § 2641, subd. (b).)
We note that Penal Code
It appears that the ground for dismissal of the knife, alcohol and marijuana possession was in the interests of justice.
The defendant in People v. Bruner, supra,
According to a status report of the Department of Corrections and Rehabilitation, the defendant in Stump violated the terms of his parole in three ways: (1) by driving under the influence of alcohol/drugs; (2) by violating the special condition prohibiting alcohol consumption; and (3) by violating the special condition prohibiting the operation of a motor vehicle without a parole officer’s approval. (Stump, supra, 113 Cal.App.4th at p. 1267.)
In Kapperman, the court found that rationale inapplicable to the issue before the court. (Kapperman, supra,
For instance, the January 25, 2010 amendment to Penal Code
The January 2010 amendment to Penal Code