delivered the opinion of the court:
In this appeal, members of the media claim that their first amendment right to freedom of speech was violated. Specifically, they claim that a trial court erred: (1) when it sealed certain pretrial proceedings and records during the criminal prosecution of Robert Kelly; and (2) when it issued a “Decorum Order” which restrained the speech of the attorneys and witnesses in the R. Kelly case. The sealed proceedings concerned mainly two topics: proposed questions for potential jurors, and a motion by the state requesting the trial court for permission to introduce evidence of other criminal acts by the defendant.
On April 22, 2008, the Chicago Sun-Times, Inc. (Sun-Times), the Tribune Company (Tribune) and the Associated Press (collectively, the media intervenors) 1 filed an “emergency motion” (1) to intervene in the criminal case against defendant Kelly; (2) to obtain access to certain closed pretrial proceedings and records; and (3) to vacate the Decorum Order. While the trial court granted their petition to intervene, it denied their motion for access to the closed proceedings and documents, and their motion to vacate the Decorum Order.
The subject of this appeal is the trial court’s order, entered May 16, 2008, which denied their motion. The appellants are the media intervenors, and the appellee is the State of Illinois. Robert Kelly, the defendant in the underlying criminal case, was acquitted, and he is not a party to this appeal. Kelly was described in an affidavit by a Tribune reporter as “a prominent entertainer,” and this case was described as one that had “been the subject of news coverage for years.”
For the following reasons, we affirm the trial court’s orders. We find: (1) that a petition to intervene was the appropriate vehicle to seek access to sealed court proceedings and records; (2) that appellate jurisdiction under Supreme Court Rule 307 (188 Ill. 2d R. 307) was proper to review the trial court’s order denying access; (3) that the public interest exception to the mootness doctrine allows us to hear this appeal; (4) that we review de novo the question of whether a presumption of access applies to this type of proceeding, and we review for an abuse of discretion the trial court’s balancing of competing interests and determining the appropriate parameters of closure; (5) that the presumption of access did not apply to the pretrial proceedings and documents at issue here; (6) that, even if the presumption did apply, the trial court did not abuse its discretion in denying access; and (7) that the trial court did not abuse its discretion by entering the Decorum Order.
BACKGROUND
In June 2002, the State of Illinois charged Robert Kelly with multiple counts of child pornography. At the heart of these charges were the State’s allegations that defendant Kelly made a videotape of sexual acts between himself and a minor. After close to six years of continuances, Kelly’s jury trial was scheduled to begin on May 9, 2008. The jury trial resulted in an acquittal, when the jury found Kelly not guilty of the charges.
1. Procedural History
The relevant procedural history is summarized below. The closed proceedings, the Decorum Order, and the order appealed
With the jury selection set to commence on May 9, 2008, the State filed, on April 1, a pretrial motion to allow evidence of other crimes, which was filed under seal. On April 11, 15 and 21, the trial court held pretrial hearings, which it closed to the public. On April 22, the media intervenors filed their motion (1) to intervene, (2) to obtain access to the three previously closed hearings, (3) to obtain access to the hearing scheduled for April 25, and (4) to vacate the Decorum Order. When the parties appeared in court on April 24, both the State and the defendant requested time to respond to the intervenors’ motion.
On April 24, the trial court granted the intervenors’ motion to intervene but denied their motion for the immediate release of the transcripts of the previously closed hearings and for the opening of the April 25 hearing. The April 24 order also set the matter for hearing on May 8. In open court on April 24, the trial court stated:
“If I articulated and made a factual basis out of why the hearings were sealed, then I would be telling you everything.
So I have to use conclusions, and one of those would be it’s [sic] for the protection of the selection of the jury. But I am not making any decisions on that right now[,] on the motion.
Again, I can’t disclose the factual basis without disclosing the whole thing. So it actually is because of the proximity of jury selection, which is in about two weeks, and the chance that this might deprive Mr. Kelly of a fair trial. Those are the generalized basis. Again, I can’t malee the factual basis.”
Before the motion was scheduled to be heard before the trial court, the media intervenors filed, on April 28, an emergency motion with the Illinois Supreme Court, entitled “Emergency Motion for Supervisory Order Pursuant to Supreme Court Rule 383 To Unseal Court Records and Proceedings and Related Relief.”
On May 2, defendant Kelly filed his “Objections” to the intervenors’ motion before our supreme court. Defendant Kelly objected both to unsealing the transcripts of the closed proceedings and to vacating the Decorum Order, on the ground that these actions would endanger his right to a fair trial. Defendant Kelly stated that the case had received “world-wide publicity,” and in support, he quoted a front-page, Chicago Tribune article that stated: “More than 330 reporters have expressed interest in covering the case with news agencies from as far away as France, Japan, Australia and England indicating they’ll attend.” The article, which was attached as an exhibit to defendant Kelly’s objections, stated that a ‘ ‘[c]elebrity-obsessed culture will turn its eyes toward the R. Kelly trial next month” and that “hordes of reporters and cameramen [are] expected to descend” on the courthouse. Defendant Kelly also observed that the trial court was striking “a balance,” since it had previously denied the motions of both the defense and the prosecution to prohibit the public from viewing the videotape in open court.
On May 5, 2008, the Illinois Supreme Court denied the intervenors’ motion for a supervisory order. After the supreme court’s denial, defendant Kelly renewed his objections before the trial court. On May 6, the State filed its response, opposing the intervenors’ motion. On May 16, the trial court issued its order denying the intervenors’
2. Documents Missing From the Appellate Record
This appeal concerns four closed pretrial hearings, with the first closed hearing occurring on April 11; and certain documents, which were filed under seal and were sought in the intervenors’ April 22 motion.
The record on appeal is missing certain documents. First, it does not contain the documents, filed under seal, that were sought by the intervenors, namely, the State’s other-crimes motion, its supplemental answer, or the witness lists. Second, it does not contain the transcript of the public portion of the April 11 hearing. 2 In their brief to this court, the media intervenors stated that, on April 11, “the public was ejected from the courtroom.” Presumably, if the public was ejected, then there had already occurred a public portion, for which we are lacking a transcript. The April 11 transcript in the record states that it is an “excerpt.” The missing transcript may be significant, if the trial court made findings in open court, prior to closing the first proceeding.
During oral argument before the appellate court on October 29, 2009, the appellate court asked the assistant State’s Attorney to list the times that the trial court made findings concerning closure. The assistant State’s Attorney began:
“On the 11th, and it is in the record, the April 11, 2008 record at [page] 5. Prior to the April 11th closure, the court stated, in open court, the motion filed under seal was a matter that could affect the jury pool.” 3
In the above quote, the assistant State’s Attorney referred to a page number in the “record.” She was not referring to the appellate record. In the ensuing colloquy, the assistant State’s Attorney described a statement made by the trial court on April 15 that appeared “at the record at 8”; that statement appeared not on page 8 of the appellate record, but on page 8 of the individual transcript for the April 15 proceeding. Similarly, when she described a statement made by the trial court on April 24 that appeared “in the record at 10,” that statement appeared not on page 10 of the appellate record, but on page 10 of the individual transcript for the April 24 proceeding. Presumably then, when the assistant State’s Attorney observed, in the above quote, that the trial court made a finding in “the April 11, 2008 record at 5,” she was referring to page 5 of the transcript of the open portion of the April 11 proceeding. She made this reference without apparently realizing that this transcript had not been provided to us in the appellate record.
3. The Closed Proceedings and Records
As noted, the trial court closed four pretrial hearings on: (1) April 11, 2008; (2) April 15, 2008; (3) April 21, 2008; and (4) April 25, 2008. The first three hearings were comprised of argument from and discussions with counsel. Only the last hearing, on April 25, involved a witness.
At the beginning of the excerpt of the April 11 proceeding contained in the appellate record, the attorneys for the prosecution and the defense stated their names for the record, and the trial court observed that the only other persons present were “my deputies and my clerk and our court reporter and my staff attorneys.”
The closed portion of the proceeding on April 11 concerned two topics: (1) the State’s motion to use evidence of other crimes; and (2) proposed questions for potential jurors. The trial court heard argument from counsel concerning the State’s motion and discussed jury questionnaires with counsel. As noted, neither side called witnesses or introduced evidence.
During the April 11 proceeding, the prosecutor argued that, since the defendant had placed at issue the identity of the male depicted on the videotape, the State sought to introduce evidence of other uncharged acts. As part of her argument, the prosecutor stated the names of the individuals involved in the uncharged acts, including the name of the minor. She explained why their identity was important to proving the charged offense, and she discussed the similarities between the charged and uncharged acts. The prosecutor also observed that, as part of the State’s motion, the State had submitted a chart detailing the similarities, to show that the acts were “distinct and unusual.” Defense counsel also discussed the acts, arguing that they were not similar. After listening to counsel’s argument, the trial court held that the uncharged acts were admissible.
Prior to closing the courtroom on April 15, the trial court and counsel discussed which attorneys would be representing the parties at trial. Still in open court, the trial court observed that “today was up for additional questions for the jury questionnaire” and for a motion that was filed under seal. In open court, the trial court explained that the motion was filed under seal “because of the proximity of Mr. Kelly’s case going to trial.” Then the trial court stated that there would be a short recess to “clear the court and do the proceedings that have to be sealed.”
The closed hearing on April 15 concerned primarily: questionnaires for the potential jurors and the State’s reiteration of its proffer of other-crimes evidence and the defense’s anticipated response to it. Specifically, counsel and the trial court discussed the defense’s anticipated cross-examination concerning a witness’s attempt to obtain money from the defendant in exchange for a videotape. The State also proffered that this same witness met with an attorney, that she did not tell the attorney about sex acts with the minor victim, and that she then received the rest of the money that had been promised to her.
The closed April 21 hearing concerned primarily the jury questionnaires. The defense proposed seven questions, such as
At the closed April 25 hearing, the trial court heard from a witness, who was depicted on the videotape, but who was not the minor. Before hearing from the witness, defense counsel stated his reasons for seeking to close the hearing. He stated, in part, “we have a concern that we are on the eve of jury selection and given the nature of the allegations which involve alleged sex with a minor as well as a three-way sexual contact that if that type of information were leaked [to the public] before the trial it would poison the jury pool”; and that voir dire questions alone would not “protect” the defendant. Defense counsel also remarked that the front page of that day’s Chicago Tribune contained photographs of the defendant, the trial judge and other participants in the case.
On April 25, the trial court also elaborated on his reasons for closure:
“Part of my findings are the same as what [defense counsel] and the State has agreed with is that the motion for proof of other crimes elicited testimony concerning the participation in different sex acts with a minor. So that is one of the primary reasons why these proceedings have been sealed. The others are that you all are aware that certainly this trial is under great public scrutiny. In fact, the Tribune this morning, and usually I don’t read the papers but someone pointed it out to me, Miss Stacy St. Clair reported that over 330 news organizations have shown interest in getting credentials. So certainly this is a very high profile file. And as we speak there is somebody from an agency, which I will pronounce it, Agence France-Presse, a Miss Mira Oberman, who provides press service for overseas media. Also as brought out there have been inquiries from Australia, France, Japan and there was another country I forgot which one. So this has drawn international as well as national scrutiny.
With the proximity of the jury selection happening also within two weeks it is important that the jury pool not be contaminated or prejudiced unduly by this type of publicity. Those are the reasons why these hearings are sealed.”
Like the prior hearings, the April 25 hearing also concerned the jury questionnaires; but unlike the prior hearings, this hearing also concerned testimony by a witness. The purpose of taking the testimony was to establish that one of defendant’s attorneys did not have a potential conflict of interest. The trial court asked the witness a few questions that established that she had received money “in exchange for an item,” but that the attorney was not involved. The trial court then ruled that there was no conflict of interest. There was no cross-examination, and only the trial court examined the witness.
4. The Decorum Order
On June 22, 2007, the trial court issued an order that the trial court and the parties to this case refer to as the Decorum Order. The order was never challenged by the parties to the underlying criminal action, namely, the State and defendant Kelly, or by the witnesses, to whom the order also applied. The order was contested only by the motion of the media intervenors, filed almost a year later, on April 22, 2008.
The Decorum Order stated that it applied only to: (1) the attorneys “connected [with] this case as Prosecutor or Defense Counsel,” “any other attorney working in
The Decorum Order prohibited these individuals from doing any of the following acts:
“(1) Release or authorize the release for public dissemination of any purported extrajudicial statement of either the defendant or witnesses relating to this case;
(2) Release or authorize the release of any documents, exhibits, photographs or any evidence, the admissibility of which may have to be determined by the Court;
(3) Make any statement for public dissemination as to the existence or possible existence of any documents, exhibits, photographs or any evidence, the admissibility of which may have to be determined by the Court,
(4) Express outside of court an opinion or make any comment of public dissemination as to the weight, value, or effect of any evidence as tending to establish guilt or innocence;
(5) [M]ake any statement outside of court as to the content, nature, substance or effect of any statements or testimony that have been given or is expected to be given in any proceeding relating to this matter;
(6) Issue any statement as to the identity of any prospective witness, or the witness’s probable testimony, or the effect thereof;
(7) Make any out-of-court statement as to the nature, source or effect of any purported evidence alleged to have been accumulated as a result of the investigation of this matter.”
5. The Order Appealed From
The media intervenors appealed from the trial court’s order, entered on May 16, 2008. The May 16 order is an eight-page and detailed order, denying the media intervenors’ motion to unseal the transcripts of the closed proceedings, and to vacate the Decorum Order. Previously, on April 24, 2008, the trial court had granted the media intervenors’ petition to intervene, but had denied their motion for the immediate release of the transcripts of the previously closed hearings and for the opening of the April 25 hearing. The April 24 order, however, was not named in the intervenors’ notice of appeal.
Since the May 16 order was issued after the four hearings had already been held, the focus was on whether the transcripts of the closed hearing should remain sealed. In the May 16 order, the trial court stated that, prior to the start of hearings on the State’s other-crimes motion, “detailed and specific findings were made on the record demonstrating that closure is essential to preserve higher values and is narrowly tailored to serve that interest.” The trial court observed that, although it sealed these findings, they were available to a reviewing court. The trial court stated that “the justification for closure will once again be articulated here, exclusive of any facts which necessitate the closure at issue.”
The May 16 order stated that “closure is necessary to protect the minor victim and the defendant’s right to a fair trial by ensuring the jury will not be exposed to inadmissible or highly prejudicial evidence.” The trial court found that the concern over widespread publicity in the case at bar was not speculative, considering that (1) “over 330 reporters, both here and abroad, *** have applied for media
The order stated that the sealed transcripts would be made available to the media intervenors after either trial or sentencing. Since the trial ended in an acquittal, the transcripts were made available after the trial.
In the May 16 order, the trial court considered various alternatives to sealing the transcripts, such as: (1) redacting them; (2) using pseudonyms; (3) questioning potential jurors during voir dire concerning pretrial publicity; and (4) changing the venue of the trial. However, the order explained why these alternatives would not work. First, the trial court, which was thoroughly familiar with the contents of the transcripts, found that “redaction or use of pseudonyms would result in a collection of unintelligible nonsense or a concession of the information justifying closure.” Second, the trial court found that neither voir dire nor a venue change could protect the defendant’s right to a fair trial, in light of (1) “the highly prejudicial” details of the crime contained in the transcripts, and (2) the “onslaught of pre-trial publicity” generated by the “celebrity of the defendant.” The trial court found that, if the information was released, changing the trial’s location would do nothing to reduce the resulting prejudice, since this was a case of “nationwide interest.” In addition, “the likelihood of extensive jury contamination” was even greater, since the trial was scheduled to begin soon. Based on these findings, the trial court found that the various possible alternatives would not work, due to the specific facts and circumstances of this case.
In the May 16 order, the trial court also refused to vacate the Decorum Order, entered nearly a year before. The trial court stated that the order was an exact “replica” of the order entered in a high-profile criminal case against celebrity Michael Jackson (People v. Jackson, No. 1133603 (Cal. App. Super. January 4, 2004)), and of an order that the trial court had used in a 2007 case (People v. Luna, 02 CR 15430 (2007)). The media interevenors had claimed that the order constituted a prior restraint upon freedom of speech. The trial court held, first, that the order “does not place any restraints whatsoever upon the press,” since it “governs the conduct of the attorneys and parties only.” The trial court observed that neither the defendant nor the State had asked for the order to be lifted. The trial court found, second, that even if the order was a prior restraint, it was needed to protect the defendant’s right to a fair trial, in light of the “torrent of media interest in this case.”
On June 10, 2008, the media intervenors filed a notice of interlocutory appeal, appealing from the trial court’s May 16 order. This appeal followed.
ANALYSIS
This appeal raises a number of preliminary issues: (1) the appropriate suit or motion to be brought by the press in order to obtain access to closed court proceedings; (2) the propriety of appellate jurisdiction under Supreme Court Rule 307 (188 Ill. 2d R. 307) to review a trial court’s order denying access; (3) the possible mootness of a denial of access, where the criminal trial at issue has already concluded and access has since been granted; and (4) the appropriate standard of review for a trial court’s order denying access to the press.
Finally, we must decide whether the trial court’s Decorum Order constituted an unconstitutional prior restraint on free speech.
1. Procedure and 2. Jurisdiction
We find both (1) that a petition to intervene was the appropriate vehicle to seek access to sealed court proceedings and records; and (2) that appellate jurisdiction under Supreme Court Rule 307 was proper to review the trial court’s order denying access.
In the case at bar, for the purpose of obtaining access to sealed court records and proceedings, appellants Sun-Times and Tribune filed an “emergency motion” to intervene in the criminal case against defendant Kelly.
Instead of filing a motion to intervene in the criminal case, appellants could have tried filing a separate civil action, seeking a declaratory judgment. 735 ILCS 5/2—701 (West 2008) (providing for actions seeking a declaratory judgment). In Pelo, the appellate court observed that some jurisdictions find intervention to be the proper vehicle for the press to assert a right of access in a criminal case, while other jurisdictions find that a separate civil action is more appropriate. Pelo,
While the parties before us did not brief the issue of whether intervention is proper, they did brief the issue of whether an interlocutory appeal was proper pursuant to Supreme Court Rule 307. 188 Ill. 2d R. 307. The two issues are intertwined. If we are going to permit intervention, then we need to also permit some path to review. It cannot be that important first amendment issues are decided by trial courts and then insulated from further review. That makes no sense. LaGrone,
We find that, in Illinois, intervention is the proper vehicle. First, we were not able to locate, after diligent searching, any Illinois case in which a media plaintiff employed a declaratory action to obtain access to sealed court records or proceedings. Second, we did find cases which seemed to indicate that a declaratory action was not the correct vehicle. Pelo,
Last, but not least, intervention has advantages from a policy standpoint, over a declaratory action. With intervention, the judge in the criminal trial, who is already familiar with the reasons favoring or disfavoring disclosure, is the judge who decides the disclosure issue. Pelo,
If intervention is the proper vehicle, then there has to be some contemplated path to review. As noted above, the first amendment questions at issue are too important to insulate them from review. The question then becomes whether the path to review is through Supreme Court Rule 307(a) or some other rule or statute. 188 Ill. 2d R. 307. Neither party has suggested another rule or statute that would be a better path to review. The media intervenors before us argue that Rule 307 review is proper; and the State argues that it is not, without offering an alternative.
Supreme Court Rule 307(a) provides, in relevant part:
“(a) An appeal may be taken to the Appellate Court from an interlocutory order of court:
(1) granting, modifying, refusing, dissolving, or refusing to dissolve or modify an injunction[J” 188 Ill. 2d R. 307(a)(1).
Supreme Court Rule 307(a)(1) permits an interlocutory appeal from a trial court order that denies or grants injunctive relief. 188 Ill. 2d R. 307(a)(1). Stating that this rule should be construed “broadly,” our supreme court held that “an interlocutory order circumscribing the publication of information is reviewable as an interlocutory injunctive order, pursuant to Rule 307(a)(1).” Skolnick,
Building on the Skolnick holding, the appellate court in A.P. held that a trial court’s order denying access to a media intervenor is “in the nature of injunctive relief, and, therefore, this court possesses the necessary jurisdiction to entertain [an intervenor’s] interlocutory appeal,” pursuant to Rule 307(a)(1). A.P.,
In response, the State relies on this court’s decision in People v. Reynolds,
In Reynolds, the trial court’s order denied access to sidebar conferences during trial, but directed the release of all sidebar transcripts at the conclusion of the trial. Reynolds,
The Reynolds court held that the order was administrative rather than injunctive, for two reasons. First, the trial court’s order did not enjoin the newspaper from publishing information that it already possessed, but instead restricted the newspaper’s access to court transcripts. Reynolds,
What the State overlooks is that, in Reynolds, the Chicago Tribune did not even have the opportunity to assert its own Rule 307 arguments, since its own motion to expedite impeded its own ability to be heard. Reynolds,
Since the time of the Reynolds decision, this court has held, first, that a denial of access is injunctive in nature for purposes of Rule 307 jurisdiction. A.P.,
In addition, the State attempts to distinguish A.P and Skolnick on the grounds that they involved civil cases, while this appeal involves a criminal case. A.P.,
3. Mootness
We find that the issues in this appeal are not moot, because they fall within the public interest exception to the mootness doctrine.
a. Parties’ Arguments
The State argues that the issues before this court are moot, since the media intervenors now have the transcripts to the previously closed hearings, and since the effect of the Decorum Order ceased when the underlying criminal suit concluded. Both sides acknowledge that, after the jury acquitted defendant Kelley, the trial court released the transcripts of the four closed hearings. The State claims that both the release of the transcripts and the conclusion of the underlying criminal trial make this appeal moot and require us to dismiss it.
In response, the media intervenors argue that mootness is not a bar to this appeal, because the facts of this case fall within two separate exceptions to the mootness doctrine: (1) the “public interest” exception; and (2) the “capable of repetition yet evading review” exception. In re A Minor,
In reply, the State claims that the public interest exception does not apply, because the exact issues will not recur. The State argues that the exact issues will not recur, since: (1) defendant Kelly is not subject to retrial; (2) the media intervenors do not dispute the applicable legal rules, but only the way in which the applicable rules were applied to the facts of this case; and (3) the facts of this case were unusual since they included a media celebrity, alleged sexual activity, and a minor. The State claims that the “evading review” exception also does not apply, where the media intervenors failed to seek an expedited appeal.
b. The Public Interest Exception
As a general rule, Illinois appellate courts will not review moot cases. In re Barbara H.,
As with almost every rule, there are exceptions. Two exceptions to the mootness doctrine include (1) the “ ‘ “capable of repetition, yet evading review” ’ ” exception; and (2) the public interest exception. In re A Minor,
To receive the benefit of the “ ‘capable of repetition yet evading review’ ” exception, the complainant must “demonstrate that: (1) the challenged action is in its duration too short to be fully litigated prior to its cessation and (2) there is a reasonable expectation that the same complaining party would be subjected to the same action again.” In re Barbara H.,
The criteria for the public interest exception are well established and not in dispute. “ ‘In order to fall into the public interest exception (1) the question must be of a public nature; (2) an authoritative determination of the question must be desirable for the purpose of guiding public officers; and (3) the question must be likely to recur.’ ” Filliung v. Adams,
First, the question is of a public nature, since it involves when the substance of pretrial hearings and their supporting records should be made public. Reviewing this first criterion, our supreme court held that a newspaper’s “interest in the publication of newsworthy information” is an issue of “surpassing public concern.” In re A Minor,
Second, the determination of this question will guide trial judges, who are public officers. The State claims that our determination will not guide trial judges, since the media intervenors are not seeking new rules or standards, but rather are challenging only the way in which well-established rules and standards were applied to the facts of this case.
It has never been the case that appellants must seek new rules or standards in order to utilize the public interest exception, and the State does not cite a case to that effect. Illustrating the proper way to apply existing rules to a particular fact pattern also provides guidance to trial
In addition, neither LaGrone nor any of the other cases cited by the parties involved as famous a criminal defendant as the Kelly case did. Illinois trial courts will benefit from appellate guidance concerning the way to handle celebrity cases. In the case at bar, the trial court turned for guidance to the California criminal case against the now deceased celebrity, Michael Jackson. People v. Jackson, No. 1133603 (Cal. App. Super. January 4, 2004). It is time to provide Illinois trial courts with guidance based on Illinois cases and rules. For all these reasons, we find the second criterion satisfied.
Although the State claims that none of the public interest criteria are met, then arguments target the third criterion: the likely recurrence of the question at issue. The State argues that the question will not recur since (1) defendant Kelly is not subject to retrial; and (2) the facts of this case were unusual since they included a media celebrity and alleged sexual activity with a minor.
If defendant Kelly was subject to retrial, then the question would not be moot, because presumably the trial court would still have not released the transcripts and the bar to access would be a continuing one. However, appellate courts have found that the public interest exception applies, without requiring a retrial to be on the horizon. LaGrone,
In addition, while the facts of every case are unique in certain ways, illustrating the proper way to apply the law to those facts still provides guidance to trial judges. The case at bar required the trial court, in a high profile case, to balance the public’s right to know, against both the defendant’s right to a fair trial and the court’s desire to protect an alleged victim of then minor age. Unfortunately, this type of balancing is likely to recur in future cases. See LaGrone,
For the foregoing reasons, we hold that the criteria for the public interest exception are satisfied, and thus the mootness doctrine is not a bar to our review of this appeal.
4. Standard of Review
Our last preliminary issue is to determine the appropriate standard of review for a trial court’s denial of access to the press.
a. Parties’ Arguments
The media intervenors claim that de novo is the appropriate standard of review for the trial court’s ultimate decision to deny access. They cite People v. Rivera,
The media intervenors ask us to reject the abuse of discretion standard utilized by the appellate court in A.P. In A.P., this court utilized an abuse of discretion standard to review whether a trial court had properly denied a motion by a media intervenor (Chicago Tribune) to unseal court records. A.P.,
The State agrees with the media intervenors that the Rivera standard of review applies to the first amendment claim. Rivera,
However, in Johnson, the appellate court found that the abuse of discretion standard applied “[u]nder either a common law or first amendment analysis.” Johnson,
In essence, the State claims that we should follow the part of the Johnson holding that applied an “abuse of discretion” standard to common law claims, but that we should reject the second part of that same holding that applied the same standard to first amendment claims. The State offers no rationale for splitting the holding in half, except to say that we should do it that way.
In sum, the parties appear to agree that the Rivera standard of review applies to the first amendment claim, but differ concerning the appropriate standard for the common law and statutory claims. Neither party offers us a basis to reject this court’s prior holding in A.P., or the Illinois Supreme Court’s similar holding in Skolnick, upon which A.P. is based, or either part of the Johnson holding. A.P.,
b. Case Law
Both parties appear to agree that de novo review is required for the “ultimate” decision of the first amendment claim, and cite in support a case that has nothing whatsoever to do with the first amendment. Rivera,
The question for us, however, is not what standard of review we would devise if we were writing on a clean slate; the question for us is what standard of review does our precedent require us to follow. In several prior cases, both the Illinois Supreme and Appellate Courts have applied an abuse of discretion standard to first amendment claims, as well as to statutory and common law claims, seeking disclosure or access. For example, in Skolnick, our supreme court stated that “whether court records in a particular case are opened to public scrutiny rests with the trial court’s discretion, which must take into consideration all facts and circumstances unique to that case.” Skolnick,
A distinction between our case and the prior cases is that the prior cases were civil, while our case is criminal. In criminal cases involving denial of media access, the reviewing courts decided the first amendment issues without specifying the standard of review. For example, in Pelo, which is a criminal case, the appellate court discussed the first amendment right of access in one paragraph, and then discussed the common law right of access in a separate paragraph. Pelo,
We do not find the civil/criminal distinction to be controlling. In civil cases as in criminal cases, the parties have a right to a fair trial, guaranteed by the due process clauses of the fifth and fourteenth amendments of the United States Constitution, and the press has a right of access. U.S. Const., amend. V (no person shall “be deprived of life, liberty, or property, without due process of law”); U.S. Const., amend. XIV (no state shall “deprive any person of life, liberty, or property without due process of law”); Skolnick,
In the case at bar, the trial court had to determine, first, whether the presumption of public access applied to this particular type of court record or proceeding. E.g., Pelo,
However, after the trial court found that the presumption applied, it had to determine whether the presumption was rebutted by other concerns. Skolnick,
In deciding to deny access to certain proceedings and records for a certain length of time, the trial court had to craft a careful and delicate balance among competing interests. LaGrone,
5. Presumption of Access
Next, we must determine whether the presumption of access applied to the court proceedings and records at issue. If the presumption did not apply, our analysis ends there. If the presumption did apply, then we must examine the propriety of the trial court’s denial of access.
The constitutional presumption applies to court proceedings and records (1) which have been historically open to the public; and (2) which have a purpose and function that would be furthered by disclosure. Skolnick,
In the case at bar, the trial court closed four pretrial hearings, on (1) April 11, 2008; (2) April 15, 2008; (3) April 21, 2008; and (4) April 25, 2008. In addition, the following documents were filed under seal: (1) the State’s pretrial motion to allow evidence of other crimes; (2) the State’s supplemental answer to discovery; and (3) both parties’ witness lists.
This issue, of the presumption’s applicability to pretrial criminal proceedings, has arguably arisen, in two prior Illinois Appellate Court cases: (1) Pelo and (2) LaGrone. Compare Pelo,
First, the Pelo case concerned a criminal defendant who was accused of stalking and sexually assaulting several victims. Pelo,
Second, the LaGrone case concerned a boyfriend accused of murder when his girlfriend’s three children drowned, after her vehicle sank into a lake. LaGrone,
The United States Supreme Court’s opinion in Waller is instructive, because it also concerned a pretrial criminal proceeding. Although Waller concerned the defendant’s sixth amendment right to a public trial, the United States Supreme Court held that the same analysis applied. Waller,
In Waller, the United States Supreme Court held that the presumption attached to a hearing to determine the admissibility of wiretap evidence. Waller,
None of the United States Supreme Court’s reasons apply here. First, in the case at bar, the defendant did not plead guilty and a full trial was held. Second, the hearings at issue bore absolutely no resemblance to the proceeding in Waller. In contrast to the Waller proceeding which resembled a full-scale bench trial, the hearings at issue concerned primarily argument by counsel, with a few questions asked by the trial court itself, to one witness, on a very limited issue. Waller,
Applying Pelo and Waller to the proceedings and records before us, we find that the presumption did not attach to the hearings, to the State’s motion concerning potential evidence, to the State’s discovery, or to the parties’ witness lists. As in Pelo, the media intervenors did not have a right to a potential exhibit that had not yet been introduced into evidence; similarly, in the case at bar, the media intervenors did not have a right to discovery, other-crimes evidence, or a list of witnesses, because none of it had been introduced into evidence. Pelo,
In addition, we find that the subject matter of these proceedings is not one that has been historically open to the public or which have a purpose and function that would be furthered by disclosure. Skolnick,
First, the media intervenors have not cited a case for the proposition that juror questionnaires have historically been made public prior to their use. The questioning and selection of jurors have historically been open to the public. Press-Enterprise Co. v. Superior Court of California,
Second, the State’s other-crimes evidence has historically not been accessible to the public prior to its introduction at trial. Pelo,
For these reasons, we find that the presumption of access did not apply.
6. Trial Court’s Findings
Even if we were to find that the presumption of access applied to these pretrial proceedings and related documents, we could not find that the trial court abused its discretion in balancing the competing interests at stake here and crafting appropriate parameters.
A holding that the presumption applies is only one step in the analysis. The presumption provides only a qualified right of access. Press-Enterprise II,
If the presumption applies to a certain type of proceeding or record, the trial court cannot close this type of proceeding or record, unless it makes specific findings demonstrating that closure is essential to preserve higher values and is narrowly tailored to serve those values. Press-Enterprise II,
a. Trial Court’s Declaration of Reasons
In the case at bar, the trial court articulated its reasons both in writing and orally in court. On April 11, in open court, the trial court apparently made a statement that it was closing the proceeding due to the proximity of jury selection and the impact that it could have on potential jurors. On April 15, in open court, the trial court stated that the State’s motion had been filed under seal “because of the proximity of Mr. Kelly’s case going to trial.” On April 24, in open court, the trial court explained that it could not “disclose the factual basis” for closure without compromising the very interest that the closed proceeding sought to protect. However, the trial court did state that “the generalized basis” was “the proximity of jury selection, which is in about two weeks, and the chance that this might deprive Mr. Kelly of a fair trial.” On April 25, during the first closed hearing after the intervenors’ motion, the trial court elaborated on its reasons, which it had mentioned briefly, in open court the day before. Then, after the State and the defendant received time to respond, as they had both requested, the trial court issued on May 16, 2008, a detailed, public, eight-page order that explained the need for closure.
The burden is on the appellant to provide a reviewing court with a complete record. “It is well settled that any doubts arising from the incompleteness of the record will be resolved against the appellant, as it is the burden of the appellant to provide a sufficiently complete record to support a claim of error.” Poliszczuk v. Winkler,
Even if the transcript of the open proceedings did not contain a formal declaration of reasons, we cannot fault the trial judge. It is absurd to expect a trial court to issue a formal declaration, when the parties did not object to closure, when the media had not yet filed a motion objecting to closure and when the presumption of access did not even apply to that proceeding.
In addition, the reasons for closure are obvious from the record. The purpose of requiring a trial court to make findings is to facilitate appellate review. Press-Enterprise II,
In the case at bar, we find both that the trial court articulated its reasons orally in court and in writing; and that the reasons are also obvious from the record.
b. Trial Court’s Balancing of Interests
Even if the presumption of access applied, we could not find that the trial court abused its discretion in balancing the competing interests, in light of the unique facts and circumstances of this case.
First, this is a case where the defendant asserted his right to a fair trial, claiming that opening these particular proceedings would violate that right. The defendant asserted his right in briefs filed both before our supreme court and before the trial court. Thus, the defendant’s sixth amendment right to a public trial was not at issue; and if the trial court had opened the proceedings, it would have had to do so over the defendant’s voiced concerns for his constitutional right to a fair trial. Waller,
Second, this is a case described by the media intervenors themselves as attracting media “hordes.” In a newspaper article attached as an exhibit to defendant Kelly’s objections, one of the intervenors wrote that “ [c] elebrity-obsessed culture will turn its eyes toward the R. Kelly trial next month” and that “hordes of reporters and cameramen [are] expected to descend” on the courthouse. The front-page article also stated: “More than 330 reporters have expressed interest in covering the case with news agencies from as far away as France, Japan, Australia and England indicating they’ll attend.” Thus, the intense coverage of this case by the media is an undisputed fact. Nebraska Press Ass’n v. Stuart,
Third, this case concerned an alleged sex crime victim who was also a minor at the time of the alleged crime. Protecting the privacy interests of both sex crime victims and minors is a paramount concern of the courts. Concerning sex crime victims, the United States Supreme Court has stated, “[t]he protection of victims of sex crimes from the trauma and embarrassment of public scrutiny may justify closing certain aspects of a criminal proceeding.” Press-Enterprise II,
Fourth, the trial court’s attempt to strike a careful balance was evident, not only from the concerns that it expressed several times in court and in writing on this subject, but also from the fact that it had previously denied the motions of both the defense and the prosecution to prohibit the public from viewing the videotape in open court.
Fifth, the trial court considered several alternatives to closure. A trial court may resort to closure only if “reasonable alternatives to closure cannot adequately protect the defendant’s fair trial rights.” Press-Enterprise II,
In addition, the trial court’s findings in the case at bar share little resemblance with the findings in LaGrone, which the appellate court found to be inadequate. In LaGrone, the trial court failed to “provide[ ] this [appellate] court with sufficient factual material”; and the trial court made “no mention of alternatives to closure other than to state that [there were] none.” LaGrone,
For these reasons, we find that, even if the presumption applied, the trial court did not abuse its discretion in striking a balance among the competing interests of the defendant’s right to a fair trial, the public’s right of access, and the privacy right belonging to the victim as both a minor and an alleged sex crime victim. We make our analysis based on the unique facts of this case, acknowledging the rights of the media to free speech and to provide a free press.
7. Decorum Order
The media intervenors challenge the Decorum Order as a prior restraint on free speech. Kemner v. Monsanto Co.,
a. Preliminary Issues
The preliminary issues are: (1) standing; (2) jurisdiction under Supreme Court Rule 307; and (3) the public interest exception to the mootness doctrine.
First, the issue of standing was raised at the oral argument of this appeal, with respect to the Decorum Order. Standing is not an issue in this case. Standing is an affirmative defense which, if not raised by the opposing party, is waived. The Illinois Supreme Court held in Skolnick—which was a right of access case like the case at bar—that “standing is
Second, as previously discussed, Supreme Court Rule 307 permits an appeal from “an interlocutory order of [a trial] court *** refusing to dissolve or modify an injunction.” 188 Ill. 2d R. 307(a)(1).
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In the case at bar, the Decorum Order enjoined the parties’ attorneys and witnesses from speaking on certain topics. The trial court’s May 16 order “refus[ed] to dissolve or modify” this injunction, as Supreme Court Rule 307 requires. Thus, the language of Rule 307 permits this appeal. Kemner,
Third, like the closed proceedings and records, the Decorum Order also qualifies for the public interest exception to the mootness doctrine. As previously stated, the public interest exception requires: (1) a question of “ ‘a public nature’ ”; (2) the need for a determination to “ ‘guide[ ] public officers’ ”: and (3) a question that is “ ‘likely to recur.’ ” Filliung,
On the preliminary issues, we find that: (1) any objections to standing were waived; (2) we have jurisdiction under Supreme Court Rule 307; and (3) the public interest exception applies. Thus, we may proceed to the substantive issue concerning the Decorum Order, which is whether it constituted an unconstitutional prior restraint on freedom of speech.
b. Prior Restraint
The media intervenors claim that the Decorum Order was an unconstitutional “prior restraint[ ] on [the] freedom of speech” of the parties’ attorneys. Kemner,
The media intervenors claim that this prior restraint was unconstitutional, because the trial court failed to make findings to justify it. Kemner,
The trial court’s Decorum Order tracks closely, in substance if not in language, to Rule 3.6(b) of the Illinois Rules of Professional Conduct. 188 Ill. 2d R. 3.6(b). The Rules of Professional Conduct comprise Article VIII of the Illinois Supreme Court rules, and they govern the conduct of attorneys in Illinois courts. “Violation of these rules is grounds for discipline.” 134 Ill. 2d art. VIII, Preamble. Rule 3.6 governs the conduct of Illinois attorneys with respect to “trial publicity.” 188 Ill. 2d R. 3.6. In the case at bar, none of the parties have argued that we should find Rule 3.6 unconstitutional.
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In fact, both sides cite Rule
Subsection (b) of Rule 3.6 provides a list of subjects that should not be discussed outside of court, because their discussion “would pose a serious and imminent threat to the fairness” of a jury proceeding. 188 Ill. 2d R. 3.6(b). Subsection (b) provides in full:
“(b) There are certain subjects which would pose a serious and imminent threat to the fairness of a proceeding, particularly when they refer to a civil matter triable to a jury or a criminal matter. These subjects relate to:
(1) the character, credibility, reputation or criminal record of a party, suspect in a criminal investigation or witness, or the identity of a witness, or the expected testimony of a party or witness;
(2) in a criminal case, the possibility of a plea of guilty to the offense or the existence or contents of a confession, admission, or statement given by a defendant or suspect or that person’s failure to make a statement;
(3) the performance or results of any examination ór test or the failure of a person to submit to an examination or test, or the nature of physical evidence expected to be presented;
(4) any opinion as to the guilt or innocence of a defendant or suspect in a criminal case;
(5) information that the lawyer knows or reasonably should know is likely to be inadmissible as evidence in a trial; or
(6) the fact that a defendant has been charged with a crime, unless there is included therein a statement explaining that the charge is merely an accusation and that the defendant is presumed innocent unless proven guilty.” 188 Ill. 2d R. 3.6(b).
Effective January 1, 2010, the Illinois Supreme Court removed subsection (b) from the text of the rule and moved it, almost verbatim, to the Committee Comments that accompany the rule. Ill. S. Ct. R. 3.6 (eff. January 1, 2010). This change has no effect on our analysis since subsection (b), as quoted above, was in effect in 2008, at the time of the Kelly trial.
A section by section comparison of the Decorum Order with Rule 3.6(b) shows their similarity. The first section of the Decorum Order prohibited the dissemination of any “extrajudicial statement” of the defendant or witnesses. This section is similar to Rule 3.6(b)(2) which concerns the dissemination of a “statement given by a defendant or suspect” and to Rule 3.6(b)(1) which concerns the release of a witness’s identity or “expected testimony.”
The second and third sections of the Decorum Order concerned the release or discussion of exhibits whose admissibility the trial court had yet to determine. These sections correspond to Rule 3.6(b)(5) (188 Ill. 2d R. 3.6(b)(5)), which concerns “information” that a lawyer “reasonably should know is likely to be inadmissible as evidence in a trial.”
The fourth section of the Decorum Order concerned expressing an opinion about guilt or innocence. This section is similar to Rule 3.6(b)(4) (188 Ill. 2d R. 3.6(b)(4)), which concerned “any opinion as to the guilt or innocence of a defendant or suspect in a criminal case.”
The fifth section of the Decorum Order concerned testimony that was “given or is expected to be given in any proceeding relating to this matter.” This section is similar, in part, to Rule 3.6(b)(1) (188 Ill. 2d R. 3.6(b)(1)), which concerns “the expected testimony of a parly or witness.” This section is different, in
The sixth section concerns the “identity of any prospective witness, or the witness’s probable testimony.” This section is similar to Rule 3.6(b)(1), which concerns a witness’s “identity” and “expected testimony.”
The seventh section concerns “the nature” of “any purported evidence alleged to have been accumulated as a result of the investigation of this matter.” This section is similar to Rule 3.6(b)(3) (188 Ill. 2d R. 3.6(b)(3)) which concerns “the nature of physical evidence expected to be presented.”
Thus, with the exception of testimony already “given” at trial, the substance of the Decorum Order tracked Rule 3.6. The media intervenors offer no explanation of how they were prejudiced by a lack of attorney statements describing trial testimony, which was already given and made public. We cannot find a first amendment violation based on that section alone. Zielke,
For these reasons, we find that the trial court’s Decorum Order was not an abuse of discretion by the trial court. J.S.,
CONCLUSION
For the foregoing reasons, we affirm the trial court’s orders. We find: (1) that a petition to intervene was the appropriate vehicle to seek access to sealed court proceedings and records; (2) that appellate jurisdiction under Supreme Court Rule 307 was proper to review the trial court’s order denying access and confirming the Decorum Order; (3) that the public interest exception to the mootness doctrine allowed us to hear this appeal; (4) that we review de novo the question of whether a presumption of access applied to this type of proceeding, and we review for an abuse of discretion the trial court’s balancing of competing interests and determining the appropriate parameters of closure; (5) that the presumption of access did not apply to the pretrial proceedings and documents at issue here; (6) that, even if the presumption did apply, the trial court did not abuse its discretion; and (7) that the Decorum Order was not an abuse of discretion.
Affirmed.
J. GORDON and McBRIDE, JJ., concur.
Notes
though the emergency motion was filed only by the Sun-Times and the Tribune, the Associated Press must have joined the motion shortly after its filing, since an order dated April 24, 2008, refers to the motion as the motion of all three media intervenors.
The State’s appellate brief states that proceedings were held “in open court” on April 22, when the media intervenors filed their motion to intervene and to obtain access. The record on appeal does not contain the transcript from the open April 22 proceeding.
Earlier in the oral argument, the assistant State’s Attorney had described the trial court’s statement, as follows: “The court made a statement in that [April 11] hearing that this is closed due to the impact that it could have on the jury.”
In their appellate brief, the media intervenors alleged that the lawyers for the State and the defendant met with the trial judge in chambers and without a court reporter, on several dates prior to trial. Defendant Kelly stated in his “Objections” that these meetings were merely “case management conferences” and that, with the exception of the proceedings now at issue, all “arguments, rulings and hearings on pretrial motions have occurred in open court.”
In Cianci, the Supreme Court of Rhode Island held that a declaratory action was superior to intervention, because the media’s rights could be “fully adjudicated” in a declaratory action “without interfering with or interrupting the criminal proceeding in any way.” Cianci,
Even though Rules 301, 304 and 307 were all amended effective February 1, 1994 (155 Ill. 2d Rs. 301, 304, 307) and even though the petitions for access in Reynolds were all filed after that date, the Reynolds opinion cited an earlier version of the rules. 134 Ill. 2d Rs. 301, 304, 307.
In addition, the State in the case at bar concedes in its brief to this court that “it is true that press access to criminal proceedings is generally a question of a public nature.”
In a footnote, our supreme court observed in Skolnick that at least one commentator had stated that the abuse of discretion standard applied to common law claims, but not to first amendment claims. However, our supreme court apparently rejected this position when it held, under both a first amendment and common law analysis, that the trial court “abused its discretion.” Skolnick,
This court has previously defined the term “injunction,” in Rule 307(a), as a prohibitive, equitable remedy that forbids a party from doing some act that he or she is threatening or attempting to commit. Pelo,
In 1991, the United States Supreme Court found unconstitutional Nevada’s trial publicity rule. Gentile v. State Bar of Nevada,
