Lead Opinion
Opinion by
Defendant, Yanick Kazadi, a legal permanent resident who came to the United States from the Congo with his parents when he was thirteen years old, appeals the district court's order denying without a hearing his Crim. P. 85(e) motion for postconviction relief. In that motion, Kazadi, relying on both state and federal constitutional law, collaterally attacked his felony and misdemeanor drug possession convictions, arguing that he would not have pleaded guilty to those crimes had plea counsel informed him that by doing so he would subject himself to presumptive mandatory removal from the United States without the possibility of legal reentry.
We first conclude that the district court erred in summarily denying Kazadi's ineffective assistance of counsel challenge to his misdemeanor conviction. Accordingly, we reverse and remand for a hearing on that aspect of Kazadi's claim. We conclude, however, that Kazadi may not seek Crim. P. 85(c) review of his felony conviction, for which he received a deferred judgment and sentence. Accordingly, we vacate the district court's order denying that aspect of his motion.
I. Background
Kazadi pleaded guilty to possession with intent to distribute marijuana in violation of former section 18-18-406(8)(b), Ch. 71, see. 1, 1992 Colo. Sess. Laws 860-61, a felony. He also pleaded guilty to possession of a schedule V controlled substance (codeine), in violation of section 18-18-405(@)(a)(IV)(A), C.R.S. 2010, a misdemeanor. In their plea agreement, the parties stipulated to a deferred judgment and sentence on the felony but entry of judgment and a probationary sentence on the misdemeanor.
On the same day that the district court held a providency hearing to determine whether to accept Kazadi's guilty pleas and the parties' stipulation, Kazadi signed a Crim. P. 11 advisement form that warned
If I am not a citizen of the United States, this guilty plea may cause removal (formerly "deportation"), exclusion from admission to the United States or denial of naturalization. I further have been advised that for certain felonies, federal statutes could require removal and permanent exclusion. I have conferred with counsel regarding this and understand that I have a right to confer with immigration counsel. I understand that this court has no authority regarding immigration issues. No promises or representations have been made to me by the Court regarding immigration consequences other than the plain statements made in this paragraph.
(First emphasis added.)
The district court did not specifically discuss this paragraph with Kazadi during the providency hearing, although it asked Kazadi generally whether he had read and understood each paragraph in the advisement and whether he had indicated so by initialing each paragraph and by signing the advisement under the penalty of perjury. Kazadi responded affirmatively.
After discovering Kazadi's drug possession convictions, Immigration and Customs Enforcement instituted removal proceedings. In an apparent attempt to avert his removal, Kazadi filed a Crim. P. 35(c) motion, challenging his drug possession convictions on the ground that he received constitutionally ineffective assistance of counsel during the plea process. Specifically, Kazadi alleged that his counsel was ineffective in not advising him that by pleading guilty, he would become subject to presumptive mandatory removal and permanent exclusion from the United States. He also alleged that but for this ineffective assistance, he would not have pleaded guilty to either charge because he had no connections to or friends or family in the Congo, had intended to remain in the United States where he has resided since arriving with his parents as a child, and was engaged to a United States citizen with whom he had a then six-month-old child.
The district court denied Kazadi's motion without a hearing. As pertinent here, the court held that Kazadi was not prejudiced by the purported ineffectiveness of his counsel because he had read, understood, and signed the Crim. P. 11 advisement form, thereby acknowledging that "he was aware of the possible immigration consequences of pleading guilty."
Kazadi then filed a C.AR. 21 petition for emergency relief in our supreme court. In that petition, he argued that a direct appeal would not afford him a "plain, speedy, and adequate remedy" because he would likely be removed from the United States before he could obtain any relief, and onee removed, he would be unable to pursue the withdrawal of his guilty pleas. The court denied the petition over the objection of two justices. Kaza-di then immediately filed this appeal.
II. Misdemeanor Conviction
In his Crim. P. 85(c) motion, Kazadi sought to set aside both his misdemeanor and felony convictions. We first address the postconvietion court's denial of Kazadi's motion as it pertained to the misdemeanor count. Kazadi asserts that he sufficiently pleaded facts to establish that his plea counsel was constitutionally ineffective in not advising him that by pleading guilty, he would subject himself to presumptive mandatory removal and permanent exclusion from the United States. Thus, he contends that the district court erred in denying his motion without a hearing. We agree.
We review de novo the portion of the district court's order summarily denying Ka-zadi's collateral attack on his misdemeanor conviction. People v. Long,
To determine whether a defendant received ineffective assistance during the plea process in violation of his right to counsel under either the United States or Colorado Constitution, we apply the two-prong test set
A. Deficient Performance
After Kazadi pleaded guilty, the United States Supreme Court decided Padilla v. Kentucky, -- U.S. --, --,
Applying those principles to the case before it, the Supreme Court held that Padilla had sufficiently alleged that his counsel was ineffective by providing incorrect advice to him regarding the removal consequences of his pleading guilty to transporting a large amount of marijuana. Id. The Court observed that counsel could easily have determined from the text of the relevant immigration statute, 8 U.S.C. § 1227(a)(2)(B)(G), that Padilla's plea would make him eligible for removal. Id. Thus, counsel's failure to advise Padilla correctly of those consequences was deficient.
The parties debate whether Padilla established a new rule governing ineffective assistance of counsel claims in cases like this, and, thus, whether the Court's holding in Padilla should apply retroactively to this case. Although the majority of federal courts to have addressed this issue appear to have held that Padilla did not announce a new rule, there are also a number of cases holding to the contrary. Compare, e.g., Luna v. United States, No. 10CV1659-JLS-POR,
In our view, the Supreme Court in Padilla reached the same conclusion that our supreme court had reached in Pozo some twenty-three years earlier. Certainly, Padilla cannot be read as somehow lessening counsel's obligations under Pozo. Accordingly, the principles set forth in Pozo and Padilla apply here.
Turning then to the facts of this case, we conclude that Kazadi has sufficiently alleged that his counsel's performance was deficient. Specifically, Kazadi alleged that his counsel knew or had sufficient information to know that he was an alien because (1) discovery indicated that he was born in the Congo and was not a citizen of the United States, (2) he told his counsel that he and his family came from the Congo when he was a child, and (8) he has a foreign name and speaks with a foreign accent. If true, these allegations suffice to show that his counsel knew or had enough information to know of Kazadi's alien status, thus triggering a duty to investigate relevant immigration law and to advise accordingly. See id. According to Kazadi, however, his counsel did not conduct the necessary research and did not advise him that his misdemeanor conviction would, in fact, subject him to presumptive mandatory deportation under 8 U.S.C. § 1227(a)(2)(B) and permanent exclusion from the United States.
Because these allegations, if true, establish deficient performance by plea counsel, we must proceed to determine whether Kazadi has sufficiently alleged prejudice. Cf. Strickland,
B. Prejudice
Kazadi contends that he has alleged facts that, if true, establish prejudice. Specifically, he points to his allegation that if counsel had informed him of the specific immigration consequences of his guilty plea, he would not have pleaded guilty but rather would have proceeded to trial or negotiated a disposition that would not have subjected him to presumptive mandatory removal. To conclude otherwise would be "inconceivable," he alleged, because he had no connections to or friends or family in the Congo, had intended to remain in the United States where he has resided since arriving with his parents as a child, and was engaged to a United States citizen with whom he had a then six-month-old baby.
Notwithstanding these allegations, the district court held, as a matter of law, that Kazadi did not suffer any prejudice because the record showed that he was "fully advised [through the form Crim. P. 11 advisement and the court's general colloquy regarding Kazadi's understanding of the advisement] of the immigration consequences of pleading guilty ... and that federal statutes could require removal and permanent exclusion." The court's holding presumes that the Crim. P. 11 advisement adequately apprised Kazadi of the immigration consequences of his plea, and therefore, Kazadi could not establish prejudice. We agree with Kazadi that the district court's summary determination based on this premise was erroneous and that he is entitled to a hearing.
As noted above, plea counsel have a duty to research relevant immigration law for their alien clients, and when the law is clear, they must advise their clients correctly regarding the immigration consequences of their guilty pleas. Padilla, - U.S. at --,
Accordingly, we conclude that the district court erred in summarily denying that portion of Kazadi's Crim. P. 35(c) motion collaterally attacking his misdemeanor conviction on ineffective assistance of counsel grounds and remand for a hearing on that claim.
III. Deferred Judgment on Felony Conviction
We next consider whether Kazadi may collaterally attack his felony conviction. Because judgment did not enter on this count but was deferred, we asked the parties to provide supplemental briefing on the question of whether this aspect of Kazadi's motion was properly reviewable by the postcon-viction court under Crim. P. 85(c). We now conclude that under supreme court precedent interpreting Crim. P. 85(c), it was not.
As an initial matter, we note that we do not view the matter before us as raising a question as to whether we may review the postconviction court's ruling on Kazadi's Crim. P. 35(c) motion. We believe that we have jurisdiction to do so, because the post-conviction court ruled on Kazadi's motion, and that ruling was final. Rather, the question presented is whether the postconviction court could properly review Kazadi's collateral attack on his felony conviction under Crim. P. 85(c).
Crim. P. 85(c) provides "broad and inclusive postconviction remedies," but our supreme court has made clear that it does not provide an avenue for relief in all cases. See Naranjo v. Johnson,
When, as here, a defendant pleads guilty and judgment and sentencing are deferred, a conviction enters upon the court's acceptance of the guilty plea. § 16-7-206(8), C.R.S.2010. A judgment of conviction, however, does not enter until the court determines that the defendant has violated the conditions of the deferred judgment and sentence, in which case the trial court must enter judgment and impose a sentence. Hafelfinger v. Dist. Court,
In so holding, we are not persuaded by Kazadi's suggestion that we must necessarily treat the two counts together because were he to prevail, he would be entitled to vacate his entire plea agreement. We are aware that some jurisdictions allow withdrawal of multiple pleas when one of the pleas was not validly entered and the plea bargain was a "package deal" in which the agreements as to the individual charges were indivisible from one another. See, eg., In re Bradley,
Nor can we agree with Judge Taubman's view that Crim. P. 85(c)(2) authorized the postconviction court to review the felony count at this point. Although we agree that that rule entitles a person convicted of a crime to apply for postconviction review on the grounds set forth in the rule, it does not preclude any limitations on that right. Thus, the right to pursue postconviction relief is subject to applicable statutes of limitation, see § 16-5-402, C.R.S8.2010, and it requires the person convicted of a crime to be aggrieved and claiming a right either to be released or to have a judgment of conviction set aside, see Crim. P. 85(c)(8).
Notwithstanding the foregoing, we are sympathetic to Kazadi's apparent "catch-22," in which he may be subject to removal based on a deferred judgment that he may never have the opportunity to challenge in a Crim. P. 35(c) motion. See generally 8 U.S.C. §§ 1101(a)(48)(A)G) (defining "conviction" to include guilty plea), 1227(a)(2)(B)@) (alien convicted of violation of law relating to controlled substances is presumptively deporta-ble). Nonetheless, we believe that our supreme court's interpretation of Crim. P. 85(c) dictates our result.
IV. Conclusion
For these reasons, that portion of the district court's order relating to Kazadi's challenge to his felony conviction is vacated. That portion of the district court's order relating to Kazadi's challenge to his misdemeanor conviction is reversed, and the case is remanded for further proceedings consistent with this opinion.
Concurrence in Part
concurring in part and dissenting in part.
I agree with that part of the majority's opinion concluding that defendant Yanick Ka-zadi may challenge his misdemeanor convietion. However, I part company with my colleagues regarding Kazadi's felony conviection because I conclude that, in the unique cireumstances presented here, Kazadi may collaterally attack that deferred judgment and sentence.
I start with the proposition that section 13-4-102(1), C.R.S.2010, provides that, as relevant here, the court of appeals has jurisdiction over appeals from final judgments. The term "final judgment" has been defined
Second, I conclude that a careful reading of Crim. P. 35(c) shows that that rule does not preclude a postconviction motion seeking to set aside a deferred judgment in the circumstances presented here.
Finally, I conclude that various cases from Colorado's appellate courts have interpreted the "final judgment" requirement of section 13-4-102(1) in a practical manner to afford appellate review, for justifiable reasons, in cireumstances where there is not otherwise a final judgment, and that the reasoning of those cases applies here.
I. Cases Interpreting Deferred Judgment and Crim. P. 35(c) Are Distinguishable
As the majority correctly notes, the supreme court stated in People v. Carbajal,
The Carbqjal court relied on People in Interest of K.W.S.,
The K.W.S. division, in turn, relied on two earlier decisions of court of appeals divisions. In People v. Manzanares,
In my view, the words of section 18-1-410 and Crim. P. 35(c) support the conclusion that a defendant may file a motion for post-conviction relief seeking to set aside a deferred judgment.
First, section 18-1-410 does not expressly require a judgment of conviction as a prerequisite to filing an application for postconviction review. Rather, section 18-1-410(1) and (1)(F)(II) use the term "judgment of conviction" as both conditional and alternative phrases.
Second, while the majority focuses on the "judgment of conviction" language in Crim. P. 35(c)(8), I conclude that different language in section 18-1-410(1) and Crim. P. 35(c)(@) supports my conclusion that a conviction, rather than a judgment of conviction, is nee-essary to file a postconviction motion.
Crim. P. 35(c)(2) provides in pertinent part:
Notwithstanding the fact that no review of a conviction of crime was sought by appeal within the time prescribed therefor, or that a judgment of conviction was affirmed upon appeal, every person convicted of a crime is entitled as a matter of right to make application for postconviction review upon the grounds hereinafter set forth.
(Emphasis added.)
Section 18-1-410(1), quoted in footnote 1, contains almost identical language. Crim. P. 35(c)(2) provides that to justify a hearing, a defendant must allege in good faith that, among other reasons, the conviction was obtained in violation of the United States Constitution. Crim. P. 85(c)(2)(I).
Accordingly, the quoted language in both the statute and the rule provides that even when there is no direct appeal of a conviction or affirmance on appeal of a judgment of conviction, a defendant convicted of a crime is "entitled as a matter of right" to file a postconviction motion. This language does not require a judgment of conviction as a prerequisite to filing a Crim. P. 85(c) motion. See Crim. P. 82(b)(8) (defining judgment of conviction in criminal cases). As discussed below, it is clear that Kazadi was convicted of a crime. Accordingly, he had a right to file his postconviction motion, even though he was challenging a deferred judgment, rather than a judgment of conviction.
The majority, in turn, relies on different language in Crim. P. 35(e)(8) to support its conclusion that only a defendant who seeks to have a judgment of conviction set aside may file a postconviction motion. However, the language in that part of the rule is precatory: it provides that "[oIne who is aggrieved and claiming either a right to be released or to have a judgment of conviction set aside ... may file" a postconviction motion "to correct a violation of his constitutional rights."
When examining a statute, we give effect to every word because we do not presume that the General Assembly used language idly and with no intent that meaning should be given to its language. Lombard v. Colo. Outdoor Education Ctr., Inc.,
We apply these rules of statutory construction to the interpretation of supreme court rules. People v. Fugua,
Thus, the distinction in language between section 18-1-410(1) and Crim. P. 85(c)(2), on the one hand, and Crim. P. 35(c)(8), on the other, is significant. Like "shall," "is entitled
Significantly, the different language in subsections (2) and (8) is not necessarily inconsistent. One who meets the requirements of subsection (2) can file a Crim. P. 35(c) motion as a matter of right, while one meeting the requirements of subsection (8) has the discretion to file a postconviction motion.
Even if I were to assume that the language in these subsections is inconsistent, the overarching purpose of Crim. P. 85(c) to provide broad and inclusive remedies should govern our interpretation of the rule. Otherwise, as discussed below, Kazadi will be left without a remedy to challenge his conviction and deferred judgment.
Accordingly, I conclude that neither seetion 18-1-410 nor Crim. P. 35(c) requires that a judgment of conviction enter before a defendant may file a Crim. P. 35(c) motion to challenge a conviction and deferred judgment.
III. Determination of Final Judgment Here
The question then becomes whether Kaza-di may seek postconviction relief under the cireumstances presented here, even if my above analysis of section 18-1-410(1) and Crim. P. 35(c) is incorrect. I conclude, for two reasons, that under the unique cireum-stance presented here, Kazadi's conviction and deferred judgment should be considered a judgment of conviction permitting him to file a Crim. P. 85 motion.
First, his guilty plea resulting in the deferred judgment is considered a conviction under Colorado law. See § 167-2068), C.R.S.2010; see also Hafelfinger v. Dist. Court for Eighth Jud. Dist.,
Also, as the majority notes, under federal immigration law, 8 U.S.C. § 1101(a)(48)(A)G), a conviction includes a guilty plea resulting in a deferred judgment.
Second, just as the term "conviction" may be interpreted differently depending on the statute or rule in which it is used and the issue in a particular case, see Hafelfinger,
A few examples illustrate my point. In the following cases, our appellate courts have determined that certain nonfinal orders are appealable: Feigin v. Alexa Grp., Ltd.,
Additionally, in Furlong v. Gardner,
The thrust of these cases, then, is that while a final judgment is generally defined to be a decision that "ends the particular action in which it is entered," Hoarding Glass,
Accordingly, if Crim. P. 35(c) requires a judgment of conviction, I believe that term can be interpreted to apply to the cireum-stances presented here.
IV. A Final Judgment Exists Here
Based upon the above review of statutory and case law, I conclude that Kazadi may seek relief under a Crim. P. 35(c) motion to review his felony conviction and deferred judgment. Here, Kazadi seeks to set aside a conviction resulting from a deferred judgment, based on his allegation that he received ineffective assistance of counsel because his trial attorney did not advise him about the immigration consequences of his plea. See Padilla v. Kentucky, - U.S. --=, ---,
Under these circumstances, neither statutes nor case law requires that Kazadi be left in a "catch-22" situation in which he is unable to seek to set aside his guilty plea resulting in the deferred judgment. To conclude otherwise would prevent Kazadi from vindicating his constitutional right to effective assistance of counsel as to immigration issues enunciated twenty-four years ago by our supreme court in Pozo, and echoed last year by the United States Supreme Court in Padilla.
From Kazadi's perspective, his deferred judgment here was a final judgment which ended his legal proceedings regarding the felony charge against him. If our law precludes challenge to a deferred judgment under the cireumstances presented here, similarly situated eriminal defendants would decline to enter into deferred judgments, thereby defeating the salutary purposes they serve. Instead, they might enter into more onerous plea agreements, requiring them to plead guilty to particular offenses, or they might opt to proceed to trial In the former situation, the consequences are more severe than deferred judgments, while in the latter situation the judicial system would be burdened by additional trials when a plea bargain would otherwise be a viable option.
Accordingly, I would apply the majority's analysis as to Kazadi's misdemeanor conviction to his felony deferred judgment as well and conclude that he has sufficiently alleged ineffective assistance of counsel to warrant a hearing on both. Even though the majority relies in part on the fact that Kazadi's Crim. P. 11 advisement form only referred to possible removal from the United States regard
Accordingly, I would reverse and remand for a hearing on Kazadi's claim as to both the felony and the misdemeanor.
Notes
. Section 18-1-410(1) provides in pertinent part: "Notwithstanding the fact that no review of a conviction of crime was sought by appeal within the time prescribed therefor, or that a judgment of conviction was affirmed on appeal, every person convicted of a crime is entitled as a matter of right to make applications for postconviction review."
Similarly, § 18-1-410(1)(f)(II) provides: "The ground set forth in this paragraph (F) [significant change in the law] may not be asserted if, prior to filing for relief pursuant to this paragraph (F), a person has not sought appeal of a conviction within the time prescribed therefor or if a judgment of conviction has been affirmed upon appeal."
