32 P.3d 480 | Colo. | 2001
Lead Opinion
delivered the Opinion of the Court.
In this interlocutory appeal pursuant to section 16-12-102(2), 6 CRS. (2000),
The record does not support the trial court's finding that Defendant's waiver of her Miranda rights was not knowing and intelligent. Instead, we find that the record demonstrates that Defendant understood both the nature of her rights and the consequences of her waiver. Because we find that the questioning during the first and second interviews was lawful, we also hold that the third interview on February 5 was not tainted by a prior illegality. We therefore reverse the suppression order and remand the case for further proceedings.
I. FACTS AND PROCEDURAL HISTORY
Defendant was charged with sexual exploitation of a child, § 18-6-408(8)(b), 6 C.R.S. (2000), sexual assault on a child, § 18-3-405(1), 6 C.R.S. (2000), and second degree sexual assault, § 18-8-408(1) 6 C.R.S. (2000). These charges arose out of a police search involving a co-defendant of Defendant, Timothy Stead, on February 4, 2000. During this search, police uncovered photographs depicting Defendant having sexual relations with a teenage boy. Later that day, three police officers visited Defendant's home to speak with her about the pictures. The officers were aware that Defendant is considered developmentally delayed. When Defendant answered the door, police officer Walt Parsons identified himself and the other officers, and Defendant invited them into her apartment. After Officer Parsons informed Defendant that he wished to talk to her about Timothy Stead, Defendant admitted to being in Stead's apartment; however, she denied observing Stead engage in sexual relations with children in his apartment. Officer Parsons showed Defendant the photographs found at Stead's apartment and orally advised Defendant of her Miranda rights. Parsons testified that he explained to Defendant that the "right to remain silent" means Defendant "didn't have to say anything." Defendant told the officers that she understood her rights, admitted that she was the person in the pictures, said she had witnessed Stead give underage boys alcohol and drugs for the photographs that were taken, and made other incriminating statements.
After the interview, Defendant was taken to a police station to be fingerprinted and photographed. While at the station, Officer Marcie Vermilye questioned Defendant a see-ond time. Officer Vermilye gave Defendant a second Miranda advisement, which she read from a form. Defendant initialed each specific Miranda warning on the form. During this interview, Defendant again confessed. After being detained at the police station for about an hour, Defendant was driven home. On February 5, police uncovered photographs depicting Defendant having sexual relations with a second teenage boy. In order to follow up on this new information, Officer Vermilye visited Defendant's home. During the course of this third interview,
At trial, Defendant pleaded not guilty and filed a motion to suppress the statements she had made to police during the interviews on February 4 and February 5. At the suppression hearing, the state presented testimony from the police officers involved in the questioning of Defendant. Defendant presented expert testimony from a licensed psychologist regarding Defendant's mental condition. The expert testified that because of Defendant's mild mental retardation,
II. ANALYSIS
A. STANDARD OF REVIEW
A trial court engages in both fact-finding and law application when it rules on a motion to suppress a confession or inculpato-ry statement. People v. Gennings, 808 P.2d 839, 844 (Colo.1991) (citing People v. Quezada, 731 P.2d 730, 732 (Colo.1987)). In reviewing suppression appeals, we grant deference to a trial court's findings of historical fact that are supported by competent evidence in the record. People v. Pitts, 18 P.3d 1218, 1221 (Colo.2000); People v. Quezada, 731 P.2d 780, 782 (Colo.1987) (trial court's findings of fact will not be overturned if supported by competent evidence in the ree-ord). Where, however, findings of fact are clearly erroneous or not supported by the record, we set them aside. People v. Mendoza-Balderama, 981 P.2d 150, 158 (Colo.1999); People v. Gennings, 808 P.2d 839, 844 (Colo.1991) (reversing a suppression order after ruling that the trial court's findings were not supported by competent evidence in the ree-ord). Thus, both a trial court's application of an erroneous legal standard in resolving a suppression motion and a trial court's ultimate legal conclusion of constitutional law that is inconsistent with or unsupported by evidentiary findings is subject to correction on review. Id.
We conclude that the trial court's ruling is not supported by the record and that Defendant's understanding of her rights and the consequences of relinquishing those rights was sufficient to make her waiver knowing and intelligent.
B. WAIVER OF MIRANDA RIGHTS
In Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), the United States Supreme Court formulated procedural safeguards to protect the rights of the accused, including the privilege against self-incrimination under the Fifth Amendment. In Miranda, the Supreme Court held that where a person is subjected to police interrogation while in custody,
We have previously held that it is the prosecution's burden to prove by a preponderance of the evidence that the defendant's waiver was knowing and intelligent. People v. Jimines, 863 P.2d 981, 984 (Colo.1993)(citing Colorado v. Connelly, 479 U.S. 157, 168, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986)). This determination, moreover, requires a finding that the person was "fully aware of the nature of the right to remain silent ... and the consequences of abandoning that right." Jiminez, 863 P.2d at 984; accord People v. May, 859 P.2d 879, 883 (Colo.1993).
The trial court must consider the waiver based on the totality of the circumstances surrounding the custodial interrogation. Jimines, 863 P.2d at 984; May, 859 P.2d at 883; People v. Hopkins, 774 P.2d 849, 852 (Colo.1989) (citing Moran v. Burbine, 475 U.S. 412, 421, 106 S.Ct. 1135, 89 L.Ed.2d 410 (1986) and Fare v. Michael C., 442 U.S. 707, 725, 99 S.Ct. 2560, 61 L.Ed.2d 197 (1979)); (People v. Pierson, 670 P.2d 770, 775 (Colo.1983)). We have previously held that simply because the defendant's decision to talk to the police might be ill-advised does not mean that the defendant's decision was not knowing and intelligent. People v. Jordan, 891 P.2d 1010, 1016 (Colo.1995). The police are not required to tell the defendant that it might be against his self-interest to confess to the police. Id.
In analyzing the totality of the cireumstances, factors to consider include, but are not limited to: the time interval between the initial Miranda advisement and any subsequent interrogation; whether the defendant or the interrogating officer initiated the interview; whether 'and to what extent the interrogating officer reminded the defendant of his rights prior to the interrogation by asking him if he recalled his rights, understood them, or wanted an attorney; the clarity and form of the defendant's acknowl-edgement and waiver, if any; and the background and experience of the defendant in connection with the criminal justice system. People v. Owens, 969 P.2d 704, 707 (Colo.1999); People v. Hopkins, 774 P.2d 849, 852 (Colo.1989). In addition, the trial court should consider any language barriers encountered by a defendant, People v. Mejia-Mendoza, 965 P.2d 777, 781 (Colo.1998); May, 859 P.2d at 882; Jimines, 863 P.2d at 986, and the defendant's age, experience, education, background, and intelligence. Fare v. Michael C., 442 U.S. at 725, 99 S.Ct. 2560.
In summary, in examining whether a defendant's waiver was knowing and intelligent, the trial court should consider the totality of the cireumstances to determine if the prosecution met its burden of showing that the defendant understood both the nature of his Miranda rights and the consequences of abandoning them.
C. DEFENDANT KNOWINGLY AND INTELLIGENTLY WAIVED HER MIRANDA RIGHTS
The trial court's holding that Defendant's waiver was not knowing and intelligent is not supported by the record. Our review of the totality of the cireumstances convinces us that Defendant understood her Miranda rights and the consequences of relinquishing those rights.
The record indicates that during the initial interview on February 4, Officer Parsons, while orally advising Defendant of her Miranda rights, explained to Defendant that the right to remain silent means "that she didn't have to say anything," told Defendant "that she had a right to stop answering questions," paused after stating each of the Miranda rights, and asked her if she understood her rights. Defendant indicated her understanding. (R. at v. III, p. 20, 80.) Furthermore, Officer Parsons, who knew that Defendant is developmentally delayed and who has experience in modifying questions to the age and developmental level of the interviewee,
I tried not to just recite the Miranda [advisement] but I tried to explain it to her, the various points. I tried to ask my questions in short sentences that were reasonably understood. I tried not to use confusing words. I tried to be very suc-cinet in what I was asking, very clear in what I was asking.
(R. at vol. III, p. 88-34.) The record also shows that during the second interview on February 4 at the police station Officer Vermilye,
Second, the record iMustrates that the clarity and form of defendant's acknowl
Third, in considering the Defendant's age, experience, education, background, and intelligence the record indicates that Defendant is a mildly retarded mother of a two-year-old who not only cared for her daughter until April 2000, but has the cognitive ability to live on her own and make daily living decisions. In analyzing the totality of the circumstances, the defendant's mental capacity is certainly relevant in determining whether the defendant is capable of making a knowing and intelligent waiver; however, it is not determinative. The trial court ruled that "Miranda is the law and must be read logically. Some defendants are very intelligent and aware of all of their rights. Others are so lacking in basic intelligence that they cannot possibly waive their constitutional rights without additional precautionary instructions.... [T)his is such a case." (R. at v. I, p. 115.) The court's analysis is flawed. A defendant's mental capacity is important in determining whether she made a knowing and intelligent waiver, however it should not be the only, or even the primary, factor in a trial court's analysis. For instance, courts in other jurisdictions have found waivers by mentally retarded or low-intelligence defendants to be valid. See, e.g., Derrick v. Peterson, 924 F.2d 813, 817, 824 (9th Cin (analyzing several factors and finding valid waiver by petitioner with I.Q. of 74 on the Wexler Adult Intelligence Scale), Moore v. Dugger, 856 F.2d 129, 135 (ith Cir.1988) (ruling that notwithstanding petitioner's mental limitations his waiver was intelligent); Dunkins v. Thigpen, 854 F.2d 394, 400 (11th Cir.1988) (finding that despite petitioner's allegedly below normal IQ he knowingly
Moreover, we have previously ruled that diminished mental capacity does not automatically make the defendant's waiver unknowing and unintelligent. In Jordan, like the present case, the defendant presented expert testimony that he "had difficulty with abstract concepts, and did not understand his Miranda rights." Jordan, 891 P.2d at 1016. However, in Jordan we ruled that the expert's testimony was refuted on cross-examination and that the defendant's ability to reason in an abstract way was shown by the record. For example, in Jordan we emphasized that "the defendant had the foresight to lie to Detective Dailey about his involvement in the murder, when he knew at the beginning of the interview that the detective intended to ask him about his involvement with 'first degree murder"; that the defendant "fabricated a story" to tell police; and that only when confronted with information from the defendant's roommate did he say, "I'll tell you the whole story, the truth now." 891 P.2d at 1016. Like the defendant in Jordan, Defendant's adequate mental capacity is evidenced by her attempt to mislead the police in hopes of avoiding prosecution. During the first interview on February 4, Defendant initially deceived Officer Parsons by denying that she had observed Timothy Stead sexually abuse children, and only later, after Officer Parsons showed Defendant the photographs, acknowledged that she had seen Stead give underage boys alcohol and drugs in exchange for the photographs that were taken. Once the first incident of sexual abuse was uncovered, moreover, Defendant chose not to inform police that there had been another incident of sexual abuse involving a second teenage boy. Finally, Defendant told Officer Vermilye that she had gone to Stead's apartment to retrieve the incriminating pictures. (R. at vol. IV, p. 28-29.)
Furthermore, the record shows that Defendant, though mildly retarded, was intelligent enough to appreciate the seriousness of her predicament and the consequences of talking to the police about this matter. For instance, during the third interview on February 5, Defendant admitted to Officer
Finally, the record indicates that no language barriers were present in this case. Therefore, it is distinguishable from People v. May, 859 P.2d 879 (Colo.1998), People v. Jimines, 863 P.2d 981 (Colo.1993), and People v. Mejia-Mendoza, 965 P.2d 777 (Colo.1998). In those cases, we found that the record supported the trial court's finding that the defendants did not knowingly and intelligently waive their rights under Miranda.
In People v. May, we held that the defendant's waiver was not knowing and intelligent where the defendant was interviewed after being airlifted to a hospital for treatment of injuries he suffered in a serious automobile accident. 859 P.2d at 883. Indeed, in May, the defendant had been drifting in and out of consciousness during the interview and his answers reflected that he was disoriented-he did not know what day it was, where he was, where the accident had taken place, or whether anyone had been with him in the car. Id. at 881-83.
Similarly, in People v. Jimines, we held that a defendant's waiver was not knowing and intelligent where he was given his Miranda advisement in a language that was foreign to him. 863 P.2d at 982. More specifically, in Jiminez, the defendant was a Native American, whose native language was Kickapoo. The police, who did not have a translator who spoke Kickapoo available, read the defendant his rights in Spanish and went forward with questioning him. Id. at 982, 985. In Jimines, we also noted that the defendant's native language did not encompass a word for the concept of "right," that the defendant functioned at the six-year-old level, and that the defendant lacked a formal education. Id. at 982, 985.
Finally, in Mgjia-Mendoza, we held that a defendant's waiver was not knowing and intelligent where an interpreter translating the Miranda warnings into Spanish provided misleading and confusing statements to the defendant regarding his rights. 965 P.2d at 781. Specifically, the interpreter told defendant that "nothing is being used against you" and "just because you say something you'll be released." Id. May, Jimines, and Mejia-Mendoza are distinguishable from this case. Most notably, the communication impediments present in those cases are not present in this case. Here, Defendant was fully conscious at the time she waived her rights, and no language barrier existed to make accurate translation necessary.
Accordingly, after reviewing the totality of the cireumstances, we find that Defendant's waiver was knowing and intelligent,. The record amply demonstrates that Defendant understood both the nature of her rights and the consequences of waiving them.
In summary, we hold that the trial court erred in finding that statements made by Defendant during the first two interviews on February 4, 2000 were not knowing and intelligent. Because we find that Defendant's statements on February 4 were obtained lawfully, we also hold that Defendant's statements made to police on February 5 were not tainted by the previous confessions. Therefore, we reverse the ruling of the trial court and remand the case for further proceedings.
. Section 16-12-102(2) provides that, 'The prosecution may file an interlocutory appeal in the supreme court from a ruling of the trial court granting a motion made in advance of trial by the defendant ... to suppress evidence ... if the prosecution certifies to the judge who granted such motion and to the supreme court that the appeal is not taken for the purposes of delay and the evidence is a substantial part of the proof of the charge pending against the defendant."
. Defendant scored, overall, a full scale IQ of 69 on the Wechsler III Adult Intelligence Scale. She scored a verbal IQ of 76.
. Here, the state does not dispute that Defendant was in the custody of the police during the first and second interviews on February 4. The trial court found that Defendant was not in custody during the third interview at Defendant's home on February 5.
. The defendant must be warned prior to any questioning that he has the right to remain silent, that anything he says can be used against him in a court of law, that he has the right to the presence of an attorney, and that if he cannot afford an attorney one will be appointed for him prior to any questioning if he so desires. Miranda, 384 U.S. at 479, 86 S.Ct. 1602.
. The trial court found that Defendant's waiver of her Miranda rights was voluntary. Although Defendant does not concede that her waiver was voluntary, the trial court's ruling with respect to the voluntariness of the statement is not before US.
. The record indicates that the time interval between the Miranda advisement and the questioning was nominal. It appears Officer Parsons and Officer Vermilye began interviewing Defendant immediately after advising her of her Miranda rights. '
. In addition, many of the trial court's own findings of fact belie this conclusion. For example, the trial court, in its findings of fact, noted that: the detective paused after giving each portion of the advisement and explained the rights in greater detail, including the fact that Defendant did not have to answer questions, 134; at the conclusion of the advisement, the detective asked Defendant if she understood what he had explained to her, €35; Detective Parsons has had training and experience interviewing children, 137; Detective Parsons will customarily tailor questions to the age and developmental level of the suspect, 138; Detective Parsons testified that he tries to explain Miranda using short, clear sentences, rather than simply reciting it, 139; and Detective Parsons knew that Defendant was developmentally delayed and believed he was communicating very well with Defendant, 131 and 41. (R. at v. I, p. 98-99.) Moreover, the trial court does not make any findings that it found the detectives not credible.
. Officer Parsons's background specifically includes training and experience in interviewing children. He has interviewed over a thousand children, about one-third of whom were teenagers. Parsons indicated that he will customarily tailor questions to the age and developmental level of the person with whom he is talking. Moreover, he is aware that children and developmentally disabled adults often want to please authority figures, and understands children can be easily led.
. Officer Vermilye's background also includes training in interviewing techniques, including the differences between interviewing children and adults. She understood Defendant is at least slow and learning disabled.
. The issue and facts presented in Jordan mirror this case. In Jordan we reviewed a case in which the trial court found that "the defendant's waiver was not knowing and intelligent because the defendant had 'demonstrated an inability ... to appreciate and ... assimilate the consequences of making a confession and ... the ramifications of [that] statement.'" 891 P.2d at 1014. Also in Jordan, like the present case, "a psychiatrist testified on behalf of the defendant, asserting that because of the defendant's below average intelligence and other factors, he could not understand his Miranda rights, nor the consequences of abandoning them." Id. at 1013-14. We held that the defendant's waiver was knowing and intelligent. Id. at 1017.
. For instance, Officer Parsons testified:
Q. Detective [Parsons], when you were speaking to Ms. Kaiser, did she appear to understand that you were police officers?
A. Yes, she did.
Q. Did she appear to understand the advise-ments that you just explained to us?
A. Yes, she did.
Q. Did she ask you any questions about them?
A. No.
Q. When you explained to her that it was her option to talk to you or not, what was her response?
A. When I asked her if she understood what I explained to her, she said that she did.
(R. at vol. III, p. 20-21.)
. Moreover, the trial court likens this case to the situation in which a juvenile is questioned, implying that intelligence is determinative of a defendant's ability to waive his Miranda rights. The court cites section 19-2-511, 6 CRS. (2001), which disallows a juvenile to waive his rights without the aid of a guardian. Through this comparison, the court suggests that, like the statute mandates for juveniles, a mentally handicapped adult cannot waive his rights on his own. Yet, this additional safeguard for juveniles is statutorily based, not constitutionally so. Indeed, the Supreme Court in Fare v. Michael C., 442 U.S. 707, 99 S.Ct. 2560, 61 L.Ed.2d 197 (1979), made clear that a juvenile can knowingly and intelligently waive his Miranda rights. In Fare, the court employed the same totality of the circumstances test as is used to determine whether any defendant effectively waived his rights. 442 U.S. at 725, 99 S.Ct. 2560.
Concurrence in Part
dissenting in part and concurring, as to judgment only, in part:
In this case, the majority rests its decision to reverse the trial court's suppression order on its determination that "[the record does not support the trial court's finding that Defendant's waiver of her Miranda rights was not knowing and intelligent." Maj. op. at 482. I disagree. My review leads me to conclude that the trial court's findings of fact are supported by the record, and therefore, the trial court's conclusion to suppress the defendant's February 4 statements is correct. I would thus affirm the trial court's suppression of the defendant's February 4 statements.
The majority rejects the trial court's findings of fact, substitutes its own findings of fact, and concludes that the defendant knowingly and intelligently waived her Miranda rights. The majority refers to several facts from the record to support its assertion that, pursuant to the totality of the circumstances standard, the defendant knowingly and intelligently waived her Miranda rights. Each of these assertions, standing alone, is arguably supported by the record. However, the majority's findings of fact can be rebutted or disputed by other portions of the record. Further, the conclusion reached by the majority is not supported by the trial court's findings of fact. Because the findings of fact are pertinent to the ultimate conclusion of law, my deference to the trial court's findings of fact results in my agreement with the trial court's conclusion of law regarding the defendant's February 4 statements.
The majority states that the record does not support the trial court's finding that the police officers made little effort to make the Miranda advisement understandable to the defendant. In support of this contention, the majority finds that "the record shows that the officers, after advising the defendant of her Miranda rights, reminded the defendant of her rights prior to the interrogation by asking her if she understood her rights." Id. at 485. The majority finds from the record that during the initial interview, Detective Parsons explained that the right to remain silent means that "she didn't have to say anything," id. at 485, and tailored his Miranda advisement because he knew that the defendant was developmentally delayed. Id. at 485. These are not findings made by the trial court, although they are supported by the record. In contrast, the trial court found that Detective Parsons did not stop after each point in the Miranda warning to make sure that the defendant understood him. See People v. Kaiser, No. 00CR498, slip op. at 4 (Jefferson County Dist. Ct. Feb. 7, 2001); see also R. vol. III p. 36. This finding is supported by the record and it, in turn, supports the trial court's finding that the police officers made insufficient efforts to assure that the defendant understood the Miranda warnings.
The majority also cites Detective Parsons's background and his testimony that he tried to make the advisement understandable. Maj. op. at 485. However, the trial court, as the trier of fact, is not required to find that Detective Parsons succeeded in what he claims to have attempted. The majority appears to accept Parsons's conclusions instead of considering whether the trial court's contrary findings are supported by the record.
With regard to the defendant's diminished mental capacity, the majority maintains that the record demonstrates her capacity was nonetheless adequate to achieve a knowing and intelligent waiver of her Miranda rights:
Defendant's adequate mental capacity is evidenced by her attempt to mislead the*490 police in hopes of avoiding prosecution.... Defendant initially deceived Officer Parsons by denying that she has observed Timothy Snead sexually abuse children.... [Mloreover, Defendant chose not to inform police that there had been another incident of sexual abuse involving a second teenage boy.
Id. at 487. However, the trial court also made findings, which the record supports, that the defendant has "... problems with giving accurate information. She has problems with verbal and visual memory and with long- and short-term memory." Kaiser, No. 00CRA498, slip. op at 10; see also R. vol. III p. 60. The trial court based this finding on the testimony of the defendant's expert witness, a clinical, licensed psychologist. Thus, the trial court's finding was supported by the record.
These examples illustrate the majority's engagement with the record as a factfinder and its simultaneous lack of deference for the trial court's role as a factfinder. The majorty correctly states that this court grants deference to a trial court's findings that are supported by competent evidence in the record, People v. Pitts, 13 P.3d 1218, 1221 (Colo.2000), then disregards this standard of review in reaching its conclusions. The majority, again correctly, also states that where the trial court's findings of fact are clearly erroneous or not supported by the record, this court may set those factual findings aside. See People v. Mendoza-Balderama, 981 P.2d 150, 158 (Colo.1999). A review of the record and the trial court's order reveals that the trial court's findings of fact are neither clearly erroneous nor unsupported by the record. The trial court issued a twenty-six page, single-spaced order. That order contains over ten pages and one hundred twenty four findings of fact. The trial court made detailed, thorough, and accurate findings of fact to which I would defer. I would thus agree with the trial court's ultimate conclusion of law that the defendant did not knowingly and intelligently waive her Miranda rights on February 4. Accordingly, I would affirm the trial court's suppression of statements made by the defendant in the two interviews that occurred on February 4.
With regard to the February 5 interview, the trial court concluded that the defendant was not in custody for Miranda purposes. This determination is not at issue in this interlocutory appeal.
The People argue that the trial court's conclusion that the February 5 statements are a "fruit of the poisonous tree" is erroneous based on Oregon v. Elstad, 470 U.S. 298, 105 S.Ct. 1285, 84 L.Ed.2d 222 (1985). In Elstad, the United States Supreme Court held that the "fruit of the poisonous tree" test is not appropriate in the context of a Miranda violation because the Miranda rights are not themselves rights protected by the constitution. Id. at 305, 105 S.Ct. 1285.
The defendant responds that Elstad no longer stands for such a proposition because of the Court's recent decision in Dickerson v. United States, 530 U.S. 428, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000). Dickerson held that Miranda was a "constitutional decision." Id. at 432, 120 S.Ct. 2326. However, Dickerson did not expressly overrule Eistad. In its discussion of Elstad, the Dickerson Court merely stated that Elstad "simply recognizes the fact that unreasonable searches under the Fourth Amendment are different from unwarned interrogation under the Fifth Amendment." Id. at 441, 120 S.Ct. 2326. Accordingly, I believe that Elstad remains as controlling precedent for our purposes today.
Justice HOBBS and Justice BENDER join in the dissent and concurrence.
. In its discussion and analysis, the trial court's order contains several minor typographical errors regarding the dates of the three interviews that occurred. In its findings of fact, the trial court's order lists each interview with the correct date. A review of these findings of fact, along with a review of the record, thus demonstrate that the incorrect dates referred to in the discussion and analysis section of the trial court's order are merely typographical errors. The dates referred to in this dissent are the correct ones, and thus may differ from the dates stated in the cited portions of the trial court's order.