Lead Opinion
The defendant, John Michael Joseph, asks this court to determine whether the circuit court of Knox County erred in
The defendant was convicted of murder following a jury trial in the circuit court of Knox County over which Judge Daniel J. Roberts presided. The conviction was reversed on appeal, and the cause was remanded for a new trial. Upon remand, Judge Roberts recused himself, and the cause was assigned to Judge Scott I. Klukos. The second jury trial also resulted in a conviction of murder. The appellate court affirmed this conviction and this court denied leave to appeal.
While the petition for leave to appeal was pending before this court, the defendant filed a pro se petition for post-conviction relief in the circuit court of Knox County. The petition initially came before Judge Klukos. Pursuant to section 122 — 8, the defendant moved to have a judge other than Judge Klukos conduct all the proceedings under the Post-Conviction Hearing Act (Ill. Rev. Stat., 1984 Supp., ch. 38, par. 122 — 1 et seq.). Judge Roberts, in his capacity as the administrative judge for Knox County in the Ninth Judicial Circuit, reassigned the cause to Judge Stephen G. Evans.
The State then filed a motion to have section 122 — 8 declared unconstitutional and to have the cause returned to Judge Roberts for assignment. After a hearing, Judge Evans declared section 122 — 8 unconstitutional as a violation of the principles of separation of powers. Judge Roberts again assigned the cause to Judge Klukos, who issued an order directing the office of the State Appellate Defender to pursue any and all remedies before this court. We allowed defendant’s motion for leave to aрpeal as a matter of right.
Section 122 — 8 of the Post-Conviction Hearing Act (Ill. Rev. Stat., 1984 Supp., ch. 38, par. 122 — 8) is a legislative enactment which attempts to govern an aspect of
We note in support of defendant’s position “that a strong presumption of constitutionality attaches to any legislative enactment and that the burden rests upon the challenger to demonstrate its invalidity.” (Sanelli v Glenview State Bank (1985),
The separation-of-powers clause of our constitution provides: “The legislative, executive and judicial branches are separate. No branch shall exercise powers properly belonging to another.” (Ill. Const. 1970, art. II, sec. 1.) This provision does not contemplate “rigidly separated compartments.” (In re Estate of Barker (1976),
While our constitution does not define the term, this court has stated that “[¡judicial power is the power which adjudicates upon the rights оf citizens and to that end construes and applies the law.” (People v. Hawkinson (1927),
At common law, it was recognized that the legislative branch was “without power to specify how the judicial power shall be exercised under a given circumstance ***.” (Emphasis added.) (People v. Crawford Distributing Co. (1972),
The history of our judicial branch also indicates that court administration falls within the ambit of the courts’ inherent “judicial power.” The Constitution of 1870 (Ill. Const. 1870, art. VI, sec. 1 et seq.) granted to the courts all powers necessary for the complete performance of the judicial function. (People v. Spegal (1955),
Article VI, section 7, provides that “[s]ubject to the authority of the Supreme Court, the Chief Judge shall have general administrative authority over his court, including authority to provide for divisions, general or specialized, and for appropriate times and places of holding court.” (Emphasis added.) (Ill. Const. 1970, art. VI, sec. 7(c).) When our constitution intends that the legislature is to act in governing the activities of the court, the term “as provided by law” is used as the limiting phrase. (See People v. Brumfield (1977),
We have held that, when this court has not acted in an area into which it is arguable that the “judicial power” extends, section 16 of article VI (Ill. Const. 1970, art. VI, sec. 16) does not purport to exclude the legislature from acting in any way which may have a peripheral effect on judicial administration. (Cf. Ill. Ann. Stat., art. VI, sec. 16, Constitutional Commentary, at 528 (Smith-Hurd 1971).) For example, this court has upheld the legislature’s enactment of rules of evidence (People v. Rolfingsmeyer (1984),
However, when the legislature has encroached upon a fundamentally judicial prerogative, we have not hesitated to protect the court’s authority. This court has found that a statute which purported to require judges
The defendant argues that section 122 — 8 of the Post-Conviction Hearing Act (Ill. Rev. Stat., 1984 Supp., ch. 38, par. 122 — 8) does not unduly encroach on this court’s administrative and supervisory authority; however, under the principles discussed above, and for the reasons stated below, we find that because of the encroachment in this area of court administration, section 122 — 8 violates the separation-of-powers clause of our constitution (Ill. Const. 1970, art. II, sec. 1).
We do nоt believe that the legislature has greater latitude to prescribe procedure in this area simply because post-convictión review is statutory in origin (see People v. Slaughter (1968),
Assuming that the statute, standing alone, does not represent a violation of the separation-of-powers clause (Ill. Const. 1970, art. II, sec. 1), the legislature is without authority to interfere with “a product of this court’s supervisory and administrative responsibility." (People v. Jackson (1977),
In this case section 122 — 8 conflicts with Supreme Court Rule 21 (94 Ill. 2d R. 21). That rule provides:
“(a) Appellate Court and Circuit Court Rules. A majority of the Appellate Court judges in each district and amajority of the circuit judges in each circuit may adopt rules governing civil and criminal cases which are consistent with these rules and the statutes of the State ***.
(b) General Orders. The chief judge of each circuit may enter general orders in the exercise of his general administrative authority, including orders providing for assignment of judges ***.” (Emphasis added.) 94 Ill. 2d Rules 21(a), (b).
The defendant argues that section 122 — 8 of the Post-Conviction Hearing Act (Ill. Rev. Stat., 1984 Supp., ch. 38, par. 122 — 8) does not conflict with Rule 21 because subparagraph (a) of Rule 21 requires the chief judge of each circuit to assign judges consistent with any applicable statutes, including section 122 — 8. However, Rule 21(a) pertains only to the rule-making authority of the courts. Rule 21(b), which gives the chiеf judge the authority to enter general orders providing for the assignment of judges, does not require that the general order be consistent with the statutes. Rule 21(b), adopted pursuant to section 7(c) of article VI of our constitution (Ill. Const. 1970, art. VI, sec. 7(c)), earlier quoted, confers power on each chief judge to enter general orders for the assignment of judges, free from any express legislative limitations.
We also note that the defendant’s literal interpretation of Rule 21 would give the legislature unlimited authority over administration of all Illinois courts. It is the undisputed duty of this court to protect its judicial powers from encroachment by legislative enactments in order to preserve an independent judiciary. (Agran v. Checkеr Taxi Co. (1952),
The defendant also argues that this court, in promulgating our Rule 1 (87 Ill. 2d R. 1), has recognized that the Code of Criminal Procedure of 1963 (Ill. Rev. Stat. 1983, ch. 38, par. 100 — 1 et seq.), which includes the Post-Conviction Hearing Act (Ill. Rev. Stat., 1984 Supp., ch. 38, par. 122 — 1 et seq.), can govern trial court procedure and administration, and that the legislature may create different rules for particular kinds оf actions. Rule 1 provides that “[t]he rules on proceedings in the trial court, together with the Civil Practice Law and the Code of Criminal Procedure, shall govern all proceedings in the trial court ***.” 87 Ill. 2d R. 1.
Again, as with Rule 21(a) (94 Ill. 2d R. 21(a)), we cannot agree with the defendant’s reading of this rule which would require this court to abandon its duty to protect the authority of the judicial branch of government. (Agran v. Checker Taxi Co. (1952),
In summary, article VI, section 1, of the Illinois Constitution of 1970 vests the judicial power in the supreme cоurt, an appellate court, and the circuit courts. The supervisory and administrative authority over all the courts is vested in the supreme court, to be exercised in accordance with rules. (Ill. Const. 1970, art. VI, sec. 16.) Subject only to the authority of the supreme court, the chief judge in each circuit has general administrative authority over his court. (Ill. Const. 1970, art. VI, sec. 7(c).) Our Rule 21(b) gives the chief judge authority to enter general orders, including orders for the assignment of judges. (94 Ill. 2d R. 21(b).) The chief judge of the Ninth Judicial Circuit designated Judge Roberts as
Finally, the defendant maintains that if section 114— 5(a) of the Code of Criminal Procedure of 1963 (Ill. Rev. Stat. 1983, ch. 38, par. 114 — 5(a)), which allows for the substitution of judges upon the defendant’s motion, does not violate the separation-of-powers clause (Ill. Const. 1970, art. II, sec. 1), then section 122 — 8 should not be held to do so. However, the defendant has cited no decisions where the issue of the constitutionality of section 114 — 5(a) was before an Illinois court. We, of course, express no opinion on the validity of any other statutes regulating judicial procedure here; therefore, we need not address this contention.
We find that the State has sufficiently rebutted the presumption of constitutionality afforded to section 122 — 8 of the Post-Conviction Hearing Act (Ill. Rev. Stat., 1984 Supp., ch. 38, par. 122 — 8). For the reasons stated above, the order of the circuit court of Knox County is affirmed.
Order affirmed.
Dissenting Opinion
dissenting:
Unlike the majority, I do not believe that the statute at issue in this case threatens the separation of powers. The court’s undue concern over a perceived encroachment on judicial turf here, as in other recent cases (see Kiven v. Mercedes-Benz of North America, Inc. (1986),
The majority recites the familiar principle that a strong presumption of constitutionality attaches to all legislative acts. That presumption gives way here, however, to a presumption of judicial inviolability which the majority raises to a more elevated status. The mistake, as I see it, lies in the fact that the majority has divorced the presumption of constitutionality from its root — respect between coordinate branches of government — and has thereby rendered it little more than another rule of statutory construction to be utilized when convenient.
In this case it seems to me eminently possible, withоut betraying the separation-of-powers provision of our constitution, to accept the legislature’s judgment that a different judge should review the post-conviction petition. It also makes sense to do so in light of the fact that the different-judge provision is only a piece of the legislative package which dramatically circumscribes the procedures afforded those seeking post-conviction relief.
The majority’s argument to the contrary is apparently twofold. First, it contends that even if no conflicting supreme court rule existed, the statute — section 122 — 8 of the Code of Criminal Procedure of 1963-standing alone would unduly infringe the judiciary’s inherent administrative authority. Second, it concludes that the statutе indeed conflicts with a court rule and must therefore fall. I address each in turn.
The majority first declares that administration of the judicial system is an element of judicial power “exclusively conferred on the courts.” (
I am confused, though, by the majority’s concept of which legislative acts intrude upon a “fundamentally judicial prerogative” and which merely involve a “peripheral effect on judicial administration” (emphasis in majority opinion) (
The morass of our earlier cases to one side, I cannot see how, in any event, section 122 — 8 can fairly be described as primarily directed to or affecting administration. The statute represents a policy decision by the legislature
Nothing in article VI, section 7, requires invalidation of this statute either. The majority implies that the legislature must steer clear of any acts perceived as implicating administration because this provision vesting general administrative authority in the chief judge of each circuit subject to the authority of the supreme court (Ill. Const. 1970, art. VI, sec. 7(c)) ousts the legislature completely. I disagree. That the chief judge’s administrative authority is limited by the overarching authority of the supreme court does not mean that his authority is otherwise unfettered or that he may ignore legislаtive enactments. The provision only clarifies the relative authority of the chief judge and the supreme court; it does not say his actions are subject only to pronouncements of this court. Would anyone suggest, for example, that a general administrative order by a chief judge discriminating against court employees on the basis of race would be
Nor do I find impressive the argument advanced by the majority that when the Constitution intends the legislature to act it must explicitly say that the judicial power is to be exercised “as provided by law.” This phrase occurs only when the Constitution consciously leaves a void and invites legislative action to fill it. To attribute to the drafters of the Constitution the intent to prohibit the legislature from any action which may touch upon the judiciary whenever these magic words are not employed suggests that the drafters thought themselves prescient in all the myriad ways the two branches of government could intersect. As the majority concedes, rules of evidence are permissible, yet there is no provision in the Constitution expressly inviting the legislature to “provide by law” rules of evidence.
The majority also bolsters its argument for judicial inviolability by reference to the common law view of the separation of powers purportedly expressed in People v. Spegal (1955),
These cases do not stand for the principles which the majority seeks to extract from them. The language on which the majority’s argument is based derives not from Spegal, but from the earlier case of People v. Scott (1943),
Crawford Distributing does contain broad language to the effect that the legislature cannot specify how the judicial power is to be exercised in a given circumstance, but the factual situation of that case demonstrates that the principle was limited to the very narrow compass
The majority next suggests that section 122 — 8 is void because it conflicts with our Rule 21 (94 Ill. 2d R. 21). Rule 21 provides in section (a) that a majority of judges of a circuit may adopt rules governing civil and criminal cases as long as they are “consistent with these rules and the statutes of this State”; section (b) permits the chief judge of each circuit to enter general orders in the exercise of his administrative authority. The latter section does nоt expressly require that such orders be consistent with supreme court rules or legislative acts.
Plainly, section 122 — 8 and Rule 21 do not collide head on. The logic of the majority opinion is difficult to follow, but the argument is apparently that the authority of the administrative judge of Knox County to assign the defendant’s post-conviction petition to the same judge who presided at the trial was ultimately founded in Rule 21(b), that this fact demonstrates a conflict between Rule 21(b) and the statute (which requires assignment to a different judge), and that the statute must therefore be invalidated.
I believe that the majority is incorrect for a number of reasons. Initially, .the error lies in the majority’s misapprehension that the authority for the administrative judge’s assignment power was a general order entered
The majority’s further argument — that we must read a limitation into Rule 21(a) that rules adopted by circuit judges need only be consistent with statutes which do not infringe upon the judiciаl power — is without force. There is no warrant in the plain language of our rule for such a limitation. The fear that a “literal interpretation” of the rule would “give the legislature unlimited authority over administration of all Illinois courts” (
Even assuming that the local rule at issue here had indeed been a general order promulgated by the chief judge pursuant to Rule 21(b), I could not agree that Rule 21(b) confers upon each chief judge the power to enter general orders “free from any express legislative limitations.” (
The separation-of-powers doctrine does not mean the legislature must avoid all policy choices (Kiven v. Mercedes-Benz of North America, Inc. (1986),
No such direct conflict between a statute and a rule of this court exists in this case. Section 122 — 8 does not purport to strip the chief judge of the authority which Rule 21(b) gives him to enter general assignment orders, nor does it lodge that authority elsewhere; it therefore cannot be analogized to the statutes in Cox or Jackson. The statute does not dictate the judge who should be assigned to the post-conviction hearing. It prescribes only
Even accepting the proposition that a general order entered by the chief judge to the effect that post-conviction petitions must be heard by the trial judge would create a conflict requiring invalidation of the statute, any conflict here is purely imagined. Neithеr the chief judge nor the circuit itself has created any such rule or general order. The only action by the Ninth Circuit was to provide by rule for the appointment of an administrative judge.
The majority is finally reduced to identifying a “conflict” between the statute and the administrative judge’s particular directive in this case, which is said to “flow” from Rule 21(b) by way of the Ninth Circuit administrative judge rule (which the majority insists on seeing as a general order). This attempt to bootstrap a conflict of constitutional magnitude is unprecedented in our cases. In my judgment, the administrative judge’s directive reassigning this case to the trial judge is simply too far downstream from the headwaters of the Constitution and our rules to implicate the separation of powers. This is especially true here because the Ninth Circuit rule relied upon does not purport to authorize any particular assignment policy in post-conviction cases. Further, a close reading of the rule discloses that only the chief judge is authorized to make “case by case” assignments. The administrative judge, who may “assign additional judicial duties to the Circuit and Associate Judges regularly assigned to that County and may further assign said Judges to divisions within the County in the absence
In striking down section 122 — 8, the court also fails to account аdequately for Supreme Court Rule 1 (87 Ill. 2d R. 1). Rule 1 specifically incorporates the Code of Criminal Procedure of 1963, of which section 122 — 8 is a part, into our rules of procedure. Since we have adopted section 122 — 8 by incorporation, it remains a part of our rules until they are explicitly amended to exclude it. Given the mandate of Rule 1, I cannot understand why the majority strains to find a conflict between the statute and Rule 21, which address different subjects.
Rule 1, at a minimum, commands us to construe statutes and court rules in harmony whenever possible. The majority concedes that the rules and the statutes should complement one another, but I am frankly puzzled by its view of the proper relation of the court and the legislature. After this decision, no statutory provision which may affect procedure is safe because it may be ousted by the administrative authority of this court or even rules or directives of the circuit or appellate courts.
The majority opinion is therefore a harbinger of worse things to come. If this statute is invalid, then the far broader criminal and civil substitution-of-judges statutes (Ill. Rev. Stat. 1983, ch. 38, par. 114 — 5; ch. 110, par. 2 — 1001) and the speedy-trial statute (Ill. Rev. Stat. 1983, ch. 38, par. 103 — 5), which also impose substantive policy limitations on the functioning of the courts, are also on shaky ground.
This court is called on not only to decide the case before it, but also to lay the tracks for future lawmakers and judges. Instead, my fear is that we are proceeding in аn ad hoc manner in applying the constitutional provision relating to separation of powers. This decision
APPENDIX
RULES OF COURT NINTH JUDICIAL CIRCUIT STATE OF ILLINOIS
The within Rules, ADMINISTRATIVE, GENERAL, and PROBATE shall be effective August 1, 1984. These Rules supercede all former Rules of the Ninth Judicial Circuit Court.
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RULES OF COURT
POWER OF COURT TO ADOPT RULES: These rules are promulgated pursuant to Section 1 — 104(b) of the Code of Civil Procedure providing that the Circuit Court may make rules regulating their dockets, calendars, and business and Supreme Court Rule 21(a) providing that a majority of the circuit judges in each circuit may adopt rules governing civil and criminal cases consistent with rules and statutes.
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ADMINISTRATIVE RULES
RULE A — 1 ADMINISTRATION
The Office of the Chief Judge shall have general administrative authority over the Courts in the Ninth Judicial Circuit.
A. ADMINISTRATIVE JUDGE
1. Designation of Administrative Judge — The Chief Judge shall appoint one Judge within each County "of the Circuit as the Administrative Judge of that County.
2. Duties of the Administrative Judge — The Administrative Judge shall administer the Judicial Divisions of the County in which he is presiding and perform such other duties as may be required for the proper administration
B. JUDICIAL ASSIGNMENTS
1. Assignments by the Chief Judge — The Chief Judge shall assign Circuit and Associate Judges to the various Counties within the Circuit and may further assign all Judges to Divisions within a County and on a case by case basis.
2. Assignments by the Administrative Judge — The Administrative Judge within each County may assign additional judicial duties to the Circuit and Associate Judges regularly assigned to that County and may further assign said Judges to Divisions within the County in the absence of an assignment order by the Chief Judge.
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