Lead Opinion
Opinion
Defendant Gregory Tommie Jones was convicted of acts of forcible rape, sodomy, and oral copulation against a single victim, with findings, as to each offense, of kidnapping and use of a deadly weapon. It was found that he committed the offenses on more than a “single occasion” within the meaning of Penal Code section 667.61, subdivision (g), part of the so-called one strike law, which provides that a term of life imprisonment “shall be imposed on the defendant once for any offense or offenses committed against a single victim during a single occasion.” It was also found that defendant, who wielded a knife against the victim after the sexual assaults were completed, used the weapon “in the commission of’ the crimes, within the meaning of Penal Code section 12022.3. The Court of Appeal affirmed both findings.
We granted review to address two separate questions involving statutory construction. First, what is the meaning of the phrase “single occasion” under Penal Code section 667.61, subdivision (g)? Second, can the use of a deadly weapon after the completion of a sex offense constitute its use “in the commission of’ the offense for purposes of Penal Code sections 12022.3, subdivision (a), and 667.61, subdivision (e)(4)? As will appear, we conclude that multiple sex offenses occurred on a “single occasion” within the meaning of Penal Code section 667.61, subdivision (g), if there was a close
I
The underlying facts, as pertinent to the issues raised herein, are largely undisputed.
At 8:00 or 9:00 p.m. on the evening of July 23, 1996, Carolyn F., who is hearing and speech impaired, and small in stature, began walking home from a friend’s house, where she had consumed alcohol and drugs. As she approached an alley, defendant, a neighborhood beggar, grabbed her by the neck and forced her into a filthy garage.
Defendant opened the driver’s door of a car and forced F. into the backseat. He removed his clothing; he was not wearing underwear. While he was choking and hitting her, he attempted to pull off her clothes; she assisted him because she “didn’t want him to beat [her] up anymore.”
Defendant pulled on the hair on the back of F.’s head and, while hitting her head, put his penis in her mouth. She tried to get away, but he kept hitting her. At one point, he slapped her face and told her to “do it deeper.” He pushed her head “hard on it, deeper.” She testified that he had his penis in her mouth “like 30 minutes, or something,” a “really long time.”
Defendant then forced F. to recline on the seat with her legs up to her shoulders. While he was hitting her and had his hands on her throat, he put his penis in her vagina. She found it “disgusting”; she was crying and frightened but was unable to fight him. He subsequently removed his penis. He then pushed her legs up as high as he could, near her head, and put his penis in her anus. She was screaming because he was hurting her. Three anal penetrations occurred over a period of about an hour. She estimated that the period of time between the oral copulation and the time defendant had finished the anal penetrations was about an hour and a half.
Defendant pulled on his pants and got out of the car. F. reached for her clothing, but defendant pulled it away and pushed her back in the car. He reached into a slit in the car roof and retrieved a knife. He put the knife to
A jury found defendant guilty of forcible rape (Pen. Code, § 261, subd. (a)(2)), three counts of forcible sodomy (id,., § 286, subd. (c)), and forcible oral copulation (id., § 288a, subd. (c)). It found true, as to each offense, allegations pursuant to Penal Code section 667.61 that in order to facilitate the commission of the crimes he personally kidnapped the victim and that the movement substantially increased the risk of harm (id., subds. (d)(2) & (e)(1)), and that he personally used a deadly weapon (id., subd. (e)(4)). It also found true, as to each offense, an allegation, pursuant to Penal Code section 12022.3, subdivision (a), that he personally used a deadly weapon.
With regard to the findings under Penal Code section 12022.3, subdivision (a), the trial court sentenced defendant to the aggravated term of 10 years for each weapons-use enhancement. Pursuant to Penal Code section 667.6, it imposed three consecutive terms, totaling 30 years, for the forcible rape, forcible oral copulation, and for one count of forcible sodomy, staying two additional 10-year terms for the remaining forcible sodomy counts. It then addressed the convictions for the underlying sex offenses. “First, the court has to consider [Penal Code section] 667.6[, subdivision] (d), to determine whether concurrent or consecutive sentencing should be imposed, [f] And the question the court has to ask is whether each crime occurred on a separate occasion with the same victim. [ID ... fill The question the court has to ask is between the commission of one sex crime and the next, did the defendant have a reasonable opportunity to reflect on his actions, and then resume sexually assaultive behavior. Is one sex act really incidental to the next?” It found that the crimes occurred on separate occasions, within the meaning of Penal Code section 667.6, subdivision (d). “Based upon the factual findings . . . , the court believes that these are three distinct and separate violations of [F.]. [^] First, she was forced to orally copulate the defendant. When that was concluded, there was a forcible rape. And when that was concluded, there was a forcible sodomy, where entry was made at least three times. ftQ So the court is incorporating those findings under 667.6(d), and finding that each sex crime enumerated, that is, the oral copulation, the rape, and the sodomy, occurred on a separate occasion with the same victim.”
The trial court imposed sentences for the forcible rape, forcible oral copulation, and one count of forcible sodomy as follows. It sentenced defendant to three consecutive terms of 25 years to life, pursuant to Penal
The Court of Appeal affirmed. As pertinent here, it determined that defendant was properly sentenced to three consecutive life terms. It held that when sexual “crimes involve the same victim on ‘separate occasions’ within the meaning of [Penal Code] section 667.6, subdivision (d), then . . . each such crime [also] has been committed against a single victim during a different ‘single occasion’ within the meaning of [Penal Code] section 667.61, subdivision (g).” It rejected defendant’s contention that the weapons-use enhancements must be reversed because he used the knife after the final act of sodomy was completed, concluding that “the commission of’ the sexual offenses specified in Penal Code section 12022.3, subdivision (a) does not end with the completion of the sex act, but continues as long as the assailant maintains control over the victim.
We granted review on both issues; we now reverse.
II
Penal Code section 667.61 mandates an indeterminate sentence of either 25 years (id., subd. (a)) or 15 years to life (id., subd. (b)) when a defendant is convicted of certain forcible sex offenses committed under specific aggravating circumstances. Penal Code section 667.61 provides, in subdivision (g), as follows: “The term specified . . . shall be imposed on the defendant once for any offense or offenses committed against a single victim during a single occasion. If there are multiple victims during a single occasion, the term specified . . . shall be imposed on the defendant once for each separate victim. Terms for other offenses committed during a single occasion shall be imposed as authorized under any other law, including Section 667.6, if applicable.”
The meaning of the phrase “single occasion” in Penal Code section 667.61, subdivision (g) is a pure question of law. We address it, therefore, under an independent review standard. As we have often stated, our role in construing the meaning of a statue is to “ascertain the intent of the Legislature so as to effectuate the purpose of the law.” (People v. Jenkins (1995)
Under the broad standard established by Penal Code section 667.6, subdivision (d), the Courts of Appeal have not required a break of any specific duration or any change in physical location. Thus, the Court of Appeal herein cited People v. Irvin (1995)
The Court of Appeal herein emphasized the principle that when legislation has been judicially construed and a subsequent statute on a similar subject uses identical or substantially similar language, the usual presumption is that the Legislature intended the same construction, unless a contrary intent clearly appears. It further stressed that Penal Code sections 667.61 and 667.6, subdivision (d) both pertain to sentencing of sex offenses and that the statutes are interrelated. On these bases it concluded that when “crimes involve the same victim on ‘separate occasions’ within the meaning of section 667.6, subdivision (d), then . . . each such crime [also] has been committed against a single victim during a different ‘single occasion’ within the meaning of section 667.61, subdivision (g).”
Although the Court of Appeal’s interpretation is not implausible, it is not persuasive. The phrases “separate occasion” and “single occasion” are similar but they are not identical. The Legislature, in drafting Penal Code section 667.61, subdivision (g), could have, but did not, use the statutory language of Penal Code section 667.6, subdivision (d), nor did it expressly refer to the detailed definitional guidance included therein. It would have been a simple matter to cross-reference the definition under the earlier statute; the Legislature chose not to do so.
When the Legislature has intended a specific definition of the similar phrase “separate occasion,” it has clearly so indicated. Thus, as discussed, it provided unambiguously in Penal Code section 667.6, subdivision (d) that the appropriate analysis for determining whether sex offenses occurred on “separate occasions” was whether the defendant had a reasonable opportunity for reflection. Similarly, in former Penal Code section 1170.1, subdivision (b)(1), which determined the aggregate term for multiple convictions for kidnapping “involving separate victims or the same victim on separate occasions” (italics added), the Legislature, in former section 1170.1, subdivision (b)(2), again provided a special meaning for the operative phase: “As used in this subdivision, ‘separate occasion’ means the defendant committed a second violation of Section 207 involving the same victim after at least 24 hours elapsed following his or her release of the victim.” (Stats. 1993, ch. 611, § 17.98, p. 3543.)
Nor, as we noted in People v. Deloza. (1998)
Moreover, applying the reasonable opportunity for reflection analysis of Penal Code section 667.6, subdivision (d) to sentencing determinations under Penal Code section 667.61, subdivision (g) appears inconsistent with the reference by the Legislature in the latter provision to “multiple victims during a single occasion.” In the case of a defendant who sequentially assaults multiple victims even in close temporal and spatial proximity, it would be difficult to imagine the crimes ever occurring “during a single occasion” under Penal Code section 667.61, subdivision (g), because the perpetrator would virtually always have an opportunity for reflection when changing victims. Although it is certainly possible to commit crimes involving “multiple victims during a single occasion” under the opportunity for
Further, given the harshness of the punishment dictated by Penal Code section 667.61, subdivision (g)—of life imprisonment—and the lack of definitive legislative direction, the rule of lenity also points to the conclusion that the Legislature intended to impose no more than one such sentence per victim per episode of sexually assaultive behavior. (See People v. Garcia (1999)
Accordingly, we conclude that, for the purposes of Penal Code section 667.61, subdivision (g), sex offenses occurred on a “single occasion” if they were committed in close temporal and spatial proximity.
III
Penal Code section 12022.3, subdivision (a), as pertinent, provides; “For each violation or attempted violation of Section 261 [rape], . . . 286 [sodomy] . . . 288a [oral copulation], . . . and in addition to the sentence provided, any person shall receive . . . ; fi[] [an] enhancement if the person uses a firearm or a deadly weapon in the commission of the violation.” Penal Code section 667.61, subdivision (e)(4) includes as one of the circumstances for a mandatory life sentence the personal use of “a dangerous or deadly weapon or firearm in the commission of the present offense in violation of Section . . . 12022.3.”
We must answer a question of law concerning the meaning of the phrase “in the commission of’ as it appears in both statutes. Specifically, can the use of a weapon after a series of sex crimes properly be found to have
In People v. Masbruch (1996)
Our task is to construe the phrase “in the commission” as it appears in Penal Code sections 12022.3, subdivision (a), and 667.61, subdivision (e)(4). We look for guidance to our cases construing other Penal Code provisions that use the phrase “in the commission of’ or substantially similar language—specifically the provisions defining felony murder (Pen. Code, § 189; see also id., § 190.2, subd. (a)(17) [felony-murder special circumstance]).
We long ago rejected the assumption “that to bring a homicide within the terms of section 189 of the Penal Code, the killing must have occurred ‘while committing,’ ‘while engaged in,’ or ‘in pursuance’ of the named felonies, and that the killing must have been ‘a part of’ the felony or
More recently, in People v. Hernandez (1988)
People v. Guzman, supra,
We presume that the Legislature, in drafting the provisions, was aware of our long-standing judicial construction of the phrase “in the commission of’ as used in other Penal Code statutes and intended to incorporate it. We conclude that the phrase “in the commission of’ has the same meaning for the purposes of Penal Code sections 12022.3, subdivision (a), and 667.61, subdivision (e)(4), as it does under the felony-murder provisions. As the Court of Appeal herein explained, the “commission” of a sexual offense specified in Penal Code section 12022.3, subdivision (a), does not end with the completion of the sex act, but continues as long as the assailant maintains control over the victim.
Moreover, as we explained in People v. Masbruch, supra,
Relying on People v. Dobson, supra,
In Dobson, the defendant sexually assaulted his victim and thereafter beat her severely with a deadly weapon; he was convicted and the trial court imposed weapons-use enhancements for each offense. Reversing, the Court of Appeal explained: “For policy reasons . . . the completion of the sex offense has been narrowly defined. A narrow definition of a sex offense avoids the proscription of [Penal Code] section 654 and permits the imposition of multiple punishment for the sex offender who commits multiple offenses against a single victim.” (People v. Dobson, supra,
We disagree and disapprove People v. Dobson, supra,
IV
For the foregoing reasons, we reverse the judgment of the Court of Appeal and remand the matter with directions to reverse the judgment of the superior court and remand for resentencing consistent with this decision.
George, C. J., Kennard, J., Baxter, J., Werdegar, J., and Brown, J., concurred.
Notes
As pertinent here, the felony sex offenses subject to punishment under Penal Code section 667.61 include forcible rape, forcible sodomy, and forcible oral copulation (id., subd. (c)(1) & (6)). The circumstances include kidnapping, if the movement of the victim substantially increased the risk of harm to the victim (id., subd. (d)(2)), and personal use by the defendant of a deadly weapon in the commission of the offense, in violation of Penal Code section 12022.3 (id., 667.61, subd. (e)(4)).
The express legislative purpose for including the explication of the phrase “separate occasions” was “to abrogate the decision in [People v. Craft (1986)
We grant the People’s request for judicial notice of the legislative history of Penal Code section 667.61, which indicates that an early version of Assembly Bill No. 1029, which, along with a companion Senate bill, led to the present statute, provided that “[t]here shall be only one violation of this section per victim per incident.” (Assem. Bill No. 1029 (1993-1994 Reg. Sess.) § 1, as amended May 16, 1994.) The bill was later amended to refer to a “single occasion” (Assem. Bill No. 1029 (1993-1994 Reg. Sess.) § 1, as amended Aug. 19, 1994) after the original terminology was criticized as follows: “The term ‘incident’ is not generally used or defined in relation to sex offenses. The term ‘occasion’ is used and defined for the application of sex offenses.” (Off. of Crim. Justice Planning, Analysis of Assem. Bill No. 1029 (1993-1994 Reg. Sess.) June 29, 1994, p. 4, italics added.) Significantly, the legislative history includes no specific reference to any particular definition of the term “occasion”; nor does it otherwise explain its choice of the phrase “single occasion.” Without a clearer statement, we fail to discern the intent of the Legislature to adopt the definitional guidelines-of the differently worded provision under Penal Code section 667.6, subdivision (d).
Penal Code section 667.61, subdivision (e)(4) expressly refers to “a dangerous or deadly weapon or firearm in the commission of the present offense in violation of Section . . . 12022.3.” It is undisputed that the phrase “in the commission of’ has the same meaning under both statutes. (See People v. Harrison (1989)
Masbruch held that a weapons-use enhancement under Penal Code section 12022.3, subdivision (a), covers the use of a firearm or deadly weapon “ ‘at least as an aid in completing an essential element of a subsequent crime.” (People v. Masbruch, supra,
Penal Code section 189, defining the degrees of murder, refers to murder “committed in the perpetration of’ enumerated felonies. Penal Code section 190.2, subdivision (a)(17), the felony-murder special circumstance, refers to murder “committed while the defendant was engaged in . . . the commission of’ enumerated felonies. Its predecessor, former Penal Code section 190.2, subdivision (c)(3) referred to murder “committed during the commission . . . of’ enumerated felonies. (Stats. 1977, ch. 316, § 9, p. 1257.) In People v. Guzman (1988)
In Perez, the question posed was whether Penal Code section 654 precludes multiple punishment for separate sex crimes committed pursuant to the same intent and objective, i.e., to obtain sexual gratification. (People v. Perez, supra,
Dissenting Opinion
I respectfully dissent.
The majority holds that, for purposes of Penal Code section 667.61, subdivision (g), sex offenses occurred on a “single occasion” if they were committed in close temporal and spatial proximity.
No reason appears to interpret the virtually identical terms—“single occasion” and “separate occasions”—to have two very different meanings. Statutes may not be construed in isolation, but must be harmonized with
The express legislative purpose for expressly defining the phrase “separate occasions” in section 667.6, subdivision (d) was “to abrogate the decision in [People v. Craft (1986)
Before we attempted to clarify the meaning of “separate occasions” in Craft, a line of cases held that sexual offenses that were not episodically disjoined or detached by time or proximity were not “separate occasions” within the meaning of section 667.6, subdivision (d). (See, e.g., People v. Smith (1984)
In Craft, we observed that, because the phrase “separate occasions” appears to be “ambiguous” and “susceptible of several meanings in the context of subdivision (d),” we were required to look beyond the language of the statute. (Craft, supra,
The Legislature then amended section 667.6, by expressly defining “separate occasions” as follows: “In determining whether crimes against a single victim were committed on separate occasions . . . , the court shall consider whether, between the commission of one sex crime and another, the defendant had a reasonable opportunity to reflect upon his or her actions and nevertheless resumed sexually assaultive behavior. Neither the duration of time between crimes, nor whether or not the defendant lost or abandoned his or her opportunity to attack, shall be, in and of itself, determinative on the issue of whether the crimes in question occurred on separate occasions.” (§ 667.6, subd. (d).)
Thus, in amending section 667.6, the Legislature adopted the core analysis in Craft, i.e., that the purpose for imposing mandatory consecutive sentences under subdivision (d) is to punish more severely the more culpable defendant who after an opportunity to reflect on his actions nevertheless resumes his sexually assaultive behavior. But it rejected the narrow rule in Craft insofar as it held that such opportunity to reflect and either continue on his course or
Under that broader standard, the Courts of Appeal have not required that there be a distinct break of any specific duration of time or any change in physical location under section 667.6, subdivision (d). (People v. Irvin (1996)
We should presume that the Legislature intended section 667.61, subdivision (g) to be construed similarly to section 667.6, subdivision (d), a statute on a similar subject using substantially similar language, unless a contrary intent clearly appears. (In re Jerry R., supra,
Both section 667.61 and the three strikes law impose indeterminate life sentences. Thus, in that broad general sense, they are similar to each other. But, far more closely related to each other, both sections 667.61 and 667.6 are specific, interrelated components of a sentencing scheme for sexual offenses. Both statutes apply, with minor exceptions, to the same sex offenses and frequently must be applied in the same case. Section 667.61, subdivision (g), expressly refers to section 667.6. Moreover, an early version
Presumably the Legislature, in enacting section 667.61, was also aware of its test for “separate occasions” and the underlying reasons for the express, earlier enactment of that test in section 667.6. (People v. McGuire, supra,
The majority reasons that, “When the Legislature has intended a specific definition of the similar phrase ‘separate occasion,’ it has clearly so indicated,” pointing to section 667.6, subdivision (d) as an example. (Maj. opn., ante, at p. 105.) It further reasons that, in the absence of an express definition, the phrase “single occasion” should be interpreted according to its “ ‘ordinary, generally understood meaning.’ ” (Maj. opn., ante, at pp. 105-107.) However, the very example that the majority relies on invalidates those premises, at least in the area of sex offense sentencing. As explained above, when the Legislature clarified the meaning of “separate occasions” in section 667.6, subdivision (d), seven years after its original enactment, it expressly rejected the “ordinary, generally understood meaning.”
Other considerations support the inference that the Legislature intended that the phrase “single occasion” under section 667.61, subdivision (g) be synonymous with “separate occasions” under section 667.6, subdivision (d). We have used the term “single occasion” to describe the singular version of “separate occasions” as it relates to section 667.6, subdivisions (c) and (d). (See, e.g., People v. Scott (1994)
I would affirm the judgment of the Court of Appeal.
All further statutory references are to the Penal Code.
