Lead Opinion
Defendant Harold Edward Johnson and a codefendant Howard, who has not appealed, were convicted of four counts of burglary after waiving jury trial and submitting the cause upon the transcript of the preliminary hearing. Johnson appeals from an order suspending proceedings and placing him on probation for five years.
Johnson claims on appeal that there is no evidence connecting him with the third count of burglary
The Attorney General has conceded that there is no evidence connecting Johnson with count III. The sole issue to be decided in connection with the other counts is the admissibility of Johnson’s confession.
Pour residences were burglarized between June 1965 and October 1966. On October 21, 1966, Deputy Sheriff Ellson and Sergeant Anderson, without an arrest or search warrant, went to the apartment of Johnson’s codefendant Bobby Roy Howard. They knocked on the door and asked for Howard. One Ciabattari answered the door; the officers asked him for identification, and if they could enter. Ciabattari refused permission and tried to shut the door while he went upstairs to get identification. He was unable to close the door because one of the officers put his foot inside. The officers entered, Ciabattari was arrested, and a television set taken in one of the burglaries was seized by the police officer.
Codefendant Howard was arrested about two hours later and taken to the sheriff’s station. On the way into the sheriff’s station, Howard and the police officers saw the television set taken from Howard’s apartment. The set was pointed out to Howard and he was asked about it. Howard
After being warned of his rights, after being shown the TV set, and after being asked about it, Howard confessed, implicating Johnson. Johnson was arrested the next day at his home and warned of his rights. Questioned about the burglaries, he at first denied any involvement. After his denial he was taken in a police ear to Howard’s residence. Howard, who was out on bail, was “invited” to join Deputy Sheriff Ellson, Sergeant Anderson and Johnson in the car “for a talk.” Howard and Johnson were again warned of their rights. Howard repeated his confession, implicating Johnson, and Johnson then confessed.
In both the municipal and superior courts, defendant objected to the admission of his confession on the ground that it was induced by Howard’s confession, which was inadmissible because the search of Howard’s residence and his arrest were unlawful.
The Attorney General concedes that “in view of the present condition of the record” the search was unlawful. The rule is settled that where a confession is induced by illegally seized evidence, the confession is subject to exclusion as fruit of the poisonous tree. (See, e.g., Fahy v. Connecticut (1963)
The application of the fruit-of-the-poisonous-tree doctrine was restated in Wong Sun v. United States, supra,
‘'The exclusionary rule has traditionally barred from trial physical, tangible materials obtained either during or as a result of an unlawful invasion. . . . [V] erbal evidence which derives so immediately from an unlawful entry and an unauthorized arrest ... is no less the ‘fruit’ of official illegality than the more common tangible fruits of the unwarranted intrusion. . . .
The rule of Wong Sun was applied by this court in People v. Bilderbach, supra,
“That the prosecutor may not profit directly or indirectly from an illegal search has been the keystone of the rule excluding illegally obtained evidence. . . .
“Even though statements are free of ‘oppressive circumstances’ and otherwise voluntarily rendered, they are not exempt from attack on constitutional grounds if they are the product of an illegal search [citations].
“The presence or absence of 'oppressive circumstances’ is not determinative. Rather, each case should turn on the issue whether the evidence related so closely to the illegal search that the admission of such evidence ‘would thwart the laudable policies underlying the exclusionary rule. ’ [ Citations. ] “With this principle in mind, the trial court should examine the facts in order to determine if the statement was induced by the illegal search. [Citations.] If the statement was so induced it was not ‘an act of free will to purge the primary taint of the unlawful invasion,’ but was ‘ “come at by exploitation of [the] illegality ’ ’ ’ [citations] and is therefore excludable. ’ ’ (People v. Bilderbach, supra,62 Cal.2d 757 , 763, 767-768.)
After Bilderbach, supra, we held in People v. Paris, supra,
Earlier, in People v. Dixon, supra,
Where an accused makes one confession and then testifies or upon subsequent questioning again confesses, it is presumed that the testimony or second confession is the product of the first. (People v. Arnold,
Although in Spencer the original statement of guilt was not obtained by confronting the defendant with unlawfully seized evidence but was secured without compliance with Dorado, the same principles are applicable where the statement is obtained immediately after such confrontation. In Fahy v. Connecticut, supra,
Where a defendant’s confession is secured by exploiting the use of a codefendant’s confession which was the product of an unlawful search and seizure, the defendant’s confession, depending upon the circumstances, may also be fruit of the poisonous tree. The ultimate question is whether the evidence has been come at by exploitation of the illegality 11 or instead by means sufficiently distinguishable to be purged of the primary taint.” (Wong Sun v. United States, supra,
In considering whether acts occurring between the unlawful activity and the securing of the evidence objected to are sufficient to purge the taint, courts have held that the decisive issue is not that the road from the unlawful search to the testimony is “long,” but that it is “straight.” (United States v. Tane (2d Cir. 1964)
However, where the acts intervening between the defendant’s confession and the unlawful search have in fact been induced by the authorities’ exploitation of the unlawful search, and where the confession was in fact induced by the authorities’ exploitation of those intervening acts, the road from the unlawful search to the confession, even if long, is straight, and adherence to the laudable policies underlying the exclusionary rule requires a conclusion that the confession is the fruit of the unlawful search. To hold otherwise would permit the authorities to profit from their unlawful activity and furnish an incentive for unlawful searches in violation of the Fourth and Fourteenth Amendments in the hope that the direct fruits of the search might be manipulated in such a way as to produce admissible evidence. (Cf. People v. Moore,
The Attorney General has conceded that the search of Howard’s apartment was unlawful. Howard’s confessions, which were intervening acts between the unlawful search and Johnson’s confession, were in fact induced by the authorities’ exploitation of the unlawful search. Howard’s first confession was secured only after confrontation with the illegally obtained evidence, and under People v. Stoner, supra,
Howard’s second confession is similarly fruit of the illegal search. The second confession was made the day after the first upon questioning by the police. As in People v. Spencer, supra,
In face of the uneontradicted evidence that Johnson first denied any involvement in the burglary, it cannot be challenged that Johnson confessed only because, hearing Howard’s confession, he too knew that the “secret [was] out for good.” (People v. Spencer, supra,
The Miranda warnings given to Ploward and Johnson are not sufficient to show that the primary taint has been purged. The Miranda warnings advise a defendant of his rights to remain silent and to counsel. They do not advise him whether the evidence he is confronted with is unlawfully obtained or whether it will be admissible at trial.
There is little, if any reason, to assume that the Miranda warning neutralizes the inducement to confess furnished by the confrontation of the defendant with the illegally obtained evidence which shows his guilt and the futility of remaining silent. If Miranda warnings were held to insulate from the exclusionary rule confessions induced by unlawfully obtained evidence, the police would be encouraged to make illegal searches in the hope of obtaining confessions after Miranda warnings even though the actual evidence seized might later be found inadmissible. (Cf. People v. Moore, supra,
We cannot subscribe to such a suggestion. We recognize, of course, that Miranda did not purport to eliminate the use of confessions “given freely and voluntarily without any compelling influences.” (Miranda v. Arizona, supra,
We have recently pointed out that warnings given in accordance with People v. Dorado, supra,
The Attorney General’s reliance on People v. Stoner, supra,
People v. Martin,
The distinction in Rogers is similarly applicable to the effect of a Miranda warning on a confession obtained by confrontation with evidence secured by an unlawful search, and a confession following an illegal arrest. Cases where a confession follows an unlawful arrest, and those where the confession follows a confrontation of the defendant with illegally seized evidence are distinguishable. In the latter case, the illegality induces the confession by showing the suspect the futility of remaining silent. (See People v. Spencer, supra,
The other eases relied on by the Attorney General involved, like Martin, confessions resulting from illegal arrests rather than from a confrontation with illegally seized evidence.
It is true that this court has held that a defendant has no standing to raise the legality of statements secured from another defendant in violation of Miranda. (People v. Varnum,
Since the Attorney General has conceded that the search was unlawful on the record before us, and since the undisputed evidence before us shows that the confessions were the fruit of that search, the confessions should have been excluded. Without the confessions, the evidence is insufficient to sustain the conviction, and the error in admitting the confessions must be deemed prejudicial and compels reversal.
However, it is possible that on remand further evidence on the issues of the lawfulness of the search or the relationship of the confessions to the search may be produced. Accordingly, we shall discuss two further questions which might arise in the event of a retrial.
The Attorney General urges that, where a defendant claims that his confession is an inadmissible fruit of an unlawful search, the burden is on the defendant to prove that the unlawful activity induced the confession.
“The burden is, of course, on the accused in the first instance to prove to the trial court’s satisfaction that wiretapping was unlawfully employed. Once that is established . . . the trial judge must give opportunity ... to the accused to prove that a substantial portion of the case against him was a fruit of the poisonous tree. This leaves ample opportunity to the Government to convince the trial court that its proof had an independent origin.” (Italics added.)5 (308 U.S. at p. 341 [84 L.Ed. at p. 311 ].)
Nardone, then, casts burdens on both the prosecution and the defense. The defendant must “prove that a substantial portion of the case against him was a fruit of the poisonous tree.” Thus, the defendant must establish a relationship between the unlawful act and the objected-to evidence or confession. However, once he has done so the burden is then on the prosecution under Nardone to show that “its proof had an independent origin,” (
The Attorney General relies on language in Fahy v. Connecticut, supra,
“There is little, if any, difference between our statement in Fahy v. Connecticut about ‘whether there is a reasonable possibility that the evidence complained of might have contributed to the conviction’ and requiring the beneficiary of a constitutional error to prove beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained. We, therefore, do no more than adhere to the meaning of our Pahy ease when we hold, as we now do, that before a federal constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt. ’ ’
Johnson contends that the requirements of Miranda were not complied with. He points out that he was not specifically offered the immediate services of counsel but only told of his right to counsel and that he did not expressly waive his right to counsel.
Without explicitly answering the question raised, a substantial number of cases have found a waiver where the evidence shows that the police have stated the four-pronged Miranda warning without offering to immediately secure counsel, that they asked the defendant if he understands those rights, that the defendant has responded affirmatively, and that the defendant without expressly stating that he has waived counsel proceeds to make damaging statements. (See People v. Thomas,
The Court of Appeal in People v. Salcido,
Several cases from other jurisdictions have held that compliance with Miranda requires express words of waiver. (Sullins v. United States (10th Cir. 1968)
AVe disagree with the authorities cited by defendant, and find the better rule to be that stated in United States v. Hayes (4th Cir. 1967)
Once the defendant has been informed of his rights, and indicates that he understands those rights, it would seem that his choosing to speak and not requesting a lawyer is sufficient evidence that he knows of his rights and chooses not to exercise them.
The judgment is reversed.
Traynor, C. J., Tobriner, J., and Sullivan, J., concurred.
Notes
Count III charged burglary of the James residence on October 14, 1966. The conviction of Johnson on this count was probably unintended, since the judge at the preliminary hearing dismissed the case as to count III against him. The information, however, charged both defendants in count III, and the trial court found defendants ‘'guilty as charged.”
The sequence of Howard’s being shown the TV set and being warned of his rights is unclear.
In view of this conclusion it is unnecessary to determine whether the eliciting of the second confession from Howard by the police officers was unlawful conduct on the ground that he had been released on bail at the time of the confession. (Cf. Massiah v. United States,
Commonwealth of Pennsylvania v. Maroney (3d Cir. 1965)
People v. Wheeler,
People v. La Peluso,
It has been suggested that the defendant is in the best position to prove what his motive was in confessing. (See Maguire, Now To Unpoison The Fruit—The Fourth Amendment and the Exclusionary Zule (1964) 55 J.Crim.L., C. & P.S. 307, 321, but see Pitler, “The Fruit of the Poisonous Tree” Revisited and Shepardized (1968) 56 Cal.L.Rev. 579, 607-609.) However, Nardone does not purport to require the prosecution to read minds, any more than does the burden of proof rule established in People v. Spencer, supra,
Although our court has not been confronted with the precise question, federal courts have held that where an unlawful arrest is followed by a confession, the burden is on the prosecution to show that the illegal taint has been dissipated. (Collins v. Beto, supra,
Dissenting Opinion
I dissent.
In the style of Jacula Prudentum
This beguiling rationale is superficially appealing because of its facile approach to an intricate problem; it reduces to a computer formula the dull, methodical, undramatic efforts of law enforcement officers to solve a series of major burglaries and to apprehend and convict the burglars. But, as Judge Edgerton observed long ago, causation for legal purposes is too elusive and complex for explicit formulation. (Edgerton,
I would treat the facts as comprising at least six severable incidents. In so doing, I find only one unlawful act committed by peace officers out of the series of relatively independent acts.
The officers went to Howard’s premises, seeking Howard. This was a lawful act.
Ciabattari answered the door and the officers without benefit of process or probable cause forcefully entered the premises he was then occupying, arrested him and seized a television set, which was in plain sight and which they identified as having been taken in one of the burglaries. This was unlawful.
Howard was arrested two hours later at an entirely different site. This was a lawful act.
At the sheriff’s station, the television set was pointed out to Howard, he was given adequate Miranda (Miranda v. Arizona (1966)
Howard, in his valid confession, implicated Johnson. A day later officers arrested Johnson. This was lawful.
Howard and Johnson were brought together by the officers. Both were given Miranda warnings, Howard for the second time. Johnson then confessed. This was lawful.
The expression “fruit of the poisonous tree” first appeared in Justice Frankfurter’s opinion in Nardone v. United States (1939)
Some years later the Supreme Court again made it abundantly clear in Wong Sun v. United States (1963)
The majority of this court in People v. Sesslin (1968)
It is significant that the majority here misread and further constrict Sesslin by limiting the required attenuation to an intervening act of defendant (ante, pp. 551, 554), whereas Sesslin (
I can conceive of few more “independent act[s] by the defendant or a third party which breaks the causal chain linking the illegality and [the] evidence” than advice by the captors to the suspect that he has a right to have counsel then and there, and that he may remain silent. Here we have Miranda warnings serving as the attenuation required by Nardone, Wong Sun, Bilderbach and Sesslin not once, but twice. There was not merely a single break in the causal chain, but a double fracture.
First, the suspect Howard was given proper warnings at the stationhouse. He waived his constitutional rights and confessed. It is unreasonably tenuous to attempt to relate this voluntary confession back to the earlier invasion of the premises occupied by an entirely different individual. As the court said in Jacobs v. Warden, Maryland Penitentiary (4th Cir. 1966)
If that break in the causal chain is not adequate, though I deem it to be, still another Miranda admonition was given to Howard and to this defendant, Johnson, when they were together. Only thereafter did Johnson voluntarily confess.
After an initial error in breaking in on Ciabattari, the law enforcement officers here scrupulously adhered to the letter of Miranda in dealing with Howard and Johnson. They do not
I would affirm the judgment.
McComb, J., and Burke, J., concurred.
Respondent’s petition for a rehearing was denied April 2, 1969. McComb, J., Mosk, J., and Burke, J., were of the opinion that the petition should be granted.
George Herbert, Jacula Prudentum: "For want oí a nail the shoe is lost, for want of a shoe the horse is lost, for want of a horse the rider is lost.” Benjamin Franklin in his Poor Pichará (1758) extended the roots of that poisonous tree: ". . . for the want of a rider the battle was lost, for the want of a battle the kingdom was lost. ...”
See Smith and Bowden v. United States (D.C.Cir. 1963)
I find a marked similarity between the theory of the majority and the novel "tainted witness" doetz-ine. (See Ruffin, Out on a Limb of the Poisonous Tree: the Tainted Witness (1967) 15 U.C.L.A. L.Rev. 32.) Here the Johnson evidence was clearly not taizitcd; the majozdty appear to hold the witness, Howard, to have become tainted. Thus a human witness is treated analogously to inanimate evidence. While Ruffin proposed this unique theory, he himself conceded that the "argument that leads from improper interrogation may taint the discovered witness or his testimony has not been so favorably received." (Id. at p. 44.)
Goldstein, Miranda v. Arizona: a Reply to a Senator (1967) 5 Am.Crim.L.Q. 173.
