People v. Jermaine B.People v. Jermaine B.
Lead Opinion
Opinion
Appellant, a minor, was prosecuted as an adult after giving a false name and date of birth. Appellant entered into a negotiated disposition pursuant to which he pleaded no contest to a lesser offense in return for a probationary, sentence. Subsequent to his conviction, the prosecution determined appellant was in fact a minor and the matter was certified to the juvenile court. The juvenile court concluded appellant had waived his right to a juvenile adjudication, treated appellant’s no contest plea as an admission of the allegations of the petition, found appellant in violation of the originally charged offense, and committed appellant to the California Youth Authority (CYA). We conclude appellant was entitled to withdraw his plea of no contest and did not waive his right to an adjudication in juvenile court. We reverse.
Facts and Procedural Background
Appellant Jermaine B. was bom on January 1, 1981. On July 14, 1997, appellant was 16 years old. He was arrested for possession for sale of cocaine base on that date. Appellant gave the police a false name, Jason Ford, and a false date of birth, July 12, 1979. Believing appellant to be an adult, the prosecution charged him by felony complaint with possession for sale of cocaine base in violation of Health and Safety Code section 11351.5.
On July 30, 1997, appellant, who was still 16 years old, entered a certified plea of no contest in municipal court to possession for sale of cocaine in violation of Health and Safety Code section 11351, a lesser offense. In exchange for the no contest plea, it was agreed appellant would be placed on three years’ formal probation on certain conditions, including one hundred eighty days in the county jail. Appellant was advised that his maximum state prison sentence would be four years. Appellant was not advised pursuant to Penal Code section 1192.5 that the trial court could withdraw approval of the plea agreement, which would give appellant the right to withdraw his plea of no contest. On August 13, 1997, appellant was sentenced in superior court pursuant to the plea agreement. He was awarded 45 days of presentence credit.
On August 28, 1997, the prosecution discovered appellant’s true name and date of birth. Criminal proceedings in adult court were suspended, appellant was remanded to juvenile hall, and the matter was certified to the juvenile court. On August 29, 1997, a wardship petition was filed in juvenile court alleging appellant had possessed for sale cocaine base in violation of Health and Safety Code section 11351.5. Appellant was arraigned on the petition and denied the allegations of the petition. The matter was set for adjudication.
On September 23, 1997, appellant appeared in juvenile court for adjudication. The prosecution argued appellant was not entitled to a hearing, because he had lied concerning his age and had entered a plea of no contest in adult court. Appellant’s counsel objected and pointed out to the juvenile court that appellant had pleaded no contest in order to take advantage of a favorable disposition. Appellant’s counsel also pointed out that appellant was not attempting to renege on the plea agreement, but rather the prosecution had instigated the certification to juvenile court. The juvenile court concluded appellant had waived his right to an adjudication in juvenile court by giving a false age and pleading no contest in the municipal court.
Appellant’s counsel stated: “Right. And so for the record, the minor is asking for his right to have an adjudication today. If the People are going to raise this issue, they should have raised it at the time of the arraignment before the adjudication was set. So I’m arguing that it’s not timely. [¶] I’m also objecting to the court’s proposed ruling in favor of the People in that I find there is a distinction in Jose D. [v.] Superior Court [(1993)
Based solely on appellant’s no contest plea in adult court to a violation of Health and Safety Code section 11351, the juvenile court
Appellant appealed from the orders declaring him a delinquent ward of the court (
Discussion
Withdrawal of Negotiated Plea
Appellant contends he was entitled to withdraw his no contest plea. We agree.
“Plea bargaining is an accepted practice in our criminal justice system.” (People v. Cruz (1988)
The usual remedy for violation of a plea agreement, where the plea bargain cannot be specifically enforced, is to allow the defendant to withdraw the plea and go to trial on the original charges. (People v. Walker, supra, 54 Cal.3d at pp. 1026-1027.) A defendant who makes material misrepresentations in negotiating a plea bargain is not entitled to specific performance of the agreement. (People v. Johnson (1974)
Penal Code
In this case, appellant failed to reveal his true name and minority and entered into a negotiated plea of no contest in adult court. Appellant conditionally waived his
In light of appellant’s material misrepresentations concerning his identity and age, he is not entitled to specific performance of the plea bargain, and he does not so contend. He contends he should be allowed to withdraw the plea, because the court has withdrawn approval of the plea bargain and he has received a disposition far harsher than and different from that specified in the bargain. He pleaded no contest on the condition of a probationary sentence with 180 days of jail time and instead was committed to the CYA for up to 5 years. Appellant’s contention is persuasive. Appellant cannot be bound to his plea unless the disposition is consonant with the terms of the plea bargain. Here, it most certainly was not. Because the terms and conditions of the plea agreement were not complied with by the prosecution and the court, appellant is entitled to withdraw his plea of no contest.
There is no merit to the contention that appellant waived his right to withdraw his plea by failing to so request at the time of the disposition. First, appellant was not advised of his right to withdraw his plea at the time he entered the negotiated plea of no contest and thus did not relinquish his right to withdraw by failing to object at the time of the excess disposition. Second, appellant’s counsel objected to the procedures in juvenile court sufficiently to preserve appellant’s right to raise this issue on appeal. At all times, appellant’s counsel informed the juvenile court that appellant wished to have an adjudicatory hearing. At all times, appellant’s counsel objected to effectuation of his negotiated no contest plea in adult court as an admission in juvenile court. These objections were sufficient to preserve the issue for appeal. It was not necessary that appellant expressly move to withdraw his certified plea of no contest made in adult court. His request for a contested juvenile adjudicatory hearing was sufficiently clear.
Waiver of Right to Adjudication Hearing
Appellant contends he was denied his right to an adjudicatory hearing in juvenile court.. The prosecution responds that appellant waived his right to a hearing in juvenile court by claiming to be an adult and pleading no contest. Appellant is unquestionably correct.
It is true that an individual, who (1) claims to have been an adult at the time of an offense but was really a minor, (2) is tried by a jury in adult court, and (3) is found guilty by that jury, is not entitled to a new adjudicatory hearing in juvenile court because the individual has already received the due process right to a fair trial with the benefit of an additional procedural option—jury trial—which is not available in juvenile court. (In re Harris (1993)
In this case,
Disposition
The order of wardship is reversed. The matter is remanded to the juvenile court for further proceedings consistent with this opinion.
Godoy Perez, J., concurred.
Notes
We note that, in all events, appellant never entered a plea to a violation of Health and Safety Code section 11351.5, the crime for which he was adjudicated a ward of the juvenile court.
Dissenting Opinion
I. Introduction
In this case, for the first time on appeal, the minor argues indirectly that he is entitled to withdraw his plea made in municipal court to a charge of cocaine possession.
II. Procedural Matters
The minor admitted as true the allegations of a petition filed April 6, 1993, charging him with fighting in public. (
On July 16, 1997, a felony complaint was filed against the minor under the alias of Jason N. Ford for possession of cocaine base for sale. (
On August 29, 1997, a wardship petition was filed pursuant to section Welfare and Institutions Code
III. Discussion
Like adults in the context of a guilty or no contest plea, minors have a right prior to the entry of an admission to be apprised of the direct consequences of giving up the right to an adjudication hearing and admitting in whole or in part allegations in a wardship petition. (In re Michael B. (1980)
The California Supreme Court has not only required specific objections in connection with the assertion of constitutional rights, but assignments of error must be made promptly. There are well established and consistently applied California Supreme Court holdings requiring prompt and timely objections in connection with a whole host of constitutional and statutory issues. (E.g., People v. Frye (1998)
There are exceptions though to these consistently applied rules requiring prompt and specific articulation of constitutional and statutory claims in a trial court in order for them to be raised in an appellate court. Appellate courts in certain circumstances can consider issues not posited in a trial court. (People v. Williams (1998)
In my view, the limited exception to the objection requirement in adult plea bargain cases crafted in People v. Walker, supra, 54 Cal.3d at pages 1024-1025, should not apply to juveniles, particularly where they have engaged in the mendacity displayed by the minor in a case such as this. Penal Code
Not only does Penal Code
One final note is in order. My views in terms of the policy reasons which support the application of the objection requirement to the present case should not be construed as any suggestion my colleagues are not cognizant of the scope of the minor’s deviousness. I believe they are as offended by the minor’s dishonesty as I am. Rather, they believe that principles of stare decisis and the constitutional right of all persons to have the state comply with its obligations under a plea bargain outweigh the analysis I have set forth concerning the need for a motion to withdraw the plea in the trial court.
The Absence of a Showing of Prejudice
In juvenile appeals, if there is a failure to advise a minor as to the potentiality of a youth authority commitment, the child has the burden of showing prejudice. Citing In re Yurko (1974)
IV. Conclusion
For the foregoing reasons, I would modify the orders under review to indicate the minor has been found to have possessed cocaine for purposes of sale in violation of Health and Safety Code
Respondent’s petition for review by the Supreme Court was denied April 21, 1999.
The minor never directly argued in the opening brief that he was entitled to withdraw his guilty plea. Rather, the heading for the minor’s argument is phrased in the opening brief as follows, “The juvenile court erred in denying Jermaine his constitutional right to an adjudication hearing.” The argument posited in the opening brief commenced as follows: “Due process of law is the primary and indispensable foundation of individual freedom. (In re Gault (1967)
The record reflects that the minor was subsequently furloughed from camp but did not report for supervision.
The decision of Jose D. v. Superior Court, supra,
In its entirety, Penal Code