Opinion
INTRODUCTION
Appellant Mark Jenkins challenges his murder conviction on the grounds the trial court erred by concluding that his prior Utah convictions for aggravated robbery constituted serious or violent felonies under California *809 law, refusing his request to instruct on second degree murder as a lesser included offense, doubling his life without possibility of parole term under the “Three Strikes” law, and imposing a parole revocation fine.
We conclude the record is insufficient to prove that appellant’s Utah priors constitute serious or violent felonies under California law. Appellant was not entitled to instructions on second degree murder, as no evidence was presented that would have absolved him of felony murder but not second degree murder based upon malice. The trial court erred by imposing a parole revocation fine.
BACKGROUND AND PROCEDURAL HISTORY
Appellant entered a liquor store, placed a white plastic bag on the counter, and pointed a gun at the store’s proprietor, Chan Hoeung. Words were exchanged, and Hoeung drew his own gun. Appellant fired at Hoeung, who fired back. As a result of the gunfire, Hoeung died and appellant was injured.
A jury convicted appellant of first degree murder and found true a robbery-murder special-circumstance allegation. It also found he had personally and intentionally fired a gun, causing death, and personally used a gun. The court found appellant had suffered two prior serious or violent felony convictions and served two prior prison terms within the scope of Penal Code section 667.5, subdivision (b). It sentenced appellant to life in prison without possibility of parole, and doubled the term under the Three Strikes law. The court enhanced appellant’s sentence by 25 years to life under Penal Code section 12022.53, subdivision (d) and 10 years under Penal Code section 667, subdivision (a)(1).
DISCUSSION
1. Appellant’s prior Utah robbery convictions do not constitute serious or violent felonies under California law.
The information alleged appellant had suffered two prior serious and/or violent felony convictions within the scope of the Three Strikes law and Penal Code section 667, subdivision (a)(1). To prove these allegations, the prosecutor introduced the following: (1) a judgment of conviction dated October 30, 1997, reflecting a guilty plea to one count of aggravated robbery in Weber County, Utah; (2) a sentencing worksheet dated August 11, 1997, reflecting a conviction of one count of aggravated robbery in Davis County, Utah; (3) two copies of apparently the same Utah State Prison fingerprint card; and (4) photocopies of photographs of appellant. None of these documents indicate the facts underlying either of appellant’s aggravated robbery convictions.
*810 Appellant contends the evidence was insufficient to show that his Utah aggravated robbery convictions constituted strikes or prior serious felonies for purposes of enhancement under Penal Code section 667, subdivision (a)(1). In particular, he argues robbery may be committed in Utah with a different intent than is required in California. He further argues that, whereas California law requires that force or fear be used against the person in possession of the property taken in a robbery, force or fear may be used against any person in Utah. Therefore, he argues, application of the Three Strikes law and Penal Code section 667, subdivision (a)(1) violated due process.
Penal Code section 667, subdivision (a)(1) provides for a sentence enhancement for each prior conviction for “any offense committed in another jurisdiction which includes all of the elements of any serious felony” under California law. Under the Three Strikes law, a prior conviction from another jurisdiction constitutes a strike if it is “for an offense that includes all of the elements of the particular felony as defined in subdivision (c) of Section 667.5 or subdivision (c) of Section 1192.7.” (Pen. Code, §§ 667, subd. (d)(2), 1170.12, subd. (b)(2).) Thus, the prior foreign conviction “must involve conduct that would qualify as a serious [or violent] felony in California.”
(People
v.
Avery
(2002)
The proof of appellant’s Utah offenses consisted of records that established only the existence, date, and statutory authority of his convictions. Because this evidence did not establish any of the facts underlying the charges or convictions, the determination of whether these offenses would constitute serious or violent felonies if committed in California must be made from an analysis of the elements of aggravated robbery under Utah law and a comparison of Utah and California law.
a. Target of force or fear
In 1997, a person committed aggravated robbery in Utah “if in the course of committing robbery, he: [f] (a) uses or threatens to use a dangerous weapon as defined in Section 76-1-601; [f] (b) causes serious bodily injury upon another; or [f] (c) takes ... an operable motor vehicle.” (Utah Code Ann. (1953) § 76-6-302, subd. (1), p. 255.)
*811 In 1997, the Utah robbery statute provided that “[a] person commits robbery if: [][] (a) the person unlawfully and intentionally takes or attempts to take personal property in the possession of another from his person, or immediate presence, against his will, by means of force or fear; or [f] (b) the person intentionally or knowingly uses force or fear of immediate force against another in the course of committing a theft.” (Utah Code Ann. (1953) § 76-6-301, subd. (1).) 1
Appellant contends that under subdivision (l)(b) of section 76-6-301, a defendant could be convicted of robbery if he stole the property of one person without the use of force or fear, but used force or fear against a second person without any possessory interest in the property during his flight from the scene of the theft.
Under California law, a theft accomplished without the use of force or fear becomes robbery if force or fear is used during asportation.
(People
v.
Estes
(1983)
Subdivision (l)(b) of Utah’s robbery statute does not appear to require that the object of a defendant’s application of force or fear have any possessory interest in the property taken. Although the “take personal property in the possession of another ... by means of force or fear” language of subdivision (l)(a) includes a possessory interest requirement, the language of subdivision (l)(b) is radically dissimilar. Subdivision (l)(b) simply requires the use of force or fear “against another in the course of committing a theft.” Subdivision (l)(b) does not require that the force or fear be used against the person from whom the property was stolen or otherwise specify any limitation on the use of force or fear to qualify the crime as robbery, except that the force or fear must be applied “in the course of committing a theft.” Subdivision (2) defines “in the course of committing a theft” to mean acts during “an attempt to commit theft, commission of theft, or . . . the immediate flight after the attempt or commission.” Accordingly, the statute clearly encompasses the scenario posed by appellant: the use of force or fear against a bystander or good Samaritan during flight after commission of a theft against another person. Under California law, such a scenario results in the commission of a theft and an assault or battery, but no robbery. Under Utah law, however, it appears that the offense committed would be robbery.
*812 Respondent argues that subdivision (l)(b) refers to “the situation where a defendant does not use force or fear at the exact time he takes the victim’s property from the victim.” Although subdivision (l)(b) would certainly apply to the scenario suggested by respondent, nothing in its language restricts it to such application. Had the Utah Legislature intended to so limit subdivision (l)(b), they could, and no doubt would, have so specified. They could, for example, have phrased the subdivision as follows: “the person intentionally or knowingly uses force or fear of immediate force against another in the course of committing a theft from that person.”
Respondent relies upon a single Utah case,
State in Interest of D.B.
(Utah Ct.App. 1996)
Our research has revealed no interpretations of the Utah robbery statute supporting respondent’s position. The plain language of subdivision (l)(b) supports appellant’s contention that Utah, like the other states to which the California Supreme Court referred in People v. Nguyen, supra, 24 Cal.4th at pages 763 through 764, does not require that the person against whom force or fear is used have a possessory interest in the property taken. Given the absence of precedent reading such a requirement into section (l)(b), we must give effect to the plain language of the statute, and conclude that, as in several states other than California, one may be convicted of robbery for employing force or fear against a person who lacks any possessory interest in the property taken in the course of a theft.
*813 It therefore cannot be said that appellant’s Utah robbery convictions include all of the elements of robbery under California law. This conclusion is not altered by the fact that they were aggravated robberies, as the aggravation statute does not supply the potentially missing possessory interest requirement.
Respondent argues that appellant’s Utah offenses constitute serious and violent felonies because they were punishable by a term of five years to life, and he received an indeterminate sentence of five years to life for each offense. However, Penal Code section 667, subdivisions (a)(1), (d)(2), and section 1170.12, subd. (b)(2) provide that offenses committed in other jurisdictions must include all of the elements of a serious or violent felony under California law in order to trigger application of the Three Strikes law or the five-year enhancement provided by Penal Code section 667, subdivision (a)(1). Accordingly, only offenses committed in California may qualify as serious or violent felonies simply because they carry an indeterminate term as a potential penalty.
b. Permissibility of retrial
The parties differ regarding the appropriate remedy for our finding that the record was insufficient to establish that appellant’s Utah convictions constituted serious or violent felonies. Respondent argues for remand to allow the prosecutor to retry the strike and enhancement allegations, whereas appellant contends retrial would not be permissible, as the error was one of insufficiency of the evidence. Appellant recognizes that retrial is generally permissible pursuant to
People v. Barragan
(2004)
In
People
v.
Monge, supra,
People v. Monge, supra,
In
Monge
v.
California
(1998)
People v. Barragan, supra,
Apprendi v. New Jersey, supra,
Thus,
Apprendi
did not, as appellant claims, hold that all “federal constitutional protections apply to every fact that increases the penalty beyond the statutory maximum, except for
‘the fact
of a prior conviction.’ ” Instead, it
*816
required any fact, other than a prior conviction, that increases the penalty for a crime beyond the prescribed statutory maximum to be charged, submitted to a jury, and proved beyond a reasonable doubt.
(Apprendi, supra,
Moreover, neither
People v. Barragan, supra,
Finally, we note that while
Apprendi
may indeed require a jury determination of factual issues pertaining to foreign prior convictions, where, as here, the prosecutor introduces bare-bones evidence of the fact of the foreign conviction and its general nature, the issue of whether the foreign jurisdiction’s law contains the same elements as California law is a legal one, to be decided by the judge, not the jury. Accordingly, there is no merit to appellant’s claim that
Apprendi
precludes application of
People v. Barragan, supra,
The trial court’s findings on the strike and Penal Code section 667, subdivision (a)(1) allegations must be reversed for insufficiency of evidence. However, these allegations may be retried if the prosecutor obtains additional evidence regarding the Utah robberies to establish that appellant used force or fear against a person with a possessory interest in the property taken.
Our ruling on this issue moots appellant’s claim that the court erred by doubling his term of life in prison without possibility of parole pursuant to the Three Strikes law.
2. The trial court was not required to instruct upon second degree murder as a necessarily included offense.
The information charged appellant with murder with malice aforethought. However, the prosecutor tried the case solely upon a felony-murder theory. *817 Although appellant requested instructions on manslaughter and second degree murder, the court instructed the jury only upon the theory of first degree felony murder.
Appellant contends the court erred by failing to instruct upon second degree murder based upon express malice. He argues it was a necessarily included offense under the accusatory pleading test and the jury may have had reasonable doubt whether he was engaged in an attempt to rob Hoeung.
A trial court must instruct on lesser included offenses whenever substantial evidence raises a question as to whether all of the elements of the charged offense are present.
(People v. Cunningham
(2001)
An offense is necessarily included in another if either the statutory elements of the greater offense or the facts alleged in the accusatory pleading include all of the elements of the lesser offense, so that the greater offense cannot be committed without also committing the lesser.
(People v. Sanchez
(2001)
Under the accusatory pleading test, second degree murder based upon malice, rather than upon commission of a felony, was a necessarily included offense of the charged offense. However, the trial court was required to instruct upon second degree murder only if substantial evidence raised a question as to whether all of the elements of felony murder were established. In other words, it was required to instruct only if there was evidence that, if believed by the trier of fact, would absolve the defendant of the greater offense, but not of the lesser.
(People
v.
Memro
(1995)
The crime was recorded on the liquor store’s surveillance video, which was played at least three times during trial. During one playing, the prosecutor described for the record what was visible on the tape: “To the right side of the video footage is the store counter; a cash register; behind the counter is Nhean who testified first this morning; her husband, the named victim in this case, standing to her left and the bottom right portion of the screen; to the upper left portion of the screen is the entrance to the store where an individual wearing at least what can be seen on this videotape a dark colored hooded sweatshirt, hood over the head, dark colored pants, white shoes, what appear to be gloves or at least dark hands, [f] If you look, the person in the sweatshirt is seen removing a white object with his left hand and placing it *818 onto the counter and removing what appears to be a handgun with his right hand; both items coming from the front pocket area of the sweatshirt. [][] There are words exchanged, and subsequently we see two gunshots. The first coming from the person in the sweatshirt. The second subsequently coming from the victim in this case, [f] And certainly words, I think [defense counsel], we both agree what we do hear are ‘I’ll shoot you.’ At least those words. And also the words, ‘Oh, shit.’ [][] So for the record I just want to have at least that description that we can both agree upon, and I’ll continue to play the tape.”
Defense counsel agreed with the prosecutor’s description of the tape contents, but added that she could “also hear other things earlier” on the tape and that “at the time that the perpetrator pulls out his own gun, at the same time as the bag comes out, Mr. Chan, the victim, has also pulled then his gun out. m So the first gun that appears to be the perpetrator’s gun. The second gun that appears is the victim’s gun. And the victim has his gun out before any shots are fired, and then it appears the perpetrator fires first and then the victim fires.”
Hoeung’s wife was present in the store during the robbery and testified at trial. She did not, however, testify regarding what happened or was said during the course of the offense.
Pita Mounga identified appellant’s voice on the videotape and testified that appellant, who was his wife’s nephew, arrived at Mounga’s home on the date of the liquor store shooting and said he had been shot in a store. Appellant was bleeding. Against appellant’s will, Mounga’s wife called 911. Mounga placed appellant’s gun in a trash can outside the house, from which the police later recovered the gun and ammunition. Mounga also testified that the dark blue gloves recovered from his living room by police belonged to appellant. Mounga’s house was located about one-half mile from Hoeung’s liquor store.
Appellant argues the jury may have doubted that he was engaged in a robbery attempt, as he did not declare it to be a robbery or demand money. He further argues the jury might have concluded that appellant became involved in a dispute with Hoeung and shot him in anger. However, neither appellant nor any other witness testified regarding a dispute or anger. Appellant’s claims are all based upon speculation. The facts described by the prosecutor and defense counsel, particularly appellant’s conduct in placing a plastic bag on the store’s counter and more or less simultaneously pointing a gun at Hoeung, strongly suggest a robbery attempt, i.e., appellant brought a bag with him and placed it before Hoeung while threatening him with the gun in order to persuade Hoeung to place property inside the bag so appellant could carry it away without paying for it. While it is certainly possible that *819 appellant had some intent other than, or in addition to, robbery, nothing in the record diminishes or negates the strong inference of an intent to rob established by appellant’s conduct in carrying and presenting the bag. Accordingly, there was no substantial evidence that, if believed by the jury, would have absolved appellant of felony murder, but not of second degree murder based upon express malice. The trial court did not err by refusing to instruct upon second degree murder.
3. The trial court erred by imposing a parole revocation fine.
Appellant contends the trial court erred by imposing a parole revocation fine, as his sentence of life in prison without possibility of parole does not include a term of parole. The reporter’s transcript of the sentencing hearing does not indicate that the court imposed a parole revocation fine, though it did impose a restitution fine under Penal Code section 1202.4, subdivision (b). The clerk’s transcript and the abstract of judgment, however, indicate a $10,000 parole revocation fine was imposed under Penal Code section 1202.45.
Penal Code section 1202.45 provides, in pertinent part, that “In every case where a person is convicted of a crime and whose sentence includes a period of parole, the court shall at the time of imposing the restitution fine pursuant to subdivision (b) of Section 1202.4, assess an additional parole revocation restitution fine in the same amount as that imposed pursuant to subdivision (b) of Section 1202.4. This additional parole revocation restitution fine shall be suspended unless the person’s parole is revoked.”
A parole revocation fine may not be imposed for a term of life in prison without possibility of parole, as the statute is expressly inapplicable where there is no period of parole.
(People
v.
Oganesyan
(1999)
Respondent argues that a parole revocation fine was proper with respect to the portion of appellant’s sentence providing for a term of 35 years to life.
People v. Oganesyan, supra,
*820 DISPOSITION
Appellant’s sentence is vacated. The prior serious or violent felony findings under Penal Code section 667, subdivision (a)(1) and the Three Strikes law are reversed and the cause is remanded for further proceedings in accordance with this opinion. In all other respects, the judgment is affirmed.
Cooper, P. J., and Rubin, J., concurred.
On July 13, 2006, the opinion was modified to read as printed above. Appellant’s petition for review by the Supreme Court was denied October 18, 2006, S145507. George, C. J., and Baxter, J., did not participate therein.
Notes
Further undesignated statutory references in this section of the opinion refer to Utah Code Annotated (1953) section 76-6-301, as it existed in 1997.
