Lead Opinion
delivered the opinion of the court:
After admitting that he strangled his aunt, defendant, Carlos Izquierdo-Flores, was charged by indictment with second-degree murder (720 ILCS 5/9 — 2(a)(1), (a)(2) (West 2000)). More than 120 days after defendant filed a speedy-trial demand on the original second-degree-murder charges, the State filed a second indictment charging first-degree murder (720 ILCS 5/9 — 1(a)(1), (a)(2) (West 2000)). Relying on speedy-trial and compulsory-joinder principles, defendant moved to dismiss the second indictment, and the trial court granted his motion based upon the speedy-trial claim. The State appealed, and this court reversed and remanded the cause to the trial court on the first-degree-murder charges. People v. Izquierdo-Flores,
BACKGROUND
We begin by summarizing the facts preceding the first appeal in this case. On September 6, 2000, defendant was arrested in connection with the death of his aunt, Adelina Flores. According to defendant, his aunt had attacked him with a belt. Acting in self-defense, he strangled her using his bare hands. On September 7, 2000, the State charged defendant by complaint with second-degree murder. On the same date, defendant filed a speedy-trial demand. Also on that date, forensic pathologist Dr. Nancy Jones performed an autopsy on Flores’s body. The autopsy report, dated September 16, indicated that strangulation was the cause of death.
On September 20, 2000, the State filed a two-count indictment charging defendant with second-degree murder. Count I alleged that, on September 6, 2000, while committing first-degree murder and acting under a sudden and intense passion resulting from serious provocation by the victim, defendant choked Flores with his hands, thereby causing her death. Count II alleged that defendant acted under an unreasonable belief that circumstances that would justify or exonerate the killing were present.
Over the next several months, the parties agreed to several continuances and engaged in plea negotiations. During a January 16, 2001, hearing, the State sought leave to dismiss the second-degree-murder charges and file first-degree-murder charges. The State explained that the second-degree-murder charges were based on defendant’s statement to the police that he and Flores got into a fight and that, while defending himself, he strangled Flores with his hands. However, Dr. Jones’s findings showed that defendant’s theory was implausible. According to the State, Dr. Jones had been out of the country for the entire month of December. When she returned in January 2001, she reviewed the autopsy photographs and her report and opined on January 12, 2001, that the strangulation could not have been accomplished manually. Instead, she opined that the marks on the victim’s neck were made by a ligature, such as a rope, belt, or piece of clothing. As a result, the State now intended to pursue first-degree-murder charges. Defense counsel objected to the new charges, noting that defendant had been in custody for months and was prepared to offer a “straight” plea to the second-degree-murder charges. The trial court expressed concern over speedy-trial issues and reserved ruling on the State’s motion. The case was continued.
On January 17, 2001, the State filed a second, three-count indictment charging first-degree murder. The second indictment alleged that defendant used an object to strangle the victim. Defendant moved to dismiss the second indictment. Relying on speedy-trial principles, the trial court granted this motion. In particular, the court found that the new charges arose from the same acts that gave rise to the original charges and that the new charges were not the result of newly discovered evidence. As a result, the first-degree-murder charges were subject to the original speedy-trial term. Because the first-degree-murder charges were not before the court when defendant requested or agreed to the continuances, any delay that was attributed to defendant in connection with the original charges could not be applied to the new charges.
The trial court denied the State’s motion to reconsider and denied defendant’s request to be released pursuant to Supreme Court Rule 604(a)(3) (188 Ill. 2d R. 604(a)(3)). On February 8, 2001, the State filed a certificate of impairment and a timely notice of appeal. On appeal, the State argued that the first-degree-murder charges were not “new and additional charges.” Because the second-degree-murder charges included all of the elements of first-degree murder, the State reasoned that the first-degree-murder charges were actually before the trial court from the beginning of the prosecution. Izquierdo-Flores,
On remand, defendant was arraigned on three counts of first-degree murder. Pursuant to the State’s motion, the trial court dismissed the second-degree-murder charges. A bench trial commenced in January 2004, and defendant was found guilty of two counts of first-degree murder. Defendant filed a posttrial motion, which the trial court denied. The court sentenced defendant on only one count of first-degree murder, imposing a term of 30 years’ imprisonment. Defendant moved to reconsider his sentence, and the trial court denied that motion. Defendant’s timely notice of appeal followed.
ANALYSIS
Defendant first argues that we should reconsider our decision in the prior appeal in light of Williams, a case decided by our supreme court after defendant’s first appeal. Relying on Williams, defendant argues that the State violated (1) the speedy-trial statute by charging him with first-degree murder more than 120 days after he filed a speedy-trial demand on the original charges, and (2) the compulsoryjoinder statute by failing to prosecute both the first-degree-murder and the second-degree-murder charges at the commencement of the prosecution. The State responds that the law of the case doctrine bars review of this issue. While the State acknowledges that the law of the case doctrine does not limit this court’s power to revisit an issue if our initial decision was clearly erroneous and would work a manifest injustice (Bond Drug Co. v. Amoco Oil Co.,
In Williams, our supreme court discussed the relationship between the speedy-trial statute and the compulsory-joinder statute. There, the defendant was originally charged with one count of contributing to the criminal delinquency of a juvenile in connection with the murder of James Patterson. Williams,
The court noted that application of the speedy-trial act is a straightforward counting exercise when a defendant is charged with a single offense; however, its application becomes more complicated when a defendant is charged with multiple, but factually related, offenses at different times. Williams,
The rule for determining the number of speedy-trial days attributable to the State when new and additional charges are brought against a previously charged defendant was first stated in People v. Williams,
“Where new and additional charges arise from the same facts as did the original charges and the State had knowledge of these facts at the commencement of the prosecution, the time within which trial is to begin on the new and additional charges is subject to the same statutory limitation that is applied to the original charges. Continuances obtained in connection with the trial of the original charges cannot be attributed to defendants with respect to the new and additional charges because these new and additional charges were not before the court when those continuances were obtained.” Williams I,94 Ill. App. 3d at 248-49 .
In Williams, our supreme court reiterated its approval of this rule but stated that it applies only to new and additional charges that are subject to compulsory joinder under section 3 — 3 of the Criminal Code of 1961 (Criminal Code) (720 ILCS 5/3 — 3 (West 2000)). Williams,
“(a) When the same conduct of a defendant may establish the commission of more than one offense, the defendant may be prosecuted for each such offense.
(b) If the several offenses are known to the proper prosecuting officer at the time of commencing the prosecution and are within the jurisdiction of a single court, they must he prosecuted in a single prosecution, except as provided in Subsection (c), if they are based on the same act.
(c) When 2 or more offenses are charged as required by Subsection (b), the court in the interest of justice may order that one or more of such charges shall be tried separately.” (Emphasis added.) 720 ILCS 5/3 — 3 (West 2000).
Compulsory joinder requires the State to bring multiple charges in a single prosecution. People v. Quigley,
In this case, the speedy-trial period for the original second-degree-murder charges will also apply to the first-degree-murder charges only if the first-degree-murder charges are “new and additional charges” that are subject to compulsory joinder. As previously discussed, this court held in defendant’s first appeal that the first-degree-murder charges were not new and additional charges, because the elements of first-degree murder and second-degree murder are identical. IzquierdoFlores,
Second-degree murder differs from first-degree murder because of the presence of a statutory mitigating factor such as a serious provocation or an unreasonable belief in justification. People v. Porter,
We believe that our conclusion is consistent with the rationale for compulsory joinder stated in Williams:
“If the initial and subsequent charges filed against the defendant are subject to compulsory joinder, delays attributable to the defendant on the initial charges are not attributable to the defendant on the subsequent charges. The harm in a contrary result is obvious: a trial by ambush. The State could lull the defendant into acquiescing to pretrial delays on pending charges, while it prepared for a trial on more serious, not-yet-pending charges. We cannot presume that a defendant would have agreed to a continuance if he had faced both charges. As Justice Kuehn presciently observed, ‘All choices about requests that would delay proceedings would be made under a false understanding as a result of this deception.’ When the State filed the more serious charges, the defendant would face a Hobson’s choice between a trial without adequate preparation and further pretrial detention to prepare for trial. Today, we do not create a loophole for criminal defendants. Instead, we close a loophole which would allow the State to circumvent a statutorily implemented constitutional right.” Williams,204 Ill. 2d at 207 .
Moreover, the two cases relied upon by the State that discuss “new and additional charges” are not relevant to this case. People v. Woodrum,
The State also contends that Williams is distinguishable. According to the State, this case involves essentially the same crimes, first-degree murder and second-degree murder, while Williams involved multiple but factually related crimes that occurred at different times. We disagree. Like the case at bar, the contributing and murder charges in Williams were subject to compulsory joinder because they were alternative theories on the same facts. Williams,
Likewise, we find People v. Derr,
As we stated in our previous decision, there is no question that the second indictment arises out of the same incident upon which the original charges were based. Izquierdo-Flores,
We believe, in light of the Williams decision, that our initial decision was clearly erroneous and would work a manifest injustice (see Bond Drug Co.,
CONCLUSION
For the above reasons, defendant’s conviction of first-degree murder is vacated and the cause is remanded for further proceedings consistent with this opinion.
Vacated and remanded with directions.
BYRNE, J., concurs.
Dissenting Opinion
dissenting:
I respectfully dissent. In my opinion, our original decision permitting the State to charge defendant with first-degree murder established the law of the case, and our supreme court’s decision in People v. Williams,
LAW OF THE CASE DOCTRINE
Under the law of the case doctrine, issues presented and disposed of in a prior appeal are binding and control in the trial court upon remand, as well as in the appellate court in a subsequent appeal (Zabinsky v. Gelber Group, Inc.,
The speedy-trial period for the original second-degree-murder charges also applies to the first-degree-murder charges only if the first-degree-murder charges are “new and additional charges” that are subject to compulsory joinder. In defendant’s first appeal, this court held that the first-degree-murder charges did not constitute “new and additional charges,” because the elements of first-degree murder and second-degree murder are identical. People v. Izquierdo-Flores,
Section 9 — 2 of the Criminal Code of 1961, which defines the offense of second-degree murder, provides that “[a] person commits the offense of second degree murder when he commits the offense of first-degree murder *** and either of the following mitigating factors are present.” (Emphasis added.) 720 ILCS 5/9 — 2 (West 2000). Accordingly, when defendant was originally charged with second-degree murder, he was also, in effect, being charged with first-degree murder. See People v. Thompson,
In People v. Jeffries,
“Where a defendant has been convicted of a lesser included offense, one may assume the State failed to prove an element of the greater offense or that the defendant acted with a less culpable mental state than that required to prove the greater offense. This differs from the situation involving first and second degree murder, where the State must prove each of the elements of first-degree murder beyond a reasonable doubt before the fact finder may consider whether a mitigating factor has been established that would reduce first degree murder to second degree murder.” (Emphasis in original.) People v. Kauffman,308 Ill. App. 3d 1 , 10 (1999).
Indeed, second-degree murder differs from first-degree murder only because of the presence of a statutory mitigating factor, such as a serious provocation or an unreasonable belief in justification. People v. Porter,
Furthermore, while defendant argues that, by being charged with first-degree murder, he was then required to prove the existence of a mitigating factor to reduce the offense to second-degree murder, I disagree. In our original decision, we specifically found that the second indictment alleging first-degree murder did not necessarily place any additional burden on defendant. Izquierdo-Flores,
Because the first-degree-murder charges were essentially before the court from the beginning of the prosecution, and because the second indictment charging first-degree murder did not add new elements to the charged offense of second-degree murder, the first-degree-murder charges did not constitute “new and additional charges.” As a result, the compulsory-joinder statute was not implicated, and Williams is inapplicable. Unlike the case at bar, which turns on the unique relationship between first- and second-degree murder, Williams clearly involved “new and additional charges.” There, the defendant was charged with first-degree murder 168 days after he was charged with contributing to the criminal delinquency of a juvenile. Williams,
GUILTY PLEA
Because I would not reverse defendant’s conviction in light of Williams, I also address defendant’s three remaining contentions. With respect to his guilty plea to second-degree murder, defendant first argues that the trial court abused its discretion by failing to accept his plea. Second, defendant argues that his counsel was ineffective for failing to obtain a ruling on his guilty-plea offer on January 16, 2001. A review of the facts reveals that both arguments lack merit.
On January 16, 2001, the State moved to file first-degree-murder charges and dismiss the second-degree-murder charges. That same day, defense counsel informed the court that defendant was prepared to offer a “straight open plea” to the pending second-degree-murder charges. The court reserved ruling on the State’s motion, because the State planned to present the first-degree-murder charges to a grand jury the next day. In addition, the court expressed concern regarding defendant’s speedy-trial rights, noting that a speedy-trial demand had been filed on September 7, 2000. Accordingly, the court continued the case until January 18, so that both parties would be prepared to address the speedy-trial issues that arose in response to the State’s motion.
On January 18, defendant moved to dismiss the indictment charging first-degree murder, and the court heard arguments on January 25. On January 29, the court granted defendant’s motion to dismiss the first-degree-murder charges. Defendant then sought leave to enter his guilty plea to second-degree murder. The court reserved ruling on the plea until the State decided whether it wished to appeal the order granting defendant’s motion to dismiss the first-degree-murder charges. The court stated that, while it was not precluding defendant from entering a guilty plea, it would reserve “actually taking it.” On February 5, the State advised the court that it would appeal its decision. On that date, defendant again offered a “straight open plea” to the pending second-degree-murder charges. The court reserved ruling. On February 8, the State’s motion to reconsider was denied, and the State was given leave to file a certificate of impairment and a notice of appeal. Defendant sought release pending appeal, under Supreme Court Rule 604(a)(3) (188 Ill. 2d R. 604(a)(3)), arguing that he had tried to plead guilty to second-degree murder, but had not been allowed to do so. The court denied defendant’s motion for release, finding compelling reasons to hold him on bond.
It is within the trial court’s sound discretion to accept or reject a guilty plea. People v. Peterson,
Based on all of the facts present in this case, the trial court did not abuse its discretion in refusing to accept defendant’s guilty plea. There is no absolute right to have a guilty plea accepted by the trial court. People v. Henderson,
In reserving its ruling on defendant’s guilty plea offers, the trial court was attempting to strike a balance between defendant’s speedy-trial rights and the State’s right to prosecute defendant on first-degree-murder charges. Once the court granted defendant’s motion to dismiss the second indictment charging first-degree murder, and the State decided to appeal that decision, it appears that the trial court delayed the proceedings on the second-degree-murder charges until the appeal was resolved. Given the uncertainty of the outcome on appeal, coupled with the fact that defendant could not attempt to eliminate the State’s option of charging him with first-degree murder by pleading guilty to second-degree murder, I cannot say that the trial court abused its discretion in refusing to accept defendant’s guilty plea.
Defendant next maintains that his counsel was ineffective for failing to obtain a ruling on defendant’s “straight open plea” to the second-degree-murder charges on January 16, 2001. According to defendant, defense counsel failed to obtain a ruling on the plea offer and acquiesced in a two-day continuance during which the State obtained an indictment charging first-degree murder.
Claims based on the ineffective assistance of counsel are analyzed under the test established in Strickland v. Washington,
Defendant fails to establish either prong of the Strickland test. Defense counsel provided effective assistance when he offered a “straight open plea” to the second-degree-murder charges upon learning that the State intended to file first-degree-murder charges. As stated previously, the trial court was not obligated to accept defendant’s “straight open plea.” Indeed, the court reserved ruling on defendant’s offer, as well as the State’s motion to dismiss the second-degree-murder charges and file first-degree-murder charges, in an effort to protect defendant’s speedy-trial rights. Defendant cites no authority for the proposition that defense counsel should have tried to “force” a ruling when the court specifically continued the case so that the parties could prepare arguments. Following the two-day continuance, defense counsel moved to dismiss the indictment charging first-degree murder. Once the trial court granted this motion, defense counsel again sought leave to enter defendant’s guilty plea to second-degree murder. In fact, defense counsel renewed defendant’s plea offer on three separate occasions prior to the court denying the State’s motion to reconsider. Pending the State’s decision to appeal, the court indicated that, while it was not precluding defendant from entering a guilty plea, it would reserve “actually taking it.” Accordingly, defense counsel’s conduct fell within the wide range of reasonable professional assistance and constituted sound trial strategy. See People v. Makiel,
ADDITIONAL DAY OF CREDIT
Defendant also argues that he is entitled to an additional day of credit against his sentence. Because it is not clear from the record whether defendant is entitled to one day’s credit, I would remand with instructions that the trial court make this determination.
As a final matter, I question the procedural propriety of vacating defendant’s conviction and remanding the case on the second-degree-murder charges. On remand, the trial court specifically rejected defendant’s arguments regarding second-degree murder and instead found defendant guilty of first-degree murder. Because defendant has already been tried and convicted of first-degree murder, I am not convinced that the case law cited by the majority supports remanding the case on the second-degree-murder charges. In any event, I would affirm defendant’s conviction of first-degree murder.
