*1 PEOPLE of Colorado, Petitioner, Christopher ISAACKS,
Nathaniel
Respondent.
No. 05SC87. Colorado,
Supreme Court of
En Banc.
April
Rehearing May Denied 2006.* [*] Justice COATS would grant petition; Justice EID does not participate.
H91
part
agree-
of the
General,
sentencing concessions as
Suthers, Attorney
Che-
W.
John
General,
Attorney
Appel- ment.
Hone,
ryl
Assistant
Section, Den-
Division,
Justice
Criminal
late
3, 2003, plea hearing
was held
March
On
ver, for Petitioner.
guilty to the con-
pleaded
Isaacks
at which
Public
Kaplan, Colorado
David S.
a Plea
charge. The Petition to Enter
spiracy
Griffin,
Defender,
Deputy State
Elizabeth
signed
pres-
in the
Guilty, which Isaacks
Defender, Denver,
Respondent.
Public
that Isaacks had
lawyer,
of his
stated
ence
his constitu-
of and understood
been advised
RICE, Justice.
including
to remain
rights,
tional
History
and Procedural
I. Facts
determine
to have
silent and
Na-
Respondent,
December
On
The
guilt
a reasonable doubt.
Isaacks,
in an alterca-
involved
was
thaniel C.
conspira-
listed the elements of
Petition also
mother, brother,
with his
in his home
tion
felony menacing, and acknowl-
cy to commit
led Isaacks’s
This altercation
father.
edged that
police, who came
father to call
may
accepts my plea I
the Court
[i]f
According to
Isaacks.
and arrested
house
Department of Correc-
sentenced to the
Ar-
Support of
Warrantless
the Affidavit
year
term of between
tions for definite
when Isaacks
rest,
started
the altercation
If
finds
months ....
the Court
and 18
objects
the room.
across
began
throw
extraordinary aggravating circumstances
home,
to leave the
started
brother
Isaacks’s
greater
it
sentence me for
term
holding a
saw Isaacks
stayed when he
but
range ...
to double
presumptive
than the
threatening
chest
spoon to his mother’s
term, making
long
a term as
maximum
ap-
brother
Isaaeks’s
kill her. When
years.
as 3
him and the two
attacked
proached, Isaacks
during the
point
fight. At one
began to
expressly
that “I
Finally,
petition
stated
log over his
a two-foot
Isaacks held
fight,
my right
by jury on all issues.”
to trial
waive
La-
to kill his brother.
and threatened
head
for the
appeared
Issacks
April
On
altercation,
threw differ-
Isaacks
ter in the
judged an-
sentencing hearing. The trial
Even-
at his father.
log across the room
ent
pre-
Isaacks’s
that he had reviewed
nounced
managed
and father
tually, Isaacks’s brother
parties
they
if
report and asked
him,
they kept him restrained
to restrain
to the re-
any
or corrections
had
additions
Affidavit fur-
police arrived. The
until the
lawyer replied, “Judge, we
port.
Isaacks’s
both his
Isaacks had bitten
alleged that
ther
guess
couple of additions —I
do have a
—or
family at-
while his
and his brother
mother
continued, stating that
He
corrections.”
him.
tempted to restrain
the assertion
disagreed with
Isaacks
charged
one count'
was
Isaacks
being removed
for his
report that the reason
3—206(l)(a),(b),
felony menacing, section 18—
was that he had
program
from treatment
(2005),
third-degree
two counts of
C.R.S.
objection was
The second
punched a wall.
Pursuant
to an
assault, section 18-3-204.1
the statement
tells me that
that “Mr. Isaacks
People moved
parties, the
agreement
is not
he’s resistant to treatment
in here that
exchange for
charges in
these
to dismiss
correct;
moti-
very interested and
that he’s
conspir-
agreeing
plead
Isaacks’s
into treatment and
get himself back
vated to
felony menacing,
18-2-
acy
section
to commit
to do.”
something that he wants
that’s
(b).
18-3-206(l)(a),
201(1),
conspiracy
rather,
Next,
judge
rec-
facts;
the trial
heard
supported
charge was not
Is-
parties.
of the
from each
charge to take
ommendations
guilty to this
pleaded
Isaacks
Isaacks,
urged
court to sentence
counsel
bargain.
sacks’s
advantage of
prison.
probation
rather
therefore,
of a fac-
Isaacks
the establishment
waived
argued
making
argument,
this
counsel
party made
plea.
Neither
tual
Therefore, except
noted,
present date.
and the
cited in
offense
the statutes
1. Unless otherwise
noted,
to the 2005 ver-
we cite
changed
where otherwise
opinion
relevant
have not
of the Colorado Code.
sion
way
the date of the commission
between
inappropriate because of
prison
Washington,
Isaacks’s
(2004),
history
and the fact that
to Colorado’s
minor criminal
statuto-
ry sentencing scheme and concluded that
mental illness.
from
Defense coun-
suffered
aggravated sentencing under section 18-1.3-
further asserted that
sel
Isaacks’s brother
401(6),
(2005),
constitutionally per-
C.R.S.
is
*3
fight;
had struck the first blow in the
this
missible
it
when
is based on “facts admitted
directly
contention
contradicted the Affidavit
Lopez,
the defendant.”
into a all-white pleaded guilty 403 The defendant 469-70, second-degree firearm, 530 at 120 New kidnaping U.S. S.Ct. 2348. with a a Jersey punishment felony. law authorized a B” sentencing ceiling “be “class The for years years” tween five and 10 for the of B Washington class felonies under law was possession years’ illegal imprisonment, fense of of a firearm for an ten and the standard 468, 120 purpose. at range second-degree Id. S.Ct. 2348. On one for kidnaping was 49-53 counts, the trial court imprisonment. sentenced the months’ Id. at 124 S.Ct. years’ imprisonment, defendant to twelve re
lying
provided
a “hate
on
crime” law that
for
Following
plea,
the defendant’s
the trial
upon
finding by
“extended” sentences
a
court
him
imprison-
sentenced
to 90 months’
by
judge
preponderance
trial
of the evi ment, which was
sentencing ceiling
below the
committing
dence that
defendant
“[t]he
felonies,
for
B
class
but above the “standard
purpose
the crime acted with a
to intimidate
range”
second-degree kidnaping
for
with a
group
or
individual
of individuals because
firearm.
at
124
U.S.
race, color, gender, handicap, religion,
sex
imposed
2531. The court
this sentence based
468-69,
ethnicity.”
ual orientation or
Id. at
finding
Blakely
on its
that
acted with “delib-
471,
We are permit a court to use defen- permit sentencing does not courts use his sen- dant’s factual admissions to increase defendant,” admitted “facts the defendant first effectuates tence unless 542 U.S. voluntary, knowing, waiver of rights by the absence of a waiver of Blakely rights. defendant. This is so for several reasons. his fact, any sentencing con- party neither made Application to This Case C. agreement. part plea as Sec- cessions in the record There is no evidence ond, has not breached the Isaacks voluntarily, in knowingly, that Isaacks any way. upheld agreement in He his end right to have a telligently waived pleaded guilty to plea bargain when he presentence report facts in the determine the charge. find no conspiracy We therefore him in to sentence that the trial court used government to with- allowing Indeed, range. Isaacks aggravated agreement. draw from the year a full before sentenced Blakely, so he could Court handed down III. Conclusion voluntarily, in knowingly,
possibly have Blakely rights. See telligently waived his reasons, foregoing we affirm the For the (Colo. Curtis, 681 P.2d People v. appeals vacating of the court of decision 1984) (“A relinquish is an intentional waiver to the trial sentence and remand Isaacks’s right privilege.”); or Rice v. of a known resentencing presump- within the court for 270, 271, People, 193 Colo. range. tive (1977) (“Rules prescribing the manner by jury may to trial which the J., COATS, dissents. strictly interpreted in order are to be waived Boy right.”); preserve this fundamental EID, J., participate. does not Alabama, kin v. COATS, dissenting. Justice (“We cannot presume [the trial] a waiver agree I that a defendant must volun- While record.”). Therefore, Isaacks’s from silent tarily intelligently to have waive violated his aggravated-range find fact that increases his sen- Blakely rights, and it must be struck down. maximum, statutory tence other conviction, prior strongly disagree I than a Remedy D. majority’s understanding apparent with the appel proper procedure for an of what such a waiver entails. The record upon finding Blakely late court to follow literally awash with evidence that this case is is to remand the case to the trial court error calculatedly bargained for this the defendant resentencing presumptive within the plea, fully understanding agree- precise See, range. e.g. Hughes, range, in ing precise sentencing order *7 (2005) (re 118, Wash.2d conse- to avoid the risk of more serious manding impose to now, hand, with directions quences; with deal in he range). within standard hopes in haggle continues to with the Court advantage. Al- gaining of some additional People suggest proper reme- though in sentences at the actual difference dy prosecution withdraw “is to allow the small, relatively majority here is the issue plea agreement.” We dis- its consent exacting as applies a standard for waiver so People, 29 agree. In Keller v. P.3d any pre-Blakely out of reach for sen- (2000), recognized we observed that “we have sug- I the standard tence. Because believe only allowing prosecution two bases for the majority only gested by the is not without plea agree- accepted to withdraw from an support, impact a legal but will also substan- (1) parties ment: where the have entered sentences, respectfully I dis- tial number of agreement provides for an plea into a that sent. sentence; illegal and where the defendant materially substantially has breached the reasoning voluntary, knowing, that a After plea agreement by her action or inaction.” jury sentencing intelligent waiver of is (internal Id. at 296 citations majority summarily concludes required, the Keller’s, supports in the record an of two circumstances is that no evidence Neither fact, defendant, First, by in par- waiver the present in the instant case. the effective the plea agreement not into a that a defendant sentenced before ties have “entered in illegal Supreme holding v. Wash- provides for an sentence.” Court’s
H97
296,
2531,
mutually
possible
acceptable plea,
159 make
ington, 542
U.S.
(2004),
possibly
not
make
defendant waived a factual
for the add-
L.Ed.2d 403
could
offense,'
purposes
plea.
of his constitutional
ed
contrived for
of the
an
waiver
maj.
clearly
jury sentencing.
op. at He therefore
was on notice of the
right
See
jury
charge.
right to a
de-
critical elements of that
1196. The constitutional
sentence enhancement
termination
The record indicates that
the defendant
(and
requirement
therefore the
for an
factor
by entering
was advised that
he was
however,
right),
of that
de-
effective waiver
giving up
right
jury
to a
trial. He was
from the fact that a sentence enhance-
rives
advised of the elements of the offense and
equivalent
factor “is the functional
only
possible penalties.
Not
did the de-
greater
an element of a
offense
the one
fendant,
counsel, expressly
with the advice of
Maj.
jury’s guilty
covered
verdict.”
trial,
jury
waive his
but in his
Apprendi
Jersey,
v. New
op.
(quoting
at 1194
petition,
expressly
written
he
indicated his
n.
understanding
agreement
that the court
(2000)).
governing
The law
L.Ed.2d 435
long
him
could sentence
to a term as
as 3
entry
guilty pleas, and the concomitant
years,
extraordinary aggravating
if it found
trial,
right'.to
of the
is not
waiver
circumstances. While the defendant
nearly
demanding
regard
so
to the de-
sentence,
hoped
clearly
have
for a lesser
knowledge
precise
of the
elements
fendant’s
advantageous
accept
found it
conviction of
pleads.
of the offense to which he
felony
great
a class 6
and a sentence as
as 3
Supreme
years,
exchange
The United States
Court has
the dismissal of all of
long
charges.
that an
not his other
held
effective
does
require
litany
that a
formal
ritualistic
Although
explanation
it offers no real
or
legal
read
elements of
offense be
majority
support,
implicitly
holds that
Morgan,
Henderson v.
defendant.
extraordinary
admissions
the defendant of
aggravating
judicial
facts or his accession to
(1976);
Lonberger,
see also Marshall v.
459 fact-finding
could not be effec-
422, 436-37,
103 S.Ct.
tive unless he knew of the
trial
(1983).
enough
It is
that the defendant
articulated
and he understood the
nature,
given
real notice of the true
or
waiving.
full extent of the
he was
As
substance,
him,
charge against
op
of the
as
noted,
already
understanding
an'
of such
Henderson,
posed to its
elements.
technical
responsi-
technical distinctions between the
As the the record in this (“[Ajbsent only providency hearing misrepresentation imper- a or other case included not voluntary plea plea petition, signed also a written the missible conduct a but presence guilty intelligently light then defendant of his counsel. made plea pursuant agree- applicable to an law does not vulnerable was entered become judicial that presented exchange to the court. because later decisions indicate added, lesser, pleading guilty faulty premise.”); see class rested on felony, Bradley, v. 400 F.3d defendant benefited the dis- also United States (6th Cir.2005) (relying Brady’s. pending charges, including missal of all 464-65 on felony, potential six-year reject challenge to class 5 with a sen- rationale to defendant’s misdemeanors, tence, appellate rights, and two class 1 contained his waiver potential two-year guilty plea, light v. Book- sentences. In order to of United States charge against Bousley him.” nature of the
er,
543 U.S.
Leach,
States,
(2005));
v.
417 F.3d
States
v.
523 U.S.
United
Cir.2005)
(10th
(1998).
(holding that
1604,
spite judicial indicating that at later decisions plea, the defendant
the time of his did
correctly every factor enter- assess relevant decision,
ing into his because “he was advised counsel,
by competent was in control of his faculties,
mental and was made aware of the
