141 N.Y.S. 1089 | N.Y. App. Div. | 1913
Lead Opinion
The defendant appeals from a judgment of conviction in the Supreme Court, Criminal Term, of the crime of bribery, the charge being that while holding a public office, to wit, that of chamberlain of the city of New York, he received a bribe to influence his official action.
The defendant on January 3, 1910, became chamberlain of the city of New York, thereby becoming custodian of the funds of the city, with power to determine how and to what extent such funds should be deposited in the several authorized depositories. These depositories, to the number of about 150, are selected by the mayor, comptroller and chamberlain, sitting as a board. How much money shall be kept on deposit in each depository rests wholly in the discretion of the city chamberlain, subject only to the restriction that no more than fifty per cent of the amount of its combined capital and surplus may be kept on deposit in any one depository. In each borough there is one receiving depository, designated as su'ch by the city chamberlain, in which deposits are made daily by each officer and department collecting city revenues. The amounts so deposited are notified to the chamberlain, and he distributes the amounts so received among the other depositories, leaving only a portion thereof on permanent deposit in the receiving bank.
Naturally, in view of this wide discretion in the matter of keeping city funds on deposit, the chamberlain is the subject of great interest to those in control of many of the banks and trust companies on the list of authorized depositories.
■ In the month of February, 1910, the defendant, as chamberlain, designated the Northern Bank of the city of New York
In March, 1910, the defendant became acquainted with William J. Cummins and Joseph B. Reichman, who were largely interested in and virtually controlled the Carnegie Trust Company, also an authorized city depository, of which Reichman was president. Cummins had recently come to New York from another State and was reputed to be a- man of large wealth, interested in many important business enterprises. Reichman was also reputed to be a man of considerable means. Soon after defendant met Cummins and Reichman he made large deposits of city funds in the Carnegie Trust Company, so that by the middle of May the deposit amounted to $1,000,000, at which sum it remained until July, 1910, when it was reduced to $800,000 by withdrawals made by the deputy chamberlain while the defendant was in Europe. It remained at this latter figure until and after the occurrences which led to defendant’s indictment. On June 9, 1910, the defendant went abroad, remaining until about August twentieth. During this time the Carnegie Trust Company was subject to a “run,” resulting in large withdrawals of deposits.
In the late afternoon or early evening of August 22, 1910, a conference took place at defendant’s private law office between defendant, Cummins, Reichman and Robin. The condition of affairs then disclosed was substantially as follows: The officers of the Carnegie Trust Company had reason to apprehend and did apprehend that on the following day that institution would be visited and its condition scrutinized by the State bank examiners. It had been forced to dispose of over $180,000 of city funds held as a portion of its reserve, thereby depleting its reserve by that amount, and it was feared that unless this deficiency was made up and the reserve made to appear infant, the trust company would be closed by the State Super
The indictment is based upon what took place at this conference, as testified to by Robin. He was flatly contradicted by the defendant, and this question of veracity between them was practically the only issue of fact submitted to the jury. In considering this appeal we accept their verdict upon this issue.
In substance, Robin’s version of what took place at this interview was, that defendant urged upon him (Robin) that the Northern Bank should loan to the Carnegie Trust Company enough money to avoid the apprehended closing of the company by the Superintendent of Banks, and promised that if this was done, he (Hyde) as city chamberlain would increase the amount of city funds kept on deposit in the Northern Bank by at least as much as that bank loaned to the trust company, at the same time threatening that, in case the Northern Bank refused to make the loan, all of the city’s money deposited with it would be at once withdrawn. On the faith of this promise and under the compulsion of this threat, Robin so arranged that the loan was made.
After the conviction and sentence of the defendant the justice who presided at the trial granted a certificate of reasonable doubt and a stay of execution pending an appeal to this court. The questions upon which the justice entertained doubt were, as formulated by him: “ Whether the facts set out in the indictment constitute a crime, and if the defendant has been sufficiently apprised thereof. Whether under the statute, the acts of the defendant, as found by the jury, constitute the crime of receiving a bribe. Whether the instruction given to the jury defining the crime of bribery, as applying to the acts of the defendant in evidence, was erroneous.”
The indictment contained four counts, but the case was submitted to the- j ary only on the first and second, which are substantially identical in form, except that in one Joseph 0. Robin,
An analysis of the indictment shows that the charge is that Eobin bribed Hyde to do an official act, to wit, the deposit or agreement to deposit city funds in the Northern Bank, and that the bribe or inducement to do this act was the loan by the Northern Bank to the Carnegie Trust Company of the sum of $130,000, which loan is described in one place as being “ to the personal advantage of and a benefit to the said Charles-H.. Hyde,” and in another place as being “ a valuable favor and service to the said * * * Charles H. Hyde.”
The appellant strenuously argues, as he did at Trial Term, that the indictment is insufficient for lack of specification as to how the loan from the Northern Bank to the Carnegie Trust Company constituted a personal advantage to Hyde. In view of the conclusion at which we have arrived, as hereinafter indicated, we do • not find it necessary to pass upon this objection to the indictment itself, for whatever generality of description may suffice for an indictment it is clear
To repeat, a bribe is a gift or gratuity (not necessarily of pecuniary value) bestowed for the purpose of influencing the action or conduct of the receiver. It must consist of something real, substantial and of value to the receiver, as distinguished from something imaginary, illusive, or amounting to nothing more than the gratification of a wish or hope on his part. The People wholly failed to prove that the loan by the Northern Bank to the Carnegie Trust Company was of any. personal advantage, benefit or service, either directly or indirectly to the defendant, and, for this ■ reason, there was a failure of proof to justify a conviction, and for this reason the indictment should have been dismissed at the close of the People’s case, or a-verdict directed in favor of defendant at the close of the whole case.
McLaughlin and Scott, JJ., concurred.
Concurrence Opinion
While I. entirely concur in the opinion of Mr. Justice Clarke, there is one other question raised by an exception
In People v. Evans (40 N. Y. 1) it was held that the subornation of perjury may not be proved by the uncorroborated
In People v. McGonegal (136 N. Y. 62) the witness who was claimed to be an accomplice of the abortioner was not the Woman upon whom he operated, but one who had accompanied the victim to the place at which the operation was to be performed. She was not present at the operation and it was not shown that she had aided in or advised it. It was held that she was not an accomplice of the person who performed the operation, although it was intimated that she might have been held as an accomplice of the woman who submitted herself to be operated upon. A receiver of stolen goods is held not to be an accomplice of the thief, because he has had no part in the preparation for or commission of the crime, and, therefore, is neither a principal nor an accessory before the fact, although at common law he might have been considered an accessory after the fact. So a person who plays cards in a gambling house is not guilty of a crime, and is not an accomplice in the crime of keeping a gambling house. (People v. Bright, 203 N. Y. 73.) In that case the defendant was indicted as a “ common gambler.”. The court held that the underlying idea in the definition of this crime is the habitual participation in
I am of the opinion, therefore, both upon principle and authority, that the person who gives a bribe is the accomplice of him who accepts it, and that the charge of the court to the contrary was erroneous.
Clarke and Scott, JJ:, concurred.
Concurrence Opinion
I concur in the, reversal of this judgment, as I think there was error that requires us to order a new trial, but I do not concur in much that is said as to the reasons therefor. The charge against the defendant is that he, a public officer, did feloniously ask, receive and agree to receive of and from one Joseph Gr. Robin a bribe and certain value and a promise and agreement therefor upon an agreement and understanding that the action and official proceeding of him, the said defendant, as such chamberlain, should he influenced thereby or that the defendant, a public officer and a person executing the functions of a public office, did ask and receive and agree to receive of and from, the Northern Bank of New York a bribe of certain value and a promise and agreement therefor upon an agreement and understanding that the action and official proceedings of him, the said Hyde, as such chamberlain, should be influenced thereby.
By the Constitution of the State the People, recognizing the danger to which a Democratic form of government is exposed by the bribery of public officers, have themselves defined the crime of a person holding office accepting a bribe and the crime of a person who shall offer or promise a bribe to a public officer, making the acts distinct offenses. By section 2 of article 13 of the Constitution it is provided that “ any person holding office under the laws of this State, who * * * shall receive or consent to receive, directly or indirectly, anything of value or of personal
To enforce this constitutional provision we have section 372 of the Penal Law, which provides in substance that a person who executes any of the functions of a public office who “ asks, receives or agrees to receive a bribe or any money, property or. value of any kind or any promise or agreement therefor upon any agreement or understanding that his vote, opinion, judgment, action, decision or other official proceeding shall be influenced thereby or that he will do or omit any act or proceeding or in any way neglect or violate any official duty is punishable by imprisonment for not more than ten years; ” section 1823 of the Penal Law, which provides that an executive officer or a person elected or- appointed to. an executive office who asks, receives or agrees to receive any bribe, upon an agreement or understanding that his vote, opinion or action upon any matter that is pending, or which may by law be brought before him in his official capacity, shall be influenced thereby, is punishable by imprisonment in State prison not exceeding ten years, and section 1826 of the Penal Law, which provides that a public officer, or any person appointed or employed by or in the office of a public officer, who asks or receives or consents or agrees to receive any emolument, gratuity or reward, or any promise of emolument, gratuity or reward, or any money,
These are all provisions providing for the punishment of the felony created by section 2 of article 13 of the Constitution. Taking these provisions together it is sufficient if, in the language of the Constitution and these statutes, it is alleged that a public officer did receive a thing of value or of personal advantage, or the promise thereof, for performing or omitting to perform any official act, or with the express or implied understanding that his official action or omission to act is to be' influenced thereby. It is the act of receiving, upon a promise or agreement to influence his official' act, a thing of value or of personal advantage that is made a crime, and that crime is a distinct and separate crime from that of one who gives or offers to give a thing of value or of personal advantage to the official.
I think the evidence would sustain a finding that the defendant was guilty of a violation of this section of the Constitution and the sections of the Penal Law. There was evidence of a payment to the Carnegie Trust Company which was a personal advantage to the defendant, and that to obtain that personal advantage he agreed to deposit with the Northern Bank the money of the city under his control. Here we have all the elements of the crime; payment by the Northern Bank to the Carnegie Trust Company for the benefit and personal advantage of the defendant, and the promise of the defendant that his official action relating to the deposit of the city money should be exercised in favor of the Northern Bank, which paid or advanced to the Carnegie Trust Company the sum of money.
If the person offering the bribe was an accomplice with the person accepting the bribe, then these careful provisions of the Constitution and the Penal Law defining the separate crimes would he. entirely unnecessary, for the person offering or giving the bribe could have been indicted as a principal under section 2 of the Penal Law. There, a principal is defined to be a person concerned in the commission of a crime, whether he directly commits the act constituting the offense or aids and abets in its commission; and a person who directly or indirectly counsels, commands, induces or procures another to commit a crime is a principal. But Robin in this case neither abetted in the commission of the crime nor counselled, commanded, induced or procured the defendant to commit it. If Robin’s testimony is true, and the jury has accepted it, this bribe or the payment of money from the Northern Bank was extorted from him by threats of a serious injury to the hank of which he was an officer, and a promise of advantage to the hank if he would accede to the demand of the defendant. He was not more of an accomplice, as I view this testimony, than a person is an accomplice who is met by a robber and parts with his property at the point of a pistol. It was the defendant that extorted, not from Robin, hut from the Northern Bank, the
' I think, therefore, there was evidence to justify the jury in finding the defendant guilty, and I do not think that Robin was an accomplice.
Concurrence Opinion
I concur in the views expressed by Presiding Justice Ingraham with respect to the construction and effect of the constitutional and statutory provisions relating to bribery; but not with respect to the evidence adduced against the defendant. I am unable to agree with the views expressed by Mr. Justice Clarke concerning the decision of this court in People ex rel. Dickinson v. Van de Carr (87 App. Div. 386), which, I think, under the guise of distinguishing that case, unduly limit, if they do not materially modify it. The opinion in that' case, unanimously expressed, gave a construction to the statutes against bribery which render them effective, as the public interests imperatively require they should be. I also agree with the presiding justice that the court did not err in charging that Robin was not an accomplice, and I concur in the views expressed by him on the law relating to accomplices in the commission of the crime of bribery. I deem it quite clear on the facts now before the court that Robin was not an accomplice, for he did not induce or attempt to induce -the • defendant to deposit further city funds with the Northern Bank, in which he owned a controlling interest, and of which he was a director and chairman of the executive committee, , or induce or attempt to induce the
I agree fully with the views expressed by Hr. Justice Clarke concerning the insufficiency of the evidence to'show that the defendant was guilty of the crime with which he was charged. The. defendant,: ascity chamberlain, had on deposit with the Carnegie Trust Company at the time upwards of $650,000. According to the testimony of Robin, upon which the conviction is based, the defendant was reliably informed that the Carnegie Trust Company required $130,000 to make good the reserve fund which it was .required to have on hand, and that unless its reserve was made good, it was likely to be closed by the Superintendent of Banks the following day. This would have endangered the city’s funds on deposit with the Carnegie Trust Company, and perhaps its funds to the extent of about $30,000,000 on deposit with other banks, which it was the duty of the defendant to protect. ' He had a perfect right to withdraw funds from the Northern Bank and deposit them with the Carnegie Trust Company for the protection of the city’s deposits with that company, and it was his duty to do so if he deemed it a proper course to pursue. Instead of doing this, it was entirely proper for him to request, as it is claimed he did, that the Northern Bank make the loan to the Carnegie Trust Company j and to assure that bank that he would maintain, or even increase the amount of- the- city’s funds on deposit with it, and as an inducement to that end, to inform the Northern Bank that if it did not do so he would withdraw the municipal funds. This is what Robin says the defendant induced-
I agree, therefore, with Mr. Justice Clarke that the learned court erred in denying the motion duly made in behalf of the defendant for a direction of a verdict of acquittal; and, since the record indicates that the People have exhausted their proof and it is not claimed that they have further evidence, I vote for a reversal of the conviction and the discharge of the defendant, and the exoneration of his bail.
Judgment reversed and new trial ordered. Order to be settled on notice.