Lead Opinion
Pursuant to MCR 7.215(J), this Court convened a special conflict panel to resolve the conflict between the previous opinion issued in this case in People v Perkins,
I. FACTS
The facts of this case are fully set forth in the prior opinion and do not bear repeating, save for a few pertinent details. Following trial, a jury convicted defendant Kenya Hyatt of first-degree felony murder, MCL 750.316(l)(b), conspiracy to commit armed robbery, MCL 750.529, armed robbery, MCL 750.529, and possession of a
II. STANDARD OF REVIEW
Resolution of the conflict in this case requires us to construe MCL 769.25 and to examine defendant’s constitutional rights under the Sixth Amendment and the Eighth Amendment of the United States Constitution. We review de novo these issues of law. People v Humphrey,
III. ANALYSIS
As was recognized in Skinner and by the prior panel in this case, the instant case involves the confluence of Sixth Amendment and Eighth Amendment jurisprudence. We begin by briefly touching on the pertinent Eighth Amendment caselaw.
A. RECENT EIGHTH AMENDMENT CASELAW
1. MILLER v ALABAMA
In Miller v Alabama,
First, children have a lack of maturity and an underdeveloped sense of responsibility, leading to recklessness, impulsivity, and heedless risk-taking. Second, children are more vulnerable ... to negative influences and outside pressures,including from their family and peers; they have limited contro [1] over their own environment and lack the ability to extricate themselves from horrific, crime-producing settings. And third, a child’s character is not as well formed as an adult’s; his traits are less fixed and his actions less likely to be evidence of irretrievablfe] deprav[ity], [Id. at 471 (citations and quotation marks omitted; alterations in original).]
In addition to noting that the characteristics of youth warranted treating juveniles differently, the Court recognized the severity of a life-without-parole sentence for juveniles. Particularly, the Court took notice of the idea that the majority in Graham “likened life without parole for juveniles to the death penalty itself....” Id. at 470. See also Graham,
In light of the characteristics of youth and pertinent Eighth Amendment precedent, the Court concluded that mandatory life-without-parole sentencing schemes for juveniles, “by their nature, preclude a sentencer from taking account of an offender’s age and the wealth of characteristics and circumstances attendant to it.” Id. at 476. “And still worse,” continued the Court, “each juvenile (including these two 14-year-olds) will receive the same sentence as the vast majority of adults committing similar homicide offenses—but really, as Graham noted, a greater sentence than those adults will serve.” Id. at 477. Accordingly, the Court barred mandatory life-without-parole sentences for juvenile offenders in homicide cases and provided a number of nonexhaustive factors
Mandatory life without parole for a juvenile precludes consideration of his chronological age and its hallmark features—among them, immaturity, impetuosity, and failure to appreciate risks and consequences. It prevents taking into account the family and home environment that surrounds him—and from which he cannot usually extricate himself—no matter how brutal or dysfunctional. It neglects the circumstances of the homicide offense, including the extent of his participation in the conduct and the way familial and peer pressures may have affected him. Indeed, it ignores that he might have been charged and convicted of a lesser offense if not for incompetencies associated with youth—for example, his inability to dealwith police officers or prosecutors (including on a plea agreement) or his incapacity to assist his own attorneys. [Id. at 477-478.]
The Court stopped short of considering a categorical ban on life-without-parole sentences for juveniles because that issue was not before it but held that the Eighth Amendment forbids the imposition of a mandatory penalty because it “prevent [s] the sentencer from taking account of’ the offender’s youthfulness, diminished culpability, and increased potential for reform. Id. at 476. Yet, while not imposing a categorical ban, the Court was careful to note that because of a juvenile’s “diminished culpability and heightened capacity for change, we think appropriate occasions for sentencing juveniles to this harshest possible penalty will be uncommon.” Id. at 479. “That is especially so,” reasoned the Court, “because of the great difficulty we noted in Roper and Graham of distinguishing at this early age between the juvenile offender whose crime reflects unfortunate yet transient immaturity, and the rare juvenile offender whose crime reflects irreparable corruption.” Id. at 479-480 (citations and quotation marks omitted).
2. MONTGOMERY v LOUISIANA
The first—and perhaps most pressing—issue left in Miller’s wake was the issue of retroactivity. A number of states took aim at this issue, including this Court and the Michigan Supreme Court.
Also relevant to our discussion, the Court in Montgomery acknowledged that the holding in Miller, while substantive, nevertheless “has a procedural component” in that it requires “a sentencer to consider a juvenile offender’s youth and attendant characteristics before determining that life without parole is a proportionate sentence.” Id. at __;
B. MCL 769.25—OUR RESPONSE TO MILLER
In response to Miller’s directive about individualized sentencing, our Legislature enacted
(6) If the prosecuting attorney files a motion under subsection (2), the court shall conduct a hearing on the motion as part of the sentencing process. At the hearing, the trial court shall consider the factors listed in Miller v Alabama. [567] US [460];183 L Ed 2d 407 ;132 S Ct 2455 (2012), and may consider any other criteria relevant to its decision, including the individual’s record while incarcerated.
(7) At the hearing under subsection (6), the court shall specify on the record the aggravating and mitigating circumstances considered by the court and the court’s reasons supporting the sentence imposed. The court may consider evidence presented at trial together with any evidence presented at the sentencing hearing. [MCL 769.25.]
However, absent a motion by the prosecuting attorney seeking the penalty of life without parole, MCL 769.25(4), or “[i]f the court decides not to sentence the individual to imprisonment for life without parole eligibility, the court shall sentence the individual to a term of imprisonment for which the maximum term shall be not less than 60 years and the minimum term shall be not less than 25 years or more than 40 years,” MCL 769.25(9).
C. APPRENDI AND SIXTH AMENDMENT JURISPRUDENCE
1. APPRENDI
The issue at the heart of this conflict case is whether Miller—and how our Legislature has chosen to implement Miller’s guarantee of individualized sentencing in MCL 769.25—runs afoul of Sixth Amendment case-law concerning a defendant’s right to have a jury decide those facts that increase the maximum available punishment. Neither Miller nor Montgomery had occasion to address this issue. In People v Carp,
In one of the more influential cases in this line of precedent, Apprendi v New Jersey,
The Supreme Court agreed with the defendant’s challenge to his sentence in Apprendi, concluding that the due-process guarantee of the Fourteenth Amendment as well as the Sixth Amendment right to a jury trial “indisputably entitle a criminal defendant to a jury determination that [he] is guilty of every element of the crime with which he is charged, beyond a reasonable doubt.” Id. at 477 (citation and quotation marks omitted; alteration in original). Any fact, other than a prior conviction, “that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to the jury, and proved beyond a reasonable doubt.” Id. at 490.
While the Apprendi Court held that elements of the offense must be submitted to the jury, it was careful to specify that the holding in that case did not suggest
that it is impermissible for judges to exercise discretion— taking into consideration various factors relating both to offense and offender—in imposing a judgment within the range prescribed by statute. We have often noted that judges in this country have long exercised discretion of this nature in imposing sentence within statutory limits in the individual case. [Id. at 481.]
Provided that a sentencing judge operated within the limits of punishment as provided by statute and did not increase the maximum punishment, the judge properly exercised his or her sentencing authority. See id. at 482-483. In such an instance, any facts found functioned as mere sentencing factors, rather than elements of an aggravated offense. See id. at 482-483, 485-486. See also 6 LaFave et al, Criminal Procedure (4th ed), § 26.4(h), p 1007.
The Apprendi Court also took care to note the historical distinction in its jurisprudence “between facts in aggravation of punishment and facts in mitigation.” Apprendi,
If facts found by a jury support a guilty verdict of murder, the judge is authorized by that jury verdict to sentence the defendant to the maximum sentence provided by the murder statute. If the defendant can escape the statutory maximum by showing, for example, that he is a war veteran, then a judge that findsthe fact of veteran status is neither exposing the defendant to a deprivation of liberty greater than that authorized by the verdict according to statute, nor is the judge imposing upon the defendant a greater stigma than that accompanying the jury verdict alone. Core concerns animating the jury and burden-of-proof requirements are thus absent from such a scheme. [Id.]
2. EXPANSION OP APPRENDI
In the years since it issued Apprendi, the Supreme Court has expanded the territorial limits oí “Apprendi-land”—a term coined by Justice Scalia
The Supreme Court’s Sixth Amendment jurisprudence has emphasized that the Apprendi rule was not concerned with the label—element or sentencing factor—assigned
3. HURST AND RING
In addition to these extensions oí Apprendi, we note an area of caselaw to which the parties pay particular attention in the instant case: the extension of the Apprendi rule to cases involving aggravating factors used to enhance a sentence for purposes of imposing the death penalty. See Hurst v Florida, 577 US_;
In Ring,
The defendant in Ring contended that the Sixth Amendment required jury findings on the statutory aggravating factors. Id. at 597 n 4. The aggravating factors required by Arizona law were added by the state’s legislature in large part due to Eighth Amendment caselaw concerning the imposition of death sentences and the requirement of aggravating
The Supreme Court found that Arizona’s sentencing scheme could not be reconciled with Apprendi because, “[b]ased solely on the jury’s verdict finding [the defendant] guilty of first-degree felony murder, the maximum punishment he could have received was life imprisonment,” not death. Id. at 597. See also id. at 609 (holding that the Arizona sentencing scheme violated the Sixth Amendment because it “allows a sentencing judge, sitting without a jury, to find an aggravating circumstance necessary for imposition of the death penalty”). “This was so because, in Arizona, a death sentence may not legally be imposed” under state law “unless at least one aggravating factor is found to exist beyond a reasonable doubt.” Id. at 597 (citation and quotation marks omitted; emphasis added). ReviewingApprendi, the Court stated that the “dispositive question” was “ ‘one not of form, but of effect/ If a State makes an increase in a defendant’s authorized punishment contingent on the finding of a fact, that fact—no matter how the State labels it— must be found by a jury beyond a reasonable doubt.” Id. at 602, quoting Apprendi,
In Hurst, another case dealing with the imposition of the death penalty, the Court dealt with a variation on the issue raised in Ring. In that case, the defendant, Timothy Hurst, was convicted of first-degree murder. Hurst,
The United States Supreme Court concluded that Florida’s sentencing scheme could not be reconciled with Ring and Apprendi. Id. at_;
As with Timothy Ring, the maximum punishment Timothy Hurst could have received without any judge-made findings was life in prison without parole. As with Ring, a judge increased Hurst’s authorized punishment based on her own factfinding. In light of Ring, we hold that Hurst’s sentence violates the Sixth Amendment. [Id. at _;136 S Ct at 622 .]
In short, the Sixth Amendment violation in Hurst, as in Ring, was that—although the statutory maximum for the homicide offense of which the defendant was convicted authorized the death penalty—a judge could only impose the death penalty on the basis of findings beyond the jury’s verdict. The death penalty was not available but for judicial fact-findings regarding certain aggravating factors that had not been submitted to a jury for determination beyond a reasonable doubt.
4. APPRENDI DOES NOT BAR ALL JUDICIAL FACT-FINDING
For all that was said in Apprendi and its progeny, we note that the Supreme Court’s holding in those cases must not be read as a prohibition against all judicial fact-finding at sentencing. Indeed, the rules from Ap-prendi and its progeny do not stand for the proposition that a sentencing scheme in which judges are permitted “genuinely to exercise broad discretion.. . within a statutory range” is unconstitutional; rather, as articulated in Cunningham, “everyone agrees” that such a scheme “encounters no Sixth Amendment shoal.” Cunningham,
[W]ithin the limits of any discretion as to the punishment which the law may have allowed, the judge, when he pronounces sentence, may suffer his discretion to be influenced by matter shown in aggravation or mitigation, not covered by the allegations of the indictment. [1 J. Bishop, Criminal Procedure 50 (2d ed, 1872),] § 85, at 54.
[Establishing what punishment is available by law and setting a specific punishment within the bounds that the law has prescribed are two different things. Apprendi, [530 US] at 519,120 S Ct 2348 (Thomas, J., concurring). [Quotationmarks omitted; first and third alteration in original.]
D. SKINNER AND HYATT
With that backdrop in mind, we arrive at the basis for this conflict: Skinner and the prior opinion in this case.
1. SKINNER
This Court first encountered the issue in Skinner,
Clearly, the findings mandated by MCL 769.25(6) “expose the defendant to a greater punishment than that authorized by the jury’s guilty verdict,” Apprendi,530 US at 494 , and therefore act as the “functional equivalent” of elements of a greater offense that must be proved to a jury beyond a reasonable doubt, Ring,536 US at 609 . An enhanced punishment under MCL 769.25 is not based merely on defendant’s prior convictions, on facts admitted by defendant, or on facts that are part and parcel of the elements that were submitted to the jury during the guilt phase of the proceeding. Rather, like in Apprendi,530 US at 476 , in this case the state threatened defendant with certain pains—i.e., a term-of-years sentence—following her jury conviction of first-degree murder and with additional pains—i.e., life without parole—following additional findings by the trial court. “Merely using the label ‘sentence enhancement’ to describe the latter surely does not provide a principled basis for treating them differently.” Id. The effect of MCL 769.25 plainly subjects defendant to harsher punishment on the basis of judicially found facts in contravention of the Sixth Amendment. [Skinner,312 Mich App at 46 .]
In a strong dissent, Judge SAWYER rejected the idea that MCL 769.25 required findings of fact that increased the maximum sentence authorized by statute. Skinner,
does require the trial court to conduct a hearing before it may impose a sentence of life without parole on a juvenile offender. And it further requires that the trial court “consider” the factors listed in Miller, as well as any other criteria the trial court deems relevant to its decision. MCL 769.25(7) then requires that “the court shall specify on the record the aggravating and mitigating circumstances considered by the court and the court’s reasons supporting the sentence imposed.” But nowhere does the statute require the trial court to make any particular finding of fact before it is authorized to impose a sentence of life without parole. Rather, after conducting the hearing and considering the evidence presented at the hearing as well as the evidence presented at trial, the trial court makes its decision and must state on the record the reasons for that decision. As our Supreme Court noted in Carp, this process allows for the “individualized sentencing” procedures established by Miller. This procedure also presumably allows for more meaningful appellate review of the sentence. [Skinner,312 Mich App at 73 (SAWYER, J., dissenting) (citation omitted; emphasis added).]
Likewise, Judge SAWYER concluded that Miller itself did not require any particular fact to be found before a court could impose a sentence of life without parole. Id. at 74. Rather, it established a framework for ensuring that juveniles would receive an individualized sentence. Id.
2. HYATT
In the prior appeal in the instant matter, defendant Hyatt argued that he was entitled to have a jury determine his sentence in accordance with Skinner. The panel recognized that it was bound by Skinner, but stated, “[W]e believe that Skinner was wrongly decided.” Perkins,
The prior panel remanded the matter for resentenc-ing, but stated that, “[w]ere it not for Skinner, we would affirm the sentencing court’s decision to sentence Hyatt to life imprisonment without the possibility of parole.” Id. at 179.
E. RESOLUTION OP THE CONFLICT
We hold that the prior panel’s analysis in this case was correct. Neither Miller nor MCL 769.25 implicates the right to a jury trial under Apprendi and its progeny. Rather, by implementing Miller’s Eighth Amendment protections through its enactment of MCL 769.25, the Legislature simply established a procedural framework for protecting a juvenile’s Eighth Amendment rights at sentencing. The sentencing procedure at issue in this case does not involve the concern that was at issue in Apprendi,
At the outset, we reject arguments that the Supreme Court’s decision in Miller can be read to implicate the Sixth Amendment; we also reject the idea that the decision in Miller suggests the right to have a jury determination on the sentence of life without parole. In this respect, it is important to note the Court’s concern in Miller: the imposition of a disproportionate sentence on juvenile offenders. The risk of a disproportionate sentence was, for purposes of the Eighth Amendment, unacceptable under a system of mandatory life-without-parole sentences for certain homicide offenses. Miller,
In support of our interpretation of Miller’s demands, we note the Supreme Court’s discussion of Miller in Montgomery.
This is not to say that the sentencing procedure envisioned by Miller does not involve any fact-finding.
Hence, Miller does not implicate the type of fact-finding prohibited by Apprendi. The process described in Miller was merely a means of ensuring that the maximum sentence available under the law—life without parole—was proportionate to the particular juvenile offender at issue. The considerations required by Miller’s individualized sentencing guarantee are sentencing factors, not elements that must be found before a more severe punishment is authorized. See Apprendi,
However, the conclusion that Miller does not require certain factual findings in order to impose a sentence of life without parole on a juvenile offender is not, by itself, dispositive of the issue raised. As the Supreme Court in Montgomery acknowledged, the implementation of Miller’s directives was a matter left largely to the states. Montgomery,
Careful examination of MCL 769.25 reveals that our Legislature did not alter the statutory maximum sentence that may be imposed solely on the basis of the jury’s verdict, nor did our Legislature make imposition of the statutory maximum dependent on any particular finding of fact. The statute provides that in order to sentence a juvenile defendant to life without parole, the prosecuting attorney must, in a case involving an enumerated homicide offense, file a motion seeking that sentence within the specified period. MCL 769.25(2) and (3). If the prosecuting attorney files this motion, the trial court “shall conduct a hearing on the motion as part of the sentencing process.” MCL 769.25(6). At the hearing, the trial court is to consider “the factors listed in Miller v Alabama . . . and may consider any other criteria relevant to its decision, including the individual’s record while incarcerated.” MCL 769.25(6). Then, in what would appear to be an effort to aid appellate review of the sentence, the trial court “shall specify on the record the aggravating and mitigating circumstances considered by the court and the court’s reasons supporting the sentence imposed. The court may consider evidence presented at trial together with any evidence presented at the sentencing hearing.” MCL 769.25(7).
In sum, MCL 769.25 does two important things. As an initial matter, the statute plainly states that the statutory maximum for the enumerated homicide offenses—in the event the prosecution files the requisite motion—is life without parole. Any
This leads to our second point. MCL 769.25 does not make the imposition of this statutory maximum contingent on any particular fact. Rather, the statute mirrors the requirement of Miller—individualized sentencing. That is, MCL 769.25 does away with mandatory life-without-parole sentences and requires the trial court, when the maximum sentence is sought, to make the individualized sentencing determination required by Miller. If, consistently with Miller’s demands, the sentencing judge deems life without parole to be appropriate—meaning that the case before it is one of the rare cases described by Miller—the trial court is authorized by the jury’s verdict to impose a life-without-parole sentence. Indeed, as is the case with Miller, our statutory scheme does not require any additional findings before the imposition of a life-without-parole sentence. The sentencing judge decides whether to exercise his or her discretion to impose that statutory maximum by considering the so-called Miller factors to satisfy Miller’s individualized sentencing mandate. In sum, when the prosecuting attorney files the requisite motion, the “ ‘statutory maximum’ for Apprendi purposes,” see Blakely,
In this sense, the sentencing scheme imposed by MCL 769.25 is different from the schemes at issue in Apprendi, Blakely, Booker, and Cunningham—and that difference is of critical importance for purposes of the Sixth Amendment inquiry. In particular, we note that in Apprendi,
It is argued that a sentencing judge will necessarily engage in fact-finding during the Miller analysis. On this point, we agree. However, as noted, it is not dispositive that a sentencing judge makes factual findings. The dispositive question is whether the statute authorizes increased punishment, contingent on certain factual findings. Ring,
For comparison purposes, we examine the sentencing of criminal defendants by federal district courts and note the type of judicial fact-finding that occurs under the sentencing factors listed in 18 USC 3553(a).
We also reject any argument that MCL 769.25 is comparable to the sentencing scheme that was at issue in Ring,
In sum, all that is mandated by MCL 769.25 is the individualized sentencing required, as stated in Miller, by the Eighth Amendment. The analysis involving the Miller factors does not aggravate punishment; instead, the analysis acts as a means of mitigating punishment because it acts to caution the sentencing judge against imposing the maximum punishment authorized by the jury’s verdict, a sentence which Montgomery cautioned is disproportionate for “the vast majority of juvenile offenders . . . .” Montgomery,
The idea that Miller—and MCL 769.25 by its incorporation of the “Miller factors”—sets forth a framework of mitigation, rather than aggravation, is apparent from the text of the Miller decision itself. See Miller,
Viewing the Miller factors as a means of mitigation is not to suggest, however, that life without parole remains the default sentence for juveniles convicted of first-degree murder after Miller. Indeed, it is doubtful whether that result could be squared with Miller’s conclusions about the constitutional infirmities inherent in a mandatory life-without-parole sentencing scheme for juveniles. Instead, the Miller factors act as a means of mitigation in the sense that they must be considered by the sentencing judge when he or she is determining whether life without parole is an appropriate sentence to impose.
Our decision today comports with those of numerous state and lower federal courts that have considered, albeit in slightly different contexts, the intersection of the Eighth Amendment’s proportionality requirements and the Sixth Amendment right to a jury trial. The cases from which we draw support stemmed from the United States Supreme Court’s decisions in Atkins v Virginia,
These cases are instructive in the instant case. Although the Court’s holding in Miller did not produce an outright ban on the imposition of life-without-parole sentences for juvenile homicide offenders, it nevertheless declared that in the vast majority of cases, that sentence will be disproportionate under the Eighth Amendment. Similar to the proportionality analysis of Atkins and Tison, the Supreme Court in Miller concluded that a certain characteristic of the offender rendered the maximum punishment authorized by statute to be disproportionate because that
F. CONCLUSION
In sum, we find that Miller’s individualized sentencing mandate, as incorporated by MCL 769.25, does not run afoul of Sixth Amendment precedent. A judge, not a jury, must determine whether to impose a life-without-parole sentence or a term-of-years sentence under MCL 769.25. Accordingly, we reject the result reached in Skinner and conclude that the prior panel in this case was correct in its analysis.
IV. APPLICATION TO THIS CASE
As for the outcome of the case before us, the prosecution asks that we do two things: (1) affirm the life-without-parole sentence imposed on defendant Hyatt and (2) articulate the appropriate standard of review on appeal for a juvenile life-without-parole sentence. In addressing these issues, we find it necessary to adhere to and incorporate Miller’s and Montgomery’s oft-repeated warnings about how rarely life-without-parole sentences for juvenile offenders will be proportionate.
A. THE TRULY RARE JUVENILE
As noted, Miller stopped shy of—and did not expressly consider—imposing a categorical ban on life-without-parole sentences for juveniles, but the Supreme Court repeatedly admonished sentencing authorities to impose the penalty of life without parole in only the rarest of circumstances, given the many mitigating factors of youth. In this regard, we note the concerns raised in Miller—and in Roper and Graham for that matter—concerning how juveniles are different from adults in terms of their culpability and capacity for change. Notably, these cases underscored that juveniles tend to be less mature than adults, are more likely to possess an “underdeveloped sense of responsibility,” and are more likely to engage in reckless behavior. Roper,
In addition, juveniles “are more vulnerable or susceptible to negative influences and outside pressures, including peer pressure.” Id. Children also “have limited control over their own environment and lack the ability to extricate themselves
The Court explained in Roper,
Because juveniles are different from adults and have still-evolving characters, the Supreme Court has noted how difficult it can be for a sentencer to conclude that life without parole, the harshest possible penalty for a juvenile homicide offender, is proportionate to a particular offense and offender. In Roper,
These concerns led the Court in Miller to caution that “given all we have said in Roper, Graham, and this decision about children’s diminished culpability and heightened capacity for change, we think appropriate occasions for sentencing juveniles to this harshest possible penalty will be uncommon” Miller,
B. IMPLEMENTING MILLER AT SENTENCING
The cautionary language employed by the Court in Roper, Graham, Miller, and Montgomery must be honored by this Court. In light of this language and our need to review defendant Hyatt’s sentence under Miller, we conclude that when sentencing a juvenile offender, a trial court must begin with the understanding that in all but the rarest of circumstances, a life-without-parole sentence will be disproportionate for the juvenile offender at issue. For that reason, a sentencing court must begin its analysis with the understanding that life without parole is, unequivocally, appropriate only in rare cases. Sentencing courts are to do more than pay mere lip service to the demands of Miller. A sentencing court must operate under the understanding that life without parole is, more often than not, not just inappropriate, but a violation of the juvenile’s constitutional rights. As explained in Montgomery:
Miller, then, did more than require a sentencer to consider a juvenile offender’s youth before imposing life without parole; it established that the penological justifications for life without parole collapse in light of the distinctive attributes of youth. Even if a court considers a child’s age before sentencing him or her to a lifetime in prison, that sentencestill violates the Eighth Amendment for a child whose crime reflects unfortunate yet transient immaturity. Because Miller determined that sentencing a child to life without parole is excessive for all but the rare juvenile offender whose crime reflects irreparable corruption, it rendered life without parole an unconstitutional penalty for a class of defenders because of their status— that is, juvenile offenders whose crimes reflect the transient immaturity of youth. [Montgomery, 577 US at _;136 S Ct at 734 (citations and quotation marks omitted).]
We note that nearly every situation in which a sentencing court is asked to weigh in on the appropriateness of a life-without-parole sentence will involve heinous and oftentimes abhorrent details. After all, the sentence can only be imposed for the worst homicide offenses. However, the fact that a vile offense occurred is not enough, by itself, to warrant imposition of a life-without-parole sentence. The court must undertake a searching inquiry into the particular juvenile, as well as the particular offense, and make the admittedly difficult decision of determining whether this is the truly rare juvenile for whom life without parole is constitutionally proportionate as compared to the more common and constitutionally protected juvenile whose conduct was due to transient immaturity for the reasons addressed by our United States Supreme Court. And in making this determination in a way that implements the stern rebuke of Miller and Montgomery, the sentencing court must operate under the notion that more likely than not, life without parole is not proportionate.
That this approach is required under Miller becomes even more apparent when one considers the warnings in Roper, Graham, and Miller about how difficult it is for even a trained psychologist, let alone a sentencing judge, to make a definitive determination regarding a juvenile’s capacity for reform. See Roper,
C. STANDARD OP APPELLATE REVIEW
The same concerns noted above exist on appeal when a juvenile challenges the imposition of his or her life-without-parole sentence. That leads us to a second question, one raised by the prosecution and one that is inherently necessary in weighing in on defendant Hyatt’s sentence in the instant case. That is, given the limited circumstances in which a life-without-parole sentence is proportionate and constitutional, what is the appropriate standard of appellate review for that sentence?
As noted by our Supreme Court in People v Milbourn,
Turning to the instant case, we believe that the appropriate standard of review for cases in which a judge imposes a sentence of life without parole on a juvenile defendant is a common three-fold standard, the likes of which are applied in a variety of contexts. Any fact-finding by the trial court is to be reviewed for clear error, any questions of law are to be reviewed de novo, and the court’s ultimate determination regarding the sentence imposed is to be reviewed for an abuse of discretion. See People v Hardy,
However, the abuse-of-discretion standard requires further explanation in this context. Because of the unique nature of the punishment of a life-without-parole sentence for juveniles and the mitigating qualities of youth, we are obligated to clarify what the abuse-of-discretion standard should look like in the context of life-without-parole sentences for juveniles. As will be discussed in more detail later in this opinion, we hold that the imposition of a life-without-parole sentence on a juvenile requires a heightened degree of scrutiny regarding whether a life-without-parole sentence is proportionate to a particular juvenile offender, and even under this deferential
To provide meaningful appellate review under an abuse-of-discretion standard for a life-without-parole sentence imposed on a juvenile, the reviewing court must remain mindful that life without parole is the maximum punishment that may be imposed for a juvenile offender under MCL 769.25. That this is the harshest penalty available under the law raises the stakes not just for the defendant, but also for appellate review of the trial court’s sentencing decision. Hence, appellate review of a life-without-parole sentence imposed on a juvenile cannot be a mere rubber-stamping of the penalty handed out by the sentencing court. In Milbourn, our Supreme Court repeatedly warned that the maximum penalty available under the law is to be imposed for only the most serious offenders and the most serious offenses; otherwise, it would risk failing the proportionality test. Milbourn,
We use the language employed in Milbourn as our starting point, but point out that Milbourn⅛ sentiments ring even truer in the case of life-without-parole sentences for juveniles. Those sentences are deemed to be an “unconstitutional penalty for a class of defendants because of their status—that is, juvenile offenders whose crimes reflect the transient immaturity of youth.” Montgomery,
Accordingly, to give effect to our Supreme Court’s decision in Milbourn and the United States Supreme Court’s direction in Miller and Montgomery, an appellate court must conduct a searching inquiry and view as inherently suspect any life-without-parole sentence imposed on a juvenile offender under MCL 769.25. See Roper,
As a tool for undertaking this appellate review, we find it appropriate to borrow from a framework employed by some federal courts. As noted, MCL 769.25 requires weighing a variety of factors in determining whether the juvenile being sentenced is the rare juvenile offender for whom life without parole is an appropriate sentence. In determining whether the sentencing court abused its discretion in weighing the factors and arriving at its conclusion, we find instructive the following analysis found in United States v Haack,
A discretionary sentencing ruling, similarly, may be [an abuse of discretion] if a sentencing court fails to consider a relevant factor that should have received significant weight, gives significant weight to an improper or irrelevant factor, or considers only appropriate factors but nevertheless commits a clear error of judgment by arriving at a sentence that lies outside the limited range of choice dictated by the facts of the case.
D. THE INSTANT CASE
Turning to the instant case, we find the trial court committed an error of law by failing to adhere to Miller's and Montgomery’s directives about the rarity with which a life-without-parole sentence
Moreover, with regard to the sentencing decision in the instant case, we are concerned that the trial court, in concluding that life without parole was warranted in this case, emphasized the opinion of the psychologist who testified at the Miller hearing that defendant Hyatt’s prognosis for change in the next five years was poor. This focus on a short, five-year period for redemption cannot be reconciled with Miller, which holds that a life-without-parole sentence will be proportionate for the juvenile who is irreparably corrupt and incapable of change—not one who is incapable of change within the next five years. The capacity for change within five years hardly seems of any relevance to the decision of whether an individual who committed a crime while a minor is irreparably corrupt and, thus, will remain corrupt and wholly incapable of rehabilitation for the remainder of his or her life expectancy, which could easily be another 60 to 80 years.
Given all that occurred at the sentencing hearing in this case, we feel compelled to remand for resentenc-ing; the trial court must not only consider the Miller factors, but decide whether defendant Hyatt is the truly rare juvenile mentioned in Miller who is incorrigible and incapable of reform. Accordingly, we reverse defendant Hyatt’s sentence and remand to the trial court for resentencing. On resentencing, the court is to implement the directives of Miller and Montgomery and to be mindful that those cases caution against the imposition of a life-without-parole sentence except in the rarest of circumstances. Hence, it should operate with the understanding that, more likely than not, life without parole is a disproportionate sentence for defendant Hyatt.
V. CONCLUSION
We resolve the conflict created between the prior panel in this case and the majority in Skinner by concluding that a judge, not a jury, must determine whether to sentence a juvenile to life without parole under MCL 769.25. With regard to the instant case, we vacate defendant Hyatt’s sentence and remand for further proceedings consistent with this decision. We do not retain jurisdiction.
Notes
The instant matter involving defendant, Kenya Hyatt, was initially consolidated with Docket Nos. 323454 and 323876, but this Court has since, on its own motion, vacated its previous order consolidating the cases to allow defendant Hyatt’s case to proceed on its own before this special conflict panel. People v Perkins, unpublished order of the Court of Appeals, entered April 26, 2016 (Docket Nos. 323454, 323876, and 325741).
As will be discussed, our Legislature, in MCL 769.25, dubbed these the “Miller factors.”
See People v Carp,
The opinion in Carp was later vacated as described in note 3 of this opinion.
Ring v Arizona,
In response to Alleyne, our Supreme Court struck the statutory requirement that made the use of sentencing guidelines—used to calculate a defendant’s minimum sentence in Michigan—mandatory. People v Lockridge,
Again, neither the panel in Skinner nor the prior panel in this case had the benefit of the Montgomery analysis.
Although they are not binding on this Court, we note that two of the only cases to consider this issue in another state reached the same result regarding whether Miller requires a jury determination. See State v Fletcher, 149 So 3d 934, 943; La App 49, 303 (2d Cir, October 1, 2014); People v Gutierrez, unpublished opinion of the California Court of Appeal, issued June 22, 2016 (Docket No. B261989), pp 6-7. Notably, in Fletcher, 149 So 3d at 943, the Louisiana Court of Appeals rejected the idea that Miller created a “new statutory maximum” for purposes of Apprendi; further, Fletcher rejected the idea that Miller required proof of an additional element before a sentencing authority could impose a life-without-parole sentence. Rather, reasoned the court in Fletcher, Miller “merely mandates a hearing at which youth-related mitigating factors can be presented to the sentencer and considered in making a determination of whether the life sentence imposed upon a juvenile killer should be with or without parole eligibility.” Id.
For instance, Miller requires a hearing at which a court may receive evidence about, among other matters, the circumstances of the homicide, including the juvenile’s role in the offense. Miller,
We briefly note Justice Breyer’s concurring opinion in Miller, in which he concluded that in order to impose a life-without-parole sentence on a juvenile offender, there must be a finding that the offender killed or intended to kill. Miller,
The suggestion that our Supreme Court declared in Carp,
Although, decisions from other states are not binding, we may consider them as persuasive authority. People v Jackson,
Pursuant to 18 USC 3553(a):
[t]he court, in determining the particular sentence to be imposed, shall consider—
(1) the nature and circumstances of the offense and the history and characteristics of the defendant;
(2) the need for the sentence imposed—
(A) to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense;
(B) to afford adequate deterrence to criminal conduct;
(C) to protect the public from further crimes of the defendant; and
(D) to provide the defendant with needed educational or vocational training, medical care, or other correctional treatment in the most effective manner!.]
As aptly noted by the panel in Skinner,
lb be sure, however, Miller made clear that mitigation was more often than not the appropriate route, emphasizing that a life-without-parole sentence would be proportionate for only the rare juvenile “whose crime reflects irreparable corruption.” Miller,
The United States Supreme Court has denied leave in some of these cases, see, e.g., Galindo v Nebraska,
Accordingly, we caution that if the prosecuting attorney moves for a life-without-parole sentence under MCL 769.25(2), the resultant Miller hearing must not be treated as a perfunctory exercise that will automatically authorize the imposition of a life-without-parole sentence. That approach would defy those principles that were first announced in Miller and that were made even clearer in Montgomery, life without parole is to be imposed on juvenile offenders in only the rarest of cases.
In People v Steanhouse,
We would be remiss if we did not note that the trial court lacked the benefit of Montgomery at the time of sentencing.
As noted earlier, we acknowledge that, as articulated as far back as Roper, this determination is a difficult one to make. We also note that MCL 769.25 and Miller offer little in terms of guidance as to how to make this difficult decision. Nevertheless, the current statutory system is the one under which we are required to operate.
Concurrence Opinion
(concurring). The task for this conflict panel is limited; we are asked to decide whether a judge or a jury is to determine whether a juvenile should be sentenced to life without parole under MCL 769.26. This question presumes that it is constitutionally permissible in Michigan to impose a life-without-parole sentence on juvenile offenders who commit the worst homicide offenses. I write a separate concurrence to voice my concern that this underlying premise is a faulty one. Although the issue was raised by defendant, it is unpreserved, scantily briefed, and better left for another day. Were we to address it, I would conclude that a sentence of life without parole for a juvenile offender constitutes cruel or unusual punishment in violation of the Michigan Constitution.
In Miller v Alabama,
Nonetheless, whether life without parole for juveniles should be categorically barred by the Eighth Amendment is not my concern in the present case. Rather, I question whether life without parole for juveniles should be categorically barred under the Michigan Constitution, which prohibits cruel or unusual
My concerns about the imprecise nature of determining whether a juvenile offender is irreparably corrupt—although, it must be remembered, that juvenile is not immune from punishment because of his youth—stem from our increasing scientific knowledge regarding the human brain, from our recognition that a juvenile is different from an adult because of his or her diminished culpability and greater capacity for reform, and from the idea that the characteristics of youth make a determination of irreparable corruption or permanent incorrigibility exceedingly difficult. As to the first point, United States Supreme Court precedent makes clear that juveniles often lack the same degree of culpability that adult offenders possess. Juveniles lack maturity and are often more prone than adults to reckless behavior and risk-taking. See Miller,
As to my second and greater concern, the difficult nature of making individual determinations about juvenile offenders can be gleaned from a comprehensive reading of Roper, Graham, and Miller. Starting in Roper,
The idea that the characteristics of youth make difficult, if not impossible, accurate determinations about a juvenile’s capacity for change continued in Graham and Miller. In Graham,
The concern noted in Roper and Graham still remains: it is exceedingly difficult, given the qualities of youth, to make a reliable determination regarding whether a juvenile is truly incorrigible and incapable of change. This concern led the Court in Miller,
Given the difficulty of predicting when a juvenile is truly incapable of change and thus deserving of a life-without-parole sentence, the admitted lack of reliability in a case-by-case sentencing approach, and the significance of the sentencing decision, I believe that imposing a life-without-parole sentence on a juvenile is far too speculative and that it constitutes cruel or unusual punishment under the Michigan Constitution. In this regard, I find particularly compelling Roper’s warning that the type of classification required by MCL 769.25 cannot be done with reliability by a trained psychologist, let alone a sentencing court. Roper,
none of what [Graham] said about children—about their distinctive (and transitory) mental traits and environmental vulnerabilities—is crime-specific. Those features are evident in the same way, and to the same degree when . . . a botched robbery turns into a killing. So Graham’s reasoning implicates any life-without-parole sentence imposed on a juvenile, even as its categorical bar relates only to nonhomicide offenses. [Miller,567 US at 473 (emphasis added).][4 ]
For this reason, simply arguing that the instant case is different from Graham because it involves a homicide offense ignores that which is most pertinent in determining whether the punishment is cruel or unusual for juveniles: that the characteristics of youth and its attendant circumstances make juveniles constitutionally different for purposes of sentencing, and it is extremely difficult to determine, with any degree of reliability, which juveniles are truly deserving of life without parole. By imposing a life-without-parole sentence, the sentencing court necessarily concludes at the outset that the individual who committed a crime when he or she was a minor will continue to be corrupt at the age of 20, 30, 40, 50, 60, 70, and, for that matter, at every age until he or she dies.
I believe that the concerns noted by the Court in Miller, Graham, and Roper are applicable in the case at hand. These cases essentially teach us that a sentencing judge is, to a large degree, guessing whether the juvenile is capable of reform, on the basis of information that is widely recognized as unreliable given the malleability of a juvenile’s still-developing brain. This is not to fault the sentencing judge tasked with trying to decide whether to impose life without parole. I have no doubt that sentencing courts exercise the utmost care and professionalism in determining whether this particular punishment, or any punishment, is appropriate and proportionate. The constitutional concern
Thus, I note my concerns that the speculative nature inherent in imposing a life-without-parole sentence on juvenile homicide offenders renders the punishment cruel or unusual under the Michigan Constitution. If the imposition of the harshest possible penalty available under the law cannot be done with any degree of reliability given the offender being a minor about whom the court must predict his or her entire future, how can the sentence not be rendered either cruel due to guesswork or unusually unfair? By their chronological status as minors, juvenile offenders spend more time in prison for a life-without-parole offense than any adult. However, because they were minors when they committed their offense, they were in a less culpable class of offenders according to our United States Supreme Court. How could such a speculative, roll-of-the-dice approach to meting out the most serious punishment on a group of offenders who are categorically less culpable not be cruel or unusual punishment? One need only examine his or her own character, judgment, maturity level, impetuosity, and susceptibility to influence at the ages of 14,
Turning to the instant case, the Miller hearing that took place for defendant Hyatt serves as a prime illustration of the lack of reliability involved in making a determination about a juvenile’s still-forming character. The psychologist who testified in this case had a Ph.D. in educational and clinical psychology and had been a practicing psychologist for approximately 40 years. Yet when pressed on cross-examination regarding whether she thought defendant Hyatt was capable of change, she admitted: “I have no way of predicting whether he is going to be able to change his course. . . . I cannot say with certainty that he, that he’s totally unredeemable.” I highlight this not as an indictment
The solution to this complex problem is relatively simple: let the Parole Board do its job. The Parole Board will have the benefit of the juvenile offender’s full cognitive development through adulthood, as well as years of institutional records and behavior with which to make the decision. Rather than asking a sentencing court to essentially make its best guess based on information that is admittedly not adequate for the task at hand, why not allow the Parole Board—which has the benefit of time, incarceration records, and further cognitive development by the juvenile—to make the decision? However, this is not to suggest that a juvenile should be guaranteed parole. Rather, the only entitlement is that the individual, who entered prison while still a child, should have the chance to show that he or she is capable of reform, and has indeed demonstrated the requisite level of reform to merit consideration for parole. As stated in Graham,
I am not alone in adhering to this view. Recently, the Iowa Supreme Court, which has written rather extensively on a variety of juvenile life-without-parole issues after Miller, concluded that the Iowa Constitution, which mirrors the United States Constitution and bars cruel and unusual punishment, forbids a case-by-case approach and categorically bars imposition of life-without-parole sentences for juveniles. In this regard, the Iowa court concluded “that the enterprise of identifying which juvenile offenders are irretrievable at the time of trial is simply too speculative and likely impossible given what we now know about the timeline of brain development and related prospects for self-regulation and rehabilitation.” Sweet,
cannot apply the Miller factors in any principled way to identify with assurance those very few adolescent offenders that might later be proven to be irretrievably depraved. In short, we are asking the sentencer to do the impossible, namely, to determine whether the offender is “irretrievably corrupt” at a time when even trained professionals with years of clinical experience would not attempt to make such a determination. [Id.]
Furthermore, although the speculative nature of imposing life-without-parole sentences on juveniles is enough to raise serious concerns about those sentences under the Michigan Constitution, it should be noted that with regard to the practice of permitting life-without-parole sentences for juveniles, Michigan appears to be in danger of standing on the wrong side of history. In the wake of Miller, a growing number of states have decided to prohibit, or in some cases not seek, life-without-parole sentences for juveniles. See, e.g., Mills et al, Juvenile Life Without Parole in Law & Practice: Chronicling the Rapid Change Underway, 65 Am U L Rev 535, 552, 560 (2016); The Sentencing Project, Juvenile Life Without Parole: An Overview <http://www.sentencingproject.org/publications/juvenile-life-without-parole/> (accessed June 29, 2016) [https://perma.cc/U94J-MLBS]; Equal Justice Initiative, Philadelphia District Attorney Declares Life-Without-Parole Sentences Inappropriate for Juveniles <http://www.eji.org/philadelphia-da-says-life-without-parole-inappropriate-for-juveniles> (accessed June 28, 2016) [https://perma.cc/7EZF-8H4D]; Equal Justice Initiative, Utah Joins Growing Number of States that Have Abolished Juvenile Life Without Parole Sentences <http://eji.org/news/utah-abolishes-juvenile-life-without-parole>
Finally, even if a categorical ban is off the table in light of Carp, I would be remiss not to note, in light of the same concerns raised earlier, what I view as significant holes in the Legislature’s implementation of the Miller decision in MCL 769.25. Even if the Michigan Constitution does not compel a categorical ban on the imposition of juvenile life-without-parole sentences, the concerns inherent with sentencing juveniles to life without parole do not suddenly diminish. It is not as if the unreliable and unreasonably difficult task of determining which juvenile offenders are truly incorrigible and incapable of change vanishes by rejecting a categorical ban on life without parole for juveniles. Those concerns must be addressed, or our courts risk the arbitrary and capricious imposition of juvenile life-without-parole sentences.
The legislative response to Miller in MCL 769.25 does not go far enough in addressing these concerns. The Supreme Court’s decision in Miller announced the destination that is required by the Eighth Amendment— individualized sentencing that limits the imposition of life-without-parole sentences to only those rare individuals who are irreparably corrupt—but did little to address how to arrive at that destination. The Court even recognized as
In order to implement Miller in a way that affords meaning and substance to the decision, we must provide sentencing courts with more direction, instruction, and information to guide the sentencing process. While the ultimate determination as to what procedures should be employed is not before the Court in this conflict case, I offer a few brief suggestions. Drawing on comparisons to death penalty cases first made in Graham and repeated in Miller, the employment of a defense team that includes two attorneys, a mitigation specialist, and an investigator, as is done in death penalty cases, may go some distance toward alleviating the difficulties inherent in determining whether a juvenile is irreparably corrupt. See Drinan, Juvenile Sentencing Post-Miller: Preventive & Corrective Measures, 2015 Wis L Rev 203, 209-210 (2015). See also The Campaign for the Fair Sentencing of Youth, Trial Defense Guidelines: Representing a Child Client Facing a Possible Life Sentence, available at <http://fairsentencingofyouth.org/wp-content/uploads/2015/03/Trial-Defense-Guidelines-Representing-a-Child-Client-Facing-a-Possible-Life-Sentence.pdf> (accessed July 6, 2016) [https://perma. cc/UTP3-N4KN] .
Shapiro, P.J., concurred with Beckering, J.
In People v Carp,
I am not the first to opine that lifetime imprisonment of a juvenile offender violates the Michigan Constitution. See People v Eliason,
While it could be argued that the Supreme Court in Miller gave its blessing to such a scheme for juveniles who commit homicide offenses, it should be noted that the question whether there should be a categorical ban on life without parole for juvenile homicide offenders was not before the Miller Court, and the Court expressly declined to consider the issue. Miller,
Again, while the Court in Miller was cognizant of these very concerns, it declined to expressly weigh in on the issue whether a juvenile life-without-parole sentence was cruel and unusual punishment under the United States Constitution, but it nevertheless went out of its way to emphasize how rarely this type of sentence would be constitutionally proportionate.
Or even younger than 14, for that matter, as Michigan law allows for juveniles younger than 14 years of age to be tried as adults. See MCL 712A.2d; MCL 712A.4.
It is not until the third and final phase of brain development, which takes place “into the early twenties,” when individuals “ ‘get better at controlling their impulses, thinking about the long-term consequences of their decisions, and resisting peer pressure.’ ” Sweet,
As an example, the court asked:
[W]hat significance should a sentencing court attach to a juvenile offender’s stable home environment? Would the fact that the adolescent offender failed to benefit from a comparatively positive home environment suggest he or she is irreparable and an unlikely candidate for rehabilitation? Or conversely, would the offender’s experience with a stable home environment suggest that his or her character and personality have not been irreparably damaged and prospects for rehabilitation are therefore greater?
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A similar quandary faces courts sentencing juvenile offenders who have experienced horrendous abuse and neglect or otherwise have been deprived of a stable home environment. Should the offenders’ resulting profound character deficits and deep-seated wounds count against the prospects for rehabilitation and in favor of life-without-the-possibility-of-parole sentences under the Miller framework? Or should sentencing courts view the deprivation of a stable home environment as a contraindication for life without the possibility of parole because only time will tell whether maturation will come with age and treatment in a structured environment? [Sweet,879 NW2d at 838 .]
There is also an effort currently underway in the United States District Court for the Eastern District of Michigan to ban life-without-parole sentences for juvenile offenders. See White, Federal Judge Stops Juvenile Lifer Sentencing Process, The Detroit News (July 7, 2016), available at <http://www.detroitnews.com/story/news/locaPmichigan/2016/07/07/michigan-juvenile-resentencing/86810456/> (accessed July 8, 2016) [https://perma.cc/7L55-YH4P]. See also Hill v Snyder, unpublished opinion of the United States District Court for the Eastern District of Michigan, issued January 30, 2013 (Docket No. 10-14568), vacated and remanded on other grounds,
These guidelines are modeled in part after the ABA Guidelines for the Appointment and Performance of Defense Counsel in Death Penalty Cases. Trial Defense Guidelines, p 5 n 2.
Concurrence Opinion
(concurring in part and dissenting in part). I concur in Parts I, II, and III of the majority opinion. I would not, however,
The Milbourn
The majority opinion focuses on the following statement by a psychologist regarding defendant Hyatt’s capacity for change: "[I]f I were to predict in five years, it would not be possible.”
Moreover, the pertinent circumstances—including that defendant Hyatt was the actual shooter, had a history of assaultive behavior, appeared to a counselor to have no conscience, showed no remorse or concern over the crimes, was “disconnected from societal morals and mores,” had “serious maladjustment,” and was 17 years old at the time of the offenses—clearly supported the sentence. See, generally, Miller,
I find no violation of the principle of proportionality and no need to remand this case. The sentencing procedure was constitutional and the sentence was proportionate to the circumstances surrounding the offense and the offender.
I would affirm the sentence.
M. J. Kelly and Riordan, JJ., concurred with Meter, J.
People v Milbourn,
The psychologist further stated that she simply could not predict whether defendant Hyatt would change.
