The PEOPLE of the State of Illinois, Plaintiff-Appellee,
v.
Eugene HUNTER, Defendant-Appellant.
Appellate Court of Illinois, Fourth District.
*1193 Daniel D. Yuhas and Martin J. Ryan, both of State Appellate Defender's Office, of Springfield, for appellant.
Frank Young, State's Attorney, of Danville (Norbert J. Goetten, Robert J. Biderman, and Kathy Shepard, both of State's Attorneys Appellate Prosecutor's Office, of counsel), for the People.
Justice MYERSCOUGH delivered the opinion of the court:
In September 2003, following a bench trial, the trial court found defendant, Eugene Hunter, guilty of possession of a substance containing cocaine (720 ILCS 570/402(c) (West 2002)). In November 2003, the court sentenced defendant to 24 months of probation with various terms and conditions. One condition was that defendant submit to genetic testing pursuant to section 5-4-3(a)(3.5) of the Unified Code of Corrections (Unified Code) (730 ILCS 5/5-4-3(a)(3.5) (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2776 (West)))), at his own expense, and pay a $200 analysis fee. Defendant appeals, arguing (1) the compulsory extraction and perpetual storing of defendant's deoxyribonucleic acid (DNA) violates his right to be free from unreasonable searches and seizures under the United States and Illinois Constitutions and (2) the court lacked the authority to order defendant to pay the cost of the *1194 DNA collection in addition to the $200 analysis fee and such order must be vacated. We affirm in part, reverse in part, and remand with directions.
I. ANALYSIS
A. Constitutionality of Section 5-4-3(a)(3.5) of the Unified Code
Defendant argues that the ordered extraction and analysis of his DNA pursuant to section 5-4-3 of the Unified Code (730 ILCS 5/5-4-3 (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2775 (West)))), violates his right to be free from unreasonable searches and seizures under the fourth amendment of the United States Constitution (U.S. Const., amend. IV) and article I, section 6, of the Illinois Constitution (Ill. Const. 1970, art. I, § 6). Because the fourth amendment of the United States Constitution provides the same level of protection as the search and seizure provision in article I, section 6, of the Illinois Constitution, we limit our analysis to the United States Constitution. See, e.g., People v. Wealer,
Although defendant did not challenge the constitutionality of section 5-4-3(a)(3.5) of the Unified Code (730 ILCS 5/5-4-3(a)(3.5) (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2776 (West)))) in the trial court, a constitutional challenge to a criminal statute may be raised at any time. Ramos,
As originally enacted, section 5-4-3 of the Unified Code required that persons convicted of certain sexual offenses submit blood and saliva samples to the Illinois Department of State Police for analysis and categorization. Ill.Rev.Stat.1991, ch. 38, par. 1005-4-3. A challenge to the constitutionality of this statute on the ground that it violated the fourth amendment of the United States Constitution (U.S. Const., amend.IV) failed in Wealer,
In August 2002, the legislature amended section 5-4-3(a) of the Unified Code to mandate DNA samples from all persons "convicted or found guilty of any offense classified as a felony under Illinois law" regardless of the sentence imposed. 730 ILCS 5/5-4-3(a) (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2775 (West))). Challenges to this version of the statute on constitutional grounds have failed. See, e.g., People v. Butler,
The parties agree that the extraction and testing of blood and/or saliva samples implicate the fourth amendment. The fourth amendment of the United States Constitution (U.S. Const., amend.IV) guarantees:
"The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no [w]arrants shall issue, but upon probable cause, supported by [o]ath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized."
While defendant primarily focuses on the extraction of blood, we will assume that if the extraction of blood withstands the constitutional challenge, the taking of a saliva sample would also be upheld. See, e.g., Wealer,
Illinois courts have generally taken two approaches when analyzing the constitutionality of section 5-4-3 of the Unified Code under the fourth amendment. The majority of Illinois courts have favored the balancing or "totality of the circumstances" test. Chamberlain,
Some Illinois courts, while accepting the balancing test, have also found section 5-4-3 constitutional under a "special[-]needs" analysis. Chamberlain,
Defendant argues that the Illinois courts have improperly applied a balancing test rather than the special-needs test when analyzing the constitutionality of section 5-4-3(a)(3.5) of the Unified Code. Relying on City of Indianapolis v. Edmond,
In Edmond, the United States Supreme Court found unconstitutional a vehicle-checkpoint program whose primary purpose was to "interdict[] illegal narcotics" (Edmond,
In Ferguson, a state hospital implemented a program that allowed the staff, without informed patient consent, to perform drug scans on the urine of pregnant women. Ferguson,
The use of the special-needs tests in Edmond and Ferguson does not justify its use in the instant case. As noted in Ramos,
Further, the facts of defendant's case are distinguishable. In both Edmond and Ferguson, the program or policy at issue affected members of the general public. Here, defendant is a convicted felon sentenced to probation. Probationers are individuals with a diminished expectation of privacy. People v. Lampitok,
Consequently, we agree with those courts that have applied the balancing test when reviewing the constitutionality of section 5-4-3(a)(3.5) under the fourth amendment. Applying the balancing test requires a balancing of the State's need for or interest in the search "against the individual's expectation of privacy and the intrusive nature of the search." Garvin,
Defendant argues that even under the balancing test, section 5-4-3(a)(3.5) still violates defendant's fourth amendment rights because the State lacks a compelling interest, he has a substantial privacy interest in bodily integrity and genetic information, and extraction of his DNA is intrusive. We disagree.
Defendant asserts that the State lacks a compelling interest regarding nonviolent nonsexual offenders because such offenders are unlikely to leave DNA evidence at the scene of their crime. Defendant claims that in cases such as his, which involve possession of a controlled substance, the State's interest is not sufficiently advanced and the statute "sweeps too broadly" and is not "narrowly tailored."
The State has a strong interest in "deterring and prosecuting recidivist criminal acts." Garvin,
Defendant also claims that section 5-4-3(a)(3.5) fails the balancing test because he has a substantial privacy interest in his bodily integrity and genetic information. While recognizing that a person's status as a prisoner reduces his expectation of privacy, defendant asserts that a convicted prisoner does not forfeit all constitutional protections by reason of the conviction. Defendant also argues that DNA extraction differs from fingerprinting because fingerprinting records a physical attribute generally exposed to public view.
It is well-established that the privacy interest of convicted felons is diminished. Ramos,
Finally, defendant argues that section 5-4-3 fails the balancing test because DNA extraction is intrusive. According to defendant, extraction of DNA is different from fingerprinting because it requires penetrating a person's skin and withdrawing bodily fluids. Yet, Illinois courts have universally found that drawing blood to gather DNA "involves only a minimal intrusion" and does not risk the health or safety of the individual. Garvin,
Because the State's interest outweighs a convicted felon's diminished privacy rights, and due to the fact that DNA sampling is only minimally intrusive, we find that section 5-4-3(a)(3.5) does not violate the fourth amendment's prohibition against unreasonable searches and seizures.
Although we have rejected the use of the special-needs exception, even if this court did apply it, the State points to a special need for the statute other than the general need to assist law enforcement. As stated in Hall:
"[W]hile there certainly is a relationship between genetic[-]marker[-]collection statutes and the solving of crimes, the immediate and primary purpose of these statutes is to fill and maintain a DNA database, a purpose `distinct from the regular needs of law enforcement.' [Citations.] This is because these statutes are not designed to discover and produce evidence of a specific individual's criminal wrongdoings. [Citations.] Rather, they essentially prove nothing. [Citations.] That is, a DNA sample is evidence only of an individual's genetic code, which does not, on its own, show the commission of a crime. [Citations.]" Hall,352 Ill.App.3d at 549 ,287 Ill.Dec. 736 ,816 N.E.2d at 713-14 .
Having found a special need exists, the second part of the test requires evaluating a defendant's privacy rights against the State's legitimate interests. Hall,
B. Authority To Impose Collection Fee
The trial court, as a condition of probation, required defendant submit to genetic testing at his own expense and pay an analysis fee of $200 in accordance with section 5-4-3(j) of the Unified Code (730 ILCS 5/5-4-3(j) (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2778 (West)))). Defendant argues the court lacked authority to impose a collection fee in addition to the $200 analysis fee authorized by the statute. A trial court's determination on sentencing is reviewed for an abuse of discretion. People v. Campbell,
The State argues that defendant procedurally forfeited this argument by failing to raise it in the trial court. However, if a court lacks the authority to impose *1199 a cost, such order is void ab initio and may be attacked at any time. People v. Fales,
A trial court may not assess costs unless such costs are authorized by statute. In re G.B.,
The State first argues that section 5-4-3(a) of the Unified Code implicitly requires that a defendant bear the cost of collection because it requires a defendant submit blood, saliva, or tissue. See 730 ILCS 5/5-4-3(a) (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2775 (West))). However, section 5-4-3(a) simply mandates submission. It does not address the cost of such submission, other than the specific reference to the $200 analysis fee. "[S]tatutory provisions regarding costs must be strictly construed." Fales,
The State further argues that the trial court had the authority to require defendant pay the costs of collection pursuant to section 5-4-3(j) of the Unified Code, which provides as follows:
"Any person required by subsection (a) to submit specimens of blood, saliva, or tissue to the Illinois Department of State Police for analysis and categorization into genetic marker grouping, in addition to any other disposition, penalty, or fine imposed, shall pay an analysis fee of $200. If the analysis fee is not paid at the time of sentencing, the court shall establish a fee schedule by which the entire amount of the analysis fee shall be paid in full, such schedule not to exceed 24 months from the time of conviction. The inability to pay this analysis fee shall not be the sole ground to incarcerate the person." 730 ILCS 5/5-4-3(j) (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2778 (West))).
The State argues that the language "in addition to any other disposition, penalty, or fine imposed" provides the court the authority to impose the cost of collection on defendant. We disagree. A plain reading of this provision indicates that the statute simply provides for the imposition of the $200 analysis fee in addition to any other authorized penalty or fine. The statute does not by its own terms provide the authority for imposing the cost of collection on defendant. In fact, the legislature has demonstrated its ability to impose similar costs where such result is intended. See, e.g., 730 ILCS 5/5-5-3(g), (h) (West 2002) (providing that the cost of sexually-transmitted-disease testing "shall be paid by the county and may be taxed as costs" against defendants convicted of certain crimes); 730 ILCS 5/5-6-3(g) (West 2002) (providing that the trial court shall order a defendant sentenced to probation or conditional release pay the costs incidental to drug and alcohol testing and electronic monitoring in accordance with the defendant's ability to pay such costs).
The second statutory provision on which the State relies is section 5-6-3(b)(2) of *1200 the Unified Code (730 ILCS 5/5-6-3(b)(2) (West 2002)). The State argues that this statute permits a trial court to set conditions of probation, including payment of fines or costs. Section 5-6-3(b)(2) provides, in relevant part, as follows:
"(b) The [c]ourt may in addition to other reasonable conditions relating to the nature of the offense or the rehabilitation of the defendant as determined for each defendant in the proper discretion of the [c]ourt require that the person:
* * *
(2) pay a fine and costs[.]" 730 ILCS 5/5-6-3(b)(2) (West 2002).
We have previously interpreted this section of the statute to require that the condition be reasonable and "related to the specific offense for which the defendant is sentenced." Campbell,
In addition, while section 5-6-3(b)(2) of the Unified Code permits the imposition of fines and costs, it does not expressly authorize the assessment of the cost of DNA collection, which is neither a fine nor a court cost. The recovery of costs requires statutory authority, and any such statute must be strictly construed. People v. Winkler,
In Winkler,
Finally, the State argues that the trial court had the authority to order defendant pay the cost of collection of blood, saliva, or tissue on the basis that it was a cost of prosecution under section 124A-5 of the Code of Criminal Procedure of 1963 (725 ILCS 5/124A-5 (West 2002)). Section 124A-5 provides as follows:
"When a person is convicted of an offense under a statute, or at common law, the court shall enter judgment that the offender pay the costs of prosecution. The costs shall include reasonable costs incurred by the [s]heriff for serving arrest warrants, for picking up the offender from a county other than the one in which he or she was convicted, and for picking up the offender from a location outside the State of Illinois pursuant *1201 either to his or her extradition or to his or her waiver of extradition." 725 ILCS 5/124A-5 (West 2002).
Even a generous reading of this statute fails to suggest that costs incurred in collecting blood, saliva, or tissue for DNA analysis constitutes a cost of prosecution. In addition, the cost of collecting DNA is not a "cost of prosecution," as it was incurred only after the prosecution and conviction occurred.
The imposition of the cost of DNA testing "is a matter for legislative enactment rather than judicial fiat." People v. Kluck,
Trial courts should possess the authority to impose all costs of prosecution. We recognize the legislature retains the prerogative to amend the statute to grant the trial courts the authority to impose on defendants the cost of DNA collection. Until such time, however, trial courts are limited to imposing the $200 analysis fee under section 5-4-3(j) of the Unified Code (730 ILCS 5/5-4-3(j) (West 2002)).
II. CONCLUSION
For the reasons stated herein, we find constitutional the requirement that defendant submit to genetic testing pursuant to section 5-4-3(a)(3.5) of the Unified Code (730 ILCS 5/5-4-3(a)(3.5) (West 2002) (as amended by Pub. Act 92-829, § 5, eff. August 22, 2002 (2002 Ill. Legis. Serv. 2775, 2776 (West)))). However, the trial court lacked the authority to order defendant to pay the cost of DNA collection. We remand with directions to modify the order of probation to vacate the condition that defendant pay the cost of DNA collection.
Affirmed in part and reversed in part; cause remanded with directions.
COOK, P.J., and TURNER, J., concur.
