Appellant Marquette Lashon Hudson was convicted by a jury of one count of mayhem in violation of
On appeal, Hudson does not challenge his conviction for mayhem. Rather, he contends that the trial court engaged in improper judicial factfinding to determine his prior conviction of assault from 1991 under section 245, subdivision (a)(1) (section 245(a)(1) ), was a serious felony and a strike under California's "Three Strikes" law, violating his Sixth Amendment right to a jury trial. Additionally, Hudson seeks to correct several clerical errors in the judgment. Upon review, we hold that, based on the recent California Supreme Court decision in People v. Gallardo (2017)
FACTUAL AND PROCEDURAL BACKGROUND
I. Factual Background
Hudson and his family lived with his mother. During an argument, Hudson punched his mother in the back of the head and knocked her to the kitchen floor. He then jumped on her back, dragged her through the family room,
II. Procedural Background
After the jury returned a verdict of guilty on the mayhem count, the court held a separate trial without a jury in which the prosecution attempted to prove that the prior conviction for assault under section 245 (a)(1) was a serious felony. Former section 245(a)(1) punished both assault committed by means "likely to produce great bodily injury," or by use of "a deadly weapon ... other than a firearm." Although the felony could be committed in one of two ways, "[o]nly the latter version[, i.e., assault with a deadly weapon,] qualifies as a serious felony." ( People v. Delgado (2008)
In the first amended complaint, dated August 1, 1990, it stated the assault charge was "a violation of Section 245(a)(1) ..., in that said defendant(s) did then and there assault [victim], and by means of force likely to produce great bodily injury." The count as stated in the first amended complaint only charged Hudson with assault based on a theory involving great bodily injury and did not rely on a theory of use of a deadly weapon.
An information was thereafter filed on August 24, 1990. The second count of the information again omitted language charging section 245(a)(1) based on assault with a deadly weapon. However, handwritten notes on the information added the following
At the bifurcated trial, the prosecution presented two forms, the abstract of judgment and fingerprint card, which describe the crime committed under
The trial court reviewed the materials submitted and noted that "[t]here is reference in the prelim[inary hearing] transcript to a pipe being used by [Hudson], and the plea was to Count 2 of the information, ... Hudson and his codefendants assaulted the alleged victim ... with a deadly weapon, to wit, a pipe." The court then found the prior conviction met the legal requirements necessary to qualify as a strike and a serious prior felony.
DISCUSSION
I. Determination Whether the Prior Conviction Qualifies as a Serious Felony
Hudson does not dispute that he has a prior conviction under section 245(a)(1). Rather, he challenges the trial court's finding that this conviction qualified as a serious felony and strike for sentencing purposes.
"The People must prove all elements of an alleged sentence enhancement beyond a reasonable doubt." ( People v. Miles (2008)
In 1991, when Hudson pled no contest in the prior case, former section 245(a)(1) provided: "Every person who commits an assault upon the person of another with a deadly weapon or instrument other than a firearm or by any means of force likely to produce great bodily injury is punished by imprisonment in the state prison for two, three or four years ...." Under section 1192.7, subdivision (c)(31), assault with a deadly weapon qualifies as a serious felony and is, in turn, a strike under section 667, subdivisions (d)(1) and (e)(1). ( Delgado , supra ,
The United States Supreme Court in Descamps v. United States (2013)
Descamps explains this approach is necessary because, consistent with the right to jury trial guaranteed by the Sixth Amendment, sentencing courts may only enhance a defendant's sentence above the statutory maximum applicable to his current offense based on facts proven to a jury beyond a reasonable doubt, i.e., facts necessarily implied by the elements of a prior conviction. Conversely, a sentencing court cannot enhance a defendant's sentence above the applicable statutory maximum based on "non-elemental fact[s]," i.e., facts not necessarily and unanimously found beyond a reasonable doubt by a jury but, rather, gleaned from the record by the sentencing court itself. ( Descamps , supra , 570 U.S. at pp. 268-270,
Descamps further explains that when the statute underlying a defendant's prior conviction contains alternative elements, such that the specific elements forming the basis of the defendant's prior conviction cannot be discerned based on the statute of conviction alone, courts must employ a "modified categorical" approach. ( Descamps , supra , 570 U.S. at pp. 261-265,
B. Application of Descamps to Section 245(a)(1)
The California Supreme Court recently addressed the application of Descamps to section 245(a)(1) in Gallardo , supra ,
The California Supreme Court previously held in McGee that "the Sixth Amendment permits courts to review the record of a defendant's prior conviction to determine whether the crime qualifies as a serious felony for purposes of the sentencing laws." ( Gallardo , supra ,
Consistent with Descamps , the California Supreme Court in Gallardo explained, "a sentencing court is permitted to identify those facts that were already necessarily found by a prior jury in rendering a guilty verdict [in the prior conviction case] or admitted by the defendant in entering a guilty plea [in the prior conviction case]." ( Gallardo , supra ,
Just as here, Gallardo's prior conviction was a guilty plea to "assault with a deadly weapon or with force likely to produce great bodily injury" within the meaning of former section 245(a)(1). (
The court observed, "Here, the trial court engaged in a form of factfinding that strayed beyond the bounds of the Sixth Amendment.... [The] [d]efendant did not specify that she used a deadly weapon when entering her guilty plea. The trial court's sole basis for concluding that [the] defendant used a deadly weapon was a transcript from a preliminary hearing at which the victim testified that [the] defendant had used a knife during their altercation. Nothing in the record shows that [the] defendant adopted the preliminary hearing testimony as supplying the factual basis for her guilty plea." ( Gallardo ,
The California Supreme Court differentiated the preliminary hearing transcript from the pretrial documents that could be relied upon such as indictments and jury instructions because a "sentencing court reviewing that preliminary transcript has no way of knowing whether a jury would have credited the victim's testimony had the case gone to trial." (
C. Forfeiture
Respondent contends that Hudson forfeited his Sixth Amendment claim by failing to object in the trial court. Although Hudson's claim would have been rejected based on California law at the time of trial, respondent argues that Hudson should have known to object because the United States Supreme Court had issued Decamps several years before his trial, even though California courts had yet to adopt its holdings.
The California Supreme Court discussed this issue when deciding Gallardo . It noted its prior precedent that excused failures to object " ' "where to require defense counsel
The court noted that in Gallardo's case, as is the case here, "at the time [the] defendant was sentenced, California law allowed a trial court to look to a preliminary hearing transcript to determine whether a defendant's prior conviction was 'realistically' a serious felony." ( Gallardo , supra , 4 Cal.5th at pp. 127-128,
We hold that Hudson did not forfeit his claim by failing to raise an objection, as it placed an unreasonable burden to anticipate unforeseen changes in the law. While it is true that Descamps was recently decided prior
D. Analysis
This case is indistinguishable from Gallardo . Both involve the same prior conviction, former section 245(a)(1), which alternatively covered both assault with a deadly weapon and assault causing great bodily injury. The evidence presented regarding the plea only specified that Hudson pled no contest to section 245(a)(1), but did not specify on which ground.
E. Harmless Error
In Gallardo , our Supreme Court, after finding a violation of the Sixth Amendment right to a jury trial, addressed the remedy of remand without discussing whether the error was harmless under Chapman v. California (1967)
Respondent contends that any error made by the trial court by engaging in factual inquiry of records not allowed under the modified categorical approach of Descamps was harmless because the court could have properly relied on the factual description of the conviction as set forth in the abstract of judgment. The abstract described the conviction for section 245(a)(1) as "Assault w/ deadly weapon." Respondent relies on Delgado for the proposition that the abstract of judgment is an official, prepared clerical record of the conviction and sentence and, when properly prepared, is cloaked with a presumption of regularity and reliability. ( Delgado , supra ,
The California Supreme Court in Delgado found, based solely on the language of the abstract, that there was sufficient evidence to show that the defendant pled to assault with a deadly weapon under section 245(a)(1), thereby finding the prior serious felony allegation true. ( Delgado , supra ,
Under Descamps , Hudson's prior offense can be used to enhance his sentence only if the elements of the prior offense render it a serious felony and strike offense. In this case, the abstract of judgment of the prior offense
F. Relief
In Gallardo , the court determined that the proper remedy was to remand the matter to the trial court "to permit the People to demonstrate to the trial court, based on the record of the prior plea proceedings, that [the] defendant's guilty plea encompassed a relevant admission about the nature of her crime." ( Gallardo , supra ,
We remand the matter to allow the prosecution to present evidence allowed under the "modified categorical" approach and only consult the limited range of approved record-based documents (i.e., charging documents and plea colloquy) to identify the elements that formed the basis of Hudson's prior conviction. (See Descamps , supra , 570 U.S. at pp. 261-265,
" 'Courts may correct clerical errors at any time, and appellate courts ...
Appellant contends that the abstract of judgment mistakenly lists the date of conviction as June 15, 2016, instead of April 14, 2016, that he should be awarded a total of 243, rather than 233 days of presentence custody credit, and that his sentence for mayhem should be corrected to reflect a sentence of 16 years, and the eight-year separate enhancement should be deleted. Respondent acknowledges the errors and concedes that the abstract of judgment should be corrected to properly reflect the credit for time served. The request to correct the error is hereby granted. Upon remand, the trial court shall prepare an abstract of judgment to reflect proper sentence credits as set forth above and as modified by further findings of the trial court.
DISPOSITION
The judgment is reversed. We remand the case to permit the People to demonstrate to the trial court, based on the review of the record of the prior plea proceedings in a manner permissible under Descamps v. United States (2013)
WE CONCUR:
SMITH, Acting P.J.
SNAUFFER, J.
Notes
Unless otherwise stated, all further statutory references are to the Penal Code.
Appellant contends that the initials are those of the trial court judge, William McKinstry, and the courtroom clerk, Sue Caine.
On both forms, the space for describing the nature of the crime is small. On the abstract of judgment form, the name of the crime was abbreviated to "Assault w/ deadly weapon" and the fingerprint card stated "Ct2 PC245(a) ADW."
If there was a transcript of the plea colloquy, it was not presented to the trial court for review.
This assumption is made for the sake of argument. On remand, the trial court must determine whether the handwritten additions to the information were proper amendments to the information, thereby properly expanding the basis for criminal liability to assault with a deadly weapon.
