Lead Opinion
delivered the opinion of the court:
Following a jury trial, defendant, Lavelle Hudson, was convicted of first-degree murder and sentenced to 22 years’ imprisonment. On appeal, he contends that (1) he was denied his constitutional rights to due process and trial by jury because the trial court gave the non-Illinois Pattern Jury Instruction (IPI) on proximate causation in felony murder tendered by the State, which, he claims, constituted an incorrect statement of the law, instead of the instruction offered by defense counsel; and (2) his conviction must be vacated because the shooting of thе decedent was legally justified. For the following reasons, we affirm the judgment of the circuit court.
BACKGROUND
Defendant, who was 15 years old at the time of the offense, was charged as an adult with multiple counts of first-degree murder, armed robbery, and burglary in connection with the July 30, 1998, fatal shooting of Chrispin Thomas, defendant’s cofelon, at the Fresh Barbershop in Chicago. The following evidence was adduced at defendant’s trial. About 4:45 p.m. on the day in question, Thomas and defendant entered the barbershop brandishing handguns. Thomas announced that this was a “stick-up” and ordered the people in the shop to throw their money onto the floor. Defendant remained by the door with his weapon as the people in the shop complied with Thomas’ order.
When Thomas turned to begin gathering the money from the floor, off-duty Chicago police officer Ricky Bean, who had been getting a haircuit at the time, jumped out of his chair, drew his service revolver, announced his office, and ordered Thomas to drop his gun. Thomas did not comply but, rather, turned and pointed his weapon at the offiсer. Officer Bean fired once at Thomas and ordered him again to drop the gun. Thomas transferred his weapon into his other hand and tried to point it at the officer. Officer Bean continued to order Thomas to drop his weapon and fired two more shots at him. This time, Thomas complied.
Officer Bean grabbed Thomas and turned to defendant, who was still picking up money from the floor. The officer ordered defendant to drop his gun. Instead of complying, defendant pointed his weapon at Officer Bean. The officer fired onсe at defendant, and defendant fled the barbershop. The people in the shop then called 911 to request more police and an ambulance for Thomas.
Shortly thereafter, Thomas died on the scene. The medical examiner determined that he died of multiple gunshot wounds and ruled his death a homicide.
Police ultimately located defendant at Roseland Community Hospital, where he was being treated for a gunshot wound to his right leg. After being advised of his rights as a juvenile offender, defendant chose to speak to the рolice and related substantially the same chronology of events. Defendant’s statement was later reduced to writing by an assistant State’s Attorney. Defendant also testified to these events at trial and admitted that he had pled guilty to two other armed robberies of barbershops in Chicago, both of which occurred a few weeks prior to the July 30, 1998, incident.
The jury returned a verdict of guilty on one count of felony murder. The court subsequently sentenced defendant to 22 years’ imprisonment.
ANALYSIS
Defendant first contends that he was denied his constitutionаl rights to due process and trial by jury when the court gave the non-IPI jury instruction on proximate causation in felony murder offered by the State instead of the instruction offered by the defense. The State responds that the court correctly instructed the jury as to the elements of felony murder.
The purpose of jury instructions is to provide the jurors with the legal principles applicable to the evidence presented so that they may reach a correct verdict. People v. Hopp,
Illinois adheres to the so-called “proximate cause” theory of liability for felony murder. People v. Lowery,
In the present case, defendant was charged with felony murder based on Officer Bean’s fatal shooting of Thomas, defendant’s cofelon, in resisting the armed robbery. Thus, in order to sustain a conviction of felony murder in this case, the State was required to prove that Thomas’ death was the direct and proximate result of the armed robbery in which dеfendant participated. See Dekens,
The relevant IPI instruction on felony murder provides:
“A person commits the offense of first degree murder when he kills an individual [without lawful justification] if, in performing the acts which cause the death,
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[4] he [(is attempting to commit) (is committing)] the offense of__” Illinois Pattern Jury Instructions, Criminal, No. 7.01 (4th ed. 2000) (hereinafter IPI Criminal 4th).
We initially note that this instruction correctly states the law applicable to situations where the defendant, or one for whom the defendant is accountable, kills an individual during the commission of a forcible felony. See 720 ILCS 5/9—1 (West 2002); People v. Jenkins,
At the jury instruction conference, both parties submitted modified versions of IPI Criminal 4th No. 7.01. Defendant submitted the following instruction:
“A person commits the offense of first degree murder when he commits the offense of attempt [to commit] armed robbery and during *** thе commission of that offense, the death of an individual is [the] direct and foreseeable consequence of the commission or attempt to commit that offense, and the defendant contemplated or should have contemplated that his actions could result in death.”
The instruction submitted by the State read:
“A person commits the offense of first degree murder when he commits the offense of attempt [to commit] armed robbery, and during the course of the commission of the offense of attempt [to commit] armed robberyf,] he sets in motion a chain of events which cause the death of an individual.
It is immaterial whether the killing in such a case is intentional or accidental, or committed by a confederate without the connivance of the defendant or even by a third person trying to prevent the commission of the felony.”
Following argument, the court chose to give the State’s instruction. The court indicated that it did not “believe that the felony murder doctrine requires the State to prove that the defendant contemplated or should have contemplated that his actions would result in death,” and that Lowery and other relevant cases “clearly indicate that if a person is involved in a forcible felony, and during the course of the commission of that forcible felony he sets in motion a chain of events which cause the death of an individual, he is responsible for any deaths that flow from his actions.”
Defendant claims that the State’s instruction failed to require that the death be the “direct and foreseeable consequence” of the initial forcible felony. This omission, defendant maintains, lessened the Stаte’s burden of proof and permitted the jury to find defendant guilty of murder even where the death was not a proximate result of his actions. We disagree.
In Lowery,
In determining whether the instruction given in the present case properly communicated this concept to the jury, we find this court’s recent decisions in People v. Martinez,
In Burnom, a defendant, also convicted of felony murder for the homicide of his cofelon, appealed his conviction claiming that the trial court erred in responding to a jury question. Burnom,
In the case at bar, we find that the modified version of IPI Criminal 4th No. 7.01 given sufficiently communicated the concept of proximate causation to the jury to enable it to apply the proper law to the facts. Although the phrase “direct and foreseeable consequence” may have been a more precise way of defining the concept of proximate causation, the phrase “sets in motion a chain of events” has also been used by the supreme court in characterizing this concept. The second paragraph of the given instruction, apparently taken from the committee comments to section 9—1 of the Criminal Code of 1961 (Code) (720 ILCS Ann. 5/9 —1, Committee Comments—1961, at 15 (SmithHurd 2002)), completed the definition of proximate causation by providing examples tо delineate when homicides committed by individuals other than the defendant would be considered foreseeable consequences of forcible felonies. Thus, the instruction given was not an incorrect statement of the law. See Dekens,
Defendant next contends that the instruction he offered should have been chosen because it was a correct statement of the law. Specifically, defendant claims that his instruction was correct because it contained the phrase, “direct and foreseeable.”
Although defendant’s proposed instruction contained that phrase, we find that it imposed too strict а foreseeability requirement. As our discussion above shows, the first part of defendant’s instruction accurately stated the law by requiring that the homicide be a direct and foreseeable consequence of defendant’s actions. However, the last part of defendant’s instruction imposed the additional requirement that “the defendant contemplated or should have contemplated that his actions could result in death.”
As the supreme court indicated in Lowery, defendant is only required to “set[ ] in motion a chain of events whiсh were or should have been within his contemplation.” Lowery,
Defendant finally contends that his conviction must be vacated because the shooting of Thomas was legally justified by either Officer Bean’s right to defend himself against the use of deadly force or the officer’s right as a peace officer to use force in making an arrest. The State responds that defendant is attempting to advance an “agency theory” of felony murder, under which a defendant is not liable for a killing attributable to someone resisting the felony. See Lowery,
In Martinez,
As we indicated above, the focus of the proximate cause theoiy of liability for felony murder is “whether defendant’s actions set in motion a chain of events that ultimately caused the death of decedent.” Lowery,
We decline to depart from the rationale set forth by our supreme court here. Accordingly, we find that any legal justification Officer Bean had to use deadly force against Thomas was irrelevant to the issue of whether defendant was guilty of felony murder.
We therefore affirm the judgment of the circuit court of Cook County.
Affirmed.
QUINN, J., concurs.
Dissenting Opinion
dissenting:
I dissent. “Supreme Court Rule 451(a) (134 Ill. 2d R. 451(a)) requires a trial court to instruct the jury pursuant to the pattern criminаl instructions, unless the trial court determines that the pattern instruction does not accurately state the law. [Citation.] Although a trial court should use a pattern instruction if an appropriate one exists, the decision whether to give a nonpattern instruction remains a matter within the sound discretion of the trial court.” People v. Goodman,
This is a “reverse” felony murder case where a cofelon was killed by a would-be victim. Without judicial precedent, it would seem thаt the felony murder statute does not apply. “Section 9—1(a)(3) of the Criminal Code of 1961 (Code) provides that ‘[a] person who kills an individual without lawful justification commits first degree murder if, in performing the acts which cause the death *** he is attempting or committing a forcible felony other than second degree murder.’ ” People v. Belk,
The Illinois Supreme Court explained in Lowery that “[i]t is unimportant that defendant did not anticipate the precise sequencе of events that followed his robbery attempt. We conclude that defendant’s unlawful acts precipitated those events, and he is responsible for the consequences.” Lowery,
“The function of jury instructions is to convey to the jurors the law that applies to the facts so they can reach a correct conclusion.” People v. Hopp,
There is no question that Hudson attached himself to Thomas in terms of them both being culpable for the robbery. Both men entered the barbershop, armed with handguns, intending to commit robbery. Though he did not, and in fact could not have, used his gun, Hudson is accountable for the direct and foreseeable consequences of the crime. However, the instruction given to the jury merely requires that he set in motion the events leading up to the death. The Illinois Supreme Court has upheld a conviction whеre a shot fired by a police officer while attempting to apprehend a defendant during a burglary struck and killed another officer, where the commission of the burglary and the flight therefrom set in motion the pursuit by the armed police officers. People v. Hickman,
“A person commits the offense of first degree murder when he commits the offense of attempt armed robbery and during the course of the commission of the offense of attempt armed robbery he sets in motion a chain of events which causes the death of an individual and the death is a direct and foreseeable consequence of the actions. It is immaterial whether the killing in such a case is intentional or accidental or committed by a confederate without the connivance of the defendant or even by a third person trying to prevent the commission of the felony. To sustain the charge of first degree murder, the State must prove *** that the defendant, or one for whose conduct he is legally responsible, was committing the offense of attempt armed robbery; and, second, that during the course of the commission of the offense of attempt armed robbery, the defendant, or one for whose conduct he is legally responsible, set in motion a chain of evеnts that, as a direct and foreseeable consequence thereof, caused the death of Chrispin Thomas. And, third, that the defendant did not act under compulsion. If you find from your consideration of all the evidence that each one of these propositions has been proved beyond a reasonable doubt, you should find the defendant guilty. If you find from your consideration of all the evidence that any one of these propositions has not been proved beyond a reasonable doubt, you should find the defendant not guilty.”
The majority concludes that even though the tendered instruction was not necessarily the most precise way to define the concept of proximate causation, it was sufficient. I disagree. A defective instruction is a defective instruction. Courts simply cannot overlook jury instruction defects that go to the heart of the case. The constitutional rights to trial by jury and due process of law cannot be ignored. I would reverse and remand this matter for a new trial with a proper “reverse” felony murder rule instruction as suggested above.
