THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. AARON S. HOLLEY, Defendant-Appellant.
Third District No. 3-05-0382
Third District
December 7, 2007
377 Ill. App. 3d 809
Accordingly, we hold that the trial court‘s decision to disqualify Olson from representing Peter was not an abuse of discretion. The order of the circuit court of Du Page County to that effect is therefore affirmed.
Affirmed.
O‘MALLEY and CALLUM, JJ., concur.
Opinion filed December 7, 2007.
SCHMIDT, J., concurring in part and dissenting in part.
Robert Agostinelli, of State Appellate Defender‘s Office, of Ottawa, for appellant.
Kevin W. Lyons, State‘s Attorney, of Peoria (Lawrence M. Bauer and Dawn D. Duffy, both of State‘s Attorneys Appellate Prosecutor‘s Office, of counsel), for the People.
PRESIDING JUSTICE LYTTON delivered the opinion of the court:
A jury found the defendant, Aaron S. Holley, guilty of aggravated criminal sexual assault (
On appeal, the defendant argues that (1) the matter should be remanded for the trial court to determine whether a new attorney should be appointed to argue his ineffective assistance claim; (2) his sentence was void because it was not authorized by statute; (3) the statutory provision under which he should have been sentenced violates the Illinois Constitution‘s prohibition against disproportionate penalties; and (4) in imposing the sentence, the court relied upon an improper factor in aggravation. The State contends that the defendant
FACTS
In its indictment, the State charged the defendant with having committed aggravated criminal sexual assault “by the use of force or threat of force while displaying a dangerous weapon[,] being a handgun *** in violation of
At the trial, the victim testified that the defendant and another man sexually penetrated her while threatening her with a handgun. The jury found the defendant guilty.
The defendant filed a pro se motion for a new trial in which he alleged, among other things, ineffective assistance of counsel for failing to file a motion to dismiss and a motion to suppress. During the hearing on the defendant‘s motion, the court asked the defendant about his motion. As part of one long, rambling sentence in which the defendant discussed his attorney‘s failure to file a motion to dismiss and a motion to suppress, as well as the lack of “DNA” evidence in the case, the defendant also said, “I was telling him that I should have had took a bench trial anyway, and he knows that, I don‘t know anything about the law, but he knows that, and he didn‘t-he didn‘t go basically to his law experience and take it to a bench trial instead of jury trial.” The defendant‘s reference to a bench trial was not discussed again during the remainder of the hearing. The court denied the defendant‘s motion.
The matter then proceeded directly to sentencing. As part of the sentencing hearing, the judge said, “The Court is *** required under the law to sentence to *** a minimum of 16 years because of the jury‘s verdict for a violation of
ANALYSIS
I. Ineffective Assistance
The defendant submits that the matter should be remanded for the trial court to determine whether a new attorney should be appointed to argue his ineffective assistance claim.
When a defendant presents ineffective assistance claims, the trial court should first examine the factual basis of the claims. People v. Moore, 207 Ill. 2d 68, 797 N.E.2d 631 (2003). The trial court is required to appoint new counsel to argue the defendant‘s ineffective assistance claims if the court determines that the underlying facts reveal possible neglect on the part of the defendant‘s trial counsel. Moore, 207 Ill. 2d 68, 797 N.E.2d 631. Where the trial court fails to rule on a defendant‘s pro se posttrial motion, the appellate court must decline to consider the motion‘s merits and must remand the matter to the trial court. People v. Jackson, 158 Ill. App. 3d 394, 511 N.E.2d 923 (1987).
In the present case, the defendant presented ineffective assistance claims as part of his pro se motion for a new trial. During the hearing on the motion, the defendant stated that he had asked his attorney about requesting a bench trial. From the context of the defendant‘s statement, we cannot determine whether the defendant discussed a request for a bench trial with his attorney before or after the trial. Neither the parties nor the court sought clarification of this point from the defendant or his attorney at the hearing. In any event, although the trial court denied the defendant‘s motion generally, the court did not rule on the defendant‘s allegation concerning having discussed a bench trial with his attorney.1 Therefore, under Moore and Jackson, we must remand the matter to the trial court for a hearing to determine the factual basis of the defendant‘s ineffective assistance claim concerning requesting a bench trial. If the court determines that the underlying facts reveal possible neglect on the part of the defendant‘s trial counsel regarding the defendant‘s request for a bench trial, the court would then be required to appoint new counsel to argue the defendant‘s ineffective assistance claims. See Moore, 207 Ill. 2d 68, 797 N.E.2d 631.
We note that, in spite of our supreme court‘s holding on this issue in Moore that ” ‘[i]n the absence of a ruling by the trial court on the defendant‘s pro se post-trial motion, we decline to consider its merits’ ” (Moore, 207 Ill. 2d at 81, quoting Jackson, 158 Ill. App. 3d at 401), the partial dissent has broadly considered the merits of the defendant‘s
Even if, arguendo, we were to consider this contention, the Illinois Supreme Court has twice stated that a defendant, after consulting with his attorney, has the right to decide, among other things, whether to waive a jury trial. See People v. Brocksmith, 162 Ill. 2d 224, 642 N.E.2d 1230 (1994); People v. Ramey, 152 Ill. 2d 41, 604 N.E.2d 275 (1992). According to Brocksmith and Ramey, the trial attorney in the present case arguably would have provided ineffective assistance by failing to honor the defendant‘s wish to waive a jury trial.
In support of its argument, the partial dissent cites obiter dicta from People v. Powell, 281 Ill. App. 3d 68, 666 N.E.2d 365 (1996). However, the dicta in Powell is, by definition, not the holding of the case. The holding in Powell concerned a trial attorney‘s erroneous communication with a defendant, whereas the present case concerned the defendant‘s communication with the lawyer, which, the defendant argues, the lawyer ignored. We find the holding of Powell to be distinguishable from the instant case, and therefore inapplicable.
Because we cannot rule on the defendant‘s ineffective assistance issue, our remand of the cause cannot conclude this matter. Therefore, we next consider the defendant‘s sentencing arguments.
II. Sentence
The defendant contends that he was incorrectly sentenced under the subsection of the aggravated criminal sexual assault statute (
A. Void Sentence
The defendant argues that his sentence was void because it was not authorized by subsection 14(a)(1).
A sentence that does not conform to a statutory requirement is void. People v. Thompson, 209 Ill. 2d 19, 805 N.E.2d 1200 (2004). This issue concerns the interpretation of a statute, which is a question of
The defendant in this case was found guilty of committing aggravated criminal sexual assault. Subsection (a) of the aggravated criminal sexual assault statute states that an “accused commits aggravated criminal sexual assault if he *** commits criminal sexual assault and any of” 10 enumerated aggravating factors.
Aggravated criminal sexual assault is a Class X felony for which the basic sentencing range is 6 to 30 years.
In the instant case, the trial court mistakenly sentenced the defendant under subsection (a)(1) of the aggravated criminal sexual assault statute. A sentence under subsection (a)(1) requires that the defendant committed the crime while he “displayed, threatened to use, or used a dangerous weapon, other than a firearm.”
Because we have vacated the defendant‘s sentence, we need not consider his argument concerning the court‘s use of an improper sentencing factor in aggravation.
B. Disproportionate Penalty
The defendant submits that the trial court should have sentenced him under subsection (a)(8) of the aggravated criminal sexual assault statute (
Initially, the defendant‘s argument was based, in part, on People v. Hampton, 363 Ill. App. 3d 293, 842 N.E.2d 1124 (2005) (Hampton I). However, during the pendency of these proceedings, in People v. Hampton, 225 Ill. 2d 238, 867 N.E.2d 957 (2007) (Hampton II), the Illinois Supreme Court vacated that portion of Hampton I that had found subsection (a)(8) to violate the proportionate penalty clause. We granted the defendant‘s motion to add Hampton II as authority.
A defendant does not have standing to challenge the constitutionality of a sentencing statute under which he was not sentenced unless he argues that the entire act by which the statute was enacted is unconstitutional. People v. Mayberry, 63 Ill. 2d 1, 345 N.E.2d 97 (1976); People v. Sonntag, 238 Ill. App. 3d 854, 605 N.E.2d 1064 (1992).
In this case, the defendant is not arguing that the entire act under which subsection (a)(8) was enacted is unconstitutional. He is arguing that subsection (a)(8) violates the proportionate penalty clause of the Illinois Constitution. However, the defendant was not sentenced under subsection (a)(8). As we discussed above, he was improperly sentenced under subsection (a)(1). Therefore, we agree with the State and rule that the defendant does not have standing to raise this issue.
In further support of our decision, we note that our supreme court stated in Hampton II that we should not rest our decision on constitutional grounds if the matter may be resolved on other grounds. In this case, we need not reach the defendant‘s constitutional argument because our decision rests on the preliminary issue that the defendant lacks standing to bring such a constitutional argument.
Additionally, we observe that in Hampton II the Illinois Supreme Court reiterated its admonition against issuing advisory opinions. Even though on remand it is possible that the trial court will resentence the defendant under subsection (a)(8), our consideration of the constitutionality of subsection (a)(8) would be advisory at this point in the proceedings. For this additional reason, we must decline the defendant‘s invitation to consider his constitutional argument.
CONCLUSION
We affirm the Peoria County circuit court‘s judgment of conviction, vacate the sentence imposed by the court, and remand the cause
Affirmed in part, vacated in part, and remanded with directions.
JUSTICE WRIGHT, specially concurring:
I agree that People v. Moore, 207 Ill. 2d 68 (2003), requires the cause be remanded to the trial court for a hearing to determine the factual basis of defendant‘s ineffective-assistance-of-counsel claim. I also agree that defendant was improperly sentenced in this case. However, I am concerned that resentencing alone may not cure the sentencing error.
To analyze the sentencing issue raised in this case, it is necessary first to review the language of the original charge. The State charged defendant with violating subsection 12-14(a)(1) of the Criminal Code of 1961 (Code) (
Formal, nonsubstantive defects in a charging instrument may be corrected by the State at any time with a motion to amend the charge.
Importantly, the State did not move to amend the charge at any point during the proceedings. Under the 1998 version of subsection 12-14(a)(1) of the Code, a Class 1 felony criminal sexual assault became an aggravated Class X offense when “the accused displayed, threatened to use, or used a dangerous weapon.”
A brief history of the evolution of the aggravated criminal sexual assault statute is helpful to an understanding of the sentencing issue discussed above. The Illinois legislature, adopting an active approach to deter crimes committed with firearms, amended the Code effective
“In order to deter the use of firearms in the commission of a felony offense, the General Assembly deems it appropriate for a greater penalty to be imposed when a firearm is used or discharged in the commission of an offense than the penalty imposed for using other types of weapons.”
720 ILCS 5/33A-1(b)(1) (West 2000).
The same Act created three new categories of aggravated criminal sexual assaults involving firearms, now labeled subsections 12-14(a)(8), (a)(9) and (a)(10) of the Code, which divide these offenses committed with a firearm into graduated degrees of Class X felonies (
The legislature also decided the nature of the charge and resulting conviction would determine the range of punishment a judge must impose. See
In error, the prosecution adopted the language of the 1998 statute to charge this defendant with a crime committed in 2004. Not only does the defect in the charging instrument raise serious concerns about the validity of the conviction in this case, the charging error resulted in a sentence which added a mandatory 10 years, instead of 15 years, to defendant‘s sentence. While this may seem to benefit defendant, he could not have been put on notice that his sentence must be increased by 15 years upon conviction. In my opinion, the record reflects a substantive variance between the charge and the ultimate sentence imposed based on the charging instrument.
This variance is further compounded by outdated IPI instructions (Illinois Pattern Jury Instructions, Criminal, Nos. 11.57, 11.58 (2000)) given by the court in this case, which did not require the jury to find that a firearm was used in this offense. Based on the instructions given, the jury determined defendant used a “dangerous weapon” in the commission of the offense. A dangerous weapon adds 10 years to a sentence. A firearm adds 15 years. The jury did not find that a “firearm” was used. See Apprendi v. New Jersey, 530 U.S. 466, 494-95, 147 L. Ed. 2d 435, 458, 120 S. Ct. 2348, 2365 (2000) (holding a criminal defendant is entitled to a jury determination that he is guilty beyond a reasonable doubt of not only every element of which he is charged, but also every factor which can be used to enhance his sentence).
Finally, I believe it unfair to characterize the sentencing error as the trial court‘s mistake. It is unfortunate error occurred, but it originated with the prosecution‘s selection of outdated language in a “form” indictment which should have been discarded or modified long ago. The judge understandably relied on the numerical subsection charged when applying the 10-year sentencing enhancement. Accordingly, I respectfully suggest that on remand, in addition to addressing the ineffective-assistance-of-counsel issues, the trial court and counsel carefully examine whether the error occasioned by the outdated language of the indictment affected not only the sentence imposed, but the propriety of defendant‘s conviction as well.
JUSTICE SCHMIDT, concurring in part and dissenting in part:
I concur with the majority opinion with the exception of that portion which remands for further proceedings on the ineffective assistance of counsel claim. The trial court previously satisfied its obliga-
The record clearly shows that defendant was present in the trial court on October 29, 2004, when his attorney stated, “At this time, your Honor, my client will enter a plea of not guilty, waive reading of the charge, and request a jury trial setting and reciprocal discovery.” Defendant was also present in court on January 24, 2005, when the trial in this case commenced by the court stating, “We‘re on the record now and the People of the State of Illinois versus Aaron Holley, 04-CF-1020, the bailiff is going to get the jurors out of the hallway so that we can begin jury selection. Mr. Holley is present in open court with his attorney, Mr. Morris, Ms. Patton for the People.” (Emphasis added.) Once the jury venire was called in, the court introduced the defendant and his attorney to the venire and defendant greeted the venire with a “good afternoon.” On January 24, a jury was selected, motions in limine were argued, and opening statements were made in defendant‘s presence. The trial continued on January 25. The jury began deliberations at approximately 4:10 p.m. on that date. The jury returned on January 26, 2005, for continued deliberations. The jury returned a guilty verdict on that date. Defendant was present with his counsel for the return of the verdict. Upon entry of the verdict, defendant‘s bond was revoked and sentencing and posttrial motions were set for March 23, 2005.
As the appellate court pointed out in Powell, “Even at its most efficient, the process of selecting a jury in a criminal case takes a considerable amount of time-usually at least an hour or more. A defendant sitting in a courtroom watching this process could hardly be confused as to what is taking place. Thus, we have no sympathy for this defendant or any other who sits through that entire process and-while supposedly wishing for a bench trial-says nothing to the trial court even though, as defendant claims here, his trial counsel has failed to request a bench trial in accordance with defendant‘s wishes.” (Emphasis in original.) Powell, 281 Ill. App. 3d at 73, 666 N.E.2d at 369.3
Remanding this case for further inquiry into the issue of whether defendant wanted a bench trial is a waste of limited judicial resources. This cannot be ineffective assistance of counsel. Suppose defendant was attempting to obtain a new trial because he had a bench trial but then argued on appeal that he was entitled to a new trial based on ineffective assistance of counsel because he had told his attorney that he wanted a jury trial. The result would be clear if defendant, like here, had sat through pretrial proceedings and the bench trial without objecting. See People v. Frey, 103 Ill. 2d 327, 469 N.E.2d 195 (1984); People v. Johnson, 347 Ill. App. 3d 442, 807 N.E.2d 693 (2004). The majority opinion here sets up the untenable necessity for trial judges to secure bench trial waivers before jury trials. This makes no sense. Under our system, the jury trial is both the “default mode” and the “gold standard.” Furthermore, the trial judge did discuss defendant‘s ineffective assistance of counsel claim with defendant, fulfilling any obligations under Moore, at least under the facts of this case. I, therefore, dissent from that portion of the opinion remanding this matter for further proceedings on defendant‘s ineffective assistance of counsel claim.4
