People v. HillPeople v. Hill
delivered the opinion of the court:
In this case, we review the circuit court’s finding that section 12 — 11(a)(3) of the Criminal Code of 1961 (Code) (
In March 2000, the State filed an information alleging that defendant, Chad Hill, committed the offense of home invasion while armed with a firearm in violation of
In March 2001, the circuit court heard defendant’s motion and verbally indicated that it would find the amended statute unconstitutional on both bases and that a written order would follow. In April 2001, the court granted defendant’s motion and issued written findings. We reverse and remand.
I. ANALYSIS
This court has a duty to affirm a statute’s constitutionality and validity if reasonably possible. People v. Lee,
The applicable version of
“(a) A person who is not a peace officer acting in the line of duty commits home invasion when without authority he or she knowingly enters the dwelling place of another when he or she knows or has reason to know that one or more persons is present or he or she knowingly enters the dwelling place of another and remains in such dwelling place until he or she knows or has reason to know that one or more persons is present and
(1) While armed with a dangerous weapon, other than a firearm, uses force or threatens the imminent use of force upon any person or persons within such dwelling place whether or not injury occurs, or
(2) Intentionally causes any injury, except as provided in subsection (a)(5), to any person or persons within such dwelling place, or
(3) While armed with a firearm uses force or threatens the imminent use of force upon any person or pеrsons within such dwelling place whether or not injury occurs, or
(4) Uses force or threatens the imminent use of force upon any person or persons within such dwelling place whether or not injury occurs and during the commission of the offense personally discharges a firearm, or
(5) Personally discharges a firearm that proximately causes great bodily harm, permanent disability, permanent disfigurement, or death to another person within such dwelling place.
(c) Sentence. Home invasion in violation of subsection (a)(1) or (a)(2) is a Class X felony. A violation of subsection (a)(3) is a Class X felony for which 15 years shall be added to the term of imprisonment imposed by the court. A violation of subsection (a)(4) is a Class X felony for which 20 years shall be added to the term of imprisonment imposed by the court. A violation of subsection (a)(5) is a Class X felony for which 25 years or up to a term of natural life shall be added to the term of imprisonment imposed by the court.”720 ILCS 5/12 — 11 (West Supp. 1999). 1
Defendant attacks
Second, defendant relies on article I, section 11, of the Illinois Constitution, commonly referred to as the proportionate penalties clause. This clause states in pertinent part that “[a] 11 penalties shall be determined both according to the seriousness of the offense and with thе objective of restoring the offender to useful citizenship.” Ill. Const. 1970, art. I, § 11. Defendant contends that section 12 — ll’s add-on sentencing scheme violates the proportionate penalties clause because it imposes a penalty that is cruel, degrading, and shocking to the moral conscience. Defendant further contends that
As a threshold matter, we note that defendant asks us to review section 12 — ll’s add-on sentencing scheme in its entirety. Citing People v. Palkes,
A. Separation of Powers
Defendant first argues that
In reaching its conclusion, the circuit court found as follows:
“The additional sentence required by the statute is an impermissible exercise of the judicial power and is in violation of the Illinois Constitution. The statute directs this [c]ourt to increase [defendant’s sentence after the [c]ourt imposes a sentence. The sentencing scheme in720 ILCS 5/12 — 11 gives sentencing power to the legislature that is not appropriate for the legislature to possess.
The legislature is imposing a restriction on this [c]ourt of its inherent power [sic] to sentence a defendant because it mandates this [c]ourt to perform a specific result [szc]. There is no consideration given in aggravation or mitigation which this [c]ourt is required to consider. The statute compels this [c]ourt to increase the sentence after this [c]ourt has made its determination; thus, this [c]ourt hаs no discretion in considering the evidence from the case and independently arriving at a sentence mandated by the legislature with the minimum and maximum guidelines previously set. [Citations.]”
We disagree with the circuit court’s conclusion for two reasons. First, we disagree with the circuit court’s conclusion that section 12 — ll(a)(3)’s 15-year add-on sentence removes the discretionary component from the judiciary’s sentencing power. Prior to the amendment, a defendant convicted of home invasion while armed with a firearm faced a Class X felony sentence of 6 to 30 years. Section 12 — ll’s 15-year mandatory add-on sentence essentially raises the original sentencing range of 6 to 30 years to a range of 21 to 45 years. Thus, the circuit court retains the ability to consider aggravating and mitigating factors. Unquestionably, the legislature could have simply chosen to increase directly the original sentencing range to 21 to 45 years instead of implementing the add-on scheme. We find no substantive difference between that scenario and the legislature’s decision to impose the mandatory add-on sentence.
Second, we find that mandatory sentencing schemes do not inherently usurp the judiciary’s power to impose a sentence. This court has repeatedly recognized that the legislature has the power to define criminal conduct and to determine the nature and extent of criminal sentences required to protect society. Lee,
We have previously held that the legislature acts within its power when it imposes mandatory sentences. For example, in People v. Taylor,
“ ‘The legislature may authorize the court to exercise broad discretion in the imposition of sentences by providing for the fixing of sentences within prescribed minimum and maximum years. Or the legislature may restrict the exercise оf judicial discretion in sentencing, such as by providing for mandatory sentences.’ ” Taylor,102 Ill. 2d at 208 , quoting Cousins,77 Ill. 2d at 549 .
We also noted in Taylor that mandatory sentencing is not a novel concept and that such sentencing schemes exist in a majority of states. Taylor,
Similarly, in People v. Dunigan,
The United States Supreme Court has also rejected the constitutional necessity for discretionary sentencing rаnges. See Chapman v. United States,
“Such a sentencing scheme — not considering individual degrees of culpability — would clearly be constitutional. Congress has the power to define criminal punishments without giving the courts any sentencing discretion. [Citation.] Determinate sentences were found in this country’s penal codes from its inception [citation] and some have remained until the present. [Citations.] A sentencing scheme providing for ‘individualized sentences rests not on constitutional commands, but on public policy enacted into statutes’ ” (Emphases added.) Chapman,500 U.S. at 467 ,114 L. Ed. 2d at 539 ,111 S. Ct. at 1928 , quoting Lockett v. Ohio,438 U.S. 586 , 604-05,57 L. Ed. 2d 973 , 990,98 S. Ct. 2954 , 2964-65 (1978) (plurality opinion).
Indeed, discretionary sentencing power did not always lie squarely within the judiciary. In Mistretta v. United States,
Defendant correctly notes that this court has previously rejected legislative encroachments on the judicial power. Defendant cites O’Connell v. St. Francis Hospital,
We reject defendant’s reliance on O’Connell, Flores, Murneigh, Agran, Davis, and Montana. Unlike the legislative encroachments we examined in those cases, the intrusion in this case does not rise to an unconstitutional level. See Taylor,
We also reject defendant’s reliance on People v. Perruquet,
We conclude that defendant has failed to show that the legislature exceeded its authority in implementing section 12 — ll(a)(3)’s mandatory add-on sentencing scheme. Generally, aggravating and mitigating factors nеed not necessarily be a part of the sentencing equation if the legislature deems such factors inappropriate. The legislature has the power to fix the sentence for a crime and, in turn, limit the scope of judicial discretion with respect to imposing the sentence. See Taylor,
For these reasons, we find that
B. Proportionate Penalties Clause
We next consider whether
With respect to defendant’s disproportionate penalties clause argument, the circuit court found as follows:
“This add-on sentence violates the Proportionate Penalties Clause of the Illinois Constitution. The Proportionate Penalties Clause requires that all penalties shall be determined both according to the seriousness of the offense and with the objective of restoring the offender to useful citizenship.
Currently the Home Invasion statute carries a [15/20/ 25-life] enhancement penalty when [the] offender possesses a firearm, discharges a firearm and/or injures an oсcupant of the dwelling. Presently the Home Invasion statute provides a lesser penalty for an offender who intentionally causes any injury, with the exception as provided in subsection (a)(5) to any person in the dwelling. Said offender is subject to a sentence of imprisonment for six (6) to thirty (30) years. An offender who enters a dwelling while armed with a firearm and threatens the imminent use of force is subject to a minimum sentence of imprisonment of twenty-one (21) years. The statute creates greater penalties for offenses which cause less harm. [Citation.] The statute, when compared with other related statutes, is clearly disproportionate.” (Emphasis in original.)
Again, we disagree with the circuit court’s conclusion. In People v. Lombardi,
Defendant argues that
Defendant correctly states that the sentence mandated by
First, contrary to the assertion made in defendant’s brief, home invasion is not a property crime.
Second, as previously stated, the legislature has the power to determinе the nature and extent of criminal sentences required to protect society. Its decisions are entitled to a presumption of constitutionality. Bentivenga,
We next consider whether
When considering a proportionality clause challenge based on the second test, we conduct a two-step, cross-comparison analysis. First, we consider whether the purposes of the compared offenses are distinct such that comparative proportionality review is not appropriate. Lombardi,
The determination of whether a particular offense is more serious than another is not limited to an examination of the degree of harm inflicted. Lee,
Initially, the State argues that “a cross-comparison analysis of different versions of an offense found in the same statute cannot be done.” We disagree. That our courts have focused on the comparison of different offenses does not necеssarily foreclose a cross-comparison of different subsections with a single statute. In fact, the State has not offered a single persuasive reason for us to reject the cross-comparison analysis in this case except to note that we have never previously applied it in this context. We disagree with the State’s argument on this point. We have never applied the cross-comparison analysis in this context because we have never been faced with the issue. In any case, we can discern no reason to abandon our previous approach merely because the two provisions at issue are found within the same statute.
That is not to say, however, that we need not adapt the cross-comparison analysis to a same-statute inquiry. While we would ordinarily compare the purposes of two separate statutes, we must narrow our focus in this case and compare the purposes of the specific provisions contained in the same statute and determine whether they are sufficiently distinct such that proportionality review is inappropriate.
This court has previously held that the purpose of the home invasion statute is to protect the safety of persons in their homes. Lombardi,
“a) A person who is not a peace officer acting in the line of duty commits home invasion when without authority he or she knowingly enters the dwelling place of another when he or she knows or has reason to know that one or morepersons is present or he or she knowingly enters the dwelling place of another and remains in such dwelling place until he or she knows or has reason to know that оne or more persons is present and
1) While armed with a dangerous weapon uses force or threatens the imminent use of force upon any person or persons within such dwelling place whether or not injury occurs, or
2) Intentionally causes any injury to any person or persons within such dwelling place.
c) Sentence. Home invasion is a Class X felony.”720 ILCS 5/12 — 11 (West 1996).
Thus, the 1996 version of
As we shall explain, the applicable version of
In passing Public Act 91 — 404, the legislature essentially added three additional classifications to
By comparing section 12 — ll’s current and previous forms, it becomes clear that the legislature, while not labeling it as such, essentially intended to break the offense of home invasion into two distinct categories: offenses committed without a firearm and offenses committed with a firearm. With respect to the former, we conсlude that the purpose of subsections (a)(1) and (a)(2) is still to protect the safety of persons in their homes. This is obvious when one notes the similarities between the earlier version of
Our conclusion is supported by the legislative history of Public Act 91 — 404. Public Act 91 — 404 was unanimously passed by our legislature and mandates stricter sentences for enumerated crimes when they are committed with a firearm. The amendments impose the 15/20/ 25-life add-on sentencing scheme on the offenses of aggravated kidnaping (
One of the bill’s sponsors, Senator Dillard, stated during the legislative debates that the add-on sentencing scheme contained in the package of amendments would “send a very strong message that we will not tolerate the use or possession of a firearm when committing a crime in Illinois and that anybody that has one is going to do significant, significant time.” 91st Ill. Gen. Assem., Senate Proceedings, March 25, 1999, at 286 (statement of Senator Dillard). Senator Dillard added:
“The purpose behind the sentence enhancement *** for the use of a firearm in the commission of specified serious felonies is to deter the use of firearms in the commission of those violent and serious crimes. *** It’s the intent of this bill that additional firearm enhancements are necessary and appropriate for deterring use of a firearm in the commission of our most serious offenses.” 91st Ill. Gen. Assem., Senate Proceedings, March 25, 1999, at 286-87 (statements of Senator Dillard).
While one might properly conclude that the general purpose of the statute as a whole has not changed, we nevertheless find that the new firearms provisions serve a second, more specific purpose and target a unique tyрe of danger. Given the pervasive and enhanced danger arising from an intruder’s possession of a firearm, the legislature’s superior position to identify and address the evils of gun-related violence, and the presumptive constitutionality of a legislative enactment, we conclude that the purpose of subsections (a)(1) and (a)(2) are sufficiently distinct from that of subsection (a)(3) to make proportionality review inappropriate.
We therefore conclude that defendant has failed to carry his burden of proving that
II. CONCLUSION
Defendant has failed to show that section 12— ll(a)(3)’s add-on sentence of 15 years’ imprisonment violates the separation of powers clause. We find that section 12 — ll(a)(3)’s add-on sentencing scheme does not completely divest the circuit court of its ability to consider aggravating and mitigating factors. Further, a mandatory sentence is not per se unconstitutional.
Defendant has also failed to show that section 12— 11(a)(3) violates the proportionate penalties clause. We find that a 21-to-45-year sentence for violating
For these reasons, we reverse the circuit court and remand for further proceedings consistent with this opinion.
Reversed and remanded.
Notes
We note that, subsequent to the amendment at issue here, the legislature amended the home invasion statute again in Public Act 91 — 928 (Pub. Act 91 — 928, § 5, eff. June 1, 2001). That amendment occurred after defendant’s alleged conduct occurred and, in any event, does not impact the issues in this case.
We are mindful that